0001225208-11-021864.txt : 20110916 0001225208-11-021864.hdr.sgml : 20110916 20110916171454 ACCESSION NUMBER: 0001225208-11-021864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110916 FILED AS OF DATE: 20110916 DATE AS OF CHANGE: 20110916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LITTON RICHARD H CENTRAL INDEX KEY: 0001249599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19483 FILM NUMBER: 111095926 MAIL ADDRESS: STREET 1: 1201 ELM STREET STE 3500 CITY: DALLAS STATE: TX ZIP: 75270 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWS GROUP INC CENTRAL INDEX KEY: 0000878520 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 752040825 STATE OF INCORPORATION: DE FISCAL YEAR END: 0624 BUSINESS ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 BUSINESS PHONE: 2146511800 MAIL ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES GROUP INC DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0304 4 2011-09-16 0000878520 SWS GROUP INC SWS 0001249599 LITTON RICHARD H 1201 ELM STREET SUITE 3500 DALLAS TX 75270 1 Executive Vice President Common Stock $.10 Par Value 2011-09-16 4 P 0 6000.0000 5.8316 A 83443.0000 D Allen R. Tubb, Power of Attorney 2011-09-16