HTML
The Gabelli Small Cap Growth Fund
Schedule of Investments December 31, 2020 (Unaudited)
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Shares |
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Market Value |
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COMMON STOCKS 99.0% |
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Aerospace 2.0% |
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654,000 |
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Aerojet Rocketdyne Holdings Inc. |
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$ |
34,563,900 |
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20,000 |
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Allied Motion Technologies Inc. |
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1,022,000 |
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40,000 |
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Innovative Solutions and Support Inc. |
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260,800 |
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35,846,700 |
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Agriculture 0.0% |
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12,000 |
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Cadiz Inc. |
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127,800 |
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13,500 |
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Limoneira Co. |
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224,775 |
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352,575 |
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Automotive 0.1% |
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40,000 |
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Navistar International Corp. |
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1,758,400 |
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1,200 |
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PACCAR Inc. |
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103,536 |
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1,861,936 |
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Automotive: Parts and Accessories 4.0% |
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155,000 |
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BorgWarner Inc. |
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5,989,200 |
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88,022 |
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China Automotive Systems Inc. |
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549,257 |
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1,120,000 |
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Dana Inc. |
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21,862,400 |
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848,000 |
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Freni Brembo SpA |
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11,188,359 |
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385,000 |
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Modine Manufacturing Co. |
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4,835,600 |
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18,000 |
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Monro Inc. |
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959,400 |
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4,300 |
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OReilly Automotive Inc. |
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1,946,051 |
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45,000 |
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Puradyn Filter Technologies Inc. |
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360 |
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191,900 |
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Standard Motor Products Inc. |
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7,764,274 |
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244,000 |
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Strattec Security Corp.(a) |
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12,043,840 |
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318,000 |
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Tenneco Inc., Cl. A |
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3,370,800 |
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19,500 |
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Thor Industries Inc. |
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1,813,305 |
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10,000 |
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Uni-Select Inc. |
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63,713 |
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72,386,559 |
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Aviation: Parts and Services 4.1% |
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20,000 |
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AAR Corp. |
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724,400 |
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9,500 |
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Astronics Corp. |
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125,685 |
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22,700 |
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Astronics Corp., Cl. B. |
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301,286 |
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46,000 |
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Ducommun Inc. |
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2,470,200 |
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682,000 |
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Kaman Corp. |
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38,962,660 |
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89,000 |
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Moog Inc., Cl. A |
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7,057,700 |
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16,500 |
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Moog Inc., Cl. B |
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1,250,535 |
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3,840,000 |
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Signature Aviation plc |
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20,322,144 |
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33,500 |
