-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DLOPGD+iXpdvmm1iWbBoHh3HnQPsgR0OntJel8MZCvOH8EjcrimhKO+w+9o4SrNS N+HAaAStYLysrPLKelVKDQ== 0001194368-04-000021.txt : 20040519 0001194368-04-000021.hdr.sgml : 20040519 20040519173510 ACCESSION NUMBER: 0001194368-04-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040517 FILED AS OF DATE: 20040519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RACHESKY MARK H MD CENTRAL INDEX KEY: 0001194368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27718 FILM NUMBER: 04819545 BUSINESS ADDRESS: STREET 1: NEOSE TECHNOLOGIES INC STREET 2: 102 WITMER RD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2153159000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOSE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000877902 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 133549286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 WITMER RD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2154415890 MAIL ADDRESS: STREET 1: 102 WITMER ROAD CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: NEOSE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950817 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-17 0000877902 NEOSE TECHNOLOGIES INC NTEC 0001194368 RACHESKY MARK H MD 40 WEST 57TH STREET 24TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2004-05-17 4 P 0 738552 6.77 A 1493942 I See Footnotes At the end of the reporting period, the Reporting Person may be deemed to be the beneficial owner of 1,493,942 shares of the Issuer's common stock, par value $0.01 per share ("Shares"). This number consists of A) 949,078 Shares held for the account of MHR Capital Partners LP, a Delaware limited partnership ("Capital Partners"), B) 502,759 Shares held for the account of MRL Partners LP, a Delaware limited partnership ("MRL"), and C) 42,105 Shares held for the account of OTT LLC, a Delaware limited liability company ("OTT"). The general partner of each of Capital Partners and MRL is MHR Advisors LLC, a Delaware limited liability company ("Advisors"). The Reporting Person is the managing member of Advisors and OTT and, in such capacity, may be deemed to be the beneficial owner of the Shares and other securities held for the accounts of Capital Partners, MRL and OTT. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of any securities not held for his account for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Mark H. Rachesky, M.D. 2004-05-19 -----END PRIVACY-ENHANCED MESSAGE-----