0001752724-21-042970.txt : 20210226 0001752724-21-042970.hdr.sgml : 20210226 20210226120947 ACCESSION NUMBER: 0001752724-21-042970 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210226 PERIOD START: 20210930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI EQUITY SERIES FUNDS INC CENTRAL INDEX KEY: 0000877670 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-06367 FILM NUMBER: 21685928 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098448 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 0000877670 S000062891 The Gabelli Global Financial Services Fund C000203680 CLASS I GFSIX C000203681 CLASS A GGFSX C000203682 CLASS AAA GAFSX C000203683 CLASS C GCFSX NPORT-P 1 primary_doc.xml NPORT-P false 0000877670 XXXXXXXX S000062891 C000203683 C000203681 C000203682 C000203680 Gabelli Equity Series Funds Inc 811-06367 0000877670 5493007J8TJQ0MSHWY40 One Corporate Center Rye 10580-1422 1-800-422-3554 The Gabelli Global Financial Services Fund S000062891 549300OACYREG7GVGS13 2021-09-30 2020-12-31 N 18696086.04 145944.62 18550141.42 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Franklin Resources Inc RIFQSET379FOGTEFKS80 Franklin Resources Inc 354613101 28250.00000000 NS USD 705967.50000000 3.805725703195 Long EC CORP US N 1 N N N CIT Group Inc N8O96ZZJQRFYQUJY7K79 CIT Group Inc 125581801 19950.00000000 NS USD 716205.00000000 3.860913961700 Long EC CORP US N 1 N N N Westwood Holdings Group Inc N/A Westwood Holdings Group Inc 961765104 20730.00000000 NS USD 300585.00000000 1.620391959254 Long EC CORP US N 1 N N N Japan Post Bank Co Ltd 5493006JVO6N2HC2XZ76 Japan Post Bank Co Ltd 000000000 25200.00000000 NS 206715.41000000 1.114360291491 Long EC CORP JP N 1 N N N Cavco Industries Inc N/A Cavco Industries Inc 149568107 3010.00000000 NS USD 528104.50000000 2.846902824312 Long EC CORP US N 1 N N N Credit Agricole SA 969500TJ5KRTCJQWXH05 Credit Agricole SA 000000000 46100.00000000 NS 581202.43000000 3.133142852341 Long EC CORP FR N 1 N N N DAH SING 529900J55QMXMR5KMH32 Dah Sing Financial Holdings Ltd 000000000 161700.00000000 NS 455745.60000000 2.456830865497 Long EC CORP HK N 1 N N N Standard Chartered PLC U4LOSYZ7YG4W3S5F2G91 Standard Chartered PLC 000000000 78100.00000000 NS 497589.35000000 2.682401922087 Long EC CORP GB N 1 N N N Diamond Hill Investment Group 549300AQ6779A0B7VZ57 Diamond Hill Investment Group Inc 25264R207 3750.00000000 NS USD 559762.50000000 3.017564596011 Long EC CORP US N 1 N N N Daiwa Securities Group Inc 353800WRC7Y23PWFJG38 Daiwa Securities Group Inc 000000000 92400.00000000 NS 420589.80000000 2.267313172860 Long EC CORP JP N 1 N N N Waddell & Reed Financial Inc 549300DZMO2208Z36F25 Waddell & Reed Financial Inc 930059100 44200.00000000 NS USD 1125774.00000000 6.068816266738 Long EC CORP US N 1 N N N Shinhan Financial Group Co Ltd 988400EB8A6G49E5KO54 Shinhan Financial Group Co Ltd 824596100 17000.00000000 NS USD 505920.00000000 2.727310744135 Long EC CORP KR N 1 N N N Societe Generale SA O2RNE8IBXP4R0TD8PU41 Societe Generale SA 000000000 15510.00000000 NS 322529.31000000 1.738689224505 Long EC CORP FR N 1 N N N Janus Henderson Group PLC 2138009WPYMWJN3RVF44 Janus Henderson Group PLC 000000000 25100.00000000 NS USD 816001.00000000 