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Woodward Inc. |
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4,071,255 |
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75,285,865 |
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Broadcasting 1.8% |
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127,500 |
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Beasley Broadcast Group Inc., Cl. A |
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189,975 |
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10,000 |
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Cogeco Communications Inc. |
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768,796 |
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23,300 |
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Cogeco Inc. |
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1,500,616 |
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185,000 |
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Corus Entertainment Inc., Cl. B |
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622,044 |
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40,000 |
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Fox Corp., Cl. A. |
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1,164,800 |
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25,000 |
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Gray Television Inc. |
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447,250 |
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72,350 |
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Gray Television Inc., Cl. A. |
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1,208,976 |
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260,000 |
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ITV plc |
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379,727 |
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13,000 |
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Liberty Broadband Corp., Cl. A |
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2,048,540 |
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11,000 |
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Liberty Broadband Corp., Cl. C |
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1,742,070 |
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Shares |
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Market Value |
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20,000 |
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Liberty Media Corp.-Liberty Formula One, Cl. A |
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$ |
759,800 |
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27,000 |
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Liberty Media Corp.-Liberty Formula One, Cl. C |
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1,150,200 |
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64,000 |
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Liberty Media Corp.-Liberty SiriusXM, Cl. A |
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2,764,160 |
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34,452 |
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Liberty Media Corp.-Liberty SiriusXM, Cl. C |
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1,499,006 |
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345,000 |
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MSG Networks Inc., Cl. A |
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5,085,300 |
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22,900 |
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Nexstar Media Group Inc., Cl. A |
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2,500,451 |
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140,000 |
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Salem Media Group Inc. |
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145,600 |
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166,000 |
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Sinclair Broadcast Group Inc., Cl. A |
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5,287,100 |
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480,000 |
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Sirius XM Holdings Inc. |
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3,057,600 |
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32,322,011 |
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Building and Construction 5.6% |
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79,000 |
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Arcosa Inc. |
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4,339,470 |
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96,000 |
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D.R. Horton Inc. |
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6,616,320 |
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29,000 |
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Gibraltar Industries Inc. |
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2,086,260 |
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424,000 |
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Herc Holdings Inc. |
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28,157,840 |
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128,000 |
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KB Home |
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4,290,560 |
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390,000 |
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Lennar Corp., Cl. B |
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23,868,000 |
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20,000 |
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Louisiana-Pacific Corp. |
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743,400 |
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103,000 |
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MDC Holdings Inc. |
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5,005,800 |
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18,500 |
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Meritage Homes Corp. |
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1,532,170 |
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2,700 |
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NVR Inc. |
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11,015,622 |
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153,000 |
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PulteGroup Inc. |
