0001752724-24-199892.txt : 20240829 0001752724-24-199892.hdr.sgml : 20240829 20240829123526 ACCESSION NUMBER: 0001752724-24-199892 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240628 FILED AS OF DATE: 20240829 DATE AS OF CHANGE: 20240829 PERIOD START: 20240930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI EQUITY SERIES FUNDS INC CENTRAL INDEX KEY: 0000877670 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-06367 FILM NUMBER: 241261388 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098448 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 0000877670 S000062891 The Gabelli Global Financial Services Fund C000203680 CLASS I GFSIX C000203681 CLASS A GGFSX C000203682 CLASS AAA GAFSX C000203683 CLASS C GCFSX NPORT-P 1 primary_doc.xml NPORT-P false 0000877670 XXXXXXXX S000062891 C000203683 C000203681 C000203682 C000203680 Gabelli Equity Series Funds Inc 811-06367 0000877670 5493007J8TJQ0MSHWY40 One Corporate Center Rye 10580-1422 1-800-422-3554 The Gabelli Global Financial Services Fund S000062891 549300OACYREG7GVGS13 2024-09-30 2024-06-28 N 39459841.08 197384.12 39262456.96 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Legacy Housing Corp N/A Legacy Housing Corp 52472M101 20413.00000000 NS USD 468274.22000000 1.192676812042 Long EC CORP US N 1 N N N Bank of New York Mellon Corp/T WFLLPEPC7FZXENRZV188 Bank of New York Mellon Corp/The 064058100 23300.00000000 NS USD 1395437.00000000 3.554125513392 Long EC CORP US N 1 N N N Hana Financial Group Inc N/A Hana Financial Group Inc 000000000 17668.00000000 NS 779111.95000000 1.984368810117 Long EC CORP KR N 1 N N N Mercedes-Benz Group AG 529900R27DL06UVNT076 Mercedes-Benz Group AG 000000000 7850.00000000 NS 542837.25000000 1.382586042827 Long EC CORP DE N 1 N N N TrustCo Bank Corp NY N/A TrustCo Bank Corp NY 898349204 44805.00000000 NS USD 1289039.85000000 3.283135977234 Long EC CORP US N 1 N N N Texas Capital Bancshares Inc 549300466Q2SXRX0YM48 Texas Capital Bancshares Inc 88224Q107 10050.00000000 NS USD 614457.00000000 1.564998850240 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797GK7 115000.00000000 PA USD 114365.50000000 0.291284623671 Long DBT UST US N 2 2024-08-08 None 0.00000000 N N N N N N Toyota Motor Corp 5493006W3QUS5LMH6R84 Toyota Motor Corp 892331307 3940.00000000 NS USD 807581.80000000 2.056880446434 Long EC CORP JP N 1 N N N First Citizens BancShares Inc/ 549300N3Z00ZHE2XC526 First Citizens BancShares Inc/NC 31946M103 976.00000000 NS USD 1643203.36000000 4.185177106145 Long EC CORP US N 1 N N N Commerzbank AG 851WYGNLUQLFZBSYGB56 Commerzbank AG 000000000 82000.00000000 NS 1245696.91000000 3.172743140525 Long EC CORP DE N 1 N N N Westaim Corp/The 549300TSCVMK1W6GSK84 Westaim Corp/The 956909303 341500.00000000 NS 1010982.79000000 2.574935111753 Long EC CORP CA N 1 N N N Credit Agricole SA 969500TJ5KRTCJQWXH05 Credit Agricole SA 000000000 41670.00000000 NS 568541.44000000 1.448053647226 Long EC CORP FR N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797JS7 235000.00000000 PA USD 234416.84000000 0.597050867801 Long DBT UST US N 2 2024-07-18 None 0.00000000 N N N N N N Diamond Hill Investment Group 