0001752724-22-052851.txt : 20220301 0001752724-22-052851.hdr.sgml : 20220301 20220301105315 ACCESSION NUMBER: 0001752724-22-052851 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220301 PERIOD START: 20220930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI EQUITY SERIES FUNDS INC CENTRAL INDEX KEY: 0000877670 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-06367 FILM NUMBER: 22695075 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098448 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 0000877670 S000062891 The Gabelli Global Financial Services Fund C000203680 CLASS I GFSIX C000203681 CLASS A GGFSX C000203682 CLASS AAA GAFSX C000203683 CLASS C GCFSX NPORT-P 1 primary_doc.xml NPORT-P false 0000877670 XXXXXXXX S000062891 C000203683 C000203681 C000203682 C000203680 Gabelli Equity Series Funds Inc 811-06367 0000877670 5493007J8TJQ0MSHWY40 One Corporate Center Rye 10580-1422 1-800-422-3554 The Gabelli Global Financial Services Fund S000062891 549300OACYREG7GVGS13 2022-09-30 2021-12-31 N 26247507.42 122479.77 26125027.65 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N WI TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill- When Issued 912796F38 255000.00000000 PA USD 254971.10000000 0.975964900079 Long DBT UST US N 2 2022-03-24 None 0.00000000 N N N N N N Daimler Truck Holding AG 529900PW78JIYOUBSR24 Daimler Truck Holding AG 000000000 11950.00000000 NS 439307.87000000 1.681559445162 Long EC CORP DE N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796L80 410000.00000000 PA USD 409987.19000000 1.569327296003 Long DBT UST US N 2 2022-02-17 None 0.00000000 N N N N N N Jefferies Financial Group Inc 549300HOF34RGOJ5YL07 Jefferies Financial Group Inc 47233W109 29310.00000000 NS USD 1137228.00000000 4.353021230199 Long EC CORP US N 1 N N N NatWest Group PLC 2138005O9XJIJN4JPN90 NatWest Group PLC 000000000 223000.00000000 NS 681256.60000000 2.607678005653 Long EC CORP GB N 1 N N N Barclays PLC 213800LBQA1Y9L22JB70 Barclays PLC 000000000 237500.00000000 NS 601145.39000000 2.301032550294 Long EC CORP GB N 1 N N N Daimler AG 529900R27DL06UVNT076 Daimler AG 000000000 7900.00000000 NS 607914.60000000 2.326943374546 Long EC CORP DE N 1 N N N Cavco Industries Inc N/A Cavco Industries Inc 149568107 2610.00000000 NS USD 829066.50000000 3.173456928379 Long EC CORP US N 1 N N N Standard Chartered PLC U4LOSYZ7YG4W3S5F2G91 Standard Chartered PLC 000000000 122100.00000000 NS 741063.75000000 2.836604653316 Long EC CORP GB N 1 N N N Ally Financial Inc 549300JBN1OSM8YNAI90 Ally Financial Inc 02005N100 17900.00000000 NS USD 852219.00000000 3.262078844153 Long EC CORP US N 1 N N N Credit Agricole SA 969500TJ5KRTCJQWXH05 Credit Agricole SA 000000000 44820.00000000 NS 640396.00000000 2.451273960661 Long EC CORP FR N 1 N N N Shinhan Financial Group Co Ltd 988400EB8A6G49E5KO54 Shinhan Financial Group Co Ltd 824596100 22500.00000000 NS USD 695475.00000000 2.662102445659 Long EC CORP KR N 1 N N N Legacy Housing Corp N/A Legacy Housing Corp 52472M101 26409.00000000 NS USD 699046.23000000 2.675772211096 Long EC CORP US N 1 N N N E-L Financial Corp Ltd 5493008YS2NMV2UCI287 E-L Financial Corp Ltd 268575107 987.00000000 NS 711116.74000000 2.721975071287 Long EC CORP CA N 1 N N N TrustCo Bank Corp NY N/A TrustCo Bank Corp NY 898349204 18600.00000000 NS USD 619566.00000000 2.371541987631 Long EC CORP US N 1 N N N Daiwa Securities Group Inc 353800WRC7Y23PWFJG38 Daiwa Securities Group Inc 000000000 110000.00000000 NS 620333.83000000 2.374481046721 Long EC CORP JP N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796D30 140000.00000000 PA USD 139995.45000000 0.535867184048 Long DBT UST US N 2 2022-02-24 None 0.00000000 N N N N N N Bank of New York Mellon Corp/T WFLLPEPC7FZXENRZV188 Bank of New York Mellon Corp/The 064058100 18050.00000000 NS USD 1048344.00000000 4.012795752964 Long EC CORP US N 1 N N N Axis Capital Holdings Ltd N/A Axis Capital Holdings Ltd 000000000 16000.00000000 NS USD 871520.00000000 3.335958191799 Long EC CORP BM N 1 N N N Societe Generale SA O2RNE8IBXP4R0TD8PU41 Societe Generale SA 000000000 11410.00000000 NS 