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6,597,360 |
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65,000 |
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Titan Machinery Inc.. |
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1,270,750 |
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162,000 |
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Toll Brothers Inc. |
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7,042,140 |
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102,565,692 |
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Business Services 3.1% |
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13,000 |
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ACCO Brands Corp. |
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109,850 |
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583,000 |
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Clear Channel Outdoor Holdings Inc. |
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961,950 |
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395,000 |
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Diebold Nixdorf Inc. |
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4,210,700 |
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70,000 |
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Element Solutions Inc. |
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1,241,100 |
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70,000 |
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GP Strategies Corp. |
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830,200 |
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13,000 |
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GSE Systems Inc. |
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17,160 |
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200,000 |
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IAA Inc. |
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12,996,000 |
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59,000 |
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Live Nation Entertainment Inc. |
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4,335,320 |
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165,000 |
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Macquarie Infrastructure Corp. |
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6,195,750 |
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16,000 |
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McGrath RentCorp. |
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1,073,600 |
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20,000 |
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Sealed Air Corp. |
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915,800 |
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71,000 |
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Sohgo Security Services Co. Ltd. |
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3,678,756 |
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8,000 |
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Stamps.com Inc. |
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1,569,520 |
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96,000 |
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Team Inc. |
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1,046,400 |
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371,000 |
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The Interpublic Group of Companies Inc. |
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8,725,920 |
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25,000 |
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TransAct Technologies Inc. |
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177,500 |
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1,645,000 |
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Trans-Lux Corp.(a) |
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296,100 |
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37,000 |
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United Rentals Inc. |
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8,580,670 |
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56,962,296 |
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Cable 0.8% |
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160,000 |
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AMC Networks Inc., Cl. A |
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5,723,200 |
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40,000 |
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DISH Network Corp., Cl. A |
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1,293,600 |
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30,000 |
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EchoStar Corp., Cl. A |
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635,700 |
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1
The Gabelli Small Cap Growth Fund
Schedule of Investments (Continued) December 31, 2020 (Unaudited)
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Shares |
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Market Value |
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COMMON STOCKS (Continued) |
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Cable (Continued) |
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121,000 |
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Liberty Global plc, Cl. A |
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$ |
2,930,620 |
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145,000 |
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Liberty Global plc, Cl. C |
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3,429,250 |
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90,000 |
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WideOpenWest Inc. |
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960,300 |
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14,972,670 |
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Communications Equipment 0.1% |
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250,000 |
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Communications Systems Inc. |
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1,142,500 |
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Computer Software and Services 2.3% |
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16,000 |
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3D Systems Corp. |
