-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OApfF/ygiKcc33xjO2SlQhRRO5rhZHx2Z0Z3smH8Dw4poVcjf3Y/b5MANxWXSGUy B3y1nOo7HPpEgw4WMC3gAA== 0001133228-05-000505.txt : 20050830 0001133228-05-000505.hdr.sgml : 20050830 20050830135810 ACCESSION NUMBER: 0001133228-05-000505 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050830 DATE AS OF CHANGE: 20050830 EFFECTIVENESS DATE: 20050830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI EQUITY SERIES FUNDS INC CENTRAL INDEX KEY: 0000877670 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-06367 FILM NUMBER: 051058191 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 2123098448 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 N-PX 1 equityseries.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-06367 --------------------------------------- Gabelli Equity Series Funds, Inc. ---------------------------------------------------------------------- (Exact name of registrant as specified in charter) One Corporate Center Rye, NY 10580-1422 ------------------------------------------------------- (Address of principal executive offices) (Zip code) Bruce N. Alpert Gabelli Funds, LLC One Corporate Center Rye, NY 10580-1422 ------------------------------ ------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 1-800-422-3554 ------------------------ Date of fiscal year end: December 31 -------------------- Date of reporting period: July 1, 2004 - June 30, 2005 ------------------------------ Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2004 TO JUNE 30, 2005
- ------------------------------------------------------------------------------------------------------------------------------------ BED BATH & BEYOND INC. BBBY Annual Meeting Date: 07/01/2004 Issuer: 075896 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WARREN EISENBERG-3YR Management For For VICTORIA A MORRISON-3YR Management For For STANLEY BARSHAY-3YR Management For For FRAN STOLLER-2YR Management For For JORDAN HELLER-1YR Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP. Management For For No 03 RATIFICATION OF THE ADOPTION OF THE 2004 INCENTIVE Management Against Against No COMPENSATION PLAN. 04 SHAREHOLDER PROPOSAL; GLASS CEILING REPORT. Shareholder Against For No 05 SHAREHOLDER PROPOSAL; EXECUTIVE STOCK HOLDINGS. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 4,000 4,000 4,000 6/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE TOPPS COMPANY, INC. TOPP Annual Meeting Date: 07/01/2004 Issuer: 890786 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ALLAN A. FEDER Management For For DAVID M. MAUER Management For For JACK H. NUSBAUM Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS INDEPENDENT AUDITORS FOR THE TOPPS COMPANY, INC. FOR THE FISCAL YEAR ENDING FEBRUARY 26, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 56,700 56,700 56,700 6/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------ WYNDHAM INTERNATIONAL, INC. WBR Annual Meeting Date: 07/01/2004 Issuer: 983101 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KARIM ALIBHAI* Management For For LEONARD BOXER* Management For For ADELA CEPEDA* Management For For MILTON FINE* Management For For FRED J. KLEISNER* Management For For ROLF E. RUHFUS* Management For For LYNN C. SWANN* Management For For SHERWOOD M. WEISER* Management For For MARC A. BEILINSON** Management For For PAUL FRIBOURG** Management For For LAWRENCE J. RUISI** Management For For 02 THE PROPOSAL TO RATIFY THE APPOINTMENT BY WYNDHAM Management For For No S BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS WYNDHAM S INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 70,000 70,000 70,000 6/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------ BANKGESELLSCHAFT BERLIN AG, BERLIN BEB2.DE AGM Meeting Date: 07/02/2004 Issuer: D09408135 ISIN: DE0008023227 BLOCKING SEDOL: 4093772, 5107854 - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1.a RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management For *Management No REPORT FOR THE FY 2003 WITH THE REPORT OF THE Position Unknown SUPERVISORY BOARD 1.b RECEIVE THE GROUP FINANCIAL STATEMENTS AND THE Management For *Management No GROUP ANNUAL REPORT Position Unknown 2. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For *Management No Position Unknown 3. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For *Management No Position Unknown 4. ELECT THE SUPERVISORY BOARD Management For *Management No Position Unknown 5. APPROVE THE REGULATIONS OF COMPETENCE S AND PROCEDURES Management For *Management No IN CONNECTION WITH THE AGREEMENT WITH THE FEDERAL Position Unknown STATEM OF BERLIN TO SHIELD THE BANKGESELLSCHAFT BERLIN GROUP FROM THE RISKS OF THE COMPANY S REAL ESTATE BUSINESS 6. AUTHORIZE THE COMPANY TO ACQUIRE AND SELL OWN Management For *Management No SHARES, AT A PRICE NOT DIFFERING MORE THAN 10% Position Unknown FROM THEIR MARKET PRICE, ON OR BEFORE 30 SEP 2005; THE TRADING PORTFOLIO OF SHARES TO BE ACQUIRED FOR SUCH PURPOSE SHALL NOT EXCEED 5% OF THE SHARE CAPITAL AT THE END OF EACH DAY 7. AUTHORIZE THE COMPANY TO ACQUIRE SHARES, OF UP Management For *Management No TO 10% OF ITS SHARE CAPITAL, AT PRICE NOT DIFFERING Position Unknown MORE THAN 10% FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE 30 SEP 2005; AUTHORIZE THE BOARD OF DIRECTORS TO RETIRE THE SHARES 8. APPOINT PWC DEUTSCHE REVISION AG, BERLIN, AS Management For *Management No THE AUDITORS FOR THE FY 2004 Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 66,000 66,000 66,000 6/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------ INTEGRITY MEDIA, INC. ITGR Special Meeting Date: 07/08/2004 Issuer: 45817Y ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 THE PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT Management For For No AND PLAN OF MERGER, DATED AS OF MARCH 1, 2004, BY AND AMONG INTEGRITY, KONA ACQUISITION, CORP. AND P. MICHAEL COLEMAN, PURSUANT TO WHICH, AMONG OTHER THINGS, KONA ACQUISITION, CORP. WILL BE MERGED WITH AND INTO INTEGRITY. 02 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No TO VOTE UPON ANY MOTION SUBMITTED TO A VOTE OF THE STOCKHOLDERS TO ADJOURN OR POSTPONE THE MEETING TO ANOTHER TIME AND PLACE FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 500 500 500 6/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------ PARK ELECTROCHEMICAL CORP. PKE Annual Meeting Date: 07/14/2004 Issuer: 700416 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARK S. AIN Management For For DALE BLANCHFIELD Management For For ANTHONY CHIESA Management For For LLOYD FRANK Management For For BRIAN E. SHORE Management For For STEVEN T. WARSHAW Management For For 02 APPROVAL OF MATCHING CONTRIBUTION FEATURE OF Management For For No EMPLOYEE STOCK PURCHASE PLAN
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 209 85,000 85,000 85,000 6/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------ BELDEN INC. BWC Annual Meeting Date: 07/15/2004 Issuer: 077459 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For No PLAN OF MERGER, DATED AS OF FEBRUARY 4, 2004, AS AMENDED, BY AND AMONG CABLE DESIGN TECHNOLOGIES CORPORATION, BC MERGER CORP., A WHOLLY- OWNED SUBSIDIARY OF CABLE DESIGN TECHNOLOGIES CORPORATION, AND BELDEN INC., AND THE MERGER CONTEMPLATED THEREBY, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS. 02 DIRECTOR Management For No MR. LORNE D. BAIN Management For For MR. BERNARD G. RETHORE Management For For MR. ARNOLD W. DONALD Management For For 03 TO APPROVE ANY PROPOSAL TO ADJOURN OR POSTPONE Management For For No THE BELDEN INC. ANNUAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF APPROVING EITHER PROPOSAL 1 OR 2.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 115,000 115,000 115,000 7/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------ PENTON MEDIA, INC. PME Annual Meeting Date: 07/15/2004 Issuer: 709668 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PENI A. GARBER Management For For HANNAH C. CRAVEN Management For For 02 APPROVE THE APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For No FOR FISCAL YEAR 2004.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 1,125,000 1,125,000 1,125,000 6/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------ INSTEEL INDUSTRIES, INC. IIIN Annual Meeting Date: 07/20/2004 Issuer: 45774W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HOWARD O. WOLTZ, JR. Management For For C. RICHARD VAUGHN Management For For LOUIS E. HANNEN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 5,000 5,000 5,000 7/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------ KEMET CORPORATION KEM Annual Meeting Date: 07/21/2004 Issuer: 488360 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 THE APPROVAL OF KEMET CORPORATION S 2004 LONG-TERM Management For For No EQUITY INCENTIVE PLAN. 01 DIRECTOR Management For No DAVID E. MAGUIRE Management For For JOSEPH D. SWANN Management For For 02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For No AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 10,000 10,000 10,000 6/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MODINE MANUFACTURING COMPANY MOD Annual Meeting Date: 07/21/2004 Issuer: 607828 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For No INDEPENDENT AUDITORS. 