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Form 10-K - Annual report [Section 13 and 15(d), not S-K Item 405]:
SEC Accession No. 0001193125-06-189906
Filing Date
2006-09-13
Accepted
2006-09-13 11:52:21
Documents
10
Period of Report
2006-06-30

Document Format Files

Seq Description Document Type Size
1 FORM 10-K d10k.htm 10-K 1674303
2 CODE OF BUSINESS CONDUCT AND ETHICS dex141.htm EX-14.1 61100
3 SUBSIDIARIES dex211.htm EX-21.1 5623
4 CONSENT OF GRANT THORNTON LLP dex231.htm EX-23.1 1539
5 CONSENT OF PRICEWATERHOUSECOOPERS LLP dex232.htm EX-23.2 1357
6 SECTION 302 CEO CERTIFICATION dex311.htm EX-31.1 9426
7 SECTION 302 CFO CERTIFICATION dex312.htm EX-31.2 9426
8 SECTION 906 CEO CERTIFICATION dex321.htm EX-32.1 3873
9 SECTION 906 CFO CERTIFICATION dex322.htm EX-32.2 3867
10 GRAPHIC g17027img001.jpg GRAPHIC 14605
  Complete submission text file 0001193125-06-189906.txt   1792323
Mailing Address SUITE 3500 1201 ELM STREET DALLAS TX 75270
Business Address SUITE 3500 1201 ELM STREET DALLAS TX 75270 2146511800
SWS GROUP INC (Filer) CIK: 0000878520 (see all company filings)

IRS No.: 752040825 | State of Incorp.: DE | Fiscal Year End: 0625
Type: 10-K | Act: 34 | File No.: 000-19483 | Film No.: 061087946
SIC: 6211 Security Brokers, Dealers & Flotation Companies