XML 161 R51.htm IDEA: XBRL DOCUMENT v2.4.0.8
Segment Reporting (Tables)
12 Months Ended
Jun. 30, 2013
Segment Reporting [Abstract]  
Summary of Operations Information by Segments

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(in thousands)

Clearing 

Retail Brokerage

Institutional Brokerage

Banking 

Other Consolidated Entities

Consolidated SWS Group, Inc.

 

June 30, 2013

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Operating revenue

$   12,875 

$      107,109 

$          95,569 

$       2,678 

$             2,533 

$         220,764 

 

Net intersegment revenues

(725)
714 
(227)
3,458 
(3,220)

 -

 

Net interest revenue

6,063 
3,331 
12,378 
41,423 
(12,306)
50,889 

 

Net revenues

18,938 
110,440 
107,947 
44,101 
(9,773)
271,653 

 

Non-interest expenses

19,419 
107,942 
87,081 
31,359 
36,155 
281,956 

 

Other gains (losses)

 -

 -

 -

 -

3,613 
3,613 

 

Depreciation and amortization

66 
872 
421 
1,747 
2,376 
5,482 

 

Net income (loss) before taxes

(481)
2,498 
20,866 
12,742 
(42,315)
(6,690)

 

Assets (*)

260,824 
212,001 
1,836,469 
1,269,308 
36,093 
3,614,695 

 

 

 

 

 

 

 

 

 

June 29, 2012

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Operating revenue

$   12,558 

$      103,150 

$         114,498 

$       2,714 

$            (1,299)

$         231,621 

 

Net intersegment revenues

(770)
676 
128 
3,657 
(3,691)

 -

 

Net interest revenue

6,056 
3,732 
15,579 
47,228 
(10,793)
61,802 

 

Net revenues

18,614 
106,882 
130,077 
49,942 
(12,092)
293,423 

 

Non-interest expenses

20,368 
108,788 
90,423 
42,626 
33,484 
295,689 

 

Other gains (losses)

 -

 -

 -

 -

(3,674)
(3,674)

 

Depreciation and amortization

75 
921 
416 
1,922 
2,445 
5,779 

 

Net income (loss) before taxes

(1,754)
(1,906)
39,654 
7,316 
(49,250)
(5,940)

 

Assets (*)

279,367 
203,916 
1,600,659 
1,306,653 
71,564 
3,462,159 

 

 

 

 

 

 

 

 

 

June 24, 2011

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Operating revenue

$   14,715 

$      106,226 

$         129,702 

$         (838)

$             1,147 

$         250,952 

 

Net intersegment revenues

(864)
906 
273 
3,786 
(4,101)

 -

 

Net interest revenue

6,475 
3,431 
15,993 
65,147 
66 
91,112 

 

Net revenues

21,190 
109,657 
145,695 
64,309 
1,213 
342,064 

 

Non-interest expenses

20,689 
108,301 
99,444 
110,639 
36,445 
375,518 

 

Depreciation and amortization

859 
938 
573 
2,436 
2,412 
7,218 

 

Net income (loss) before taxes

501 
1,356 
46,251 
(46,330)
(35,232)
(33,454)

 

Assets (*)

339,993 
189,312 
1,819,420 
1,351,295 
36,570 
3,736,590 

 

 

 

 

 

 

 

 

 

 

Summary of Reconciliation of Assets

 

 

 

 

 

 

 

 

 

 

 

June 30, 2013

June 29, 2012

June 24, 2011

 

Amount as presented above

$         3,614,695 

$         3,462,159 

$         3,736,590 

 

Reconciling items:

 

 

 

 

Unallocated assets:

 

 

 

 

Cash

12,071 
9,365 
4,654 

 

Receivables from brokers, dealers and clearing

81,378 
44,780 
31,929 

 

organizations         

 

 

 

 

Receivable from clients, net of allowances     

51,437 
17,231 
12,002 

 

Other assets

24,037 
20,504 
31,102 

 

Unallocated eliminations

(3,245)
(7,196)
(14,120)

 

Total assets

$         3,780,373 

$         3,546,843 

$         3,802,157