0001225208-12-003137.txt : 20120206 0001225208-12-003137.hdr.sgml : 20120206 20120206105726 ACCESSION NUMBER: 0001225208-12-003137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120202 FILED AS OF DATE: 20120206 DATE AS OF CHANGE: 20120206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON W NORMAN CENTRAL INDEX KEY: 0001249611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19483 FILM NUMBER: 12572378 MAIL ADDRESS: STREET 1: 1201 ELM STREET STE 3500 CITY: DALLAS STATE: TX ZIP: 75270 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWS GROUP INC CENTRAL INDEX KEY: 0000878520 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 752040825 STATE OF INCORPORATION: DE FISCAL YEAR END: 0624 BUSINESS ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 BUSINESS PHONE: 2146511800 MAIL ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES GROUP INC DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0304 4 2012-02-02 0000878520 SWS GROUP INC SWS 0001249611 THOMPSON W NORMAN 1201 ELM STREET SUITE 3500 DALLAS TX 75270 1 CIO Common Stock $.10 Par Value 2012-02-02 4 A 0 16756.0000 0 A 29327.0000 D Common Stock $.10 Par Value 11875.0000 I 401 (k) Shares were acquired on February 2, 2012 pursuant to a grant of restricted stock under the SWS Group, Inc. 2003 Restricted Stock Plan. The award vests four years from the grant date. The reporting person is responsible for any tax liability associated with the vested shares. Allen R. Tubb, Power of Attorney 2012-02-06