01 DIRECTOR Management For No RICHARD J. DOYLE Management For For GARY L. NEALE Management For For DAVID B. RAYBURN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 220,000 220,000 220,000 6/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------ PLANTRONICS, INC. PLT Annual Meeting Date: 07/21/2004 Issuer: 727493 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PATTI HART Management For For KEN KANNAPPAN Management For For TRUDE TAYLOR Management For For MARV TSEU Management For For DAVID WEGMANN Management For For ROGER WERY Management For For 02 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management Against Against No OF THE 2003 STOCK PLAN, WHICH INCLUDES AN INCREASE OF ONE MILLION SHARES OF COMMON STOCK ISSUABLE THEREUNDER. 03 PROPOSAL TO APPROVE THE AMENDMENT TO THE 2003 Management For For No STOCK PLAN TO ALLOW A PORTION OF THE SHARES RESERVE TO BE USED FOR AWARDS OF RESTRICTED STOCK, RESTRICTED STOCK UNITS AND CAPPED STOCK APPRECIATION RIGHTS. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR FISCAL 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 4,500 4,500 4,500 6/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------ RAYOVAC CORPORATION ROV Annual Meeting Date: 07/21/2004 Issuer: 755081 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN S. LUPO Management For For THOMAS R. SHEPHERD Management For For 02 TO APPROVE THE 2004 RAYOVAC INCENTIVE PLAN. Management Against Against No 03 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Management For For No OF KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2004.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 25,000 25,000 25,000 6/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------ SOLA INTERNATIONAL INC. SOL Annual Meeting Date: 07/21/2004 Issuer: 834092 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JEREMY C. BISHOP Management For For MAURICE J. CUNNIFFE Management For For CHARLES F. SMITH Management For For COLOMBE M. NICHOLAS Management For For ROBERT A. MUH Management For For JACKSON L. SCHULTZ Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 86,000 86,000 86,000 7/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------ TELEWEST COMMUNICATIONS PLC TWSTY Annual Meeting Date: 07/21/2004 Issuer: 87956P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 ORDINARY RESOLUTION - TO APPROVE THE DIRECTORS Management For For No REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2003 01 ORDINARY RESOLUTION - TO RECEIVE AND ADOPT THE Management For For No DIRECTORS REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2003 07 SPECIAL RESOLUTION - TO GRANT THE DIRECTORS POWER Management For For No TO DISAPPLY PRE-EMPTION RIGHTS 06 ORDINARY RESOLUTION - TO GRANT THE DIRECTORS Management For For No AUTHORITY TO ALLOT UNISSUED SHARES 05 ORDINARY RESOLUTION - TO REAPPOINT KPMG AUDIT Management For For No PLC AS AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION 04 ORDINARY RESOLUTION - TO REAPPOINT MR S S COOK Management For For No AS A DIRECTOR 03 ORDINARY RESOLUTION - TO REAPPOINT MR A W P STENHAM Management For For No AS A DIRECTOR
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 204 2,500 2,500 2,500 7/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------ BROWN-FORMAN CORPORATION BFA Annual Meeting Date: 07/22/2004 Issuer: 115637 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVAL OF THE BROWN-FORMAN 2004 OMNIBUS COMPENSATION Management Against Against No PLAN DESCRIBED IN THE PROXY STATEMENT. 