-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MHaeouknCJbgenNW6q6HN9Exs5m09qwhhSVrnA9S0CGeIcoOPwmdqrq5K1fIh4QA xmMJtACxelYGVfIlh33ohQ== /in/edgar/work/0000930661-00-003033/0000930661-00-003033.txt : 20001120 0000930661-00-003033.hdr.sgml : 20001120 ACCESSION NUMBER: 0000930661-00-003033 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TUT SYSTEMS INC CENTRAL INDEX KEY: 0000878436 STANDARD INDUSTRIAL CLASSIFICATION: [3661 ] IRS NUMBER: 942958543 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: SEC FILE NUMBER: 333-46262 FILM NUMBER: 772403 BUSINESS ADDRESS: STREET 1: 5964 W LAS POSITAS CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 9256826510 MAIL ADDRESS: STREET 1: 5964 W LAS POSITAS CITY: PLEASANTON STATE: CA ZIP: 94588 POS AM 1 0001.txt POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 As filed with the Securities and Exchange Commission on November 17, 2000 Registration No. 333-46262 ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ____________________ POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ____________________ TUT SYSTEMS, INC. (Exact name of Registrant as specified in its charter) ____________________ Delaware 3661 94-2958543 (State or other jurisdiction of (Primary Standard Industrial (I.R.S. Employer incorporation or organization) Classification Code Number) Identification Number)
5964 W. Las Positas Pleasanton, California 94588 (925) 460-3900 (Address, including zip code, and telephone number, including area code, of Registrant's principal executive offices) ____________________ SALVATORE D'AURIA President and Chief Executive Officer 5964 W. Las Positas Pleasanton, California 94588 (925) 460-3900 (Name, address, including zip code, and telephone number, including area code, of agent for service) Copies to: Terry M. Schpok, P.C. Richard J. Wilkie Akin, Gump, Strauss, Hauer & Feld, L.L.P. 1700 Pacific Avenue Suite 4100 Dallas, Texas 75201 ================================================================================ By this Post-Effective Amendment No. 1, the Registrant is amending its Registration Statement on Form S-1 (File No. 333-46262), effective September 29, 2000, to reduce the number of shares of its common stock, par value $0.001 per share, registered pursuant to such Registration Statement from 369,405 shares of common stock to 308,890 shares of common stock, as set forth below. Total amount of securities registered prior to this Post-Effective Amendment No. 1: 369,405 shares of Common Stock Reduced by: Shares to be de-registered pursuant to this Post-Effective Amendment No. 1, effective November 17, 2000 (represents shares initially registered under the Registration Statement on Form S-1 but not sold in the offering, which was made under Rule 415 of the Securities Act of 1933, as amended): 60,515 shares of Common Stock Total amount of securities registered after this Post-Effective Amendment No. 1: 308,890 shares of Common Stock SIGNATURE Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Pleasanton, State of California, on the 17th day of November, 2000. Tut Systems, Inc. By: /s/ NELSON CALDWELL ------------------------------------------- Nelson Caldwell Vice President, Finance, Chief Financial Officer and Secretary
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