0001104659-20-125852.txt : 20201117 0001104659-20-125852.hdr.sgml : 20201117 20201117155505 ACCESSION NUMBER: 0001104659-20-125852 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201117 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Securities Holdings LLC CENTRAL INDEX KEY: 0000878520 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 752040825 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-18782 FILM NUMBER: 201321093 BUSINESS ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 BUSINESS PHONE: 2146511800 MAIL ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 FORMER COMPANY: FORMER CONFORMED NAME: SWS GROUP INC DATE OF NAME CHANGE: 20021003 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES GROUP INC DATE OF NAME CHANGE: 19930328 13F-NT 1 primary_doc.xml 13F-NT LIVE 0000878520 XXXXXXXX 09-30-2020 09-30-2020 false Hilltop Securities Holdings LLC

1201 Elm Street Suite 3500 Dallas TX 75270

13F NOTICE 028-18782 0001265131 028-15359 Hilltop Holdings Inc. N Corey G. Prestidge 214-855-2177 /s/ Corey G. Prestidge Dallas TX 11-16-2020