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Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
SEC Accession No. 0001193125-11-072126
Filing Date
2011-03-21
Accepted
2011-03-21 12:49:43
Documents
10
Effectiveness Date
2011-03-21

Document Format Files

Seq Description Document Type Size
1 FORM 8-K d8k.htm DEFA14A 30099
2 CERTIFICATE OF DESIGNATIONS dex31.htm EX-3.1 98528
3 FORM OF WARRANT dex41.htm EX-4.1 88695
4 INVESTOR RIGHTS AGREEMENT dex42.htm EX-4.2 117916
5 FUNDING AGREEMENT dex101.htm EX-10.1 275982
6 CREDIT AGREEMENT dex102.htm EX-10.2 324834
7 PRESS RELEASE dex991.htm EX-99.1 15937
8 LETTER TO EMPLOYEES dex992.htm EX-99.2 8245
9 GRAPHIC g165314ex99_2pg001.jpg GRAPHIC 13891
10 GRAPHIC g165314image001.jpg GRAPHIC 17270
  Complete submission text file 0001193125-11-072126.txt   1004606
Mailing Address SUITE 3500 1201 ELM STREET DALLAS TX 75270
Business Address SUITE 3500 1201 ELM STREET DALLAS TX 75270 2146511800
SWS GROUP INC (Filer) CIK: 0000878520 (see all company filings)

IRS No.: 752040825 | State of Incorp.: DE | Fiscal Year End: 0626
Type: DEFA14A | Act: 34 | File No.: 000-19483 | Film No.: 11700599
SIC: 6211 Security Brokers, Dealers & Flotation Companies