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Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]:
SEC Accession No. 0001193125-07-199182
Filing Date
2007-09-12
Accepted
2007-09-11 17:54:03
Documents
10
Period of Report
2007-06-29

Document Format Files

Seq Description Document Type Size
1 FORM 10-K d10k.htm 10-K 1802660
2 EXECUTIVE EMPLOYMENT AGREEMENT dex1017.htm EX-10.17 91862
3 SUBSIDIARIES dex211.htm EX-21.1 4725
4 CONSENT OF GRANT THORNTON LLP dex231.htm EX-23.1 1312
5 CONSENT OF PRICEWATERHOUSECOOPERS LLP dex232.htm EX-23.2 1158
6 SECTION 302 CEO CERTIFICATION dex311.htm EX-31.1 9288
7 SECTION 302 CFO CERTIFICATION dex312.htm EX-31.2 9277
8 SECTION 906 CEO CERTIFICATION dex321.htm EX-32.1 3860
9 SECTION 906 CFO CERTIFICATION dex322.htm EX-32.2 3854
10 GRAPHIC g29886image.jpg GRAPHIC 38116
  Complete submission text file 0001193125-07-199182.txt   1982197
Mailing Address SUITE 3500 1201 ELM STREET DALLAS TX 75270
Business Address SUITE 3500 1201 ELM STREET DALLAS TX 75270 2146511800
SWS GROUP INC (Filer) CIK: 0000878520 (see all company filings)

IRS No.: 752040825 | State of Incorp.: DE | Fiscal Year End: 0630
Type: 10-K | Act: 34 | File No.: 000-19483 | Film No.: 071111802
SIC: 6211 Security Brokers, Dealers & Flotation Companies