-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WLlxq/dQ2sKY/w582Yf+Z4ZHr9Xj3dqbfLKhNLZ6RjC16gcSMt69OBbb7AelHWHx MeFGb6Xwsnc8bTmH+mKalQ== 0001104659-09-013762.txt : 20090303 0001104659-09-013762.hdr.sgml : 20090303 20090303121921 ACCESSION NUMBER: 0001104659-09-013762 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090303 DATE AS OF CHANGE: 20090303 EFFECTIVENESS DATE: 20090303 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEOSE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000877902 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 133549286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-97593 FILM NUMBER: 09650328 BUSINESS ADDRESS: STREET 1: 102 ROCK RD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2159819000 MAIL ADDRESS: STREET 1: 102 ROCK ROAD CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: NEOSE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950817 S-8 POS 1 a09-6467_7s8pos.htm S-8 POS

 

As filed with the Securities and Exchange Commission on March 3, 2009

 

Registration No. 333-97593

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

POST-EFFECTIVE AMENDMENT NO. 1

TO

FORM S-8

 

REGISTRATION STATEMENT UNDER

THE SECURITIES ACT OF 1933

 

NEOSE TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

13-3549286

(State or other jurisdiction of

 

(I.R.S employer Identification No.)

incorporation or organization)

 

 

 

 

 

102 Rock Road

 

 

Horsham, PA

 

19044

(Address of Principal Executive Offices)

 

(Zip Code)

 

Neose Technologies, Inc.

Amended and Restated 1995 Stock Option/Stock Issuance Plan

 

Neose Technologies, Inc.

Employee Stock Purchase Plan

 

Neose Technologies, Inc.

Non-Qualified Stock Option Agreement
with C. Boyd Clark

(Full title of the plan)

 

A. Brian Davis

Neose Technologies, Inc.

102 Rock Road

Horsham, Pennsylvania 19044

(Name and address of agent for service)

 

(215) 315-9000

(Telephone number, including area code, of agent for service)

 

COPY TO:

 

Steven J. Abrams, Esq.

Pepper Hamilton LLP

3000 Two Logan Square

Eighteenth and Arch Streets

Philadelphia, Pennsylvania 19103

(215) 981-4000

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer o

Accelerated filer o

Non-accelerated filer o (Do not check if a smaller reporting company)

Smaller reporting company x

 

 

 


 

EXPLANATORY NOTE

 

Pursuant to a Form S-8 registration statement (Registration No. 333-97593) (the “Registration Statement”) filed with the Securities and Exchange Commission on August 2, 2002, Neose Technologies, Inc. (“Neose”) registered shares of common stock, par value $0.01 (the “Shares”) to be offered pursuant to (i) the Neose Technologies, Inc. Amended and Restated 1995 Stock Option/Stock Issuance Plan, (ii) the Neose Technologies, Inc. Employee Stock Purchase Plan, and (iii) the Neose Technologies, Inc. Non-Qualified Stock Option Agreement with C. Boyd Clarke.

 

On March 2, 2009, Neose filed a certificate of dissolution with the Delaware Secretary of State pursuant to its Plan of Complete Liquidation and Dissolution, which was approved by the Board of Directors and the stockholders of Neose (the “Liquidation”).  The Company closed its stock transfer books and discontinued recording transfers of shares of its common stock at the close of business on March 2, 2009.  In connection with the Liquidation, the Registration Statement is hereby withdrawn and all securities registered hereunder, which remain unsold as of the date hereof, are hereby removed from registration.

 

1


 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, Neose Technologies, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in Horsham, Pennsylvania, on the 3rd day of March, 2009.

 

 

NEOSE TECHNOLOGIES, INC.

 

 

 

 

 

By:

 /s/ A. Brian Davis

 

 

A. Brian Davis

 

 

Senior Vice President and Chief Financial Officer

 

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on March 3, 2009:

 

 

Signature

 

Title

 

 

 

     /s/ A. Brian Davis

 

Senior Vice President and Chief Financial Officer

  A. Brian Davis

 

(principal executive officer, principal financial officer

 

 

and principal accounting officer)

 

 

 

     /s/ L. Patrick Gage

 

Chairman of the Board of Directors

  L. Patrick Gage

 

 

 

 

 

     /s/ Brian H. Dovey

 

Director

  Brian H. Dovey

 

 

 

 

 

     /s/ William F. Hamilton

 

Director

  William F. Hamilton

 

 

 

 

 

     /s/ Douglas J. MacMaster, Jr.

 

Director

  Douglas J. MacMaster, Jr.

 

 

 

 

 

     /s/ H. Stewart Parker

 

Director

  H. Stewart Parker

 

 

 

 

 

     /s/ George J. Vergis, Ph.D.

 

Director

  George J. Vergis, Ph.D.

 

 

 

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