01 DIRECTOR Management For No INA BROWN BOND Management For For BARRY D. BRAMLEY Management For For GEO. GARVIN BROWN III Management For For OWSLEY BROWN II Management For For DONALD G. CALDER Management For For OWSLEY BROWN FRAZIER Management For For RICHARD P. MAYER Management For For STEPHEN E. O'NEIL Management For For MATTHEW R. SIMMONS Management For For WILLIAM M. STREET Management For For DACE BROWN STUBBS Management For For PAUL C. VARGA Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 24,000 24,000 24,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MACROMEDIA, INC. MACR Annual Meeting Date: 07/26/2004 Issuer: 556100 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT K. BURGESS Management For For JOHN (IAN) GIFFEN Management For For STEVEN GOMO Management For For WILLIAM H. HARRIS, JR. Management For For DONALD L. LUCAS Management For For TIMOTHY O'REILLY Management For For WILLIAM B. WELTY Management For For 03 RATIFICATION OF SELECTION OF KPMG LLP AS THE Management For For No COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 02 AMENDMENT TO THE COMPANY S 2002 EQUITY INCENTIVE Management Against Against No PLAN
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 200 200 200 7/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------ KERZNER INTERNATIONAL LIMITED KZL Annual Meeting Date: 07/27/2004 Issuer: P6065Y ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS THE Management For For No COMPANY S INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR 2004. 01 DIRECTOR Management For No SOLOMON KERZNER Management For For PETER N. BUCKLEY Management For For HOWARD S. MARKS Management For For ERIC B. SIEGEL Management For For HEINRICH VON RANTZAU Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 53,000 53,000 53,000 7/9/2004
- ------------------------------------------------------------------------------------------------------------------------------------ ELECTRONIC ARTS INC. ERTS Annual Meeting Date: 07/29/2004 Issuer: 285512 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No M. RICHARD ASHER Management For For WILLIAM J. BYRON Management For For LEONARD S. COLEMAN Management For For GARY M. KUSIN Management For For GREGORY B. MAFFEI Management For For TIMOTHY MOTT Management For For ROBERT W. PITTMAN Management For For LAWRENCE F. PROBST III Management For For LINDA J. SRERE Management For For 02 AMENDMENTS TO THE 2000 EQUITY INCENTIVE PLAN Management Against Against No 03 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For For No PLAN 04 AMENDMENT OF THE CERTIFICATE OF INCORPORATION Management For For No TO CONSOLIDATE COMMON STOCK 05 AMENDMENT OF THE CERTIFICATE OF INCORPORATION Management For For No TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK 06 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 9,000 9,000 9,000 7/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------ APOGENT TECHNOLOGIES INC. AOT Special Meeting Date: 08/02/2004 Issuer: 03760A ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. Management For For No 02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For No SOLICIT ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 70,000 70,000 70,000 7/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------ FISHER SCIENTIFIC INTERNATIONAL INC. FSH Annual Meeting Date: 08/02/2004 Issuer: 338032 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 ISSUANCE OF FISHER COMMON STOCK Management For For No 02 DIRECTOR Management For No MICHAEL D. DINGMAN* Management For For CHARLES A SANDERS M.D.* Management For For 03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For No AS INDEPENDENT AUDITORS OF FISHER FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004* 04 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For No SOLICIT ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 204 13,000 13,000 13,000 6/24/2004
- ------------------------------------------------------------------------------------------------------------------------------------ AIRGAS, INC. ARG Annual Meeting INC.Date: 08/04/2004 Issuer: 009363 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No W. THACHER BROWN Management For For PETER MCCAUSLAND Management For For RICHARD C. ILL Management For For 02 APPROVE THE AMENDMENT TO THE 1997 DIRECTORS Management Against Against No STOCK OPTION PLAN. 03 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For No S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 35,000 35,000 35,000 7/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MARKETWATCH.COM, INC. MKTW Annual Meeting Date: 08/04/2004 Issuer: 570619 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LAWRENCE S. KRAMER Management For For PETER GLUSKER Management For For CHRISTIE HEFNER Management For For ANDREW HEYWARD Management For For DAVID HODGSON Management For For PHILIP HOFFMAN Management For For ZACHARY LEONARD Management For For ROBERT H. LESSIN Management For For DOUGLAS MCCORMICK Management For For DAVID MOORE Management For For JEFFREY F. RAYPORT Management For For 03 PROPOSAL TO AMEND THE AMENDED AND RESTATED CERTIFICATE Management For For No OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO MARKETWATCH, INC. 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 4,000 4,000 4,000 7/9/2004
