-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NSC/srOTEqtIjiQxdNjbfsGTMy7DitL4prc+IGCeE0ftwaDJX4WHnjWUGu8IpOCg 6ejvusPNbmv0hFHnGZvNcg== 0000891836-96-000142.txt : 19960612 0000891836-96-000142.hdr.sgml : 19960612 ACCESSION NUMBER: 0000891836-96-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960607 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOTHIC ENERGY CORP CENTRAL INDEX KEY: 0000878482 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 222663839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19753 FILM NUMBER: 96578209 BUSINESS ADDRESS: STREET 1: 5727 S LEWIS AVE STE 700 STREET 2: P O BOX 186 CITY: TULSARD STATE: OK ZIP: 74105 BUSINESS PHONE: 9187495666 FORMER COMPANY: FORMER CONFORMED NAME: TNC MEDIA INC DATE OF NAME CHANGE: 19930328 COMPANY DATA: COMPANY CONFORMED NAME: STRATUM GROUP L L C CENTRAL INDEX KEY: 0000946553 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 650 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 FORM 4 1 FORM 4 U.S SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [x] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person STRATUM GROUP, L.P. (Last) (First) (Middle) 650 FIFTH AVENUE (Street) NEW YORK NY 10019 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol GOTHIC ENERGY CORPORATION; "GOTH" 3. IRS or Social Security Number of Reporting Person (Voluntary) 13-3792279 4. Statement for Month/Year JUNE 1996 5. If Amendment, Date of Original (Month/Year) JUNE 1995 6. Relationship of Reporting Person to Issuer (Check all applicable) ____ Director ____ 10% Owner ____ Officer (give title below) ____ Other (specify below) ___________________________________________________________ 2 FORM 4 (continued) TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. Title of Security (Instr. 3) ____________________________________________________________ ____________________________________________________________ ____________________________________________________________ 2. Transaction Date (Month/Day/Year) ____________________________________________________________ ____________________________________________________________ ____________________________________________________________ 3. Transaction Code (Instr. 8) Code V _____________________ ________________________ _____________________ ________________________ _____________________ ________________________ 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) Amount (A) or (D) Price _______________ _______________ _______________ _______________ _______________ _______________ _______________ _______________ _______________ 5. Amount of Securities Beneficially Owned at End of Month (Instr. 3 and 4) _________________________________________________________ _________________________________________________________ _________________________________________________________ 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) _________________________________________________________ _________________________________________________________ _________________________________________________________ 7. Nature of Indirect Beneficial Ownership (Instr. 4) _________________________________________________________ _________________________________________________________ _________________________________________________________ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly (Print or Type Responses) (Over) 3 FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) _________________________________________________________ _________________________________________________________ _________________________________________________________ 2. Conversion or Exercise Price of Derivative Security _________________________________________________________ _________________________________________________________ _________________________________________________________ 3. Transaction Date (Month/Day/Year) _________________________________________________________ _________________________________________________________ _________________________________________________________ 4. Transaction Code (Instr. 8) Code V _____________________ ________________________ _____________________ ________________________ _____________________ ________________________ 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 or 5) (A) (D) _____________________ ________________________ _____________________ ________________________ _____________________ ________________________ 6. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date _________________________________________________________ _________________________________________________________ _________________________________________________________ 7. Title and Amount of Underlying Securities (Instr. 3 and 4) Title Amount or Number of Shares _____________________ ________________________ _____________________ ________________________ _____________________ ________________________ 8. Price of Derivative Security (Instr. 5) _________________________________________________________ _________________________________________________________ _________________________________________________________ 4 FORM 4 (continued) 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) _________________________________________________________ _________________________________________________________ _________________________________________________________ 10.Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) _________________________________________________________ _________________________________________________________ _________________________________________________________ 11.Nature of Indirect Beneficial Ownership (Instr. 4) _________________________________________________________ _________________________________________________________ _________________________________________________________ Explanation of Responses: On January 30, 1996, Stratum Group, L.P. (successor by merger to the original Reporting Person, Stratum Group, L.L.C.) ceased to be the beneficial owner of 10% or more of the common stock of the Issuer as a result of the public offering of additional shares of common stock by the Issuer on January 30, 1996. STRATUM GROUP, LP. By: /s/ Joseph M. Rinaldi JUNE 5, 1996 ** Signature of Reporting Person Name: Joseph M. Rinaldi Date Title: President and Chief Executive Officer ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----