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Filing Detail
Form 8-K - Current report:
SEC Accession No. 0001193125-14-413205
Filing Date
2014-11-14
Accepted
2014-11-14 16:07:53
Documents
2
Period of Report
2014-11-10
Items
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq Description Document Type Size
1 8-K d821757d8k.htm 8-K 40715
2 EX-10.1 d821757dex101.htm EX-10.1 64178
  Complete submission text file 0001193125-14-413205.txt   106265
Mailing Address SUITE 3500 1201 ELM STREET DALLAS TX 75270
Business Address SUITE 3500 1201 ELM STREET DALLAS TX 75270 2146511800
SWS GROUP INC (Filer) CIK: 0000878520 (see all company filings)

IRS No.: 752040825 | State of Incorp.: DE | Fiscal Year End: 0630
Type: 8-K | Act: 34 | File No.: 000-19483 | Film No.: 141224107
SIC: 6211 Security Brokers, Dealers & Flotation Companies