- ------------------------------------------------------------------------------------------------------------------------------------ TIVO INC. TIVO Annual Meeting Date: 08/04/2004 Issuer: 888706 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES B. FRUIT Management For For MARK W. PERRY Management For For THOMAS S. ROGERS Management For For DAVID M. ZASLAV Management For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For No S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 5,000 5,000 5,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------ LA-Z-BOY INCORPORATED LZB Annual Meeting Date: 08/10/2004 Issuer: 505336 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 APPROVAL OF LONG-TERM EQUITY AWARD PLAN. Management Against Against No 02 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 01 DIRECTOR Management For No DAVID K. HEHL Management For For ROCQUE E. LIPFORD Management For For MEL R. MARTINEZ Management For For JACK L. THOMPSON Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 30,000 30,000 30,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MONRO MUFFLER BRAKE, INC. MNRO Annual Meeting Date: 08/10/2004 Issuer: 610236 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 26, 2005. 01 DIRECTOR Management For No RICHARD A. BERENSON Management For For DONALD GLICKMAN Management For For ROBERT E. MELLOR Management For For LIONEL B. SPIRO Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 7,875 7,875 7,875 7/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------ PRECISION CASTPARTS CORP. PCP Annual Meeting Date: 08/11/2004 Issuer: 740189 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 PROPOSAL TO RATIFY THE APPOINTMENT OF INDEPENDENT Management For For No AUDITORS 01 DIRECTOR Management For No PETER R. BRIDENBAUGH Management For For STEVEN G. ROTHMEIER Management For For J. FRANK TRAVIS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 50,000 50,000 50,000 7/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE J.M. SMUCKER COMPANY SJM Contested Consent Meeting Date: 08/12/2004 Issuer: 832696 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KATHRYN W. DINDO Management For For RICHARD K. SMUCKER Management For For WILLIAM H. STEINBRINK Management For For 02 RATIFICATION OF APPOINTMENT OF AUDITORS. Management For For No 03 APPROVAL OF AMENDED AND RESTATED NONEMPLOYEE Management For For No DIRECTOR STOCK PLAN. 04 APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF Management For For No ANNUAL MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE THE ABOVE PROPOSALS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 405 70,000 70,000 70,000 7/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE TITAN CORPORATION TTN Annual Meeting Date: 08/19/2004 Issuer: 888266 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004 01 DIRECTOR Management For No MICHAEL B. ALEXANDER Management For For EDWARD H. BERSOFF Management For For JOSEPH F. CALIGIURI Management For For PETER A. COHEN Management For For DANIEL J. FINK Management For For SUSAN GOLDING Management For For ROBERT M. HANISEE Management For For ROBERT E. LA BLANC Management For For GENE W. RAY Management For For JAMES ROTH Management For For JOSEPH R. WRIGHT, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 25,000 25,000 25,000 8/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THOMAS NELSON, INC. TNM Annual Meeting Date: 08/19/2004 Issuer: 640376 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RONALD W. BLUE Management For For MICHAEL S. HYATT Management For For SAM MOORE Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 225,000 225,000 225,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------ HOMEFED CORPORATION HFDC Annual Meeting Date: 08/24/2004 Issuer: 43739D ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 AMENDMENT TO THE COMPANY S 1999 STOCK INCENTIVE Management For For No PLAN TO INCREASE THE NUMBER OF SHARES OF OUR COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 300,000 SHARES. 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2004. 