4.398893687787 Long EC CORP GB N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 9127964D8 120000.00000000 PA USD 119991.75000000 0.646850863738 Long DBT UST US N 2 2021-02-18 None 0.00000000 N N N N N N Capital One Financial Corp ZUE8T73ROZOF6FLBAR73 Capital One Financial Corp 14040H105 4700.00000000 NS USD 464595.00000000 2.504536162183 Long EC CORP US N 1 N N N ING Groep NV 549300NYKK9MWM7GGW15 ING Groep NV 000000000 25700.00000000 NS 239899.93000000 1.293251218782 Long EC CORP NL N 1 N N N Bank of New York Mellon Corp/T WFLLPEPC7FZXENRZV188 Bank of New York Mellon Corp/The 064058100 18650.00000000 NS USD 791506.00000000 4.266846176960 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 9127964M8 100000.00000000 PA USD 99988.08000000 0.539015189890 Long DBT UST US N 2 2021-03-11 None 0.00000000 N N N N N N Legacy Housing Corp N/A Legacy Housing Corp 52472M101 25409.00000000 NS USD 383929.99000000 2.069687671416 Long EC CORP US N 1 N N N Toyota Motor Corp 5493006W3QUS5LMH6R84 Toyota Motor Corp 892331307 3200.00000000 NS USD 494624.00000000 2.666416329671 Long EC CORP JP N 1 N N N Barclays PLC 213800LBQA1Y9L22JB70 Barclays PLC 000000000 272500.00000000 NS 546593.85000000 2.946575110261 Long EC CORP GB N 1 N N N State Street Corp 549300ZFEEJ2IP5VME73 State Street Corp 857477103 8450.00000000 NS USD 614991.00000000 3.315290089039 Long EC CORP US N 1 N N N Shinsei Bank Ltd 549300PZYOQ2NW83V760 Shinsei Bank Ltd 000000000 28100.00000000 NS 345892.21000000 1.864633816899 Long EC CORP JP N 1 N N N Natwest Group PLC 2138005O9XJIJN4JPN90 Natwest Group PLC 000000000 240500.00000000 NS 551373.61000000 2.972341814092 Long EC CORP GB N 1 N N N Credit Suisse Group AG 549300506SI9CRFV9Z86 Credit Suisse Group AG 225401108 49700.00000000 NS USD 636160.00000000 3.429407817420 Long EC CORP CH N 1 N N N NN Group NV 724500OHYNDT9OY6Q215 NN Group NV 000000000 17929.00000000 NS 778212.27000000 4.195182410636 Long EC CORP NL N 1 N N N Aegon NV O4QK7KMMK83ITNTHUG69 Aegon NV 000000000 203117.00000000 NS 802726.05000000 4.327331160583 Long EC CORP NL N 1 N N N Daimler AG 529900R27DL06UVNT076 Daimler AG 000000000 7000.00000000 NS 494194.07000000 2.664098665399 Long EC CORP DE N 1 N N N Webster Financial Corp KMRURHT0VWKYS6Z5KU67 Webster Financial Corp 947890109 7200.00000000 NS USD 303480.00000000 1.635998309278 Long EC CORP US N 1 N N N Commerzbank AG 851WYGNLUQLFZBSYGB56 Commerzbank AG 000000000 117000.00000000 NS 752685.44000000 4.057572516339 Long EC CORP DE N 1 N N N Ally Financial Inc 549300JBN1OSM8YNAI90 Ally Financial Inc 02005N100 19100.00000000 NS USD 681106.00000000 3.671702466190 Long EC CORP US N 1 N N N Citigroup Inc 6SHGI4ZSSLCXXQSBB395 Citigroup Inc 172967424 12550.00000000 NS USD 773833.00000000 4.171574666086 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 9127962F5 125000.00000000 PA USD 124981.95000000 0.673752006360 Long DBT UST US N 2 2021-03-25 None 0.00000000 N N N N N N Jefferies Financial Group Inc 549300HOF34RGOJ5YL07 Jefferies Financial Group Inc 47233W109 34810.00000000 NS USD 856326.00000000 4.616277475258 Long EC CORP US N 1 N N N 2021-02-18 Gabelli Equity Series Funds Inc John C. Ball John C. Ball Treasurer XXXX NPORT-EX 2 GB65TheGabelliGloFSFd.htm HTML

