0001752724-24-199920.txt : 20240829 0001752724-24-199920.hdr.sgml : 20240829 20240829123533 ACCESSION NUMBER: 0001752724-24-199920 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240628 FILED AS OF DATE: 20240829 DATE AS OF CHANGE: 20240829 PERIOD START: 20240930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI EQUITY SERIES FUNDS INC CENTRAL INDEX KEY: 0000877670 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-06367 FILM NUMBER: 241261417 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098448 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 0000877670 S000001063 THE GABELLI FOCUSED GROWTH AND INCOME FUND C000002858 CLASS A GWSAX C000002860 CLASS C GWSCX C000002861 CLASS AAA GWSVX C000061074 Class I GWSIX NPORT-P 1 primary_doc.xml NPORT-P false 0000877670 XXXXXXXX S000001063 C000061074 C000002860 C000002858 C000002861 Gabelli Equity Series Funds Inc 811-06367 0000877670 5493007J8TJQ0MSHWY40 One Corporate Center Rye 10580-1422 1-800-422-3554 The Gabelli Focused Growth and Income Fund S000001063 5493000HSUGR4K1WQT75 2024-09-30 2024-06-28 N 44671059.68 449671.93 44221387.75 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 16440.55000000 N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797GB7 240000.00000000 PA USD 239651.33000000 0.541935344396 Long DBT UST US N 2 2024-07-11 None 0.00000000 N N N N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796Y52 75000.00000000 PA USD 74956.37000000 0.169502527654 Long DBT UST US N 2 2024-07-05 None 0.00000000 N N N N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797KK2 195000.00000000 PA USD 192934.54000000 0.436292368504 Long DBT UST US N 2 2024-09-12 None 0.00000000 N N N N N N Maple Leaf Foods Inc 549300LX07S5J8F76F37 Maple Leaf Foods Inc 564905107 100000.00000000 NS 1675377.36000000 3.788613259881 Long EC CORP CA N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797GK7 325000.00000000 PA USD 323206.85000000 0.730883553060 Long DBT UST US N 2 2024-08-08 None 0.00000000 N N N N N N IFF BZLRL03D3GPGMOGFO832 International Flavors & Fragrances Inc 459506101 3250.00000000 NS USD 309432.50000000 0.699734937649 Long EC CORP US N 1 N N N Herc Holdings Inc 549300TP80QLITMSBP82 Herc Holdings Inc 42704L104 7000.00000000 NS USD 933030.00000000 2.109906648056 Long EC CORP US N 1 N N N Simon Property Group Inc 529900GQL5X8H7AO3T64 Simon Property Group Inc 828806109 6500.00000000 NS USD 986700.00000000 2.231273259849 Long EC CORP US N 1 N N N Alphabet Inc 5493006MHB84DD0ZWV18 Alphabet Inc 02079K107 5000.00000000 NS USD 917100.00000000 2.073883355232 Long EC CORP US N 1 N N N Blackstone Mortgage Trust Inc 549300OLDJ20R2Y2UW20 Blackstone Mortgage Trust Inc 09257W100 190000.00000000 NS USD 3309800.00000000 7.484613596279 Long EC CORP US N 1 N N N Post Holdings Inc JM1I5YUAURL6DC8N1468 Post Holdings Inc 737446104 1000.00000000 NS USD 104160.00000000 0.235542133116 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797KD8 230000.00000000 PA USD 228020.10000000 0.515633071691 Long DBT UST US N 2 2024-08-29 None 0.00000000 N N N N N N BABCOCK & WILCOX ENTERPR 5493006H661OZN2C0T54 Babcock & Wilcox Enterprises Inc 05614L308 20440.00000000 NS USD 403690.00000000 0.912884060270 Long EP CORP US N 1 N N N AT&T Inc 549300Z40J86GGSTL398 AT&T Inc 00206R102 160000.00000000 NS USD 3057600.00000000 6.914301326963 Long EC CORP US N 1 N N N Franklin BSP Realty Trust Inc 549300LH3QNZK9Y1KC93 Franklin BSP Realty Trust Inc 35243J101 175698.00000000 NS USD 2213794.80000000 5.006163109388 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797KC0 295000.00000000 PA USD 292775.81000000 0.662068344971 Long DBT UST US N 2 2024-08-22 None 0.00000000 N N N N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797JS7 560000.00000000 PA USD 558610.34000000 1.263213047853 Long DBT UST US N 2 2024-07-18 None 0.00000000 N N N N N N New Fortress Energy Inc 254900EICTYTCHA5X705 New