<SEC-DOCUMENT>0001104659-14-074844-index.html : 20141029 <SEC-HEADER>0001104659-14-074844.hdr.sgml : 20141029 <ACCEPTANCE-DATETIME>20141029161755 ACCESSION NUMBER: 0001104659-14-074844 CONFORMED SUBMISSION TYPE: 425 PUBLIC DOCUMENT COUNT: 28 FILED AS OF DATE: 20141029 DATE AS OF CHANGE: 20141029 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SWS GROUP INC CENTRAL INDEX KEY: 0000878520 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 752040825 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 425 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19483 FILM NUMBER: 141180406 BUSINESS ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 BUSINESS PHONE: 2146511800 MAIL ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES GROUP INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Hilltop Holdings Inc. CENTRAL INDEX KEY: 0001265131 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 841477939 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 425 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1330 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214.855.2177 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1330 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: AFFORDABLE RESIDENTIAL COMMUNITIES INC DATE OF NAME CHANGE: 20030929 </SEC-HEADER> <DOCUMENT> <TYPE>425 <SEQUENCE>1 <FILENAME>a14-23091_1425.htm <DESCRIPTION>PROSPECTUSES AND COMMUNICATIONS RE: BUSINESS COMBINATION TRANSACTIONS <TEXT> Document 1 - file: a14-23091_1425.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>g230911bei001.gif <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: g230911bei001.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>g230911bei002.gif <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: g230911bei002.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>g230911bei003.gif <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: g230911bei003.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g230911bei004.gif <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: g230911bei004.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g230911bei005.gif <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: g230911bei005.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g230911bei006.gif <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: g230911bei006.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g230911bei007.gif <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: g230911bei007.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g230911bei008.gif <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: g230911bei008.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>g230911bei009.gif <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: g230911bei009.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>g230911bei010.gif <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: g230911bei010.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>g230911bei011.gif <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: g230911bei011.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g230911bei012.gif <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: g230911bei012.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g230911bei013.gif <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: g230911bei013.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>g230911bei014.gif <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: g230911bei014.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>g230911bei015.gif <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: g230911bei015.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>g230911bei016.gif <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: g230911bei016.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>g230911bei017.gif <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: g230911bei017.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>g230911bei018.gif <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: g230911bei018.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>g230911bei019.gif <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: g230911bei019.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>g230911bei020.gif <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: g230911bei020.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>g230911bei021.gif <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: g230911bei021.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>g230911bei022.gif <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: g230911bei022.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>g230911bei023.gif <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: g230911bei023.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>g230911bei024.gif <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: g230911bei024.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>g230911bei025.gif <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: g230911bei025.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>g230911bei026.gif <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: g230911bei026.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>g230911bei027.gif <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: g230911bei027.gif
</DOCUMENT> </SEC-DOCUMENT>