0001752724-22-198731.txt : 20220829 0001752724-22-198731.hdr.sgml : 20220829 20220829094608 ACCESSION NUMBER: 0001752724-22-198731 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220829 DATE AS OF CHANGE: 20220829 PERIOD START: 20220930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI EQUITY SERIES FUNDS INC CENTRAL INDEX KEY: 0000877670 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-06367 FILM NUMBER: 221207748 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098448 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 0000877670 S000062891 The Gabelli Global Financial Services Fund C000203680 CLASS I GFSIX C000203681 CLASS A GGFSX C000203682 CLASS AAA GAFSX C000203683 CLASS C GCFSX NPORT-P 1 primary_doc.xml NPORT-P false 0000877670 XXXXXXXX S000062891 C000203683 C000203681 C000203682 C000203680 Gabelli Equity Series Funds Inc 811-06367 0000877670 5493007J8TJQ0MSHWY40 One Corporate Center Rye 10580-1422 1-800-422-3554 The Gabelli Global Financial Services Fund S000062891 549300OACYREG7GVGS13 2022-09-30 2022-06-30 N 22320739.40 212709.75 22108029.65 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Commerzbank AG 851WYGNLUQLFZBSYGB56 Commerzbank AG 000000000 91000.00000000 NS 637600.03000000 2.884020150570 Long EC CORP DE N 1 N N N Toyota Motor Corp 5493006W3QUS5LMH6R84 Toyota Motor Corp 892331307 4420.00000000 NS USD 681431.40000000 3.082280107218 Long EC CORP JP N 1 N N N Barclays PLC 213800LBQA1Y9L22JB70 Barclays PLC 000000000 259500.00000000 NS 483689.77000000 2.187846577272 Long EC CORP GB N 1 N N N Capital One Financial Corp ZUE8T73ROZOF6FLBAR73 Capital One Financial Corp 14040H105 6730.00000000 NS USD 701198.70000000 3.171692417193 Long EC CORP US N 1 N N N Webster Financial Corp KMRURHT0VWKYS6Z5KU67 Webster Financial Corp 947890109 7600.00000000 NS USD 320340.00000000 1.448975802328 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796S67 315000.00000000 PA USD 314653.78000000 1.423255645036 Long DBT UST US N 2 2022-08-04 None 0.00000000 N N N N N N Credit Suisse Group AG 549300506SI9CRFV9Z86 Credit Suisse Group AG 225401108 21600.00000000 NS USD 122472.00000000 0.553970670108 Long EC CORP CH N 1 N N N Jefferies Financial Group Inc 549300HOF34RGOJ5YL07 Jefferies Financial Group Inc 47233W109 27710.00000000 NS USD 765350.20000000 3.461865268486 Long EC CORP US N 1 N N N Cavco Industries Inc N/A Cavco Industries Inc 149568107 4370.00000000 NS USD 856476.30000000 3.874050802170 Long EC CORP US N 1 N N N DAH SING 529900J55QMXMR5KMH32 Dah Sing Financial Holdings Ltd 000000000 198500.00000000 NS 565386.53000000 2.557380910695 Long EC CORP HK N 1 N N N Westwood Holdings Group Inc N/A Westwood Holdings Group Inc 961765104 53463.00000000 NS USD 737789.40000000 3.337201060791 Long EC CORP US N 1 N N N First American Financial Corp 549300B6VEZK3N0A1P55 First American Financial Corp 31847R102 12550.00000000 NS USD 664146.00000000 3.004094035128 Long EC CORP US N 1 N N N BBVA K8MS7FD7N5Z2WQ51AZ71 Banco Bilbao Vizcaya Argentaria SA 000000000 81000.00000000 NS 367589.95000000 1.662698828522 Long EC CORP ES N 1 N N N Standard Chartered PLC U4LOSYZ7YG4W3S5F2G91 Standard Chartered PLC 000000000 86100.00000000 NS 648351.75000000 2.932652797487 Long EC CORP GB N 1 N N N HG Holdings Inc N/A HG Holdings Inc 42834P207 33360.00000000 NS USD 272217.60000000 1.231306472397 Long EC CORP US N 2 N N N Societe Generale SA O2RNE8IBXP4R0TD8PU41 Societe Generale SA 000000000 8610.00000000 NS 188487.33000000 0.852574078215 Long EC CORP FR N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796T41 130000.00000000 PA USD 129769.47000000 0.586978903386 Long DBT UST US N 2 2022-08-18 None 0.00000000 N N N N N N Legacy Housing Corp N/A Legacy Housing Corp 52472M101 32217.00000000 NS USD 420431.85000000 1.901715605850 Long EC CORP US N 1 N N N