0001144204-15-057678.txt : 20151001
0001144204-15-057678.hdr.sgml : 20151001
20151001160651
ACCESSION NUMBER: 0001144204-15-057678
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151001
FILED AS OF DATE: 20151001
DATE AS OF CHANGE: 20151001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MATLIN DAVID J
CENTRAL INDEX KEY: 0001251956
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10959
FILM NUMBER: 151137065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MatlinPatterson PE Holdings LLC
CENTRAL INDEX KEY: 0001251960
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10959
FILM NUMBER: 151137067
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126519500
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: MATLINPATTERSON ASSET MANAGEMENT LLC
DATE OF NAME CHANGE: 20030702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MATLINPATTERSON GLOBAL ADVISERS LLC
CENTRAL INDEX KEY: 0001251962
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10959
FILM NUMBER: 151137068
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126519500
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MatlinPatterson Global Partners III LLC
CENTRAL INDEX KEY: 0001431799
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10959
FILM NUMBER: 151137069
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-651-9500
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MatlinPatterson Global Opportunities Partners (Cayman) III LP
CENTRAL INDEX KEY: 0001403831
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10959
FILM NUMBER: 151137070
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-651-9500
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MatlinPatterson Global Opportunities Partners III LP
CENTRAL INDEX KEY: 0001403833
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10959
FILM NUMBER: 151137071
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-651-9500
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MP CA Homes LLC
CENTRAL INDEX KEY: 0001439030
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10959
FILM NUMBER: 151137072
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4213
BUSINESS PHONE: (212)651-9500
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022-4213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MATLINPATTERSON LLC
CENTRAL INDEX KEY: 0001178798
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10959
FILM NUMBER: 151137066
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126519500
MAIL ADDRESS:
STREET 1: 520 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CalAtlantic Group, Inc.
CENTRAL INDEX KEY: 0000878560
STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531]
IRS NUMBER: 330475989
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15360 BARRANCA PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 9497891600
MAIL ADDRESS:
STREET 1: 15360 BARRANCA PARKWAY
CITY: IRVINE
STATE: CA
ZIP: 92618
FORMER COMPANY:
FORMER CONFORMED NAME: STANDARD PACIFIC CORP /DE/
DATE OF NAME CHANGE: 19930328
4
1
v421196_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-10-01
0
0000878560
CalAtlantic Group, Inc.
CAA
0001439030
MP CA Homes LLC
C/O MATLINPATTERSON GLOBAL ADVISERS LLC
520 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001403833
MatlinPatterson Global Opportunities Partners III LP
C/O MATLINPATTERSON GLOBAL ADVISERS LLC
520 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001403831
MatlinPatterson Global Opportunities Partners (Cayman) III LP
C/O MATLINPATTERSON GLOBAL ADVISERS LLC
520 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001431799
MatlinPatterson Global Partners III LLC
C/O MATLINPATTERSON GLOBAL ADVISERS LLC
520 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001251962
MATLINPATTERSON GLOBAL ADVISERS LLC
C/O MATLINPATTERSON GLOBAL ADVISERS LLC
520 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001251960
MatlinPatterson PE Holdings LLC
C/O MATLINPATTERSON GLOBAL ADVISERS LLC
520 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001178798
MATLINPATTERSON LLC
C/O MATLINPATTERSON GLOBAL ADVISERS LLC
520 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
0001251956
MATLIN DAVID J
C/O MATLINPATTERSON GLOBAL ADVISERS LLC
520 MADISON AVENUE
NEW YORK
NY
10022
0
0
1
0
Series B Junior Participating Convertible Preferred Stock
2015-10-01
4
C
0
267829
D
2008-08-18
Common Stock
17562557
0
I
See Footnote
MP CA Homes LLC was the record holder of 267,829 shares of Series B Junior Participating Convertible Preferred Stock ("Junior Convertible Preferred Stock"). On October 1, 2015, MP CA Homes LLC converted 267,829 shares of Junior Convertible Preferred Stock into 17,562,557 shares of Common Stock. MatlinPatterson Global Opportunities Partners III L.P. and MatlinPatterson Global Opportunities Partners (Cayman) III L.P. (together, "the Funds"), hold 100 percent of the membership interests in MP CA Homes LLC. MatlinPatterson Global Partners III LLC (the "General Partner") is the general partner of the Funds. MatlinPatterson Global Advisers LLC (the "Adviser") is the investment adviser to the Funds. MatlinPatterson PE Holdings LLC ("Matlin PE Holdings"), a Delaware limited liability company formerly known as MatlinPatterson Asset Management LLC, holds 100 percent of the voting interest and equity of the Adviser and the General Partner. (continued on footnote 2)
(continued from footnote 1) MatlinPatterson LLC holds 100 percent of the equity of Matlin PE Holdings. Other than MP CA Homes LLC, each of the foregoing reporting persons disclaims beneficial ownership of the shares held by MP CA Homes LLC, except to the extent that such reporting person holds an indirect pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
David J. Matlin is an employee of the Adviser and a holder of 100 percent of the membership interests in MatlinPatterson LLC. David J. Matlin may be deemed to have shared voting and investment control over the shares held by MP CA Homes LLC. He also has an indirect pecuniary interest in the Funds. His exact pecuniary interest therein is not readily determinable because it is subject to several variables, including without limitation, the internal rates of return of the Funds overall with respect to their indirect investment in the Issuer. David J. Matlin disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
Each share of Junior Convertible Preferred Stock is convertible into such number of shares of Common Stock of the Issuer equal to $1,000 divided by the applicable conversion price of the Junior Convertible Preferred Stock ($15.25 as of the date hereof, subject to anti-dilution adjustment); provided that upon such conversion the holder thereof cannot own more than 49% of the total voting power of the voting stock of the Issuer
The Junior Convertible Preferred Stock has no expiration date.
/s/ Robert H. Weiss, Reporting Person
2015-10-01
MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS III L.P By: /s/ Robert H. Weiss, Reporting Person
2015-10-01
MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (CAYMAN) III L.P. By: /s/ Robert H. Weiss, Reporting Person
2015-10-01
MATLINPATTERSON GLOBAL PARTNERS III LLC By: /s/ Robert H. Weiss, Reporting Person
2015-10-01
MATLINPATTERSON GLOBAL ADVISERS LLC By: /s/ Robert H. Weiss, Reporting Person
2015-10-01
MATLINPATTERSON PE HOLDINGS LLC By: /s/ Robert H. Weiss, Reporting Person
2015-10-01
MATLINPATTERSON LLC By: /s/ Robert H. Weiss, Reporting Person
2015-10-01
DAVID J. MATLIN By: /s/ Robert H. Weiss, Attorney-in-Fact
2015-10-01