549300AQ6779A0B7VZ57 Diamond Hill Investment Group Inc 25264R207 7796.00000000 NS USD 1097287.00000000 2.794748686048 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797JT5 160000.00000000 PA USD 159443.20000000 0.406095828802 Long DBT UST US N 2 2024-07-25 None 0.00000000 N N N N N N NN Group NV 724500OHYNDT9OY6Q215 NN Group NV 000000000 19355.00000000 NS 900641.91000000 2.293901043731 Long EC CORP NL N 1 N N N Janus Henderson Group PLC 2138009WPYMWJN3RVF44 Janus Henderson Group PLC 000000000 17950.00000000 NS USD 605094.50000000 1.541152915153 Long EC CORP GB N 1 N N N Standard Chartered PLC U4LOSYZ7YG4W3S5F2G91 Standard Chartered PLC 000000000 111200.00000000 NS 1006466.31000000 2.563431807197 Long EC CORP GB N 1 N N N Aegon Ltd O4QK7KMMK83ITNTHUG69 Aegon Ltd 000000000 144618.00000000 NS 893340.04000000 2.275303455690 Long EC CORP NL N 1 N N N State Street Corp 549300ZFEEJ2IP5VME73 State Street Corp 857477103 14180.00000000 NS USD 1049320.00000000 2.672578542573 Long EC CORP US N 1 N N N Moelis & Co 549300891QNU7VTQUR83 Moelis & Co 60786M105 19350.00000000 NS USD 1100241.00000000 2.802272412857 Long EC CORP US N 1 N N N Daimler Truck Holding AG 529900PW78JIYOUBSR24 Daimler Truck Holding AG 000000000 24199.00000000 NS 963294.71000000 2.453475367018 Long EC CORP DE N 1 N N N First American Financial Corp 549300B6VEZK3N0A1P55 First American Financial Corp 31847R102 27320.00000000 NS USD 1473914.00000000 3.754003478441 Long EC CORP US N 1 N N N Westwood Holdings Group Inc N/A Westwood Holdings Group Inc 961765104 80025.00000000 NS USD 974704.50000000 2.482535672673 Long EC CORP US N 1 N N N Japan Post Bank Co Ltd 5493006JVO6N2HC2XZ76 Japan Post Bank Co Ltd 000000000 44900.00000000 NS 424050.90000000 1.080041680611 Long EC CORP JP N 1 N N N Axis Capital Holdings Ltd 635400VD2NQBYAHMEM55 Axis Capital Holdings Ltd 000000000 18800.00000000 NS USD 1328220.00000000 3.382926344505 Long EC CORP BM N 1 N N N Dah Sing Banking Group Ltd 529900DXBMKJOLLQOM66 Dah Sing Banking Group Ltd 000000000 957100.00000000 NS 797884.63000000 2.032182119455 Long EC CORP HK N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797KB2 270000.00000000 PA USD 268239.68000000 0.683196368157 Long DBT UST US N 2 2024-08-15 None 0.00000000 N N N N N N E-L Financial Corp Ltd 5493008YS2NMV2UCI287 E-L Financial Corp Ltd 268575107 1527.00000000 NS 1249711.18000000 3.182967335114 Long EC CORP CA N 2 N N N Vitesse Energy Inc N/A Vitesse Energy Inc 92852X103 41522.00000000 NS USD 984071.40000000 2.506392814394 Long EC CORP US N 1 N N N Webster Financial Corp KMRURHT0VWKYS6Z5KU67 Webster Financial Corp 947890109 6200.00000000 NS USD 270258.00000000 0.688336953225 Long EC CORP US N 1 N N N Flushing Financial Corp N/A Flushing Financial Corp 343873105 31413.00000000 NS USD 413080.95000000 1.052101630880 Long EC CORP US N 1 N N N Southern First Bancshares Inc N/A Southern First Bancshares Inc 842873101 21968.00000000 NS USD 642344.32000000 1.636026804574 Long EC CORP US N 1 N N N ING Groep NV 549300NYKK9MWM7GGW15 ING Groep NV 000000000 36500.00000000 NS 623949.39000000 1.589175610267 Long EC CORP NL N 1 N N N Cavco Industries Inc N/A Cavco