Credit Agricole SA 969500TJ5KRTCJQWXH05 Credit Agricole SA 000000000 50720.00000000 NS 464070.32000000 2.099103028840 Long EC CORP FR N 1 N N N State Street Corp 549300ZFEEJ2IP5VME73 State Street Corp 857477103 8450.00000000 NS USD 520942.50000000 2.356349743723 Long EC CORP US N 1 N N N Pzena Investment Management In 77FR8E97WY61TIP8ID10 Pzena Investment Management Inc 74731Q103 144387.00000000 NS USD 951510.33000000 4.303912854576 Long EC CORP US N 1 N N N Ally Financial Inc 549300JBN1OSM8YNAI90 Ally Financial Inc 02005N100 19300.00000000 NS USD 646743.00000000 2.925376029609 Long EC CORP US N 1 N N N Bank of New York Mellon Corp/T WFLLPEPC7FZXENRZV188 Bank of New York Mellon Corp/The 064058100 19150.00000000 NS USD 798746.50000000 3.612924863252 Long EC CORP US N 1 N N N TrustCo Bank Corp NY N/A TrustCo Bank Corp NY 898349204 31247.00000000 NS USD 963657.48000000 4.358857371081 Long EC CORP US N 1 N N N Dah Sing Banking Group Ltd 529900DXBMKJOLLQOM66 Dah Sing Banking Group Ltd 000000000 379400.00000000 NS 307028.34000000 1.388763923609 Long EC CORP HK N 1 N N N Diamond Hill Investment Group 549300AQ6779A0B7VZ57 Diamond Hill Investment Group Inc 25264R207 2090.00000000 NS USD 362907.60000000 1.641519419619 Long EC CORP US N 1 N N N First Citizens BancShares Inc/ 549300N3Z00ZHE2XC526 First Citizens BancShares Inc/NC 31946M103 1476.00000000 NS USD 964979.28000000 4.364836194255 Long EC CORP US N 1 N N N Franklin Resources Inc RIFQSET379FOGTEFKS80 Franklin Resources Inc 354613101 5950.00000000 NS USD 138694.50000000 0.627348986751 Long EC CORP US N 1 N N N Shinsei Bank Ltd 549300PZYOQ2NW83V760 Shinsei Bank Ltd 000000000 6600.00000000 NS 99476.71000000 0.449957375554 Long EC CORP JP N 1 N N N NatWest Group PLC 2138005O9XJIJN4JPN90 NatWest Group PLC 000000000 220000.00000000 NS 584620.50000000 2.644380839248 Long EC CORP GB N 1 N N N Shinhan Financial Group Co Ltd 988400EB8A6G49E5KO54 Shinhan Financial Group Co Ltd 824596100 25000.00000000 NS USD 714000.00000000 3.229595813392 Long EC CORP KR N 1 N N N NN Group NV 724500OHYNDT9OY6Q215 NN Group NV 000000000 16679.00000000 NS 757529.37000000 3.426489750523 Long EC CORP NL N 1 N N N ING Groep NV 549300NYKK9MWM7GGW15 ING Groep NV 000000000 29200.00000000 NS 288589.92000000 1.305362461371 Long EC CORP NL N 1 N N N Aegon NV O4QK7KMMK83ITNTHUG69 Aegon NV 000000000 140118.00000000 NS 606141.72000000 2.741726556350 Long EC CORP NL N 1 N N N Japan Post Bank Co Ltd 5493006JVO6N2HC2XZ76 Japan Post Bank Co Ltd 000000000 55800.00000000 NS 433881.19000000 1.962550244725 Long EC CORP JP N 1 N N N E-L Financial Corp Ltd 5493008YS2NMV2UCI287 E-L Financial Corp Ltd 268575107 817.00000000 NS 504595.25000000 2.282407152461 Long EC CORP CA N 2 N N N Daimler Truck Holding AG 529900PW78JIYOUBSR24 Daimler Truck Holding AG 000000000 22250.00000000 NS 580823.67000000 2.627206852873 Long EC CORP DE N 1 N N N Axis Capital Holdings Ltd N/A Axis Capital Holdings Ltd 000000000 16500.00000000 NS USD 941985.00000000 4.260827468177 Long EC CORP BM N 1 N N N Citigroup Inc 6SHGI4ZSSLCXXQSBB395 Citigroup Inc 172967424 16850.00000000 NS USD 774931.50000000 3.505203820820 Long EC CORP US N 1 N N N Daiwa Securities Group Inc 353800WRC7Y23PWFJG38 Daiwa Securities Group Inc 000000000 112300.00000000 NS 501575.77000000 2.268749309371 Long EC CORP JP N 1 N N N Mercedes-Benz Group AG 529900R27DL06UVNT076 Mercedes-Benz Group AG 000000000 7750.00000000 NS 448475.44000000 2.028563590242 Long EC CORP DE N 1 N N N 2022-08-26 Gabelli Equity Series Funds Inc John C. Ball John C. Ball Treasurer XXXX NPORT-EX 2 GB65GB063022.htm
1
The
Gabelli
Global
Financial
Services
Fund
Schedule
of
Investments
—
June
30,
2022
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
 —
98.0%
Automobiles
 —
7.7%
22,250‌
Daimler
Truck
Holding
AG†
.......................
