0001225208-11-021778.txt : 20110915 0001225208-11-021778.hdr.sgml : 20110915 20110915174445 ACCESSION NUMBER: 0001225208-11-021778 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110915 FILED AS OF DATE: 20110915 DATE AS OF CHANGE: 20110915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LELAND DANIEL CENTRAL INDEX KEY: 0001249603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19483 FILM NUMBER: 111093662 MAIL ADDRESS: STREET 1: 1201 ELM STREET STE 3500 CITY: DALLAS STATE: TX ZIP: 75270 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SWS GROUP INC CENTRAL INDEX KEY: 0000878520 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 752040825 STATE OF INCORPORATION: DE FISCAL YEAR END: 0624 BUSINESS ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 BUSINESS PHONE: 2146511800 MAIL ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES GROUP INC DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0304 4 2011-09-15 0000878520 SWS GROUP INC SWS 0001249603 LELAND DANIEL 1201 ELM STREET SUITE 3500 DALLAS TX 75270 1 Executive Vice President Common Stock $.10 Par Value 2011-09-15 4 P 0 4000.0000 5.5990 A 61446.0000 D Common Stock $.10 Par Value 40000.0000 I 401 (k) Allen R. Tubb, Power of Attorney 2011-09-15