Fortress Energy Inc 644393100 47500.00000000 NS USD 1044050.00000000 2.360961636713 Long EC CORP US N 1 N N N Newmont Corp 549300VSP3RIX7FGDZ51 Newmont Corp 651639106 21750.00000000 NS USD 910672.50000000 2.059348533221 Long EC CORP US N 1 N N N Option Care Health Inc 549300DI3Q5ACSYJRI17 Option Care Health Inc 68404L201 30000.00000000 NS USD 831000.00000000 1.879181188745 Long EC CORP US N 1 N N N Morgan Stanley IGJSJL3JD5P30I6NJZ34 Morgan Stanley 617446448 7000.00000000 NS USD 680330.00000000 1.538463704138 Long EC CORP US N 1 N N N Paramount Global 5KYC8KF17ROCY24M3H09 Paramount Global 92556H206 7500.00000000 NS USD 77925.00000000 0.176215636742 Long EC CORP US N 1 N N N Medical Properties Trust Inc 254900U6E39J1MQCCY14 Medical Properties Trust Inc 58463J304 128133.00000000 NS USD 552253.23000000 1.248837402213 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797KM8 105000.00000000 PA USD 103675.43000000 0.234446351132 Long DBT UST US N 2 2024-09-26 None 0.00000000 N N N N N N NextEra Energy Partners LP 5493008F4ZOQFNG3WN54 NextEra Energy Partners LP 65341B106 74334.00000000 NS USD 2054591.76000000 4.646149441567 Long EC CORP US N 1 N N N VICI Properties Inc 254900RKH6RY9KCJQH63 VICI Properties Inc 925652109 130000.00000000 NS USD 3723200.00000000 8.419455357323 Long EC CORP US N 1 N N N Energy Transfer LP MTLVN9N7JE8MIBIJ1H73 Energy Transfer LP 29273V100 157500.00000000 NS USD 2554650.00000000 5.776955744678 Long EC CORP US N 1 N N N GCI LIBERTY INC N/A GCI LIBERTY INC ESCROW SHARE 000000000 4000.00000000 NS USD 0.04000000 0.000000090453 Long EC CORP US N 2 N N N T-Mobile US Inc 549300QHIJYOHPACPG31 T-Mobile US Inc 872590104 3000.00000000 NS USD 528540.00000000 1.195213508422 Long EC CORP US N 1 N N N Mondelez International Inc 549300DV9GIB88LZ5P30 Mondelez International Inc 609207105 8000.00000000 NS USD 523520.00000000 1.183861535417 Long EC CORP US N 1 N N N FTAI AVIATION LTD N/A FTAI Aviation Ltd 000000000 36528.00000000 NS USD 914295.84000000 2.067542170247 Long EP CORP US N 1 N N N Apollo Global Management Inc 254900LMFT1CY9IYB476 Apollo Global Management Inc 03769M106 18000.00000000 NS USD 2125260.00000000 4.805955009858 Long EC CORP US N 1 N N N GREENIDGE GEN HLD INC N/A Greenidge Generation Holdings Inc 39531G209 25874.00000000 NS USD 291858.72000000 0.659994484230 Long EP CORP US N 1 N N N STEEL PARTNERS HLDS LP 5493009U8Z59G5SIZ389 Steel Partners Holdings LP 85814R206 25018.00000000 NS USD 598180.38000000 1.352694726320 Long EP CORP US N 1 N N N Kinder Morgan Inc 549300WR7IX8XE0TBO16 Kinder Morgan Inc 49456B101 100000.00000000 NS USD 1987000.00000000 4.493300868876 Long EC CORP US N 1 N N N PNM Resources Inc 5493003JOBJGLZSDDQ28 PNM Resources Inc 69349H107 25000.00000000 NS USD 924000.00000000 2.089486664741 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797KB2 115000.00000000 PA USD 114250.24000000 0.258359689311 Long DBT UST US N 2 2024-08-15 None 0.00000000 N N N N N N Enterprise Products Partners L K4CDIF4M54DJZ6TB4Q48 Enterprise Products Partners LP 293792107 107500.00000000 NS USD 3115350.00000000 7.044894243510 Long EC CORP US N 1 N N N QURATE RETAIL INC 549300PSXEKU4PHLCR04 Qurate Retail Inc 74915M308 68051.00000000 NS USD 2861544.55000000 6.470951491114 Long EP CORP US N 1 N N N Aptiv PLC 254900HTTDFIJZ32GX53 Aptiv PLC 000000000 6000.00000000 NS USD 422520.00000000 0.955465265786 Long EC CORP IE N 1 N N N AbbVie Inc FR5LCKFTG8054YNNRU85 AbbVie Inc 00287Y109 5500.00000000 NS USD 943360.00000000 2.133266385336 Long EC CORP US N 1 N N N 2024-08-28 Gabelli Equity Series Funds Inc John C. Ball John C. Ball Treasurer XXXX NPORT-EX 2 GB35GB063024.htm
1
The
Gabelli
Focused
Growth
and
Income
Fund
Schedule
of
Investments
June
30,
2024
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
83
.5
%
Automotive:
Parts
and
Accessories
1
.0
%
6,000‌
Aptiv
plc
.................................................
