0001140361-12-046431.txt : 20121109
0001140361-12-046431.hdr.sgml : 20121109
20121109141531
ACCESSION NUMBER: 0001140361-12-046431
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121107
FILED AS OF DATE: 20121109
DATE AS OF CHANGE: 20121109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Becker Steven R
CENTRAL INDEX KEY: 0001349005
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19658
FILM NUMBER: 121193003
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 230
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TUESDAY MORNING CORP/DE
CENTRAL INDEX KEY: 0000878726
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-VARIETY STORES [5331]
IRS NUMBER: 752398532
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 6250 LBJ FREEWAY
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 2143873562
MAIL ADDRESS:
STREET 1: 6250 LBJ FREEWAY
CITY: DALLAS
STATE: TX
ZIP: 75240
4
1
doc1.xml
FORM 4
X0306
4
2012-11-07
0
0000878726
TUESDAY MORNING CORP/DE
TUES
0001349005
Becker Steven R
500 CRESCENT COURT
SUITE 230
DALLAS
TX
75201
1
0
0
0
Common Stock
2012-11-07
4
A
0
8300
0.00
A
17186
D
Common Stock
3396893
I
See Footnotes 4 and 5.
The 8,300 shares represent shares of restricted stock, all of which vest on November 4, 2013.
Restricted Shares granted pursuant to the Tuesday Morning Corporation (the "Issuer") 2004 Long-Term Equity Incentive Plan.
Represents shares of restricted stock, 8,866 of which have vested and all of which were granted pursuant to the Tuesday Morning Corporation 2004 Long-Term Equity Incentive Plan.
Represents shares of common stock ("Common Stock"), par value $0.01 per share, of the Issuer directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP") (1,379,894 shares), Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P.") (191,517 shares), BD Partners V, L.P. ("BD Partners V") (808,221 shares) and BD Management on behalf of a managed account (the "Managed Account") (1,017,261 shares). (continued in Footnote 5).
Mr. Becker may be deemed to beneficially own such shares of Common Stock as he is a co-managing member of BC Advisors, LLC, which is the general partner of BD Management (of which Mr. Becker is a limited partner), and BD Management is the general partner of, and investment manager for, each of Becker Drapkin QP, Becker Drapkin, L.P. and BD Partners V. BD Management is also the investment manager for the Managed Account. Mr. Becker disclaims beneficial ownership in such shares of Common Stock except to the extent of his pecuniary interest therein.
/s/ Andrew S. McLelland, attorney-in-fact
2012-11-09