-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JLS4RauRuHvn0MRlyBq8W2zybNg2KrGScPuVdFh9CrBdhvVwN7wbbBUH9qzEbENr 9MBelCuGSuRua3K+q8FwUA== 0000950005-98-000520.txt : 19980605 0000950005-98-000520.hdr.sgml : 19980605 ACCESSION NUMBER: 0000950005-98-000520 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 19980601 ITEM INFORMATION: FILED AS OF DATE: 19980604 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTIGRAM COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000877908 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 942418021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1102 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-19558 FILM NUMBER: 98642348 BUSINESS ADDRESS: STREET 1: 91 EAST TASMAN DR CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4089440250 MAIL ADDRESS: STREET 1: 91 E TASMAN DR CITY: SAN JOSE STATE: CA ZIP: 95134 8-K 1 FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 1998 Date of Report (Date of earliest event reported) CENTIGRAM COMMUNICATIONS CORPORATION (Exact name of registrant as specified in its charter) Delaware 0-19558 94-2418021 - -------------------------------------------------------------------------------- (State of Incorporation) (Commission File Number) (I.R.S. Employer Identification Number) 91 EAST TASMAN DRIVE SAN JOSE, CALIFORNIA 95134 (Address of principal executive offices, including zip code) (408) 944-0250 (Registrant's telephone number, including area code) 1 ITEM 5. OTHER EVENTS Registrant is filing this Form 8-K solely for the purpose of disclosing the effect of adoption of FAS 128, "Earnings per Share", on the Annual Report on Form 10-K for the fiscal year ended November 1, 1997 (the 1997 Form 10-K) and the related restatement of earnings per share thereon, so that such information may be incorporated by reference into a Registration Statement on Form S-8 to be filed after this form 8-K is filed. Restatement of selected financial data is for the fiscal quarters in each of the years ended November 1, 1997, November 2, 1996, and October 28, 1995 and the three fiscal years ended November 1, 1997, the one-month ended October 29, 1994, and the two fiscal years ended October 1, 1994, and related disclosures as prescribed by FAS 128 for the three years ended November 1, 1997. Restatement of selected data as relates to the adoption of FAS 128, "Earnings per Share" is attached hereto as exhibit 99.1. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) EXHIBITS 27.2 Financial Data schedules restated for the fiscal years ended November 1, 1997, November 2, 1996, and October 28, 1995. 27.3 Financial Data schedules restated for the nine months ended August 2, 1997, six months ended May 3, 1997, and three months ended February 1, 1997. 27.4 Financial Data schedules restated for the nine months ended July 27, 1996, six months ended April 27, 1996, and three months ended January 27, 1996. 99.1 Restatement of selected data as relates to the adoption of FAS 128, "Earnings per Share". 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CENTIGRAM COMMUNICATIONS CORPORATION /s/ Thomas E. Brunton ---------------------------------------------------- Thomas E. Brunton Senior Vice President and Chief Financial Officer Date: June 3, 1998 3 EX-27.2 2 FINANCIAL DATA SCHEDULES
5 This schedule contains summary financial information extracted from the financial statements of Centigram Communications Corporation for the fiscal years ended November 1, 1997, November 2, 1996, and October 28, 1995 as reported and restated in the 1997 Form 10-K. EPS amounts have been restated as required by FAS 128. 1,000 12-MOS 12-MOS 12-MOS Nov-01-1997 Nov-02-1996 Oct-28-1995 Nov-03-1996 Oct-29-1995 Oct-30-1994 Nov-01-1997 Nov-02-1996 Oct-28-1995 19,791 12,668 10,633 32,262 29,408 45,082 23,361 29,796 20,271 1,724 2,055 1,941 9,060 11,467 5,821 85,120 85,816 83,474 43,195 36,917 26,599 30,302 21,668 14,586 99,920 104,009 99,017 18,296 20,519 18,985 0 0 0 0 0 0 0 0 0 90,724 88,774 85,815 (9,100) (5,362) (6,015) 99,920 83,412 79,800 108,836 104,324 69,374 108,836 104,324 69,374 45,661 42,516 26,802 45,661 42,516 26,802 70,134 62,986 48,268 160 0 0 103 76 108 (845) 1,053 (4,078) 833 53 56 (1,678) 1,000 (4,134) 0 0 0 0 0 0 0 0 0 (1,678) 1,000 (4,134) (0.24) 0.15 (0.63) (0.24) 0.14 (0.63)
EX-27.3 3 FINANCIAL DATA SCHEDULES
5 This schedule contains restated summary financial information of Centigram Communications Corporation for the nine months ended August 2,1997, the six months ended May 3, 1997, and the three months ended February 1, 1997. EPS amounts have been restated as required by FAS 128. 1,000 9-MOS 6-MOS 3-MOS Nov-01-1997 Nov-01-1997 Nov-01-1997 Nov-03-1996 Nov-03-1996 Nov-03-1996 Aug-02-1997 May-03-1997 Feb-01-1997 21,324 10,327 14,256 25,403 30,183 27,040 25,667 26,072 29,571 739 789 754 9,923 11,067 11,484 85,439 80,107 86,191 42,393 40,976 38,888 28,187 26,082 23,855 102,598 98,553 104,363 22,386 19,895 19,272 0 0 0 0 0 0 0 0 0 7 7 7 80,205 78,646 85,046 102,598 98,553 104,363 79,822 52,812 27,913 79,822 52,812 27,913 33,731 22,182 11,343 33,731 22,182 11,343 53,841 37,242 16,311 0 0 0 0 0 0 (2,249) (5,548) 756 226 76 76 (2,475) (5,624) 680 0 0 0 0 0 0 0 0 0 (2,475) (5,624) 680 (0.36) (0.81) 0.10 (0.36) (0.81) 0.10
