-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TBkpvflEH2qfF9CrMtmY+BkLGYS6r/OljJMc1WQ6uO78dA4LjOMEjsXJJC4uu9+5 hf4EOY+Gg4HgyWyu6Z+lVg== 0001209191-05-025589.txt : 20050512 0001209191-05-025589.hdr.sgml : 20050512 20050512160820 ACCESSION NUMBER: 0001209191-05-025589 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050503 FILED AS OF DATE: 20050512 DATE AS OF CHANGE: 20050512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HURLEY MARJORIE CENTRAL INDEX KEY: 0001187265 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27718 FILM NUMBER: 05824570 BUSINESS ADDRESS: STREET 1: C/O NEOSE TECHNOLOGIES INC STREET 2: 102 WITMER ROAD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2153159000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOSE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000877902 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 133549286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 WITMER RD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2154415890 MAIL ADDRESS: STREET 1: 102 WITMER ROAD CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: NEOSE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950817 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2005-05-03 0 0000877902 NEOSE TECHNOLOGIES INC NTEC 0001187265 HURLEY MARJORIE 102 WITMER ROAD HORSHAM PA 19044 0 1 0 0 Vice President Common Stock 6096 D Incentive Stock Option (right to buy) 9.00 2005-12-06 Common Stock 5000 D Incentive Stock Option (right to buy) 15.125 2006-12-02 Common Stock 10000 D Incentive Stock Option (right to buy) 13.625 2007-12-19 Common Stock 10000 D Incentive Stock Option (right to buy) 13.50 2008-12-02 Common Stock 7664 D Non-Qualified Stock Option (right to buy) 13.50 2008-12-02 Common Stock 2336 D Incentive Stock Option (right to buy) 14.00 2009-12-07 Common Stock 5625 D Non-Qualified Stock Option (right to buy) 14.00 2009-12-07 Common Stock 1875 D Incentive Stock Option (right to buy) 28.75 2010-12-21 Common Stock 6597 D Non-Qualified Stock Option (right to buy) 28.75 2010-12-21 Common Stock 3403 D Incentive Stock Option (right to buy) 29.00 2011-12-13 Common Stock 4033 D Non-Qualified Stock Option (right to buy) 29.00 2011-12-13 Common Stock 7967 D Incentive Stock Option (right to buy) 11.61 2012-05-27 Common Stock 4872 D Non-Qualified Stock Option (right to buy) 11.61 2012-05-27 Common Stock 10128 D Incentive Stock Option (right to buy) 7.45 2013-02-12 Common Stock 10001 D Non-Qualified Stock Option (right to buy) 7.45 2013-02-12 Common Stock 9999 D Incentive Stock Option (right to buy) 11.68 2014-02-03 Common Stock 11644 D Non-Qualified Stock Option (right to buy) 11.68 2014-02-03 Common Stock 8356 D Non-Qualified Stock Option (right to buy) 4.22 2015-02-24 Common Stock 20000 D Restricted Stock Unit 0.00 Common Stock 6494 D Restricted Stock Unit 0.00 Common Stock 6303 D All options are currently exercisable as of the date of this Form 3. 1,033 options are exercisable as of the date of this Form 3. The remaining 3,000 options will become exercisable on December 13, 2005. 3 options are exercisable as of the date of this Form 3. Of the remaining 4,869 options, 1,119 will become exercisable on May 27, 2005 and 3,750 will become exercisable on May 27, 2006. 7,497 options are exercisable as of the date of this Form 3. The remaining 2,631 options will become exercisable on May 27, 2005. 1 option is exercisable as of the date of this Form 3. Of the remaining 10,000 options, 5,000 will become exercisable on February 12, 2006 and 5,000 will become exercisable on February 12, 2007. None of the options are currently exercisable. 1,644 options will become exercisable on February 3, 2006, 5,000 options will become exercisable on February 3, 2007 and 5,000 will become exercisable on February 3, 2008. 5,000 options are exercisable as of the date of this Form 3. The remaining 3,356 options will become exercisable on February 3, 2006. None of the options are currently exercisable. 5,000 options will become exercisable on each of February 24, 2006, February 24, 2007, February 24, 2008 and February 24, 2009. The award is a restricted stock unit representing a contractual right to the delivery of the above-specified number of shares of the Company's common stock on a future date. The right to the shares vests, based on the continued service of the grantee, in quarterly installments over the year following the date of grant, subject to acceleration upon a change in control of the Company. The actual delivery of the shares will occur upon the earliest of (i) cessation of service, (ii) 18 months following the date of grant, or (iii) a change in control of the Company. The award is a restricted stock unit representing a contractual right to the delivery of the above-specified number of shares of the Company's common stock on a future date. The right to the shares vests, based on the continued service of the grantee, on the first anniversary of the date of grant, subject to acceleration upon a change in control of the Company. The actual delivery of the shares will occur upon the earliest of (i) cessation of service, (ii) 18 months following the date of grant, or (iii) a change in control of the Company. Ms. Hurley once again became subject to the reporting requirements of Section 16 on May 3, 2005. By: Scott R. Jones for Marjorie A. Hurley 2005-05-12 -----END PRIVACY-ENHANCED MESSAGE-----