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167,680 |
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78,500 |
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Activision Blizzard Inc. |
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7,288,725 |
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390,000 |
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Alithya Group Inc., Cl. A |
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819,000 |
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177,000 |
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Avid Technology Inc. |
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2,808,990 |
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140,000 |
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GTY Technology Holdings Inc. |
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725,200 |
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13,000 |
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MKS Instruments Inc. |
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1,955,850 |
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38,000 |
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Rockwell Automation Inc. |
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9,530,780 |
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78,000 |
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Stratasys Ltd. |
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1,616,160 |
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38,200 |
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Tyler Technologies Inc. |
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16,675,064 |
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41,587,449 |
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Consumer Products 2.6% |
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30,000 |
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1-800-Flowers.com Inc., Cl. A |
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780,000 |
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85,000 |
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Brunswick Corp. |
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6,480,400 |
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32,000 |
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Chofu Seisakusho Co. Ltd. |
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645,237 |
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41,000 |
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Church & Dwight Co. Inc. |
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3,576,430 |
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17,000 |
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Energizer Holdings Inc. |
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717,060 |
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5,000 |
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Ginko International Co. Ltd. |
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25,981 |
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2,000 |
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Harley-Davidson Inc. |
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73,400 |
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140,000 |
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Hunter Douglas NV |
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10,980,190 |
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2,500 |
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Kobayashi Pharmaceutical Co. Ltd. |
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305,312 |
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4,000 |
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LCI Industries |
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518,720 |
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230,000 |
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Marine Products Corp. |
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3,344,200 |
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3,000 |
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National Presto Industries Inc. |
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265,290 |
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230,000 |
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Sally Beauty Holdings Inc. |
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2,999,200 |
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215,000 |
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Samick Musical Instruments Co. Ltd. |
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288,962 |
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3,700 |
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Shimano Inc. |
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863,053 |
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14,000 |
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Steven Madden Ltd. |
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494,480 |
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102,000 |
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Swedish Match AB |
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7,906,996 |
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10,000 |
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The Scotts Miracle-Gro Co. |
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1,991,400 |
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9,500 |
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WD-40 Co. |
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2,523,960 |
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85,000 |
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Wolverine World Wide Inc. |
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2,656,250 |
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47,436,521 |
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Consumer Services 1.2% |
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53,000 |
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Bowlin Travel Centers Inc. |
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135,150 |
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2,750 |
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Collectors Universe Inc. |
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|
207,350 |
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|
3,000 |
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H&E Equipment Services Inc. |
