-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UCvCpX87WXLukbKOWCX0KKj8qv/LpNOwfTCG6ziqzbt4Wv3BdCx19u8xwY22Xcgp gxGHO55wPyOOPoHO4+5IAw== 0001104659-09-013814.txt : 20090303 0001104659-09-013814.hdr.sgml : 20090303 20090303142809 ACCESSION NUMBER: 0001104659-09-013814 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20090302 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20090303 DATE AS OF CHANGE: 20090303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEOSE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000877902 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 133549286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27718 FILM NUMBER: 09651038 BUSINESS ADDRESS: STREET 1: 102 ROCK RD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2159819000 MAIL ADDRESS: STREET 1: 102 ROCK ROAD CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: NEOSE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950817 8-K 1 a09-6467_138k.htm 8-K

 

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of Earliest Event Reported):  March 2, 2009

 

Neose Technologies, Inc.

(Exact Name of Issuer as Specified in Charter)

 

Delaware

 

0-27718

 

13-3549286

(State or Other Jurisdiction of
Incorporation or Organization)

 

(Commission File Number)

 

(I.R.S. Employer Identification
Number)

 

 

 

 

 

102 Rock Road, Horsham, Pennsylvania

 

19044

(Address of Principal Executive Offices)

 

(Zip Code)

 

(215) 315-9000

(Registrant’s Telephone Number, Including Area Code)

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  o          Written communications pursuant to Rule 425 under the Securities Act

 

  o          Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

  o          Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

  o          Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

 

 



 

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On March 3, 2009, Neose Technologies, Inc. (the “Company”) filed a Form 25 with the Securities and Exchange Commission (the “SEC”) to delist its common stock (the “Stock”) from the NASDAQ Global Market.  Trading in the Stock was suspended by the NASDAQ Stock Market effective at the open of business on March 3, 2009, with official delisting of the Stock effective ten days thereafter, on March 13, 2009.

 

A copy of the press release issued by the Company with respect to this matter is attached hereto as Exhibit 99.1.

 

Item 8.01. Other Events.

 

On March 2, 2009, the Company filed a Certificate of Dissolution with the Secretary of State of the State of Delaware (the “Certificate of Dissolution”).  The Certificate of Dissolution became effective at 9:00 p.m. Eastern Standard Time on March 2, 2009 and provides for the dissolution of the Company under the Delaware General Corporation Law.  In addition, on such date, the Company closed its stock transfer books and discontinued recording, on its stock transfer books, transfers of the Stock occurring after such date.

 

A copy of the press release issued by the Company with respect to this matter is attached hereto as Exhibit 99.2.

 

Item 9.01. Financial Statements and Exhibits.

 

(d) Exhibits:  The Exhibit Index annexed hereto is incorporated herein by reference.

 

2



 

Signatures

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

NEOSE TECHNOLOGIES, INC.

 

 

 

 

Date: March 3, 2009

By:

/s/ A. Brian Davis

 

 

A. Brian Davis

 

 

Senior Vice President and Chief Financial Officer

 

3



 

Exhibit Index

 

Exhibit No.

 

Description

99.1

 

Press Release dated March 3, 2009

99.2

 

Press Release dated March 2, 2009

 

4


EX-99.1 2 a09-6467_13ex99d1.htm EX-99.1

EXHIBIT 99.1

 

Neose Technologies Announces

Voluntary Delisting from Nasdaq

 

HORSHAM, PA, March 3, 2009 — Neose Technologies, Inc. (NasdaqGM: NTEC) today announced that it has filed with the Securities and Exchange Commission (the “SEC”) a Form 25 relating to the delisting of its common stock (the “Stock”) from the NASDAQ Global Market.  The NASDAQ Stock Market (“NASDAQ”) will suspend trading in the Stock effective at the open of business on March 3, 2009, with official delisting of the Stock becoming effective ten days thereafter, on March 13, 2009.

 

CONTACTS:

 

Neose Technologies, Inc.

 

A. Brian Davis

Sr. Vice President and Chief Financial Officer

(215) 315-9000

 


EX-99.2 3 a09-6467_13ex99d2.htm EX-99.2

EXHIBIT 99.2

 

Neose Technologies’ Announces the Filing of its

Certificate of Dissolution and the Closing of its Stock Transfer Books

 

HORSHAM, PA, March 2, 2009 — Neose Technologies, Inc. (NasdaqGM: NTEC) today announced the filing of its certificate of dissolution with the Secretary of State of the State of Delaware (the “Certificate of Dissolution”).  The Certificate of Dissolution will become effective at 9:00 p.m. Eastern Standard Time on March 2, 2009.  In addition, the Company will close its stock transfer books and will not recognize, on its stock transfer books, any stock transfers occurring after March 2, 2009.

 

CONTACTS:

 

Neose Technologies, Inc.

 

A. Brian Davis

Sr. Vice President and Chief Financial Officer

(215) 315-9000

 


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