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Regulatory Capital Requirements (Tables)
12 Months Ended
Jun. 30, 2014
The Bank's Capital Amounts and Ratios

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Actual

 

For Capital Adequacy Purposes

 

To Be Well Capitalized Under Prompt Corrective Action Provisions

 

 

 

 

 

 

Amount

Ratio

 

Amount

Ratio

 

Amount

Ratio

 

 

 

 

June 30, 2014

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Total risk-based capital

 

$       185,582 

25.5 

%

 

$      58,147 

8.0 

%

 

$      72,683 

10.0 

%

 

 

 

 

Tier I risk-based capital

 

177,640 
24.4 

 

 

29,073 
4.0 

 

 

43,610 
6.0 

 

 

 

 

 

Tier I (core) capital

 

177,640 
14.1 

 

 

50,508 
4.0 

 

 

63,135 
5.0 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Actual

 

For Capital Adequacy Purposes

 

To Be Well Capitalized Under Prompt Corrective Action Provisions

 

 

 

 

Amount

Ratio

 

Amount

Ratio

 

Amount

Ratio

 

 

 

June 30, 2013

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Total risk-based capital

 

$       181,909 

24.9 

%

 

$      58,465 

8.0 

%

 

$      73,081 

10.0 

%

 

 

 

 

Tier I risk-based capital

 

172,734 
23.6 

 

 

29,233 
4.0 

 

 

43,849 
6.0 

 

 

 

 

 

Tier I (core) capital

 

172,734 
13.5 

 

 

51,081 
4.0 

 

 

63,851 
5.0 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Southwest Securities [Member]
 
Net Capital Position

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

June 30, 2014

 

 

June 30, 2013

 

 

 

 

 

 

 

 

 

Net capital

$           156,423 

 

 

$           141,112 

 

 

Less:  required net capital

6,577 

 

 

6,843 

 

 

Excess net capital

$           149,846 

 

 

$           134,269 

 

 

Net capital as a percent of aggregate debit items

47.6 

%

 

41.2 

%

 

Net capital in excess of 5% aggregate debit items

$           139,981 

 

 

$           124,005 

 

 

 

 

 

 

 

 

 

 

SWS Financial Services, Inc. [Member]
 
Net Capital Position

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

June 30, 2014

 

 

June 30, 2013

 

 

 

 

 

 

 

 

 

Net capital

$              1,141 

 

 

$                 713 

 

 

Less:  required net capital

250 

 

 

250 

 

 

Excess net capital

$                 891 

 

 

$                 463