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Filing Detail
Form 10-Q - Quarterly report [Sections 13 or 15(d)]:
SEC Accession No. 0001193125-11-027626
Filing Date
2011-02-09
Accepted
2011-02-08 18:46:38
Documents
7
Period of Report
2010-12-31

Document Format Files

Seq Description Document Type Size
1 FORM 10-Q d10q.htm 10-Q 2030190
2 ORDER TO CEASE AND DESIST dex101.htm EX-10.1 74838
3 STIPULATION AND CONSENT TO ISSUANCE OF ORDER dex102.htm EX-10.2 26320
4 SECTION 302 CEO CERTIFICATION dex311.htm EX-31.1 9940
5 SECTION 302 CFO CERTIFICATION dex312.htm EX-31.2 9946
6 SECTION 906 CEO CERTIFICATION dex321.htm EX-32.1 4513
7 SECTION 906 CFO CERTIFICATION dex322.htm EX-32.2 4519
  Complete submission text file 0001193125-11-027626.txt   2161801
Mailing Address SUITE 3500 1201 ELM STREET DALLAS TX 75270
Business Address SUITE 3500 1201 ELM STREET DALLAS TX 75270 2146511800
SWS GROUP INC (Filer) CIK: 0000878520 (see all company filings)

IRS No.: 752040825 | State of Incorp.: DE | Fiscal Year End: 0626
Type: 10-Q | Act: 34 | File No.: 000-19483 | Film No.: 11583974
SIC: 6211 Security Brokers, Dealers & Flotation Companies