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|
89,430 |
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|
5,000 |
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IAC/InterActiveCorp. |
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|
946,750 |
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|
260,000 |
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KAR Auction Services Inc. |
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4,838,600 |
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|
420,000 |
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Rollins Inc. |
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16,409,400 |
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22,626,680 |
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Diversified Industrial 10.1% |
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|
10,500 |
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Acuity Brands Inc. |
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1,271,445 |
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Shares |
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Market Value |
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|
58,000 |
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Albany International Corp., Cl. A |
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$ |
4,258,360 |
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|
187,496 |
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Ampco-Pittsburgh Corp. |
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|
1,027,478 |
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|
65,500 |
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Burnham Holdings Inc., Cl. A |
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835,125 |
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|
359,000 |
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Crane Co. |
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27,879,940 |
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|
109,000 |
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EnPro Industries Inc. |
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8,231,680 |
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|
115,000 |
|
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Greif Inc., Cl. A |
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5,391,200 |
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|
95,700 |
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Greif Inc., Cl. B |
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4,629,966 |
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1,382,000 |
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Griffon Corp. |
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|
28,165,160 |
|
|
186,000 |
|
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Jardine Strategic Holdings Ltd. |
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4,627,680 |
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|
5,000 |
|
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JSP Corp. |
|
|
83,822 |
|
|
83,000 |
|
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Kimball International Inc., Cl. B |
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|
991,850 |
|
|
60,000 |
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L.B. Foster Co., Cl. A |
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|
903,000 |
|
|
53,000 |
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Lawson Products Inc. |
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|
2,698,230 |
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|
54,000 |
|
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Lincoln Electric Holdings Inc. |
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|
6,277,500 |
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|
40,000 |
|
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Lindsay Corp. |
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|
5,138,400 |
|
|
22,500 |
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Lydall Inc. |
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|
675,675 |
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|
30,500 |
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Matthews International Corp., Cl. A |
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|
896,700 |
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922,000 |
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Myers Industries Inc. |
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|
19,159,160 |
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|
72,000 |
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Oil-Dri Corp. of America |
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|
2,453,760 |
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|
14,000 |
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Olin Corp. |
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|
343,840 |
|
|
300,000 |
|
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Park-Ohio Holdings Corp. |
|
|
9,270,000 |
|
|
12,500 |
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Pentair plc |
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|
663,625 |
|
|
94,000 |
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Raven Industries Inc. |
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|
3,110,460 |
|
|
16,100 |
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Roper Technologies Inc. |
|
|
6,940,549 |
|
|
69,000 |
|
|
Sonoco Products Co. |
|
|
4,088,250 |
|
|
55,000 |
|
|
Standex International Corp. |
|
|
4,263,600 |
|
|
170,000 |
|
|
Steel Connect Inc. |
|
|
133,790 |
|
|
33,629 |
|
|
Steel Partners Holdings LP |
|
|
361,512 |
|
|
13,000 |
|
|
T. Hasegawa Co. Ltd. |
|
|
273,207 |
|
|
8,000 |
|
|
Terex Corp. |
|
|
279,120 |
|
|
346,000 |
|
|
Textron Inc. |
|
|
16,722,180 |
|
|
385,000 |
|
|
Tredegar Corp. |
|
|
6,429,500 |
|
|
228,000 |
|
|
Trinity Industries Inc. |
|
|
6,016,920 |
|
|
48,000 |
|
|
Ultra Electronics Holdings plc |
|
|
1,360,061 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
185,852,745 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Electronics 2.2% |
|
|
|
|
|
142,500 |
|
|
Badger Meter Inc. |
|
|
13,403,550 |
|
|
214,000 |
|
|
Bel Fuse Inc., Cl. A(a) |
|
|
2,856,900 |
|
|
480,000 |
|
|
CTS Corp. |
|
|
16,478,400 |
|
|
30,000 |
|
|
Daktronics Inc. |
|
|
140,400 |
|
|
115,000 |
|
|
Gentex Corp. |
|
|
3,901,950 |
|
|
20,000 |
|
|
IMAX Corp. |
|
|
360,400 |
|
|
30,000 |
|
|
Renesas Electronics Corp. |
|
|
313,496 |
|
|
68,000 |
|
|
Stoneridge Inc. |
|
|
2,055,640 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