The Gabelli Global Financial Services Fund

Schedule of Investments — December 31, 2020 (Unaudited)

 

 

Shares

          

Market
Value

  
   COMMON STOCKS — 98.1%   
   Automobiles — 5.3%   
  7,000      Daimler AG    $ 494,194  
  3,200      Toyota Motor Corp., ADR      494,624  
     

 

 

  
        988,818  
     

 

 

  
   Banks — 18.9%   
  19,950      CIT Group Inc.      716,205  
  117,000      Commerzbank AG†      752,685  
  161,700      Dah Sing Financial Holdings Ltd.      455,746  
  25,700      ING Groep NV†      239,900  
  25,200      Japan Post Bank Co. Ltd.      206,715  
  17,000      Shinhan Financial Group Co. Ltd., ADR†      505,920  
  28,100      Shinsei Bank Ltd.      345,892  
  7,200      Webster Financial Corp.      303,480  
     

 

 

  
              3,526,543  
     

 

 

  
   Consumer Finance — 6.1%   
  19,100      Ally Financial Inc.      681,106  
  4,700      Capital One Financial Corp.      464,595  
     

 

 

  
        1,145,701  
     

 

 

  
   Diversified Banks — 17.6%   
  272,500      Barclays plc†      546,594  
  12,550      Citigroup Inc.      773,833  
  46,100      Credit Agricole SA†      581,202  
  240,500      Natwest Group plc†      551,374  
  15,510      Societe Generale SA†      322,529  
  78,100      Standard Chartered plc†      497,589  
     

 

 

  
        3,273,121  
     

 

 

  
   Homebuilders — 4.9%   
  3,010      Cavco Industries Inc.†      528,105  
  25,409      Legacy Housing Corp.†      383,930  
     

 

 

  
        912,035  
     

 

 

  
   Institutional Brokerage — 10.3%   
  49,700      Credit Suisse Group AG, ADR      636,160  

Shares

          

Market
Value

  
  92,400      Daiwa Securities Group Inc.    $ 420,590  
  34,810      Jefferies Financial Group Inc.      856,326  
     

 

 

  
        1,913,076  
     

 

 

  
   Institutional Trust, Fiduciary, and Custody — 7.6%

 

  8,450      State Street Corp.      614,991  
  18,650      The Bank of New York Mellon Corp.      791,506  
     

 

 

  
        1,406,497  
     

 

 

  
   Investment Management — 18.9%   
  3,750      Diamond Hill Investment Group Inc.      559,763  
  28,250      Franklin Resources Inc.      705,968  
  25,100      Janus Henderson Group plc      816,001  
  44,200      Waddell & Reed Financial Inc., Cl. A      1,125,774  
  20,730      Westwood Holdings Group Inc.      300,585  
     

 

 

  
        3,508,091  
     

 

 

  
   Life Insurance — 8.5%   
  203,117      Aegon NV      802,726  
  17,929      NN Group NV      778,212  
     

 

 

  
        1,580,938  
     

 

 

  
   TOTAL COMMON STOCKS      18,254,820  
     

 

 

  
   U.S. GOVERNMENT OBLIGATIONS — 1.9%   
  345,000     

U.S. Treasury Bills,
0.065% to 0.081%††,
02/18/21 to 03/25/21

      344,962  
     

 

 

  
  

TOTAL INVESTMENTS — 100.0%

    (Cost $17,290,126)

    $     18,599,782  
     

 

 

  

 

†

Non-income producing security.

††

Represents annualized yields at dates of purchase.

ADR

American Depositary Receipt

 

 

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