-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AZdavJi3nkde6vnzK/iKo0CeH+DUHHx9ufdIL1/ywDVJOMBe8W3/tG6N3SRTY7Bl ZC/NsYpO/dyz6PnqOtpRsA== 0000931763-02-001510.txt : 20020503 0000931763-02-001510.hdr.sgml : 20020503 ACCESSION NUMBER: 0000931763-02-001510 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020419 ITEM INFORMATION: Changes in registrant's certifying accountant ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCIENTIFIC ATLANTA INC CENTRAL INDEX KEY: 0000087777 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 580612397 STATE OF INCORPORATION: GA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-05517 FILM NUMBER: 02633045 BUSINESS ADDRESS: STREET 1: 5030 SUGARLOAF PARKWAY CITY: LAWRENCEVILLE STATE: GA ZIP: 30044 BUSINESS PHONE: 7709035000 MAIL ADDRESS: STREET 1: 5030 SUGARLOAF PARKWAY CITY: LAWRENCEVILLE STATE: GA ZIP: 30044 FORMER COMPANY: FORMER CONFORMED NAME: SCIENTIFIC ASSOCIATES INC DATE OF NAME CHANGE: 19671024 8-K/A 1 d8ka.txt AMENDMENT ONE TO FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K / A AMENDMENT NO. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2002 ----------------- Commission File No. 1-5517 SCIENTIFIC-ATLANTA, INC. - -------------------------------------------------------------------------------- (Exact name of Registrant as specified in its charter) Georgia 58-0612397 - ------------------------------------------------ ------------------------------- (State or other jurisdiction of incorporation) (I.R.S. Employer Identification Number) 5030 Sugarloaf Parkway, Lawrenceville 30044 - --------------------------------------------- -------------------------------- (Address of principal executive offices) (Zip Code) (770) 236-5000 ------------------------------------------------------ (Registrant's telephone number, including area code) Item 4. Changes in Registrant's Certifying Accountant. On April 19, 2002, Scientific-Atlanta, Inc. (the "Company") announced that its Board of Directors had appointed Ernst & Young LLP as the Company's independent auditor for its 2002 fiscal year. The appointment of Ernst & Young was made by the Board of Directors on the recommendation of its Audit Committee and concluded an extensive evaluation process. On April 19, 2002, we also dismissed Arthur Andersen LLP as the independent auditor for the Company. Arthur Andersen's reports on the financial statements for the fiscal years ended June 30, 2000 and June 29, 2001 did not contain an adverse opinion or disclaimer of opinion, and were not qualified or modified as to uncertainty, audit scope, or accounting principles. During the Company's two most recent fiscal years and the subsequent interim period through April 19, 2002 (the "Period"), there were no disagreements with Arthur Andersen on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedure which, if not resolved to the satisfaction of Arthur Andersen, would have caused Arthur Andersen to make reference to the subject matter of such disagreement in connection with the report. During the Period, there were no reportable events, as defined in Item 304(a)(1)(v) of Regulation S-K. The Company provided Arthur Andersen with a copy of the foregoing disclosures. Attached as Exhibit 16 is a copy of Arthur Andersen's letter stating its agreement with such statements. During the Period, we did not consult Ernst & Young with respect to the application of accounting principles to a specified transaction, either completed or proposed, or the type of audit opinion that might be rendered on our consolidated financial statements, or any other matters or reportable events listed in Items 304(a)(2)(i) and (ii) of Regulation S-K. Item 7. Financial Statements and Exhibits. Exhibit 16 Letter dated May 1, 2002 from Arthur Andersen LLP to the Securities and Exchange Commission. Exhibit 99 Press Release dated April 19, 2002. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SCIENTIFIC-ATLANTA, INC. Date: May 3, 2002 By: /s/ Wallace G. Haislip --------------------- ------------------------------------------ Name: Wallace G. Haislip Title: Senior Vice President, Chief Financial Officer and Treasurer EX-16 3 dex16.txt ARTHUR ANDERSEN LLP LETTER TO SEC DATED MAY 1, 2002 Exhibit 16 Office of the Chief Accountant Securities and Exchange Commission 450 Fifth Street, NW Washington, D.C. 20549 May 1, 2002 Dear Sir/Madam: We have read the last sentence of the first paragraph and the second and third paragraphs of Item 4 included in Amendment No. 1 to the Form 8-K dated April 19, 2002 of Scientific-Atlanta, Inc. to be filed with the Securities and Exchange Commission and are in agreement with the statements contained therein. Very truly yours, /s/ Arthur Andersen LLP cc: Mr. James F. McDonald, Chairman, President and Chief Executive Officer of Scientific-Atlanta, Inc. EX-99 4 dex99.txt PRESS RELEASE DATED APRIL 19, 2002 Exhibit 99 News Release Release Date: April 19, 2002 Scientific-Atlanta Appoints Ernst & Young as Auditor Scientific-Atlanta, Inc. (NYSE: SFA) today announced that its Board of Directors has appointed Ernst & Young LLP as the company's independent auditor for its 2002 fiscal year. Ernst & Young will replace Arthur Andersen LLP as the independent auditor for the company. The appointment of Ernst & Young was made by the Board of Directors on the recommendation of its Audit Committee and concludes an extensive evaluation process. "The board's decision to select Ernst & Young was influenced by the depth of that firm's experience and the quality of the audit team that will be dedicated to Scientific-Atlanta going forward," said Marion Antonini, Chairman of the company's Audit Committee. The decision to change auditors was not the result of any disagreement between the company and Arthur Andersen on any matter of accounting principles, practices or financial disclosure. "During its long tenure as the company's independent auditor, Arthur Andersen provided quality service and demonstrated a high level of professionalism," Antonini added. About Scientific-Atlanta Scientific-Atlanta, Inc. (NYSE:SFA) (http://www.scientificatlanta.com) is a -------------------------------- leading supplier of transmission networks for broadband access to the home, digital interactive subscriber systems designed for video, high-speed Internet, and voice over IP (VoIP) networks, and worldwide customer service and support. ### For more information contact: - ---------------------------- Tom Robey, Investor Relations 770-236-4608 770-236-4775 fax tom.robey@sciatl.com - -------------------- Scientific-Atlanta and the Scientific-Atlanta logo are registered trademarks of Scientific-Atlanta, Inc. -----END PRIVACY-ENHANCED MESSAGE-----