0001225208-11-025178.txt : 20111121 0001225208-11-025178.hdr.sgml : 20111121 20111121170025 ACCESSION NUMBER: 0001225208-11-025178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111117 FILED AS OF DATE: 20111121 DATE AS OF CHANGE: 20111121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWS GROUP INC CENTRAL INDEX KEY: 0000878520 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 752040825 STATE OF INCORPORATION: DE FISCAL YEAR END: 0624 BUSINESS ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 BUSINESS PHONE: 2146511800 MAIL ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES GROUP INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOBE LARRY A CENTRAL INDEX KEY: 0001250072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19483 FILM NUMBER: 111219602 MAIL ADDRESS: STREET 1: 2951 KINWEST PARKWAY CITY: IRVING STATE: TX ZIP: 75063 4 1 doc4.xml X0304 4 2011-11-17 0000878520 SWS GROUP INC SWS 0001250072 JOBE LARRY A 1201 ELM STREET SUITE 3500 DALLAS TX 75270 1 Common Stock $.10 Par Value 2011-11-17 4 A 0 6731.0000 0 A 47394.0000 D Shares were acquired pursuant to a grant of restricted stock under the SWS Group, Inc. 2003 Restricted Stock Plan. The award vests one year from the grant date. Allen R. Tubb, Power of Attorney 2011-11-20