NPORT-EX 2 SI93SitESGGrthFd.htm FOR VALIDATION PURPOSES ONLY - [162015.ESG]

SCHEDULE OF INVESTMENTS (Unaudited)

March 31, 2021

 

Sit ESG Growth Fund

Investments are grouped by geographic region.

 

Name of Issuer   

    

    

Quantity

      Fair Value ($)  

Common Stocks - 96.7%

      

Asia - 9.6%

      

Japan - 8.5%

      

Astellas Pharma, Inc.

      6,400        98,377  

Keyence Corp.

      200        90,802  

Recruit Holdings Co., Ltd.

      3,100        151,213  

Shiseido Co., Ltd.

      1,100        73,734  

Sony Group Corp., ADR

      1,925        204,069  

Terumo Corp.

      2,600        93,903  
     

 

 

  
        712,098  
     

 

 

  

Singapore - 1.1%

      

Singapore Technologies Engineering, Ltd.

      31,200        90,223  
     

 

 

  

Europe - 31.9%

      

France - 1.1%

      

Safran SA, ADR *

     2,750        93,610  
     

 

 

  

Germany - 5.5%

      

adidas AG, ADR *

     650        102,057  

Allianz SE, ADR

      8,800        225,104  

Muenchener Rueckversicherungs AG

      125        38,494  

Siemens AG, ADR

      1,175        96,698  
     

 

 

  
        462,353  
     

 

 

  

Ireland - 6.0%

      

Accenture, PLC

      575        158,844  

CRH, PLC, ADR

      1,200        56,376  

Medtronic, PLC

      900        106,317  

Trane Technologies, PLC

      1,065        176,321  
     

 

 

  
        497,858  
     

 

 

  

Spain - 2.5%

      

Iberdrola SA, ADR

      4,050        209,417  
     

 

 

  

Sweden - 1.5%

      

Telefonaktiebolaget LM Ericsson, ADR

      9,475        124,975  
     

 

 

  

Switzerland - 7.2%

      

Logitech International SA

      1,550        161,975  

Lonza Group AG

      235        131,380  

Nestle SA, ADR

      1,425        158,902  

Novartis AG, ADR

      1,800        153,864  
     

 

 

  
        606,121  
     

 

 

  

United Kingdom - 8.1%

      

AstraZeneca, PLC, ADR

      2,950        146,674  

BAE Systems, PLC, ADR

      2,300        65,090  

Coca-Cola European Partners, PLC

      2,100        109,536  

Diageo, PLC, ADR

      785        128,905  

HomeServe, PLC

      6,525        108,034  

RELX, PLC, ADR

      4,700        118,252  
     

 

 

  
        676,491  
     

 

 

  
Name of Issuer   

    

    

Quantity

      Fair Value ($)  

North America - 55.2%

      

United States - 55.2%

      

3M Co.

      400        77,072  

AbbVie, Inc.

      750        81,165  

Adobe, Inc. *

     450        213,916  

Alphabet, Inc. - Class A *

     125        257,815  

Apple, Inc.

      3,600        439,740  

Baxter International, Inc.

      850        71,689  

CVS Health Corp.

      1,725        129,772  

Ecolab, Inc.

      600        128,442  

Facebook, Inc. *

     700        206,171  

FedEx Corp.

      375        106,515  

Goldman Sachs Group, Inc.

      600        196,200  

Home Depot, Inc.

      745        227,411  

Johnson & Johnson

      975        160,241  

JPMorgan Chase & Co.

      1,075        163,647  

Lockheed Martin Corp.

      185        68,358  

Microsoft Corp.

      2,000        471,540  

NIKE, Inc.

      1,200        159,468  

NVIDIA Corp.

      250        133,482  

PepsiCo, Inc.

      875        123,769  

salesforce.com, Inc. *

     850        180,090  

Starbucks Corp.

      1,600        174,832  

T Rowe Price Group, Inc.

      1,175        201,630  

TJX Cos., Inc.

      1,380        91,287  

UnitedHealth Group, Inc.

      500        186,035  

Verizon Communications, Inc.

      2,600        151,190  

Visa, Inc.

      875        185,264  

Vital Farms, Inc.*

     1,600        34,944  
     

 

 

  
        4,621,685  
     

 

 

  

Total Common Stocks
(cost: $5,017,917)

 

      8,094,831  
     

 

 

  

Short-Term Securities - 3.5%

      

Fidelity Inst. Money Mkt. Gvt. Fund, 0.01%

      292,572        292,572  
     

 

 

  

(cost: $292,572)

      

Total Investments in Securities - 100.2%
(cost: $5,310,489)

 

      8,387,403  

Other Assets and Liabilities, net - (0.2%)

         (16,450 ) 
     

 

 

  

Total Net Assets - 100.0%

         $8,370,953  
     

 

 

  

 

*

Non-income producing security.

ADR — American Depositary Receipt

PLC — Public Limited Company

Numeric footnotes not disclosed are not applicable to this Schedule of Investments

 

 

MARCH 31, 2021   1

SCHEDULE OF INVESTMENTS (Unaudited)

March 31, 2021

 

Sit ESG Growth Fund (Continued)

 

Portfolio Structure - By Sector    (% of Total Net Assets)

Technology Services

      19.6 % 

Health Technology

      12.5  

Electronic Technology

      11.4  

Consumer Non-Durables

      10.2  

Finance

      9.8  

Producer Manufacturing

      8.0  

Consumer Services

      5.7  

Retail Trade

      5.4  

Utilities

      2.5  

Consumer Durables

      2.4  

Health Services

      2.2  

Process Industries

      1.9  

Communications

      1.8  

Commercial Services

      1.3  

Transportation

      1.3  

Non-Energy Minerals

      0.7  

Short-Term Securities

      3.5  
  

 

 

 

     100.2  

Other Assets and Liabilities, net

      (0.2 ) 
  

 

 

 

             100.0 %         
  

 

 

 

 

 

A summary of the levels for the Fund’s investments as of March 31, 2021 is as follows:

 

     Investment in Securities  
    

Level 1

Quoted

Price ($)

     

Level 2

Other significant

observable inputs ($)

   

Level 3

Significant

unobservable inputs ($)

    Total ($)  

Common Stocks

            

France

      93,610        —      —      93,610  

Germany

      462,353        —      —      462,353  

Ireland

      497,858        —      —      497,858  

Japan

      712,098        —      —      712,098  

Singapore

      90,223        —      —      90,223  

Spain

      209,417        —      —      209,417  

Sweden

      124,975        —      —      124,975  

Switzerland

      606,121        —      —      606,121  

United Kingdom

      676,491        —      —      676,491  

United States

      4,621,685        —      —      4,621,685  

Short-Term Securities

      292,572        —      —      292,572  

Total:

      8,387,403        —      —      8,387,403  

Level 1 securities of foreign issuers are primarily American Depositary Receipts (ADRs), Public Limited Companies (PLCs) or Global Depositary Receipts (GDRs). There were no transfers into or out of level 3 during the reporting period.

For additional information about significant accounting policies, including valuation of investments, refer to the Fund’s most recent annual report.

 

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