392371.56000000 1.501899118564 Long EC CORP FR N 1 N N N Janus Henderson Group PLC 2138009WPYMWJN3RVF44 Janus Henderson Group PLC 000000000 25100.00000000 NS USD 1052694.00000000 4.029446453045 Long EC CORP GB N 1 N N N Westwood Holdings Group Inc N/A Westwood Holdings Group Inc 961765104 54229.00000000 NS USD 918639.26000000 3.516318804738 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796M97 150000.00000000 PA USD 149989.69000000 0.574122607675 Long DBT UST US N 2 2022-03-10 None 0.00000000 N N N N N N Japan Post Bank Co Ltd 5493006JVO6N2HC2XZ76 Japan Post Bank Co Ltd 000000000 45600.00000000 NS 418221.33000000 1.600845501880 Long EC CORP JP N 1 N N N CIT Group Inc N8O96ZZJQRFYQUJY7K79 CIT Group Inc 125581801 19950.00000000 NS USD 1024233.00000000 3.920504941551 Long EC CORP US N 1 N N N Franklin Resources Inc RIFQSET379FOGTEFKS80 Franklin Resources Inc 354613101 19650.00000000 NS USD 658078.50000000 2.518958099552 Long EC CORP US N 1 N N N Shinsei Bank Ltd 549300PZYOQ2NW83V760 Shinsei Bank Ltd 000000000 28000.00000000 NS 455915.85000000 1.745130593191 Long EC CORP JP N 1 N N N Credit Suisse Group AG 549300506SI9CRFV9Z86 Credit Suisse Group AG 225401108 17900.00000000 NS USD 172556.00000000 0.660500736350 Long EC CORP CH N 1 N N N BBVA K8MS7FD7N5Z2WQ51AZ71 Banco Bilbao Vizcaya Argentaria SA 000000000 68000.00000000 NS 406444.50000000 1.555766774470 Long EC CORP ES N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796K99 100000.00000000 PA USD 99997.85000000 0.382766484842 Long DBT UST US N 2 2022-02-03 None 0.00000000 N N N N N N ING Groep NV 549300NYKK9MWM7GGW15 ING Groep NV 000000000 29200.00000000 NS 406975.50000000 1.557799308204 Long EC CORP NL N 1 N N N Dah Sing Banking Group Ltd 529900DXBMKJOLLQOM66 Dah Sing Banking Group Ltd 000000000 365800.00000000 NS 312435.06000000 1.195922408908 Long EC CORP HK N 1 N N N Toyota Motor Corp 5493006W3QUS5LMH6R84 Toyota Motor Corp 892331307 3970.00000000 NS USD 735641.00000000 2.815847737485 Long EC CORP JP N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796K81 110000.00000000 PA USD 109999.61000000 0.421050693127 Long DBT UST US N 2 2022-01-20 None 0.00000000 N N N N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796P37 250000.00000000 PA USD 249943.10000000 0.956718987434 Long DBT UST US N 2 2022-04-28 None 0.00000000 N N N N N N Commerzbank AG 851WYGNLUQLFZBSYGB56 Commerzbank AG 000000000 94500.00000000 NS 719657.80000000 2.754668089317 Long EC CORP DE N 1 N N N Aegon NV O4QK7KMMK83ITNTHUG69 Aegon NV 000000000 143118.00000000 NS 715794.73000000 2.739881234154 Long EC CORP NL N 1 N N N Capital One Financial Corp ZUE8T73ROZOF6FLBAR73 Capital One Financial Corp 14040H105 4750.00000000 NS USD 689177.50000000 2.637997208014 Long EC CORP US N 1 N N N DAH SING 529900J55QMXMR5KMH32 Dah Sing Financial Holdings Ltd 000000000 196000.00000000 NS 593211.97000000 2.270665424539 Long EC CORP HK N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796Q51 105000.00000000 PA USD 105000.10000000 0.401913832998 Long DBT UST US N 2 2022-01-04 None 0.00000000 N N N N N N NN Group NV 724500OHYNDT9OY6Q215 NN Group NV 000000000 18829.00000000 NS 1020606.83000000 3.906624879686 Long EC CORP NL N 1 N N N Citigroup Inc 6SHGI4ZSSLCXXQSBB395 Citigroup Inc 172967424 13650.00000000 NS USD 824323.50000000 3.155301923670 Long EC CORP US N 1 N N N HG Holdings Inc N/A HG Holdings Inc 42834P207 7479.00000000 NS USD 87878.25000000 0.336375720543 Long EC CORP US N 1 N N N State Street Corp 549300ZFEEJ2IP5VME73 State Street Corp 857477103 8450.00000000 NS USD 785850.00000000 3.008035093888 Long EC CORP US N 1 N N N Webster Financial Corp KMRURHT0VWKYS6Z5KU67 Webster Financial Corp 947890109 7700.00000000 NS USD 429968.00000000 1.645808784435 Long EC CORP US N 1 N N N 2022-02-28 Gabelli Equity Series Funds Inc John C. Ball John C. Ball Treasurer XXXX NPORT-EX 2 GB65GB123121.htm
1
The
Gabelli
Financial
Services
Fund
Schedule
of
Investments
—
December
31,
2021
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
—
94
.2
%
Automobiles
—
6
.8
%
7,900‌
Daimler
AG
..............................................
