0001225208-11-015415.txt : 20110531
0001225208-11-015415.hdr.sgml : 20110530
20110531170952
ACCESSION NUMBER: 0001225208-11-015415
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110526
FILED AS OF DATE: 20110531
DATE AS OF CHANGE: 20110531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LITTON RICHARD H
CENTRAL INDEX KEY: 0001249599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19483
FILM NUMBER: 11882203
MAIL ADDRESS:
STREET 1: 1201 ELM STREET STE 3500
CITY: DALLAS
STATE: TX
ZIP: 75270
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SWS GROUP INC
CENTRAL INDEX KEY: 0000878520
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 752040825
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0626
BUSINESS ADDRESS:
STREET 1: SUITE 3500
STREET 2: 1201 ELM STREET
CITY: DALLAS
STATE: TX
ZIP: 75270
BUSINESS PHONE: 2146511800
MAIL ADDRESS:
STREET 1: SUITE 3500
STREET 2: 1201 ELM STREET
CITY: DALLAS
STATE: TX
ZIP: 75270
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTHWEST SECURITIES GROUP INC
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
X0303
4
2011-05-26
0000878520
SWS GROUP INC
SWS
0001249599
LITTON RICHARD H
1201 ELM STREET
SUITE 3500
DALLAS
TX
75270
1
Executive Vice President
Common Stock $.10 Par Value
2011-05-26
4
P
0
800.0000
6.0037
A
55493.0000
D
Common Stock $.10 Par Value
2011-05-31
4
P
0
11950.0000
6.4863
A
67443.0000
D
Common Stock $.10 Par Value
2011-05-31
4
P
0
10000.0000
6.4654
A
77443.0000
D
Allen R. Tubb, Power of Attorney
2011-05-31