01 DIRECTOR Management For No PATRICK D. BIENVENUE Management For For PAUL J. BORDEN Management For For TIMOTHY M. CONSIDINE Management For For IAN M. CUMMING Management For For MICHAEL A. LOBATZ Management For For JOSEPH S. STEINBERG Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 307 396 396 396 8/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------ SCHOOL SPECIALTY, INC. SCHS Annual Meeting Date: 08/24/2004 Issuer: 807863 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFY DELOITTE & TOUCHE LLP AS SCHOOL SPECIALTY Management For For No S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2005. 01 DIRECTOR Management For No LEO C. MCKENNA Management For For TERRY L. LAY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 3,000 3,000 3,000 8/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------ YOUBET.COM, INC. UBET Annual Meeting Date: 08/24/2004 Issuer: 987413 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES F. CHAMPION Management For For DAVID M. MARSHALL Management For For GARY ADELSON Management For For GUY CHIPPARONI Management For For JAMES EDGAR Management For For JOSEPH F. BARLETTA Management For For ROBERT E. BRIERLEY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 20,000 20,000 20,000 8/19/2004 - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ CNS, INC. CNXS Annual Meeting Date: 08/25/2004 Issuer: 126136 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No AUDITORS. 01 DIRECTOR Management For No DANIEL E. COHEN Management For For KAREN T. BECKWITH Management For For PATRICK DELANEY Management For For ANDREW J. GREENSHIELDS Management For For H. ROBERT HAWTHORNE Management For For MARTI MORFITT Management For For RICHARD PERKINS Management For For MORRIS J. SIEGEL Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 18,000 18,000 18,000 8/4/2004
- ------------------------------------------------------------------------------------------------------------------------------------ DENNY'S CORPORATION DNYY Special Meeting Date: 08/25/2004 Issuer: 24869P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 A PROPOSAL TO APPROVE AN AMENDMENT TO THE RESTATED Management For For No CERTIFICATE OF INCORPORATION OF DENNY S CORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, FROM 100,000,000 SHARES TO 135,000,000 SHARES. 02 A PROPOSAL TO APPROVE THE DENNY S CORPORATION Management Against Against No 2004 OMNIBUS INCENTIVE PLAN. APPROVAL OF PROPOSAL 2 IS CONTINGENT UPON THE STOCKHOLDERS APPROVAL OF PROPOSAL 1.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 85,000 85,000 85,000 8/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------ ORTHODONTIC CENTERS OF AMERICA, INC. OCA Special Meeting Date: 08/26/2004 Issuer: 68750P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF Shareholder Against For No DIRECTORS ADOPT A POLICY OF NOMINATING INDEPENDENT DIRECTORS WHO, IF ELECTED BY THE STOCKHOLDERS, WOULD CONSTITUTE TWO-THIRDS OF THE BOARD. 01 PROPOSAL TO APPROVE THE NAME CHANGE FROM ORTHODONTIC Management For For No CENTERS OF AMERICA, INC. TO OCA, INC.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 30,000 30,000 30,000 8/4/2004
- ------------------------------------------------------------------------------------------------------------------------------------ OUTDOOR CHANNEL HOLDINGS, INC. OUTD Annual Meeting Date: 09/08/2004 Issuer: 690027 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 09 PROPOSAL TO APPROVE, IF PROPOSAL 7 IS ADOPTED, Management For For No CERTAIN PROVISIONS IN THE CERTIFICATE OF INCORPORATION AND BYLAWS. 08 PROPOSAL TO APPROVE, IF PROPOSAL 7 IS ADOPTED, Management For For No THE CLASSIFICATION OF THE BOARD OF DIRECTORS AND RELATED MATTERS. 07 PROPOSAL TO APPROVE THE REINCORPORATION OF OUTDOOR Management For For No CHANNEL HOLDINGS, INC. FROM ALASKA TO DELAWARE BY MEANS OF A MERGER WITH AND INTO A WHOLLY OWNED DELAWARE SUBSIDIARY. 