39,510,736 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Energy and Utilities 2.1% |
|
|
|
|
|
21,000 |
|
|
Avangrid Inc. |
|
|
954,450 |
|
|
25,000 |
|
|
Callon Petroleum Co. |
|
|
329,000 |
|
|
16,000 |
|
|
Chesapeake Utilities Corp. |
|
|
1,731,360 |
|
|
35,500 |
|
|
CMS Energy Corp. |
|
|
2,165,855 |
|
|
11,000 |
|
|
Consolidated Water Co. Ltd. |
|
|
132,550 |
|
2
The Gabelli Small Cap Growth Fund
Schedule of Investments (Continued) December 31, 2020 (Unaudited)
|
|
|
|
|
|
|
|
|
Shares |
|
|
|
|
Market Value |
|
|
|
|
|
COMMON STOCKS (Continued) |
|
|
|
|
|
|
|
|
Energy and Utilities (Continued) |
|
|
|
|
|
100,000 |
|
|
Covanta Holding Corp. |
|
$ |
1,313,000 |
|
|
46,000 |
|
|
Diamondback Energy Inc. |
|
|
2,226,400 |
|
|
34,500 |
|
|
Dril-Quip Inc. |
|
|
1,021,890 |
|
|
74,000 |
|
|
Energy Recovery Inc. |
|
|
1,009,360 |
|
|
24,000 |
|
|
Landis+Gyr Group AG |
|
|
1,881,396 |
|
|
25,000 |
|
|
Marathon Petroleum Corp. |
|
|
1,034,000 |
|
|
31,000 |
|
|
Middlesex Water Co. |
|
|
2,246,570 |
|
|
11,000 |
|
|
Northwest Natural Holding Co. |
|
|
505,890 |
|
|
21,500 |
|
|
NorthWestern Corp. |
|
|
1,253,665 |
|
|
16,000 |
|
|
Otter Tail Corp. |
|
|
681,760 |
|
|
10,000 |
|
|
PNM Resources Inc. |
|
|
485,300 |
|
|
1,850,000 |
|
|
RPC Inc. |
|
|
5,827,500 |
|
|
20,000 |
|
|
Siemens Gamesa Renewable Energy SA |
|
|
808,488 |
|
|
89,000 |
|
|
SJW Group |
|
|
6,173,040 |
|
|
32,500 |
|
|
Southwest Gas Holdings Inc. |
|
|
1,974,375 |
|
|
9,000 |
|
|
Spire Inc. |
|
|
576,360 |
|
|
34,000 |
|
|
The York Water Co. |
|
|
1,584,400 |
|
|
11,000 |
|
|
Vestas Wind Systems A/S |
|
|
2,599,058 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
38,515,667 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Entertainment 1.4% |
|
|
|
|
|
50,000 |
|
|
Discovery Inc., Cl. A |
|
|
1,504,500 |
|
|
70,000 |
|
|
Discovery Inc., Cl. C |
|
|
1,833,300 |
|
|
76,500 |
|
|
Inspired Entertainment Inc. |
|
|
503,370 |
|
|
95,000 |
|
|
Liberty Media Corp.- Liberty Braves, Cl. A |
|
|
2,362,650 |
|
|
200,000 |
|
|
Liberty Media Corp.- Liberty Braves, Cl. C |
|
|
4,976,000 |
|
|
33,000 |
|
|
Madison Square Garden Sports Corp. |
|
|
6,075,300 |
|
|
49,000 |
|
|
Manchester United plc, Cl. A |
|
|
820,260 |
|
|
10,000 |
|
|
Take-Two Interactive Software Inc. |
|
|
2,077,900 |
|
|
4,000 |
|
|
The Walt Disney Co. |
|
|
724,720 |
|
|
36,000 |
|
|
Universal Entertainment Corp. |
|
|
829,790 |
|
|
68,000 |
|
|
World Wrestling Entertainment Inc., Cl. A |
|
|
3,267,400 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
24,975,190 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Environmental Services 0.4% |
|
|
|
|
|
76,000 |
|
|
Republic Services Inc. |
|
|
7,318,800 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Equipment and Supplies 15.2% |
|
|
|
|
|
25,500 |
|
|
A.O. Smith Corp. |
|
|
1,397,910 |
|
|
416,500 |
|
|
AMETEK Inc. |
|
|
50,371,510 |
|
|
52,000 |
|
|
AZZ Inc. |
|
|
2,466,880 |
|
|
16,000 |
|
|
Chart Industries Inc. |
|
|
1,884,640 |
|
|
150,000 |
|
|
CIRCOR International Inc. |
|
|
5,766,000 |
|
|
330,000 |
|
|
Core Molding Technologies Inc. |
|
|
4,646,400 |
|
|
138,500 |
|
|
Crown Holdings Inc. |
|
|
13,877,700 |
|
|
2,025 |
|
|
Danaher Corp. |
|
|
449,833 |
|
|
105,000 |
|
|
Donaldson Co. Inc. |
|
|
5,867,400 |
|
|
59,000 |
|
|
Entegris Inc. |
|
|
5,669,900 |
|
|
262,000 |
|
|
Federal Signal Corp. |
|
|
8,690,540 |
|
|
241,000 |
|
|
Flowserve Corp. |
|
|
8,880,850 |
|
|
|
|
|
|
|
|
|
|
Shares |
|
|
|
|
Market Value |
|
|
180,000 |
|
|
Franklin Electric Co. Inc. |
|
$ |
12,457,800 |
|
|
478,000 |
|
|
Graco Inc. |
|
|
34,583,300 |
|
|
42,000 |
|
|
IDEX Corp. |
|
|
8,366,400 |
|
|
168,000 |
|
|
Interpump Group SpA |
|
|
8,279,269 |
|
|
9,000 |
|
|
Littelfuse Inc. |
|
|
2,291,940 |
|
|
55,000 |
|
|
Maezawa Kyuso Industries Co. Ltd. |
|
|
1,233,112 |
|
|
66,000 |
|
|
Minerals Technologies Inc. |
|
|
4,099,920 |
|
|
6,000 |
|
|
MSA Safety Inc. |
|
|
896,340 |
|
|
690,000 |
|
|
Mueller Industries Inc. |
|
|
24,225,900 |
|
|
384,000 |
|
|
Mueller Water Products Inc., Cl. A |
|
|
4,753,920 |
|
|
3,600 |
|
|
Teleflex Inc. |
|
|
1,481,652 |
|
|
173,000 |
|
|
Tennant Co. |
|
|
12,139,410 |
|
|
778,000 |
|
|
The Gorman-Rupp Co. |
|
|
25,246,100 |
|
|
105,000 |
|
|
The Greenbrier Companies Inc. |
|
|
3,819,900 |
|
|
105,000 |
|
|
The L.S. Starrett Co., Cl. A |
|
|
444,150 |
|
|
30,000 |
|
|
The Manitowoc Co. Inc. |
|
|
399,300 |
|
|
61,000 |
|
|
The Middleby Corp. |
|
|
7,864,120 |
|
|
37,000 |
|
|
The Timken Co. |
|
|
2,862,320 |
|
|
30,000 |
|
|
The Toro Co. |
|
|
2,845,200 |
|
|
7,300 |
|
|
Valmont Industries Inc. |
|
|
1,276,989 |
|
|
5,000 |
|
|
Vicor Corp. |
|
|
461,100 |
|
|
7,875 |
|
|
Watsco Inc., Cl. B |
|
|
1,796,248 |
|
|
57,200 |
|
|
Watts Water Technologies Inc., Cl. A |
|
|
6,961,240 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
278,755,193 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Financial Services 3.8% |
|
|
|
|
|
5,000 |
|
|
Alleghany Corp. |
|
|
3,018,450 |
|
|
8,240 |
|
|
Ameris Bancorp |
|
|
313,697 |
|
|
25,000 |
|
|
Argo Group International Holdings Ltd. |
|
|
1,092,500 |
|
|
12,000 |
|
|
Capitol Federal Financial Inc. |
|
|
150,000 |
|
|
22,000 |
|
|
Crazy Woman Creek Bancorp Inc. |
|
|
422,400 |
|
|
330,000 |
|
|
Energy Transfer LP |
|
|
2,039,400 |
|
|
130 |
|
|
Farmers & Merchants Bank of Long Beach |
|
|
861,250 |
|
|
331,000 |
|
|
Flushing Financial Corp. |
|
|
5,507,840 |
|
|
66,000 |
|
|
FNB Corp. |
|
|
627,000 |
|
|
220,000 |
|
|
GAM Holding AG |
|
|
537,761 |
|
|
278,000 |
|
|
Hope Bancorp Inc. |
|
|
3,032,980 |
|
|
410,000 |
|
|
Huntington Bancshares Inc. |
|
|
5,178,300 |
|
|
729,000 |
|
|
KKR & Co. Inc. |
|
|
29,517,210 |
|
|
80,000 |
|
|
Medallion Financial Corp. |
|
|
392,000 |
|
|
55,000 |
|
|
Pzena Investment Management Inc., Cl. A |
|
|
401,500 |
|
|
45,000 |
|
|
Sandy Spring Bancorp Inc. |
|
|
1,448,550 |
|
|
13,500 |
|
|
Sculptor Capital Management Inc. |
|
|
205,200 |
|
|
800 |
|
|
South State Corp. |
|
|
57,840 |
|
|
9,000 |
|
|
State Auto Financial Corp. |
|
|
159,660 |
|
|
404,000 |
|
|
Sterling Bancorp |
|
|
7,263,920 |
|
|
74,000 |
|
|
Synovus Financial Corp. |
|
|
2,395,380 |
|
|
16,000 |
|
|
TFS Financial Corp. |
|
|
282,080 |
|
|
15,000 |
|
|
Thomasville Bancshares Inc. |
|
|
765,000 |
|
|
230,000 |
|
|
Valley National Bancorp |
|
|
2,242,500 |
|
|
35,500 |
|
|
Value Line Inc. |
|
|
1,170,435 |
|
|
10,000 |
|
|
Waterloo Investment Holdings Ltd.(b) |
|
|
3,000 |
|
3
The Gabelli Small Cap Growth Fund
Schedule of Investments (Continued) December 31, 2020 (Unaudited)
|
|
|
|
|
|
|
|
|
Shares |
|
|
|
|
Market Value |
|
|
|
|
|
COMMON STOCKS (Continued) |
|
|
|
|
|
|
|
|
Financial Services (Continued) |
|
|
|
|