Industries Inc 149568107 3270.00000000 NS USD 1131975.90000000 2.883100008624 Long EC CORP US N 1 N N N BBVA K8MS7FD7N5Z2WQ51AZ71 Banco Bilbao Vizcaya Argentaria SA 000000000 82500.00000000 NS 826280.76000000 2.104505993707 Long EC CORP ES N 1 N N N Jefferies Financial Group Inc 549300HOF34RGOJ5YL07 Jefferies Financial Group Inc 47233W109 23310.00000000 NS USD 1159905.60000000 2.954235903223 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797KC0 125000.00000000 PA USD 124057.55000000 0.315969910202 Long DBT UST US N 2 2024-08-22 None 0.00000000 N N N N N N Societe Generale SA O2RNE8IBXP4R0TD8PU41 Societe Generale SA 000000000 8110.00000000 NS 190384.07000000 0.484901060048 Long EC CORP FR N 1 N N N Barclays PLC 213800LBQA1Y9L22JB70 Barclays PLC 000000000 118000.00000000 NS 311603.18000000 0.793641570412 Long EC CORP GB N 1 N N N HG Holdings Inc N/A HG Holdings Inc 42834P207 68950.00000000 NS USD 405081.25000000 1.031726696097 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912797KL0 200000.00000000 PA USD 197685.33000000 0.503497094441 Long DBT UST US N 2 2024-09-19 None 0.00000000 N N N N N N Capital One Financial Corp ZUE8T73ROZOF6FLBAR73 Capital One Financial Corp 14040H105 10310.00000000 NS USD 1427419.50000000 3.635583737039 Long EC CORP US N 1 N N N UniCredit SpA 549300TRUWO2CD2G5692 UniCredit SpA 000000000 20700.00000000 NS 767146.65000000 1.953893641402 Long EC CORP IT N 1 N N N Shinhan Financial Group Co Ltd 988400EB8A6G49E5KO54 Shinhan Financial Group Co Ltd 824596100 15250.00000000 NS USD 530852.50000000 1.352061335694 Long EC CORP KR N 1 N N N NatWest Group PLC 2138005O9XJIJN4JPN90 NatWest Group PLC 000000000 169785.00000000 NS 669201.43000000 1.704430852816 Long EC CORP GB N 1 N N N Citigroup Inc 6SHGI4ZSSLCXXQSBB395 Citigroup Inc 172967424 15050.00000000 NS USD 955073.00000000 2.432534981122 Long EC CORP US N 1 N N N Daiwa Securities Group Inc 353800WRC7Y23PWFJG38 Daiwa Securities Group Inc 000000000 118500.00000000 NS 903719.93000000 2.301740644811 Long EC CORP JP N 1 N N N Ally Financial Inc 549300JBN1OSM8YNAI90 Ally Financial Inc 02005N100 19680.00000000 NS USD 780705.60000000 1.988427776680 Long EC CORP US N 1 N N N DAH SING 529900J55QMXMR5KMH32 Dah Sing Financial Holdings Ltd 000000000 351700.00000000 NS 979565.38000000 2.494916151065 Long EC CORP HK N 1 N N N 2024-08-28 Gabelli Equity Series Funds Inc John C. Ball John C. Ball Treasurer XXXX NPORT-EX 2 GB65GB063024.htm
1
The
Gabelli
Global
Financial
Services
Fund
Schedule
of
Investments
June
30,
2024
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
97
.2
%
Automobiles
5
.9
%
24,199‌
Daimler
Truck
Holding
AG
.........................
$
963,295‌
7,850‌
Mercedes-Benz
Group
AG
.........................
542,837‌
3,940‌
Toyota
Motor
Corp.
,
ADR
..........................
807,582‌
2,313,714‌
Banks
26
.2
%
82,500‌
Banco
Bilbao
Vizcaya
Argentaria
SA
..........
826,281‌
82,000‌
Commerzbank
AG
....................................
1,245,697‌
957,100‌
Dah
Sing
Banking
Group
Ltd.
....................
797,885‌
351,700‌
Dah
Sing
Financial
Holdings
Ltd.
...............
979,565‌
976‌
First
Citizens
BancShares
Inc.
,
Cl. A
..........
