-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MsquSO6BtxxCu1SOBGYKPKmtXDeftb3j3mlkggRjpMSPUNji1695xod9O99pz8r5 koZRR83tkJt1x2mWyaSCng== 0000931763-02-003130.txt : 20020925 0000931763-02-003130.hdr.sgml : 20020925 20020924191410 ACCESSION NUMBER: 0000931763-02-003130 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020924 ITEM INFORMATION: FILED AS OF DATE: 20020925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCIENTIFIC ATLANTA INC CENTRAL INDEX KEY: 0000087777 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 580612397 STATE OF INCORPORATION: GA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05517 FILM NUMBER: 02771475 BUSINESS ADDRESS: STREET 1: 5030 SUGARLOAF PARKWAY CITY: LAWRENCEVILLE STATE: GA ZIP: 30044 BUSINESS PHONE: 7709035000 MAIL ADDRESS: STREET 1: 5030 SUGARLOAF PARKWAY CITY: LAWRENCEVILLE STATE: GA ZIP: 30044 FORMER COMPANY: FORMER CONFORMED NAME: SCIENTIFIC ASSOCIATES INC DATE OF NAME CHANGE: 19671024 8-K 1 d8k.htm FORM 8-K Prepared by R.R. Donnelley Financial -- Form 8-K
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
 
 

 
 
FORM 8-K
 
 
CURRENT REPORT
 
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
 
Date of Report (Date of earliest event reported): September 24, 2002
 
 
SCIENTIFIC-ATLANTA, INC.
(Exact name of registrant as specified in its charter)
 
 
Georgia
 
1-5517
 
58-0612397
(State or other jurisdiction
 
(Commission File Number)
 
(IRS Employer Identification No.)
of incorporation)
       
 
 
5030 Sugarloaf Parkway, Lawrenceville, Georgia 30044
(Address of principal executive offices) (Zip Code)
 
 
Registrant’s telephone number, including area code (770) 236-5000
 
 
N/A
(Former name or former address, if changed since last report.)
 
 


 
Item 9    Regulation FD Disclosure.
 
On September 24, 2002, in accordance with Order No. 4-460 of the Securities and Exchange Commission and pursuant to Section 21(a)(1) of the Exchange Act, the Chief Executive Officer and the Chief Financial Officer of Scientific-Atlanta each executed sworn statements certifying all covered reports. The sworn statements have been submitted to the SEC. Copies of each sworn statement are furnished as Exhibits 99.1 and 99.2 to this Current Report.
 
   
    Exhibit 99.1
  
Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings.
   
    Exhibit 99.2
  
Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings.

2


 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
Date:    September 24, 2002


  
SCIENTIFIC-ATLANTA, INC.
 
 
By: /s/  William E. Eason, Jr.

Name:    William E. Eason, Jr.
Title:      Senior Vice President,
General Counsel and Secretary

3
EX-99.1 3 dex991.htm STATEMENT UNDER OATH, PRINCIPAL EXECUTIVE OFFICER Prepared by R.R. Donnelley Financial -- Statement Under Oath, Principal Executive Officer
 
EXHIBIT 99.1
 
Statement Under Oath of Principal Executive Officer Regarding Facts and
Circumstances Relating to Exchange Act Filings
 
I, James F. McDonald, the principal executive officer of Scientific-Atlanta, Inc., state and attest that:
 
 
(1)
 
To the best of my knowledge, based upon a review of the covered reports of Scientific-Atlanta, Inc., and, except as corrected or supplemented in a subsequent covered report:
 
 
 
no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
 
 
no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).
 
 
(2)
 
I have reviewed the contents of this statement with the Company’s audit committee.
 
 
(3)
 
In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:
 
 
 
Scientific-Atlanta’s Annual Report on Form 10-K for the year ended June 28, 2002.
 
 
 
all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Scientific-Atlanta, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
 
 
any amendments to any of the foregoing.
 
 
   
/s/  James F. McDonald

   
Name:  James F. McDonald        
Date:  September 24, 2002
 
Subscribed and sworn to
before me this 24th day of
September 2002.
      
/s/ Susan Lane

Notary Public
My Commission Expires: September 13, 2006
      
 
 
EX-99.2 4 dex992.htm STATEMENT UNDER OATH, PRINCIPAL FINANCIAL OFFICER Prepared by R.R. Donnelley Financial -- Statement Under Oath, Principal Financial Officer
EXHIBIT 99.2
 
Statement Under Oath of Principal Financial Officer Regarding Facts and
Circumstances Relating to Exchange Act Filings
 
I, Wallace G. Haislip, the principal financial officer of Scientific-Atlanta, Inc., state and attest that:
 
 
(1)
 
To the best of my knowledge, based upon a review of the covered reports of Scientific-Atlanta, Inc., and, except as corrected or supplemented in a subsequent covered report:
 
 
 
no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
 
no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).
 
 
(2)
 
I have reviewed the contents of this statement with the Company’s audit committee.
 
 
(3)
 
In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:
 
 
 
Scientific-Atlanta’s Annual Report on Form 10-K for the year ended June 28, 2002.
 
 
 
all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Scientific-Atlanta, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
 
 
any amendments to any of the foregoing.
 
 
 
   
/s/  Wallace G. Haislip

   
Name:  Wallace G. Haislip        
Date:  September 24, 2002
 
Subscribed and sworn to
before me this 24th day of
September 2002.
      
/s/ Susan Lane

Notary Public
My Commission Expires: September 13, 2006
      
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