-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N4atWDdU9qXzvDKV7QQKwMYmmh4uu5xNrdCQIa8eahdS1OhwH/Dr8Epr8DTgGeWr nEt1VWuxDz6OEBYKN61vnQ== 0000904454-07-000133.txt : 20070313 0000904454-07-000133.hdr.sgml : 20070313 20070313163224 ACCESSION NUMBER: 0000904454-07-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070309 FILED AS OF DATE: 20070313 DATE AS OF CHANGE: 20070313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOSE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000877902 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 133549286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 102 WITMER RD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2154415890 MAIL ADDRESS: STREET 1: 102 WITMER ROAD CITY: HORSHAM STATE: PA ZIP: 19044 FORMER COMPANY: FORMER CONFORMED NAME: NEOSE PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOVEY BRIAN H CENTRAL INDEX KEY: 0001207786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27718 FILM NUMBER: 07690904 BUSINESS ADDRESS: BUSINESS PHONE: 6096835656 MAIL ADDRESS: STREET 1: ONE PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-03-09 0000877902 NEOSE TECHNOLOGIES INC NTEC 0001207786 DOVEY BRIAN H C/O DOMAIN ASSOCIATES, LLC ONE PALMER SQUARE PRINCETON NJ 08542 1 0 0 0 Common Stock 2007-03-09 4 P 0 2418125 A 3345973 I By Domain Partners V, L.P. Common Stock 2007-03-09 4 P 0 57123 A 79041 I By DP V Associates, L.P. Warrants to Purchase Common Stock 1.96 2007-03-09 4 P 0 1088156 A 2007-03-09 2012-03-09 Common Stock 1088156 1088156 I By Domain Partners V, L.P. Warrants to Purchase Common Stock 1.96 2007-03-09 4 P 0 25705 A 2007-03-09 2012-03-09 Common Stock 25705 25705 I By DP V Associates, L.P. Units of Common Stock and Warrants were purchased at $2.02 per Unit. The Reporting Person is a managing member of One Palmer Square Associates V, L.L.C., which is the sole general partner of Domain Partners V, L.P. and DP V Associates, L.P. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities beneficially owned by each such entity. The Reporting Person disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his or her pecuniary interest therein and/or that are not actually distributed to him or her. Kathleen K. Schoemaker, Attorney-in-Fact 2007-03-13 -----END PRIVACY-ENHANCED MESSAGE-----