$
607,914‌
11,950‌
Daimler
Truck
Holding
AG
†
.......................
439,308‌
3,970‌
Toyota
Motor
Corp.
,
ADR
..........................
735,641‌
1,782,863‌
Banks
—
23
.3
%
68,000‌
Banco
Bilbao
Vizcaya
Argentaria
SA
..........
406,444‌
19,950‌
CIT
Group
Inc.
..........................................
1,024,233‌
94,500‌
Commerzbank
AG
†
...................................
719,658‌
365,800‌
Dah
Sing
Banking
Group
Ltd.
....................
312,435‌
196,000‌
Dah
Sing
Financial
Holdings
Ltd.
...............
593,212‌
29,200‌
ING
Groep
NV
..........................................
406,976‌
45,600‌
Japan
Post
Bank
Co.
Ltd.
..........................
418,221‌
22,500‌
Shinhan
Financial
Group
Co.
Ltd.
,
ADR
.....
695,475‌
28,000‌
Shinsei
Bank
Ltd.
.....................................
455,916‌
18,600‌
TrustCo
Bank
Corp.
NY
.............................
619,566‌
7,700‌
Webster
Financial
Corp.
............................
429,968‌
6,082,104‌
Consumer
Finance
—
5
.9
%
17,900‌
Ally
Financial
Inc.
.....................................
852,219‌
4,750‌
Capital
One
Financial
Corp.
.......................
689,177‌
1,541,396‌
Diversified
Banks
—
14
.9
%
237,500‌
Barclays
plc
..............................................
601,145‌
13,650‌
Citigroup
Inc.
...........................................
824,323‌
44,820‌
Credit
Agricole
SA
....................................
640,396‌
223,000‌
NatWest
Group
plc
...................................
681,257‌
11,410‌
Societe
Generale
SA
.................................
392,372‌
122,100‌
Standard
Chartered
plc
.............................
741,064‌
3,880,557‌
Homebuilders
—
5
.8
%
2,610‌
Cavco
Industries
Inc.
†
..............................
829,067‌
26,409‌
Legacy
Housing
Corp.
†
............................
699,046‌
1,528,113‌
Institutional
Brokerage
—
7
.4
%
17,900‌
Credit
Suisse
Group
AG
,
ADR
...................
172,556‌
110,000‌
Daiwa
Securities
Group
Inc.
......................
620,334‌
29,310‌
Jefferies
Financial
Group
Inc.
....................
1,137,228‌
1,930,118‌
Institutional
Trust,
Fiduciary,
and
Custody
—
7
.0
%
8,450‌
State
Street
Corp.
.....................................
785,850‌
18,050‌
The
Bank
of
New
York
Mellon
Corp.
..........
1,048,344‌
1,834,194‌
Insurance
—
9
.7
%
143,118‌
Aegon
NV
.................................................
715,795‌
987‌
E-L
Financial
Corp.
Ltd.
............................
711,117‌
7,479‌
HG
Holdings
Inc.
†
....................................
87,878‌
Shares
Market
Value
18,829‌
NN
Group
NV
...........................................
$
1,020,607‌
2,535,397‌
Investment
Management
—
10
.1
%
19,650‌
Franklin
Resources
Inc.
............................
658,079‌
25,100‌
Janus
Henderson
Group
plc
......................
1,052,694‌
54,229‌
Westwood
Holdings
Group
Inc.
.................
918,639‌
2,629,412‌
Reinsurance
—
3
.3
%
16,000‌
Axis
Capital
Holdings
Ltd.
.........................
871,520‌
TOTAL
COMMON
STOCKS
........................
24,615,674‌
Principal
Amount
U.S.
GOVERNMENT
OBLIGATIONS
—
5
.8
%
$
1,520,000‌
U.S.
Treasury
Bills,
0.029
%
to
0.060
%
††
,
01/04/22
to
04/28/22
............................
1,519,884‌
TOTAL
INVESTMENTS
—
100.0%
(Cost
$
20,358,485
)
...............................
$
26,135,558‌
†
Non-income
producing
security.
††
Represents
annualized
yields
at
dates
of
purchase.
ADR
American
Depositary
Receipt