-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O5oh6EZbB+jSX3AqKEad7xDhDrWBHK3LY4s1DKR4EpNMJuTeQI1/ZXPVxnSTsukM Q/GZic3oM6/U7g0obkQbUg== 0001209191-07-020462.txt : 20070329 0001209191-07-020462.hdr.sgml : 20070329 20070329162100 ACCESSION NUMBER: 0001209191-07-020462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070327 FILED AS OF DATE: 20070329 DATE AS OF CHANGE: 20070329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOSE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000877902 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 133549286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 WITMER RD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2154415890 MAIL ADDRESS: STREET 1: 102 WITMER ROAD CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: NEOSE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mulligan Valerie CENTRAL INDEX KEY: 0001341195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27718 FILM NUMBER: 07727885 BUSINESS ADDRESS: BUSINESS PHONE: 215-315-9000 MAIL ADDRESS: STREET 1: 102 WITMER ROAD CITY: HORSHAM STATE: PA ZIP: 19044 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-03-27 0 0000877902 NEOSE TECHNOLOGIES INC NTEC 0001341195 Mulligan Valerie 102 ROCK ROAD HORSHAM PA 19044 0 1 0 0 Senior Vice President Non-Qualified Stock Option (right to buy) 2.51 2007-03-27 4 A 0 35000 0.00 A 2017-03-27 Common Stock 35000 35000 D None of the options are currently exercisable. 17,500 options become exercisable on each of September 27, 2007 and March 27, 2008. EXHIBIT LIST Exhibit 24 - Power of Attorney dated February 28, 2007 By: /s/ Dori L. Mansur Ratka, as attorney-in-fact for Valerie M. Mulligan 2007-03-29 EX-24.4_180304 2 poa.txt POA DOCUMENT Exhibit 24 POWER OF ATTORNEY Know all these presents, that the undersigned, Valerie M. Mulligan hereby constitutes and appoints each of A. Brian Davis, Debra J. Poul, Dori L. Mansur Ratka and Barbara Krauter, signing singly, as the undersigned's true and lawful attorney-in-fact, with full power and authority to: 1. Prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of Neose Technologies, Inc., a Delaware corporation (the "Company"), with the United States Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the "Exchange Act"); 2. Do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Form 3, 4, or 5 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and 3. Take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact may rely entirely on information furnished orally or in writing by the undersigned, or a representative of the undersigned, to such attorney-in-fact without independent verification of such information. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's (i) responsibility to comply with the requirements of the Exchange Act, (ii) liability for failure to comply with such requirements, or (iii) obligation for profit disgorgement under Section 16(b) of the Exchange Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact at the Company's address. The undersigned hereby revokes all previously granted Powers of Attorney concerning the filing of Forms 3, 4 and 5 with respect to securities of the Company. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 28th day of February, 2007. _/s/ Valerie M. Mulligan__________ Valerie M. Mulligan STATE OF PENNSYLVANIA COUNTY OF MONTGOMERY On this 28th day of February 2007, Valerie M. Mulligan personally appeared before me, and acknowledged that s/he executed the foregoing instrument for the purposes therein contained. WITNESS my hand and official seal. NOTARIAL SEAL LYNNE E CONKLIN _/s/ Lynne E. Conklin_________ Notary Public NOTARY PUBLIC HORSHAM TWP, MONTGOMERY COUNTY My Commission Expires Oct 20, 2010 -----END PRIVACY-ENHANCED MESSAGE-----