|
133,000 |
|
|
Wright Investors Service Holdings Inc. |
|
$ |
35,079 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
69,120,932 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Food and Beverage 7.4% |
|
|
|
|
|
425,000 |
|
|
Arca Continental SAB de CV |
|
|
2,032,363 |
|
|
82,200 |
|
|
Brown-Forman Corp., Cl. A |
|
|
6,039,234 |
|
|
42,000 |
|
|
Bull-Dog Sauce Co. Ltd. |
|
|
583,700 |
|
|
900,000 |
|
|
China Tontine Wines Group Ltd. |
|
|
11,377 |
|
|
200,000 |
|
|
Chr. Hansen Holding A/S |
|
|
20,563,325 |
|
|
283,000 |
|
|
Crimson Wine Group Ltd. |
|
|
1,514,050 |
|
|
10,000 |
|
|
Davide Campari-Milano NV |
|
|
114,102 |
|
|
220,000 |
|
|
Dennys Corp. |
|
|
3,229,600 |
|
|
500,000 |
|
|
Dynasty Fine Wines Group Ltd. |
|
|
32,893 |
|
|
70,000 |
|
|
Farmer Brothers Co. |
|
|
326,900 |
|
|
415,000 |
|
|
Flowers Foods Inc. |
|
|
9,391,450 |
|
|
122,000 |
|
|
ITO EN Ltd. |
|
|
7,715,462 |
|
|
46,000 |
|
|
Iwatsuka Confectionery Co. Ltd. |
|
|
1,946,831 |
|
|
23,000 |
|
|
J & J Snack Foods Corp. |
|
|
3,573,510 |
|
|
115,000 |
|
|
Kameda Seika Co. Ltd. |
|
|
5,396,107 |
|
|
270,000 |
|
|
Kikkoman Corp. |
|
|
18,748,729 |
|
|
700,000 |
|
|
Maple Leaf Foods Inc. |
|
|
15,518,894 |
|
|
6,000 |
|
|
MEIJI Holdings Co. Ltd. |
|
|
421,868 |
|
|
21,000 |
|
|
MGP Ingredients Inc. |
|
|
988,260 |
|
|
66,000 |
|
|
Morinaga Milk Industry Co. Ltd. |
|
|
3,247,107 |
|
|
23,800 |
|
|
National Beverage Corp. |
|
|
2,020,620 |
|
|
45,000 |
|
|
Nissin Foods Holdings Co. Ltd. |
|
|
3,852,598 |
|
|
15,000 |
|
|
Post Holdings Inc.. |
|
|
1,515,150 |
|
|
124,000 |
|
|
Rock Field Co. Ltd. |
|
|
1,883,027 |
|
|
1,800 |
|
|
The Boston Beer Co. Inc., Cl. A |
|
|
1,789,722 |
|
|
60,500 |
|
|
The J.M. Smucker Co. |
|
|
6,993,800 |
|
|
625,000 |
|
|
Tingyi (Cayman Islands) Holding Corp. |
|
|
1,067,405 |
|
|
200,001 |
|
|
Tootsie Roll Industries Inc. |
|
|
5,940,030 |
|
|
390,000 |
|
|
Vina Concha y Toro SA |
|
|
677,189 |
|
|
950,000 |
|
|
Vitasoy International Holdings Ltd. |
|
|
3,700,766 |
|
|
20,000 |
|
|
Willamette Valley Vineyards Inc. |
|
|
127,400 |
|
|
100,000 |
|
|
Yakult Honsha Co. Ltd. |
|
|
5,036,076 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
135,999,545 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Health Care 5.8% |
|
|
|
|
|
1,700 |
|
|
Align Technology Inc. |
|
|
908,446 |
|
|
6,700 |
|
|
Bio-Rad Laboratories Inc., Cl. A |
|
|
3,905,698 |
|
|
14,000 |
|
|
Bruker Corp. |
|
|
757,820 |
|
|
46,500 |
|
|
Cantel Medical Corp. |
|
|
3,666,990 |
|
|
1,000 |
|
|
Chemed Corp. |
|
|
532,610 |
|
|
22,500 |
|
|
CONMED Corp. |
|
|
2,520,000 |
|
|
32,000 |
|
|
Covetrus Inc.. |
|
|
919,680 |
|
|
421,000 |
|
|
Cutera Inc. |
|
|
10,150,310 |
|
|
12,500 |
|
|
DexCom Inc. |
|
|
4,621,500 |
|
|
15,000 |
|
|
Evolent Health Inc., Cl. A |
|
|
240,450 |
|
|
166,500 |
|
|
Globus Medical Inc., Cl. A |
|
|
10,859,130 |
|
|
72,000 |
|
|
Henry Schein Inc. |
|
|
4,813,920 |
|
|
28,500 |
|
|
ICU Medical Inc. |
|
|
6,112,965 |
|
|
|
|
|
|
|
|
|
|
Shares |
|
|
|
|
Market Value |
|
|
38,000 |
|
|
Masimo Corp. |
|
$ |
10,198,440 |
|
|
82,000 |
|
|
Meridian Bioscience Inc. |
|
|
1,532,580 |
|
|
24,000 |
|
|
Neogen Corp. |
|
|
1,903,200 |
|
|
107,400 |
|
|
NuVasive Inc. |
|
|
6,049,842 |
|
|
216,000 |
|
|
OPKO Health Inc.. |
|
|
853,200 |
|
|
129,000 |
|
|
Orthofix Medical Inc. |
|
|
5,544,420 |
|
|
20,000 |
|
|
Patterson Cos. Inc. |
|
|
592,600 |
|
|
82,500 |
|
|
Quidel Corp. |
|
|
14,821,125 |
|
|
24,000 |
|
|
Seikagaku Corp. |
|
|
236,386 |
|
|
17,200 |
|
|
STERIS plc |
|
|
3,260,088 |
|
|
1,900 |
|
|
Straumann Holding AG |
|
|
2,213,769 |
|
|
3,000 |
|
|
Stryker Corp. |
|
|
735,120 |
|
|
32,000 |
|
|
SurModics Inc. |
|
|
1,392,640 |
|
|
28,000 |
|
|
Teladoc Health Inc. |
|
|
5,598,880 |
|
|
100 |
|
|
The Cooper Companies Inc. |
|
|
36,332 |
|
|
38,000 |
|
|
United-Guardian Inc. |
|
|
542,640 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
105,520,781 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Home Furnishings 0.4% |
|
|
|
|
|
185,000 |
|
|
Bassett Furniture Industries Inc. |
|
|
3,714,800 |
|
|
6,000 |
|
|
Ethan Allen Interiors Inc. |
|
|
121,260 |
|
|
76,500 |
|
|
La-Z-Boy Inc. |
|
|
3,047,760 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6,883,820 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Hotels and Gaming 4.1% |
|
|
|
|
|
171,000 |
|
|
Boyd Gaming Corp. |
|
|
7,339,320 |
|
|
191,040 |
|
|
Canterbury Park Holding Corp. |
|
|
2,273,376 |
|
|
127,500 |
|
|
Churchill Downs Inc. |
|
|
24,835,725 |
|
|
120,000 |
|
|
Formosa International Hotels Corp. |
|
|
576,553 |
|
|
554,000 |
|
|
Full House Resorts Inc. |
|
|
2,177,220 |
|
|
48,508 |
|
|
Gaming and Leisure Properties Inc. , REIT |
|
|
2,056,739 |
|
|
800,000 |
|
|
Genting Singapore Ltd. |
|
|
514,528 |
|
|
168,000 |
|
|
Golden Entertainment Inc. |
|
|
3,341,520 |
|
|
2,800,000 |
|
|
Mandarin Oriental International Ltd. |
|
|
4,760,000 |
|
|
3,500 |
|
|
Penn National Gaming Inc. |
|
|
302,295 |
|
|
314,000 |
|
|
Ryman Hospitality Properties Inc., REIT |
|
|
21,276,640 |
|
|
2,700,000 |
|
|
The Hongkong & Shanghai Hotels Ltd. |
|
|
2,403,111 |
|
|
132,000 |
|
|
The Marcus Corp. |
|
|
1,779,360 |
|
|
14,000 |
|
|
Wynn Resorts Ltd. |
|
|
1,579,620 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
75,216,007 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Machinery 2.6% |
|
|
|
|
|
343,000 |
|
|
Astec Industries Inc. |
|
|
19,852,840 |
|
|
1,427,000 |
|
|
CNH Industrial NV |
|
|
18,322,680 |
|
|
95,000 |
|
|
Kennametal Inc. |
|
|
3,442,800 |
|
|
5,300 |
|
|
Nordson Corp. |
|
|
1,065,035 |
|
|
160,000 |
|
|
The Eastern Co. |
|
|
3,856,000 |
|
|
100,000 |
|
|
Twin Disc Inc. |
|
|
785,000 |
|
|
90,000 |
|
|
Welbilt Inc. |
|
|
1,188,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
48,512,355 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Manufactured Housing and Recreational Vehicles 1.1% |
|
|
71,000 |
|
|
Cavco Industries Inc. |
|
|
12,456,950 |
|
|
70,000 |
|
|
Nobility Homes Inc. |
|
|
1,741,250 |
|
|
85,000 |
|
|
Skyline Champion Corp. |
|
|
2,629,900 |
|
4
The Gabelli Small Cap Growth Fund
Schedule of Investments (Continued) December 31, 2020 (Unaudited)
|
|
|
|
|
|
|
|
|
Shares |
|
|
|
|
Market Value |
|
|
|
|
|
COMMON STOCKS (Continued) |
|
|
|
|
|
|
|
|
Manufactured Housing and Recreational Vehicles (Continued) |
|
|
54,000 |
|
|
Winnebago Industries Inc. |
|
$ |
3,236,760 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
20,064,860 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Metals and Mining 0.0% |
|
|
|
|
|
45,000 |
|
|
Ivanhoe Mines Ltd., Cl. A |
|
|
242,517 |
|
|
95,000 |
|
|
Kinross Gold Corp. |
|
|
697,300 |
|
|
2,000 |
|
|
Turquoise Hill Resources Ltd. |
