EX-99.28.H.4.V 4 fp0072080_ex9928h4v.htm

FIRST AMENDMENT TO

SECURITIES LENDING AGREEMENT

 

THIS FIRST AMENDMENT TO SECURITIES LENDING AGREEMENT ("First Amendment"), dated effective as of August 20, 2021, is made and entered into by and between U.S. BANK NATIONAL ASSOCIATION ("Bank") and THE ADVISORS' INNER CIRCLE FUND ("Fund"), on behalf of each respective series identified in Exhibit A to the Agreement (each such series hereinafter referred to as a separate "Customer").

 

WITNESSETH:

 

WHEREAS, U.S. Bank and Fund, on behalf of each of its Customers, are parties to that certain Securities Lending Agreement, dated effective as of October 26, 2020, as may be amended from time to time ("Agreement"); and

 

WHEREAS, the parties now desire to amend the Agreement as set forth herein.

 

NOW, THEREFORE, in consideration of the mutual premises, covenants and undertakings set forth herein, the parties hereto agree as follows:

 

1.       Customer Information Sheet. The Customer Information Sheet attached as Exhibit A to the Agreement shall hereby be deleted and replaced by the Customer Information Sheet attached as Exhibit A to this First Amendment.

 

2.       Approved Borrowers. The Approved Borrowers List attached as Exhibit B-2 to this First Amendment shall hereby be added as Exhibit B-2 to the Agreement. All references to Exhibit B in the Agreement shall be deemed to mean Exhibit B and Exhibit B-2 collectively.

 

3.       Loan Fee Schedule. The Loan Fee Schedule attached as Exhibit C to the Agreement shall hereby be deleted and replaced by the Loan Fee Schedule attached as Exhibit C to this First Amendment.

 

4.       Full Force and Effect. Except as specifically modified by this First Amendment, the Agreement shall remain in full force and effect. All references to the Agreement shall be deemed to mean the Agreement as modified by this First Amendment.

 

5.       Counterparts. This First Amendment may be executed in counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.

 

[SIGNATURE PAGE FOLLOWS]

 

 

 

 

IN WITNESS WHEREOF, the undersigned parties have executed this First Amendment effective as of the day and year first above written.

 

U.S. BANK NATIONAL ASSOCIATION   THE ADVISORS' INNER CIRCLE FUND  
         
By: /s/ Jill M. Stevenson   /s/ Eric Griffith  
         
  Name: Jill M. Stevenson   Name: Eric Griffith  
         
  Title: Vice President   Title: Vice President & Assistant Secretary  
         
 

Date: August 23, 2021

  Date: August 20, 2021  

 

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EXHIBIT A

CUSTOMER INFORMATION SHEET

 

Please provide the Bank with the following information:

 

Name: The Advisors' Inner Circle Fund

 

Tax identification number:________________________________________

(for multiple tax identification numbers, please use the bottom half of this page)

 

Principal place of business: One Freedom Valley Drive, Oaks, PA 19456

 

State and nation of incorporation or organization: Massachusetts, USA

 

Address (or the address of

your registered agent) within

state of incorporation or organization: C/O CT CORPORATION SYSTEM, 155 FEDERAL

STREET STE 700, BOSTON, MA 02110 USA

 

If multiple legal entities will be lending securities under this Customer Agreement, please list the name of each entity and its unique tax identification number below (attach additional pages if necessary):

 

Name Tax ID
Edgewood Growth Fund [Redacted]
McKee International Equity Portfolio [Redacted]

 

 

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EXHIBIT B-2

APPROVED BORROWERS

 

The following entities are pre-approved as “Borrowers” pursuant to the Securities Lending Agreement unless the Customer places an “X” on the line across from a Borrower name.

 

Banco Santander, S.A     Jefferies LLC  
Bank of Montreal     J.P. Morgan Securities LLC  
Bank of Nova Scotia (The)     Mizuho Securities USA LLC  
Barclays Capital, Inc.     Morgan Stanley & Co. LLC  
BMO Capital Markets Corp.     MUFG Securities Americas Inc.  
BMO Nesbit Burns Inc.     National Bank of Canada Financial Inc.  
BNP Paribas, New York Branch     National Financial Services LLC  
BNP Paribas Prime Brokerage International, Limited     Nomura Securities International, Inc.  
BNP Paribas Securities Corp.     Pershing, LLC  
BofA Securities, Inc.     Raymond James & Associates, Inc.  
Canadian Imperial Bank of Commerce     RBC Capital Markets, LLC  
Cantor Fitzgerald & Co.     RBC Dominion Securities Inc.  
CF Secured, LLC     Royal Bank of Canada, New York Branch  
CIBC World Markets Corp.     Scotia Capital (USA) Inc.  
CIBC World Markets Inc.     SG Americas Securities, LLC  
Citigroup Global Markets Inc.     Société Générale, New York Branch  
Credit Agricole Securities (USA) Inc.     TD Ameritrade Clearing, Inc.  
Credit Suisse Securities (USA) LLC     TD Prime Services LLC  
Deutsche Bank Securities Inc.     TD Securities (USA) LLC  
Goldman Sachs & Co. LLC     Truist Securities, Inc.  
HSBC Bank plc     UBS Securities LLC  
HSBC Securities (USA) Inc.     Wells Fargo Clearing Services, LLC  
ING Financial Markets LLC     Wells Fargo Securities, LLC  
Janney Montgomery Scott LLC        

 

Advisors' Inner Circle Fund on behalf of McKee International Equity Portfolio   Optional 2nd Signature:  
By: /s/ Eric Griffith   By:    
           
Name: Eric Griffith   Name:    
           
Title: Vice President & Assistant Secretary   Title:    
           
Date: August 20, 2021   Date:    

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EXHIBIT C

LOAN FEE SCHEDULE

 

[Redacted]

 

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