-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DyBOndkfthg/QquiLtYJl3kC5Lo6FMNG2Lq5am3OC04XlEXbjRUDYnpD3wJ5Qd0N wultZD7RPkOD4yDGQqLiuw== 0001209191-05-052531.txt : 20051017 0001209191-05-052531.hdr.sgml : 20051017 20051017121559 ACCESSION NUMBER: 0001209191-05-052531 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051007 FILED AS OF DATE: 20051017 DATE AS OF CHANGE: 20051017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mulligan Valerie CENTRAL INDEX KEY: 0001341195 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27718 FILM NUMBER: 051140426 BUSINESS ADDRESS: BUSINESS PHONE: 215-315-9000 MAIL ADDRESS: STREET 1: 102 WITMER ROAD CITY: HORSHAM STATE: PA ZIP: 19044 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOSE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000877902 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 133549286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 WITMER RD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2154415890 MAIL ADDRESS: STREET 1: 102 WITMER ROAD CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: NEOSE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950817 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2005-10-07 0 0000877902 NEOSE TECHNOLOGIES INC NTEC 0001341195 Mulligan Valerie 102 WITMER ROAD HORSHAM PA 19044 0 1 0 0 Vice President Common Stock 5689 D Incentive Stock Option (right to buy) 7.45 2013-02-12 Common Stock 7782 D Incentive Stock Option (right to buy) 7.91 2012-08-02 Common Stock 5775 D Incentive Stock Option (right to buy) 11.68 2014-02-03 Common Stock 9162 D Incentive Stock Option (right to buy) 13.50 2008-12-02 Common Stock 5000 D Incentive Stock Option (right to buy) 13.625 2007-12-19 Common Stock 5000 D Incentive Stock Option (right to buy) 14.00 2009-12-07 Common Stock 4500 D Incentive Stock Option (right to buy) 14.625 2006-11-20 Common Stock 7500 D Incentive Stock Option (right to buy) 15.125 2006-12-02 Common Stock 1000 D Incentive Stock Option (right to buy) 28.75 2010-12-21 Common Stock 5000 D Incentive Stock Option (right to buy) 29.00 2011-12-13 Common Stock 5959 D Non-Qualified Stock Option (right to buy) 2.58 2015-08-05 Common Stock 8500 D Non-Qualified Stock Option (right to buy) 4.22 2015-02-24 Common Stock 10000 D Non-Qualified Stock Option (right to buy) 7.45 2013-02-12 Common Stock 2218 D Non-Qualified Stock Option (right to buy) 7.91 2012-08-02 Common Stock 1725 D Non-Qualified Stock Option (right to buy) 11.68 2014-02-03 Common Stock 838 D Non-Qualified Stock Option (right to buy) 29.00 2011-12-13 Common Stock 541 D 2,782 options are currently exercisable. Of the remaining 5,000 options, 2,500 options will become exercisable on each of Feburary 12, 2006 and 2007. 3,900 options are currently exercisable. The remaining 1,875 options will become exercisable on August 2, 2006. 1,662 options are currently exercisable. Of the remaining 7,500 options, 2,500 options will become exercisable on each of Feburary 3, 2006, 2007 and 2008. All options are currently exercisable. 4,334 options are currently exercisable. The remaining 1,625 options will become exercisable on December 13, 2005. None of the options are currently exercisable. 4,250 options will become exercisable on each of November 1, 2005 and May 1, 2006. None of the options are currently exercisable. 2,500 options will become exercisable on each of February 24, 2006, 2007, 2008 and 2009. By: Scott R. Jones for Valerie Mulligan 2005-10-17 -----END PRIVACY-ENHANCED MESSAGE-----