$
422,520‌
Building
and
Construction
2
.1
%
7,000‌
Herc
Holdings
Inc.
....................................
933,030‌
Computer
Software
and
Services
2
.1
%
5,000‌
Alphabet
Inc.
,
Cl. C
...................................
917,100‌
Energy
and
Utilities
26
.7
%
157,500‌
Energy
Transfer
LP
...................................
2,554,650‌
107,500‌
Enterprise
Products
Partners
LP
...............
3,115,350‌
100,000‌
Kinder
Morgan
Inc.
...................................
1,987,000‌
47,500‌
New
Fortress
Energy
Inc.
..........................
1,044,050‌
74,334‌
NextEra
Energy
Partners
LP
......................
2,054,592‌
25,000‌
PNM
Resources
Inc.
.................................
924,000‌
11,679,642‌
Entertainment
0
.2
%
7,500‌
Paramount
Global
,
Cl. B
............................
77,925‌
Financial
Services
6
.4
%
18,000‌
Apollo
Global
Management
Inc.
................
2,125,260‌
7,000‌
Morgan
Stanley
........................................
680,330‌
2,805,590‌
Food
and
Beverage
5
.3
%
100,000‌
Maple
Leaf
Foods
Inc.
..............................
1,675,377‌
8,000‌
Mondelēz
International
Inc.
,
Cl. A
..............
523,520‌
1,000‌
Post
Holdings
Inc.
..................................
104,160‌
2,303,057‌
Health
Care
4
.0
%
5,500‌
AbbVie
Inc.
..............................................
943,360‌
30,000‌
Option
Care
Health
Inc.
...........................
831,000‌
1,774,360‌
Metals
and
Mining
2
.1
%
21,750‌
Newmont
Corp.
........................................
910,673‌
Real
Estate
Investment
Trusts
24
.7
%
190,000‌
Blackstone
Mortgage
Trust
Inc.
,
Cl. A
........
3,309,800‌
175,698‌
Franklin
BSP
Realty
Trust
Inc.
...................
2,213,795‌
128,133‌
Medical
Properties
Trust
Inc.
....................
552,253‌
6,500‌
Simon
Property
Group
Inc.
.......................
986,700‌
130,000‌
VICI
Properties
Inc.
..................................
3,723,200‌
10,785,748‌
Specialty
Chemicals
0
.7
%
3,250‌
International
Flavors
&
Fragrances
Inc.
.....
309,432‌
Telecommunications
8
.2
%
160,000‌
AT&T
Inc.
.................................................
3,057,600‌
4,000‌
GCI
Liberty
Inc.,
Escrow
.........................
0‌
3,000‌
T-Mobile
US
Inc.
......................................
528,540‌
3,586,140‌
TOTAL
COMMON
STOCKS
........................
36,505,217‌
Shares
Market
Value
PREFERRED
STOCKS
11
.6
%
Diversified
Industrial
2
.3
%
20,440‌
Babcock
&
Wilcox
Enterprises
Inc.
,
8.125
%
,
02/28/26
.................................
$
403,690‌
25,018‌
Steel
Partners
Holdings
LP
,
Ser.
A
,
6.000
%
,
02/07/26
.................................
598,180‌
1,001,870‌
Financial
Services
2
.8
%
36,528‌
FTAI
Aviation
Ltd.
,
Ser.
A
,
8.250
%
.............
914,296‌
25,874‌
Greenidge
Generation
Holdings
Inc.
,
8.500
%
,
10/31/26
.................................
291,859‌
1,206,155‌
Retail
6
.5
%
68,051‌
Qurate
Retail
Inc.
,
8.000
%
,
03/15/31
........
2,861,545‌
TOTAL
PREFERRED
STOCKS
....................
5,069,570‌
Principal
Amount
U.S.
GOVERNMENT
OBLIGATIONS
4
.9
%
$
2,140,000‌
U.S.
Treasury
Bills,
5.283
%
to
5.319
%
††
,
07/05/24
to
09/26/24
............................
2,128,081‌
TOTAL
INVESTMENTS
100.0%
(Cost
$
32,457,511
)
...............................
$
43,702,868‌
Non-income
producing
security.
††
Represents
annualized
yields
at
dates
of
purchase.