-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RL+GJ7bf/iWjitS4/78lECn+srqZkmfxA5h0uetXZPAMES6c8LqkTjzZfS53kYrh XGUwP3MGnuYRLNRM1LtSFg== 0001127602-10-012027.txt : 20100426 0001127602-10-012027.hdr.sgml : 20100426 20100426161204 ACCESSION NUMBER: 0001127602-10-012027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100422 FILED AS OF DATE: 20100426 DATE AS OF CHANGE: 20100426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUMBACHER M THOMAS CENTRAL INDEX KEY: 0000938690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19517 FILM NUMBER: 10770513 MAIL ADDRESS: STREET 1: 2801 EAST MARKET STREET CITY: YORK STATE: PA ZIP: 17402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BON TON STORES INC CENTRAL INDEX KEY: 0000878079 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 232835229 STATE OF INCORPORATION: PA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2801 E MARKET ST CITY: YORK STATE: PA ZIP: 17402-2406 BUSINESS PHONE: 7177577660 MAIL ADDRESS: STREET 1: P O BOX 2821 CITY: YORK STATE: PA ZIP: 17405-2821 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-04-22 0000878079 BON TON STORES INC BONT 0000938690 GRUMBACHER M THOMAS C/O THE BON-TON STORES, INC. 2801 EAST MARKET STREET YORK PA 17402 1 1 1 Executive Chairman Common Stock 2010-04-22 4 J 0 545237 D 1238227 D Common Stock 337307.9 I By 401(k) Plan Class A Common Stock 2010-04-22 4 J 0 545237 A Common Stock 545237 2951490 D This transaction constituted an exchange of shares of Common Stock by Mr. Grumbacher for the same number of shares of Class A Common Stock owned by various trusts for his children. The Class A Common Stock is convertible into Common Stock at any time on a one-for-one basis. Mr. Grumbacher and such trusts are parties to a Shareholders' Agreement under which the Trusts are subject to restrictions on transfer of their Class A Common Stock, and Mr. Grumbacher has a right of first refusal and other purchase rights relating to such Class A Common Stock. This exchange was effected in reliance upon the exemption from the provisions of Section 16(b) of the Securities Exchange Act of 1934, as amended, by virtue of Rule 16b-6(b) thereunder. These shares are held under The Bon-Ton Stores, Inc. Profit Sharing/Retirement Savings Plan. /s/ Keith E. Plowman, attorney-in-fact 2010-04-26 -----END PRIVACY-ENHANCED MESSAGE-----