0001225208-13-018520.txt : 20130823
0001225208-13-018520.hdr.sgml : 20130823
20130823170039
ACCESSION NUMBER: 0001225208-13-018520
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130821
FILED AS OF DATE: 20130823
DATE AS OF CHANGE: 20130823
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWS GROUP INC
CENTRAL INDEX KEY: 0000878520
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 752040825
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: SUITE 3500
STREET 2: 1201 ELM STREET
CITY: DALLAS
STATE: TX
ZIP: 75270
BUSINESS PHONE: 2146511800
MAIL ADDRESS:
STREET 1: SUITE 3500
STREET 2: 1201 ELM STREET
CITY: DALLAS
STATE: TX
ZIP: 75270
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES GROUP INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THOMPSON W NORMAN
CENTRAL INDEX KEY: 0001249611
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19483
FILM NUMBER: 131058309
MAIL ADDRESS:
STREET 1: 1201 ELM STREET STE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270
4
1
doc4.xml
X0306
4
2013-08-21
0000878520
SWS GROUP INC
SWS
0001249611
THOMPSON W NORMAN
1201 ELM STREET
SUITE 3500
DALLAS
TX
75270
1
CIO
Common Stock $.10 Par Value
2013-08-21
4
A
0
8993.0000
0
A
38119.0000
D
Common Stock $.10 Par Value
11875.0000
I
401 (k)
Shares were acquired pursuant to a grant of restricted stock under the SWS Group, Inc. 2012 Restricted Stock Plan. Shares vest ratably over a three year period. The reporting person is responsible for any tax liability associated with vested shares.
Allen R. Tubb, Power of Attorney
2013-08-23