-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D4esmIDYWp+VCB7sx3dnuXsZvLWMmjkRNbrlGjA0HUlKRMQ7oULcmKBRGgEb1I5R e4VBLAJjg8AMI+R0XPLhrw== 0000904454-09-000045.txt : 20090211 0000904454-09-000045.hdr.sgml : 20090211 20090211100123 ACCESSION NUMBER: 0000904454-09-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090127 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOVEY BRIAN H CENTRAL INDEX KEY: 0001207786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27718 FILM NUMBER: 09587841 BUSINESS ADDRESS: BUSINESS PHONE: 6096835656 MAIL ADDRESS: STREET 1: ONE PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOSE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000877902 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 133549286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 ROCK RD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2159819000 MAIL ADDRESS: STREET 1: 102 ROCK ROAD CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: NEOSE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950817 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-01-27 0000877902 NEOSE TECHNOLOGIES INC NTEC 0001207786 DOVEY BRIAN H C/O DOMAIN ASSOCIATES, LLC ONE PALMER SQUARE PRINCETON NJ 08542 1 0 0 0 Common Stock 2009-01-27 4 M 0 2869 A 2869 D Restricted Stock Unit 2009-01-27 4 M 0 2869 0 D Common Stock 2869 0 D Each Restricted Stock Unit ("RSU") represents a contractual right to the delivery of one share of Common Stock. The RSUs were exercised and the underlying shares were issued to the Reporting Person as contractually required. The Reporting Person also indirectly beneficially owns 3,345,973 shares of Common Stock held by Domain Partners V, L.P. and 79,041 shares held by DP V Associates, L.P. The Reporting Person is a managing member of One Palmer Square Associates V, L.L.C., which is the sole general partner of Domain Partners V, L.P. and DP V Associates, L.P. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her. Kathleen K. Schoemaker, Attorney-in-Fact 2009-02-11 -----END PRIVACY-ENHANCED MESSAGE-----