NPORT-EX 2 SI93SIT093021.htm HTML
    

SCHEDULE OF INVESTMENTS (Unaudited)

September 30, 2021

 

Sit ESG Growth Fund

Investments are grouped by geographic region.

 

 

  
Name of Issuer       Quantity           Fair Value ($)  

 

  

Common Stocks - 95.9%

    

Asia - 9.9%

   

Japan - 9.0%

   

Astellas Pharma, Inc.

     6,400       105,338  

Keyence Corp.

     200       119,374  

Recruit Holdings Co., Ltd.

     3,100       189,490  

Shiseido Co., Ltd.

     1,100       73,930  

Sony Group Corp., ADR

     1,925       212,867  

Terumo Corp.

     2,600       122,768  
   

 

 

  
      823,767  
   

 

 

  

Singapore - 0.9%

   

Singapore Technologies Engineering, Ltd.

     31,200       87,093  
   

 

 

  

Europe - 30.3%

   

France - 1.9%

   

Faurecia SE

     1,815       85,391  

Safran SA, ADR

     2,750       87,148  
   

 

 

  
      172,539  
   

 

 

  

Germany - 5.2%

    

adidas AG, ADR

     650       102,778  

Allianz SE, ADR

     8,800       197,648  

Muenchener Rueckversicherungs AG

     125       34,109  

Siemens AG, ADR

     1,775       145,798  
   

 

 

  
      480,333  
   

 

 

  

Ireland - 5.5%

   

Accenture, PLC

     575       183,954  

CRH, PLC, ADR

     1,200       56,088  

Medtronic, PLC

     900       112,815  

Trane Technologies, PLC

     875       151,069  
   

 

 

  
      503,926  
   

 

 

  

Spain - 1.8%

   

Iberdrola SA, ADR

     4,050       162,972  
   

 

 

  

Sweden - 1.3%

   

Telefonaktiebolaget LM Ericsson, ADR

     11,175       125,160  
   

 

 

  

Switzerland - 6.2%

   

Logitech International SA

     1,550       136,633  

Lonza Group AG

     185       138,770  

Nestle SA, ADR

     1,200       144,252  

Novartis AG, ADR

     1,800       147,204  
   

 

 

  
      566,859  
   

 

 

  

United Kingdom - 8.4%

   

AstraZeneca, PLC, ADR

     2,950       177,177  

BAE Systems, PLC, ADR

     3,500       106,995  

Coca-Cola Europacific Partners, PLC

     2,100       116,109  

Diageo, PLC, ADR

     785       151,505  

HomeServe, PLC

     6,525       79,521  

RELX, PLC, ADR

     4,700       135,642  
   

 

 

  
      766,949  
   

 

 

  

North America - 55.7%

   

United States - 55.7%

    

3M Co.

     400       70,168  

AbbVie, Inc.

     750       80,903  

    

    

 

     
Name of Issuer       Quantity           Fair Value ($)  

Adobe, Inc. *

    450       259,074  

Alphabet, Inc. - Class A *

    125       334,190  

Apple, Inc.

     3,600       509,400  

Baxter International, Inc.

     850       68,366  

CVS Health Corp.

     1,550       131,533  

Ecolab, Inc.

     600       125,172  

Facebook, Inc. *

    700       237,573  

FedEx Corp.

     375       82,234  

Goldman Sachs Group, Inc.

     600       226,818  

Home Depot, Inc.

     745       244,554  

Johnson & Johnson

     975       157,462  

JPMorgan Chase & Co.

     1,075       175,967  

Lockheed Martin Corp.

     185       63,843  

Microsoft Corp.

     2,000       563,840  

NIKE, Inc.

     850       123,445  

NVIDIA Corp.

     1,000       207,160  

PepsiCo, Inc.

     875       131,609  

salesforce.com, Inc. *

    850       230,537  

Starbucks Corp.

     1,600       176,496  

T Rowe Price Group, Inc.

     1,175       231,122  

TJX Cos., Inc.

     1,380       91,052  

UnitedHealth Group, Inc.

     500       195,370  

Verizon Communications, Inc.

     2,600       140,426  

Visa, Inc.

     875       194,906  

Vital Farms, Inc. *

    2,575       45,243  
   

 

 

  
      5,098,463  
   

 

 

  

Total Common Stocks
(cost: $5,170,523)

       8,788,061  
   

 

 

  

Short-Term Securities - 4.0%

   

Fidelity Inst. Money Mkt. Gvt. Fund, 0.01%
(cost $363,314)

     363,314       363,314  
   

 

 

  

Total Investments in Securities - 99.9%
(cost $5,533,837)

       9,151,375  

Other Assets and Liabilities, net - 0.1%

       6,728  
   

 

 

  

Total Net Assets - 100.0%

       $9,158,103  
   

 

 

  

 

 

 

* 

Non-income producing security.

 

 

ADR — American Depositary Receipt

 

PLC — Public Limited Company

 

 

   
SEPTEMBER 30, 2021    1

    

SCHEDULE OF INVESTMENTS (Unaudited)

September 30, 2021

Sit ESG Growth Fund (Continued)

 

Numeric footnotes not disclosed are not applicable to this Schedule of Investments.

 

Portfolio Structure - By Sector    (% of Total Net Assets)

Technology Services

      21.8%

Health Technology

    12.1

Electronic Technology

    12.0

Finance

      9.5

Consumer Non-Durables

      9.2

Producer Manufacturing

      8.7

Consumer Services

      5.5

Retail Trade

      5.1

Consumer Durables

      2.3

Health Services

      2.1

Process Industries

      1.9

Utilities

      1.8

Communications

      1.5

Transportation

      0.9

Commercial Services

      0.9

Non-Energy Minerals

      0.6

Short-Term Securities

      4.0
  

 

   99.9

Other Assets and Liabilities, net

      0.1
  

 

     100.0%
  

 

 

 

 

A summary of the levels for the Fund’s investments as of September 30, 2021 is as follows:

 

    Investment in Securities  
    Level 1
Quoted
      Prices ($)      		      Level 2
Other significant
    observable inputs ($)    		      Level 3
Significant
    unobservable inputs ($)    		          Total ($)          
 

 

 

  

Common Stocks

           

France

     87,148        85,391                —                172,539  

Germany

     446,224        34,109                —                480,333  

Ireland

     503,926        —                —                503,926  

Japan

     212,867        610,900                —                823,767  

Singapore

     —        87,093                —                87,093  

Spain

     162,972        —                —                162,972  

Sweden

     125,160        —                —                125,160  

Switzerland

     428,089        138,770                —                566,859  

United Kingdom

     766,949        —                —                766,949  

United States

     5,098,463        —                —                5,098,463  

Short-Term Securities

     363,314        —                —                363,314  
 

 

 

  

Total:

               8,195,112        956,263                —                9,151,375  
 

 

 

  

Level 1 securities of foreign issuers are primarily American Depositary Receipts (ADRs), Public Limited Companies (PLCs) or Global Depositary Receipts (GDRs). There were no transfers into or out of level 3 during the reporting period.

For additional information about significant accounting policies, including valuation of investments, refer to the Fund’s most recent annual report.

 

   
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