$
580,824‌
7,750‌
Mercedes-Benz
Group
AG
.........................
448,476‌
4,420‌
Toyota
Motor
Corp.,
ADR
..........................
681,431‌
1,710,731‌
Banks
 —
25.5%
81,000‌
Banco
Bilbao
Vizcaya
Argentaria
SA
..........
367,590‌
91,000‌
Commerzbank
AG†
...................................
637,600‌
379,400‌
Dah
Sing
Banking
Group
Ltd.
....................
307,028‌
198,500‌
Dah
Sing
Financial
Holdings
Ltd.
...............
565,387‌
1,476‌
First
Citizens
BancShares
Inc.,
Cl. A
..........
964,979‌
29,200‌
ING
Groep
NV
..........................................
288,590‌
55,800‌
Japan
Post
Bank
Co.
Ltd.
..........................
433,881‌
25,000‌
Shinhan
Financial
Group
Co.
Ltd.,
ADR
.....
714,000‌
6,600‌
Shinsei
Bank
Ltd.
.....................................
99,477‌
31,247‌
TrustCo
Bank
Corp.
NY
.............................
963,657‌
7,600‌
Webster
Financial
Corp.
............................
320,340‌
5,662,529‌
Consumer
Finance
 —
6.1%
19,300‌
Ally
Financial
Inc.
.....................................
646,743‌
6,730‌
Capital
One
Financial
Corp.
.......................
701,199‌
1,347,942‌
Diversified
Banks
 —
14.1%
259,500‌
Barclays
plc
..............................................
483,690‌
16,850‌
Citigroup
Inc.
...........................................
774,931‌
50,720‌
Credit
Agricole
SA
....................................
464,070‌
220,000‌
NatWest
Group
plc
...................................
584,621‌
8,610‌
Societe
Generale
SA
.................................
188,487‌
86,100‌
Standard
Chartered
plc
.............................
648,352‌
3,144,151‌
Homebuilders
 —
5.7%
4,370‌
Cavco
Industries
Inc.†
..............................
856,476‌
32,217‌
Legacy
Housing
Corp.†
............................
420,432‌
1,276,908‌
Institutional
Brokerage
 —
6.3%
21,600‌
Credit
Suisse
Group
AG,
ADR
...................
122,472‌
112,300‌
Daiwa
Securities
Group
Inc.
......................
501,576‌
27,710‌
Jefferies
Financial
Group
Inc.
....................
765,350‌
1,389,398‌
Institutional
Trust,
Fiduciary,
and
Custody
 —
5.9%
8,450‌
State
Street
Corp.
.....................................
520,943‌
19,150‌
The
Bank
of
New
York
Mellon
Corp.
..........
798,746‌
1,319,689‌
Insurance
 —
12.6%
140,118‌
Aegon
NV
.................................................
606,142‌
817‌
E-L
Financial
Corp.
Ltd.
............................
504,595‌
12,550‌
First
American
Financial
Corp.
...................
664,146‌
33,360‌
HG
Holdings
Inc.†
....................................
272,218‌
Shares
Market
Value
16,679‌
NN
Group
NV
...........................................
$
757,529‌
2,804,630‌
Investment
Management
 —
9.9%
2,090‌
Diamond
Hill
Investment
Group
Inc.
..........
362,908‌
5,950‌
Franklin
Resources
Inc.
............................
138,695‌
144,387‌
Pzena
Investment
Management
Inc.,
Cl. A
.
951,510‌
53,463‌
Westwood
Holdings
Group
Inc.
.................
737,789‌
2,190,902‌
Reinsurance
 —
4.2%
16,500‌
Axis
Capital
Holdings
Ltd.
.........................
941,985‌
TOTAL
COMMON
STOCKS
..................
21,788,865‌
Principal
Amount
U.S.
GOVERNMENT
OBLIGATIONS
 —
2.0%
$
445,000‌
U.S.
Treasury
Bills,
0.805%
to
1.003%††,
08/04/22
to
08/18/22
............................
444,423‌
TOTAL
INVESTMENTS
—
100.0%
(Cost
$22,191,905)
...............................
$
22,233,288‌
†
Non-income
producing
security.
††
Represents
annualized
yields
at
dates
of
purchase.
ADR
American
Depositary
Receipt