1,643,203‌
31,413‌
Flushing
Financial
Corp.
............................
413,081‌
36,500‌
ING
Groep
NV
..........................................
623,949‌
44,900‌
Japan
Post
Bank
Co.
Ltd.
..........................
424,051‌
15,250‌
Shinhan
Financial
Group
Co.
Ltd.
,
ADR
.....
530,853‌
21,968‌
Southern
First
Bancshares
Inc.
...............
642,344‌
10,050‌
Texas
Capital
Bancshares
Inc.
.................
614,457‌
44,805‌
TrustCo
Bank
Corp.
NY
.............................
1,289,040‌
6,200‌
Webster
Financial
Corp.
............................
270,258‌
10,300,664‌
Consumer
Finance
5
.6
%
19,680‌
Ally
Financial
Inc.
.....................................
780,706‌
10,310‌
Capital
One
Financial
Corp.
.......................
1,427,419‌
2,208,125‌
Diversified
Banks
13
.4
%
118,000‌
Barclays
plc
..............................................
311,603‌
15,050‌
Citigroup
Inc.
...........................................
955,073‌
41,670‌
Credit
Agricole
SA
....................................
568,542‌
17,668‌
Hana
Financial
Group
Inc.
.........................
779,112‌
169,785‌
NatWest
Group
plc
...................................
669,201‌
8,110‌
Societe
Generale
SA
.................................
190,384‌
111,200‌
Standard
Chartered
plc
.............................
1,006,466‌
20,700‌
UniCredit
SpA
..........................................
767,147‌
5,247,528‌
Energy
and
Utilities
2
.5
%
41,522‌
Vitesse
Energy
Inc.
...................................
984,071‌
Homebuilders
4
.1
%
3,270‌
Cavco
Industries
Inc.
..............................
1,131,976‌
20,413‌
Legacy
Housing
Corp.
............................
468,274‌
1,600,250‌
Institutional
Banking
2
.8
%
19,350‌
Moelis
&
Co.
,
Cl. A
...................................
1,100,241‌
Institutional
Brokerage
5
.2
%
118,500‌
Daiwa
Securities
Group
Inc.
......................
903,720‌
23,310‌
Jefferies
Financial
Group
Inc.
....................
1,159,906‌
2,063,626‌
Institutional
Trust,
Fiduciary,
and
Custody
6
.2
%
14,180‌
State
Street
Corp.
.....................................
1,049,320‌
Shares
Market
Value
23,300‌
The
Bank
of
New
York
Mellon
Corp.
..........
$
1,395,437‌
2,444,757‌
Insurance
12
.5
%
144,618‌
Aegon
Ltd.
...............................................
893,340‌
1,527‌
E-L
Financial
Corp.
Ltd.
............................
1,249,711‌
27,320‌
First
American
Financial
Corp.
...................
1,473,914‌
68,950‌
HG
Holdings
Inc.
....................................
405,081‌
19,355‌
NN
Group
NV
...........................................
900,642‌
4,922,688‌
Investment
Management
9
.4
%
7,796‌
Diamond
Hill
Investment
Group
Inc.
..........
1,097,287‌
17,950‌
Janus
Henderson
Group
plc
......................
605,095‌
341,500‌
The
Westaim
Corp.
.................................
1,010,983‌
80,025‌
Westwood
Holdings
Group
Inc.
.................
974,704‌
3,688,069‌
Reinsurance
3
.4
%
18,800‌
Axis
Capital
Holdings
Ltd.
.........................
1,328,220‌
TOTAL
COMMON
STOCKS
........................
38,201,953‌
Principal
Amount
U.S.
GOVERNMENT
OBLIGATIONS
2
.8
%
$
1,105,000‌
U.S.
Treasury
Bills,
5.287
%
to
5.321
%
††
,
07/18/24
to
09/19/24
............................
1,098,208‌
TOTAL
INVESTMENTS
100.0%
(Cost
$
28,565,873
)
...............................
$
39,300,161‌
Non-income
producing
security.
††
Represents
annualized
yields
at
dates
of
purchase.
ADR
American
Depositary
Receipt