0001225208-12-023820.txt : 20121126
0001225208-12-023820.hdr.sgml : 20121126
20121126172148
ACCESSION NUMBER: 0001225208-12-023820
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121121
FILED AS OF DATE: 20121126
DATE AS OF CHANGE: 20121126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FORD GERALD J
CENTRAL INDEX KEY: 0001021572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19483
FILM NUMBER: 121225037
MAIL ADDRESS:
STREET 1: 200 CRESCENT CT STE 1350
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWS GROUP INC
CENTRAL INDEX KEY: 0000878520
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 752040825
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0624
BUSINESS ADDRESS:
STREET 1: SUITE 3500
STREET 2: 1201 ELM STREET
CITY: DALLAS
STATE: TX
ZIP: 75270
BUSINESS PHONE: 2146511800
MAIL ADDRESS:
STREET 1: SUITE 3500
STREET 2: 1201 ELM STREET
CITY: DALLAS
STATE: TX
ZIP: 75270
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES GROUP INC
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
X0306
4
2012-11-21
0000878520
SWS GROUP INC
SWS
0001021572
FORD GERALD J
1201 ELM STREET
SUITE 3500
DALLAS
TX
75270
1
Common Stock $.10 Par Value
2012-11-21
4
A
0
7231.0000
0
A
13962.0000
D
Common Stock $.10 Par Value
1475387.0000
I
By Hilltop Holdings Inc.
Shares were acquired pursuant to a grant of restricted stock under the SWS Group, Inc. 2012 Restricted Stock Plan. The award vests one year from the grant date.
Shares of common stock are held by Hilltop Holdings Inc. of which Mr. Gerald Ford is Chairman of the Board and a 26.6% beneficial owner. Mr. Ford disclaims beneficial ownership of the shares of common stock, except to the extent of his pecuniary interest therein.
Allen R. Tubb, Power of Attorney
2012-11-26