EX-27.3 4 FINANCIAL DATA SCHEDULES RESTATED
5 This schedule contains restated summary financial information of Centigram Communications Corporation for the nine months ended July 27, 1996, the six months ended April 27, 1996, and the three months ended January 27, 1996. EPS amounts have been restated as required by FAS 128. 1,000 9-MOS 6-MOS 3-MOS Nov-02-1996 Nov-02-1996 Nov-02-1996 Oct-29-1995 Oct-29-1995 Oct-29-1995 Jul-27-1996 Apr-27-1996 Jan-27-1996 9,752 20,721 31,161 31,398 25,841 16,918 28,066 24,857 25,407 781 726 675 10,236 8,652 8,155 82,937 83,419 85,072 34,015 31,411 28,287 19,739 17,848 16,133 100,507 100,599 100,707 19,013 20,558 19,223 0 0 0 0 0 0 0 0 0 7 7 7 81,369 79,877 81,282 100,507 100,599 100,707 75,046 48,546 24,013 75,046 48,546 24,013 27,566 18,155 9,511 27,566 18,155 9,511 49,199 32,210 14,460 0 0 0 0 0 0 (38) (748) 563 56 56 56 (94) (804) 507 0 0 0 0 0 0 0 0 0 (94) (804) 507 (0.01) (0.12) 0.08 (0.01) (0.12) 0.07
EX-99.1 5 RESTATEMENT OF SELECTED DATA EXHIBIT 99.1 In February 1997, the Financial Accounting Standards Board issued Statement No. 128, "Earnings per Share" (FAS 128). FAS 128 replaced the calculation of primary and fully diluted net income (loss) per share with basic and diluted net income (loss) per share. Unlike primary net income (loss) per share, basic net income (loss) per share excludes any dilutive effects of options, warrants and convertible securities. Diluted net income (loss) per share is very similar to the previously reported fully diluted net income (loss) per share. The effect of replacing primary net income (loss) per share by basic net income (loss) per share was $0.00 in 1997 due to the net loss for the year, $0.01 in 1996, and $0.00 in 1995 due to the net loss for the year. Restatement of selected financial data is for the fiscal quarters in each of the years ended November 1, 1997 and November 2, 1996 and the three fiscal years ended November 1, 1997, the month ended October 29, 1994, and the two fiscal years ended October 1, 1994, and related disclosures as prescribed by FAS 128 "Earnings per Share" for the three fiscal years ended November 1, 1997. QUARTERLY INFORMATION The following information restates net income (loss) per share amounts under item 8 of the 1997 Form 10-K.
Quarter Ended --------------------------------------------------------- November 1, August 2, May 3, February 1, 1997 1997 1997 1997 --------------------------------------------------------- Net income (loss) per share as previously reported $ 0.11 $ 0.45 $ (0.90) $ 0.10 Net income (loss) per share restated: Basic $ 0.12 $ 0.45 $ (0.90) $ 0.10 Diluted $ 0.11 $ 0.45 $ (0.90) $ 0.10 Quarter Ended --------------------------------------------------------- November 2, July 27, April 27, January 27, 1996 1996 1996 1996 --------------------------------------------------------- Net income (loss) per share as previously reported $ 0.16 $ 0.10 $ (0.19) $ 0.07 Net income (loss) per share restated: Basic $ 0.16 $ 0.10 $ (0.19) $ 0.08 Diluted $ 0.16 $ 0.10 $ (0.19) $ 0.07
FISCAL YEAR INFORMATION The following information restates net income (loss) per share amounts under Item 6 of the 1997 Form 10-K.
Year Month Year Ended Ended Ended --------------------------------------- ----------- ------------------------- Nov. 1, Nov. 2, Oct. 28, Oct. 29, Oct. 1, Oct. 2, 1997 1996 1995 1994 1994 1993 ------------------------------------------------------------------------------------ Net income (loss) per share as previously reported $(0.24) $0.14 $(0.63) $(0.30) $1.18 $1.00 Net income (loss) per share restated: Basic $(0.24) $0.15 $(0.63) $(0.30) $1.26 $1.11 Diluted $(0.24) $0.14 $(0.63) $(0.30) $1.18 $1.00
FAS 128 DISCLOSURE The calculation of Basic and Diluted earnings per share for the three years ended November 1, 1997, are as follows:
Year Ended ----------------------------------------------------------- November 1, November 2, October 28, (In thousands, except per share data) 1997 1996 1995 ----------------- --------------- ----------------- Net income (loss) $(1,678) $ 1,000 $(4,134) ======= ======= ======= Weighted average common shares - basic 6,943 6,824 6,560 Dilutive stock options -- 157 -- ------- ------- ------- Adjusted weighted average common shares - diluted 6,943 6,981 6,560 ======= ======= ======= Earnings (loss) per share: Basic $ (0.24) $ 0.15 $ (0.63) Diluted $ (0.24) $ 0.14 $ (0.63)
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