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Form SC 13D - General Statement of Acquisition of Beneficial Ownership:
SEC Accession No. 0001415889-14-002542
Filing Date
2014-08-18
Accepted
2014-08-18 09:00:39
Documents
4

Document Format Files

Seq Description Document Type Size
1 SCHEDULE 13D sc13d09482004_08152014.htm SC 13D 424862
2 JOINT FILING AND SOLICITATION AGREEMENT ex991to13d09482004_08152014.htm EX-99.1 40534
3 FORM OF INDEMNIFICATION AGREEMENT ex992to13d09482004_08152014.htm EX-99.2 19405
4 FORM OF POWER OF ATTORNEY ex993to13d09482004_08152014.htm EX-99.3 9913
  Complete submission text file 0001415889-14-002542.txt   496321
Mailing Address SUITE 3500 1201 ELM STREET DALLAS TX 75270
Business Address SUITE 3500 1201 ELM STREET DALLAS TX 75270 2146511800
SWS GROUP INC (Subject) CIK: 0000878520 (see all company filings)

IRS No.: 752040825 | State of Incorp.: DE | Fiscal Year End: 0630
Type: SC 13D | Act: 34 | File No.: 005-41940 | Film No.: 141047967
SIC: 6211 Security Brokers, Dealers & Flotation Companies

Mailing Address 53 FOREST AVENUE, 1ST FLOOR OLD GREENWICH CT 06870
Business Address 53 FOREST AVENUE, 1ST FLOOR OLD GREENWICH CT 06870 (203) 542-0235
Lone Star Value Management LLC (Filed by) CIK: 0001589350 (see all company filings)

IRS No.: 462567817 | State of Incorp.: CT | Fiscal Year End: 1231
Type: SC 13D