-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DmLhqSQDmRQzk6dpkBrTGnA2Db/QcP1mFr9XYO0pMjrU2tcTPRClS46kM+Dtym/p QcowN4dR02OpTlJZLDCAAA== 0000898432-02-000846.txt : 20021203 0000898432-02-000846.hdr.sgml : 20021203 20021203163054 ACCESSION NUMBER: 0000898432-02-000846 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021121 FILED AS OF DATE: 20021203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PHARMACEUTICAL RESOURCES INC CENTRAL INDEX KEY: 0000878088 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 223122182 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10827 FILM NUMBER: 02847502 BUSINESS ADDRESS: STREET 1: ONE RAM RIDGE RD CITY: SPRING VALLEY STATE: NY ZIP: 10977 BUSINESS PHONE: 9144257100 MAIL ADDRESS: STREET 1: ONE RAM RIDGE RD CITY: SPRING VALLEY STATE: NY ZIP: 10977 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: AUERBACH MARK CENTRAL INDEX KEY: 0001018007 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: OAKHURST COMPANY INC STREET 2: 1001 SANTERRE DRIVE CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 BUSINESS PHONE: 2146604448 MAIL ADDRESS: STREET 1: 1001 SANTERRE DRIVE CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 4 1 pharma_form-4.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - ------------------- --------------------------- FORM 4 OMB APPROVAL - ------------------- --------------------------- [_] Check this box if STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 no longer subject to Expires: January 31, 2005 Section 16. Form 4 or Form 5 Estimated average obligations may continue. See Filed pursuant to Section 16(a) ofthe Securities Exchange Act of 1934, burden hours per Instruction 1(b). Section 17(a) of the Public Utility Holding Company Act of 1934 response................0.5 or Section 30(h) of the Investment Company Act of 1940 ---------------------------
(Print or Type Response) ________________________________________________________________________________ 1. Name and Address of Reporting Person* AUERBACH MARK - -------------------------------------------------------------------------------- (Last) (First) (Middle) ONE RAM RIDGE ROAD - -------------------------------------------------------------------------------- (Street) SPRING VALLEY NY 10977 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol PHARMACEUTICAL RESOURCES, INC. (PRX) ________________________________________________________________________________ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Day/Year NOVEMBER 21, 2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by one Reporting Person [_] Form filed by More than One Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================ 6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. 2A. Deemed Code ----------------------------- Owned Follow- (D) or Indirect 1. Transaction Execution Day (Instr. 8) (A) ing Reported Indirect Beneficial Title of Security Date if any ------------ Amount or Price Transaction (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V (D) (Inst.3 and4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 11/21/02 M 11,000 A $7.625 D - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 11/21/02 M 11,000 A $7.8125 D - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 11/21/02 S 49,000 D $27.57 D - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 11/21/02 S 100 D $27.60 D - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 11/21/02 S 11,600 D $27.50 D - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 11/21/02 S 300 D $27.56 D - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 11/21/02 S 100 D $27.51 D - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 11/21/02 S 3,000 D $27.40 D - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK 11/21/02 S 2,000 D $27.47 10,000 D - ------------------------------------------------------------------------------------------------------------------------------------
Page 1 of 2 FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ==================================================================================================================================== 10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or 3A. Derivative 6. of Underlying 8. ities Secur- of Exer- Deemed 4. Securities Date Securities Price Bene- ity: In- cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Date, Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK $7.8125 11/21/02 M 11,000 07/30/00 07/29/00 Common 11,000 0 D OPTION TO BUY Stock - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK $7.625 11/21/02 M 11,000 01/12/02 01/11/11 Common 11,000 0 D OPTION TO BUY Stock - ------------------------------------------------------------------------------------------------------------------------------------ COMMON STOCK $28.79 06/12/03 06/12/12 Common 7,500 7,500 D OPTION TO BUY Stock - ----------------------------------------------------------------------------------------------------------------------------------- COMMON STOCK $33.80 07/12/02 07/12/11 Common 11,000 11,000 D OPTION TO BUY Stock - ------------------------------------------------------------------------------------------------------------------------------------ /S/ MARIAN E. GUSTAFSON DECEMBER 3, 2002 ------------------------------------------- ----------------------- **Signature of Reporting Person Date BY: MARIAN E. GUSTAFSON FOR: MARK AUERBACH Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. o Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 of 2
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