|
|
24,840 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
964,657 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Publishing 0.9% |
|
|
|
|
|
2,200 |
|
|
Graham Holdings Co., Cl. B |
|
|
1,173,436 |
|
|
5,000 |
|
|
John Wiley & Sons Inc., Cl. B |
|
|
230,200 |
|
|
26,000 |
|
|
Meredith Corp. |
|
|
499,200 |
|
|
34,000 |
|
|
News Corp., Cl. A. |
|
|
610,980 |
|
|
895,000 |
|
|
The E.W. Scripps Co., Cl. A |
|
|
13,684,550 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
16,198,366 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate 2.6% |
|
|
|
|
|
78,500 |
|
|
Capital Properties Inc., Cl. A |
|
|
969,867 |
|
|
6,967 |
|
|
Gyrodyne LLC. |
|
|
118,369 |
|
|
255,700 |
|
|
Indus Realty Trust Inc. |
|
|
15,981,250 |
|
|
18,500 |
|
|
Lamar Advertising Co., Cl. A, REIT |
|
|
1,539,570 |
|
|
90,000 |
|
|
Morguard Corp. |
|
|
8,162,856 |
|
|
3,500 |
|
|
Reading International Inc., Cl. B |
|
|
79,660 |
|
|
13,500 |
|
|
Seritage Growth Properties, Cl. A, REIT |
|
|
198,180 |
|
|
134,000 |
|
|
Tejon Ranch Co.. |
|
|
1,936,300 |
|
|
455,000 |
|
|
The St. Joe Co. |
|
|
19,314,750 |
|
|
96,000 |
|
|
Trinity Place Holdings Inc. |
|
|
120,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
48,420,802 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Retail 4.7% |
|
|
|
|
|
129,000 |
|
|
AutoNation Inc. |
|
|
9,002,910 |
|
|
33,000 |
|
|
Big 5 Sporting Goods Corp |
|
|
336,930 |
|
|
975 |
|
|
Biglari Holdings Inc., Cl. A |
|
|
570,375 |
|
|
93,200 |
|
|
Copart Inc. |
|
|
11,859,700 |
|
|
500 |
|
|
Hertz Global Holdings Inc. |
|
|
640 |
|
|
546,500 |
|
|
Ingles Markets Inc., Cl. A |
|
|
23,313,690 |
|
|
54,000 |
|
|
Lands End Inc. |
|
|
1,164,780 |
|
|
82,000 |
|
|
Movado Group Inc. |
|
|
1,362,840 |
|
|
155,500 |
|
|
Nathans Famous Inc. |
|
|
8,586,710 |
|
|
72,000 |
|
|
Penske Automotive Group Inc. |
|
|
4,276,080 |
|
|
93,000 |
|
|
Pets at Home Group plc |
|
|
529,313 |
|
|
355,000 |
|
|
Rush Enterprises Inc., Cl. B |
|
|
13,450,950 |
|
|
10,000 |
|
|
Salvatore Ferragamo SpA. |
|
|
193,754 |
|
|
90,000 |
|
|
The Cheesecake Factory Inc. |
|
|
3,335,400 |
|
|
47,000 |
|
|
Tractor Supply Co. |
|
|
6,607,260 |
|
|
43,000 |
|
|
Village Super Market Inc., Cl. A |
|
|
948,580 |
|
|
21,000 |
|
|
Weis Markets Inc. |
|
|
1,004,010 |
|
|
600 |
|
|
Winmark Corp. |
|
|
111,480 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
86,655,402 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Specialty Chemicals 3.4% |
|
|
|
|
|
4,500 |
|
|
Albemarle Corp. |
|
|
663,840 |
|
|
28,000 |
|
|
Ashland Global Holdings Inc. |
|
|
2,217,600 |
|
|
|
|
|
|
|
|
|
|
Shares |
|
|
|
|
Market Value |
|
|
1,744,000 |
|
|
Ferro Corp. |
|
$ |
25,514,720 |
|
|
120,000 |
|
|
GCP Applied Technologies Inc. |
|
|
2,838,000 |
|
|
281,000 |
|
|
H.B. Fuller Co. |
|
|
14,578,280 |
|
|
17,000 |
|
|
Hawkins Inc. |
|
|
889,270 |
|
|
72,000 |
|
|
Huntsman Corp. |
|
|
1,810,080 |
|
|
6,400 |
|
|
NewMarket Corp. |
|
|
2,549,056 |
|
|
9,500 |
|
|
Quaker Chemical Corp. |
|
|
2,407,205 |
|
|
60,000 |
|
|
Sensient Technologies Corp. |
|
|
4,426,200 |
|
|
2,500 |
|
|
Takasago International Corp. |
|
|
57,479 |
|
|
91,200 |
|
|
The General Chemical Group Inc. |
|
|
456 |
|
|
150,000 |
|
|
Valvoline Inc. |
|
|
3,471,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
61,423,186 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Telecommunications 1.0% |
|
|
|
|
|
74,000 |
|
|
Consolidated Communications Holdings Inc. |
|
|
361,860 |
|
|
70,000 |
|
|
Gogo Inc. |
|
|
674,100 |
|
|
162,000 |
|
|
HC2 Holdings Inc. |
|
|
528,120 |
|
|
6,000 |
|
|
IDT Corp., Cl. B |
|
|
74,160 |
|
|
96,000 |
|
|
Iridium Communications Inc. |
|
|
3,775,200 |
|
|
51,000 |
|
|
Loral Space & Communications Inc. |
|
|
1,070,490 |
|
|
118,900 |
|
|
Nuvera Communications Inc. |
|
|
2,294,770 |
|
|
84,000 |
|
|
Rogers Communications Inc., Cl. B |
|
|
3,913,560 |
|
|
89,000 |
|
|
Shenandoah Telecommunications Co. |
|
|
3,849,250 |
|
|
710,000 |
|
|
VEON Ltd., ADR |
|
|
1,072,100 |
|
|
5,000 |
|
|
Verizon Communications Inc. |
|
|
293,750 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
17,907,360 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Transportation 2.0% |
|
|
|
|
|
437,000 |
|
|
GATX Corp. |
|
|
36,349,660 |
|
|
18,600 |
|
|
Irish Continental Group plc |
|
|
102,252 |
|
|
80,000 |
|
|
Navigator Holdings Ltd. |
|
|
876,000 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
37,327,912 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Wireless Communications 0.1% |
|
|
|
|
|
51,000 |
|
|
United States Cellular Corp. |
|
|
1,565,190 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL COMMON STOCKS |
|
|
1,812,058,960 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CLOSED-END FUNDS 0.2% |
|
|
|
|
|
55,000 |
|
|
The Central Europe, Russia, and Turkey Fund Inc. |
|
|
1,323,850 |
|
|
32,729 |
|
|
The European Equity Fund Inc. |
|
|
340,382 |
|
|
119,537 |
|
|
The New Germany Fund Inc. |
|
|
2,274,789 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL CLOSED-END FUNDS |
|
|
3,939,021 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
PREFERRED STOCKS 0.3% |
|
|
|
|
|
|
|
|
Automotive: Parts and Accessories 0.3% |
|
|
|
|
|
106,000 |
|
|
Jungheinrich AG |
|
|
4,739,513 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RIGHTS 0.0% |
|
|
|
|
|
|
|
|
Entertainment 0.0% |
|
|
|
|
|
1,680,000 |
|
|
Media General Inc., CVR(b) |
|
|
2 |
|
|
|
|
|
|
|
|
|
|
5
The Gabelli Small Cap Growth Fund
Schedule of Investments (Continued) December 31, 2020 (Unaudited)
|
|
|
|
|
|
|
|
|
Shares |
|
|
|
|
Market Value |
|
|
|
|
|
WARRANTS 0.0% |
|
|
|
|
|
|
|
|
Business Services 0.0% |
|
|
|
|
|
1 |
|
|
Internap Corp.,
expire 05/08/24 |
|
$ |
652 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Diversified Industrial 0.0% |
|
|
|
|
|
140,000 |
|
|
Ampco-Pittsburgh Corp., expire 08/01/25 |
|
|
123,199 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL WARRANTS |
|
|
123,851 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL MISCELLANEOUS INVESTMENTS 0.5%(c) |
|
|
9,601,784 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL INVESTMENTS 100.0% (Cost $584,966,761) |
|
$ |
1,830,463,131 |
|
|
|
|
|
|
|
|
|
|
(a) |
Security considered an affiliated holding because the Fund owns at least 5% of its outstanding shares.
|
(b) |
Security is valued under procedures adopted by the Board of Trustees and is classified as Level 3 in the fair value
hierarchy. |
(c) |
Represents previously undisclosed, unrestricted securities which the Fund has held for less than one year.
|
|
Non-income producing security. |
ADR |
American Depositary Receipt |
CVR |
Contingent Value Right |
REIT |
Real Estate Investment Trust
|
6