-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OQfxhCxFlDEcHa0NYohc/C7HiSpb8ELTdy1RFBjClr32J3JRWJK0J3TWFYhBlrvx TDW4xoai2QjeoXDskBlODA== 0001104659-08-060176.txt : 20080924 0001104659-08-060176.hdr.sgml : 20080924 20080924145022 ACCESSION NUMBER: 0001104659-08-060176 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080924 DATE AS OF CHANGE: 20080924 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEOSE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000877902 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 133549286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-141791 FILM NUMBER: 081086420 BUSINESS ADDRESS: STREET 1: 102 ROCK RD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2159819000 MAIL ADDRESS: STREET 1: 102 ROCK ROAD CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: NEOSE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950817 424B3 1 a08-24272_1424b3.htm 424B3

 

Filed Pursuant to Rule 424(b)(3)

Registration Statement No. 333-141791

 


 

Prospectus Supplement No. 3
Dated September 24, 2008
to the Prospectus dated May 1, 2007

 

This prospectus supplement amends the information in the “Selling Stockholders” section of our prospectus dated May 1, 2007 (the “Prospectus”) relating to the resale of 21,415,447 shares of our common stock and 9,636,950 shares of our common stock issuable upon the exercise of warrants.

 

The purpose of this prospectus supplement is to modify the “Selling Stockholders” section of the Prospectus to reflect a name change by Baker Biotech Fund I, L.P. (“Baker Biotech Fund I”), which is listed as a selling stockholder, to 667, L.P. (“667”).

 

This prospectus supplement should be read in conjunction with the Prospectus, and this prospectus supplement is qualified in its entirety by reference to the Prospectus, except to the extent that the information herein modifies or supersedes the information contained in the Prospectus. Except as amended by this prospectus supplement, the “Selling Stockholders” section of the Prospectus is not affected by this prospectus supplement.

 

Our common stock is currently traded on the Global Market of the NASDAQ Stock Market LLC under the symbol “NTEC.”

 


 

INVESTING IN OUR COMMON STOCK INVOLVES RISKS. YOU SHOULD CAREFULLY CONSIDER THE “RISK FACTORS” INCLUDED IN OUR ANNUAL REPORT ON FORM 10-K FOR THE YEAR ENDED DECEMBER 31, 2007 AS WELL AS SUBSEQUENTLY FILED FORMS 10-Q BEFORE YOU DECIDE TO INVEST.

 


 

Neither the Securities and Exchange Commission (SEC) nor any other regulatory body has approved or disapproved of these securities or passed upon the adequacy or accuracy of the Prospectus or this prospectus supplement. Any representation to the contrary is a criminal offense.

 



 

EXPLANATORY NOTE

 

The references in the “Selling Stockholders” table in the section entitled “Selling Stockholders” are hereby amended to reflect the name change by Baker Biotech Fund I to 667.

 

The information in this supplement to the “Selling Stockholders” table set forth below is based solely on information provided to us by 667 as of September 24, 2008.

 

This prospectus supplement should be read in conjunction with the Prospectus. The “Selling Stockholders” section of the Prospectus, including the table, are only affected by this prospectus supplement to reflect the name change by Baker Biotech Fund I to 667.

 



 

SELLING STOCKHOLDERS

 

 

 

Number of
Shares of
Common Stock
Beneficially
Owned Prior to

 

Number of
Shares of
Common
Stock
Registered for

 

Number of
Shares of
Common
Stock
Underlying
Warrants
Registered for

 

Shares
Beneficially Owned
After Offering

 

Name of selling stockholder

 

the Offering

 

Sale Hereby

 

Sale Hereby

 

Number

 

Percent

 

 

 

 

 

 

 

 

 

 

 

 

 

667, L.P.

 

808,577

 

450,300

 

202,635

 

155,642

 

 

*

 


* Less than 1 percent.

 


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