06 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Management For For No OUTDOOR CHANNEL HOLDINGS, INC. COMMON STOCK AND THE ASSUMPTION OF THE OUTDOOR CHANNEL, INC. OPTIONS AS CONTEMPLATED IN THE AGREEMENT AND PLAN OF MERGER DATED MAY 12, 2004 AMONG OUTDOOR CHANNEL HOLDINGS, INC., GOLD PROSPECTOR S ASSOCIATION OF AMERICA, INC. AND THE OUTDOOR CHANNEL, INC. 05 PROPOSAL TO APPROVE THE OUTDOOR CHANNEL HOLDINGS, Management For For No INC. 2004 LONG-TERM INCENTIVE PLAN. 04 PROPOSAL TO RATIFY AND APPROVE THE OUTDOOR CHANNEL Management For For No HOLDINGS, INC. NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN. 03 PROPOSAL TO RATIFY AND APPROVE A STOCK OPTION Management For For No GRANT TO MR. EUGENE A. BROOKHART, VICE PRESIDENT OF OPERATIONS OF THE OUTDOOR CHANNEL, INC. 02 PROPOSAL TO RATIFY AND APPROVE A STOCK OPTION Management For For No GRANT TO MR. WILLIAM A. OWEN, CFO OF OUTDOOR CHANNEL HOLDINGS, INC. 01 DIRECTOR Management For No PERRY T. MASSIE Management For For THOMAS H. MASSIE Management For For DAVID C. MERRITT Management For For THOMAS BAHNSON STANLEY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 1,600 1,600 1,600 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------ CAPSTONE TURBINE CORPORATION CPST Annual Meeting Date: 09/10/2004 Issuer: 14067D ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO APPROVE CAPSTONE TURBINE CORPORATION AMENDED Management Against Against No AND RESTATED 2000 EQUITY INCENTIVE PLAN AS AMENDED TO ADD 2,380,000 SHARES. 01 DIRECTOR Management For No ELIOT G. PROTSCH Management For For CARMINE BOSCO Management For For RICHARD DONNELLY Management For For JOHN JAGGERS Management For For DENNIS SCHIFFEL Management For For JOHN TUCKER Management For For ERIC YOUNG Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 50,000 50,000 50,000 8/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------ FLEETWOOD ENTERPRISES, INC. FLE Annual Meeting Date: 09/14/2004 Issuer: 339099 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PAUL D. BORGHESANI Management For For EDWARD B. CAUDILL Management For For THOMAS B. PITCHER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 205,000 205,000 205,000 8/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------ JOHN WILEY & SONS, INC. JWB Annual Meeting Date: 09/15/2004 Issuer: 968223 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 05 PROPOSAL TO APPROVE THE DIRECTORS STOCK PLAN. Management For For No 04 PROPOSAL TO APPROVE THE 2004 EXECUTIVE ANNUAL Management For For No INCENTIVE PLAN. 03 PROPOSAL TO APPROVE THE 2004 KEY EMPLOYEE STOCK Management Against Against No PLAN. 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For No AS INDEPENDENT ACCOUNTANTS. 01 DIRECTOR Management For No WARREN J. BAKER Management For For MATTHEW S. KISSNER Management For For KIM JONES Management For For WILLIAM J. PESCE Management For For WILLIAM B. PLUMMER Management For For BRADFORD WILEY II Management For For PETER BOOTH WILEY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 305 12,000 12,000 12,000 9/14/2004
- ------------------------------------------------------------------------------------------------------------------------------------ CASEY'S GENERAL STORES, INC. CASY Annual Meeting Date: 09/17/2004 Issuer: 147528 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DONALD F. LAMBERTI Management For For JOHN R. FITZGIBBON Management For For RONALD M. LAMB Management For For PATRICIA CLARE SULLIVAN Management For For JOHN G. HARMON Management For For KENNETH H. HAYNIE Management For For JACK P. TAYLOR Management For For WILLIAM C. KIMBALL Management For For JOHNNY DANOS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 8,000 8,000 8,000 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------ BIOMET, INC. BMET Annual Meeting Date: 09/18/2004 Issuer: 090613 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005. 01 DIRECTOR Management For No M. RAY HARROFF Management For For JERRY L. MILLER Management For For CHARLES E. NIEMIER Management For For L. GENE TANNER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 1,000 1,000 1,000 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------ GERBER SCIENTIFIC, INC. GRB Annual Meeting Date: 09/22/2004 Issuer: 373730 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 06 TO APPROVE THE GERBER SCIENTIFIC, INC. 2005-2006 Management Against Against No EXECUTIVE ANNUAL INCENTIVE BONUS PLAN, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 05 TO AMEND OR REPEAL TAKEOVER DEFENSE PROVISIONS Management For For No OF THE BY-LAWS OF GERBER SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 04 TO ADD INDEMNIFICATION PROVISIONS AND MAKE OTHER Management For For No CHANGES TO THE RESTATED CERTIFICATE OF INCORPORATION OF GERBER SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 03 TO AMEND OR REPEAL TAKEOVER DEFENSE PROVISIONS Management For For No OF THE RESTATED CERTIFICATE OF INCORPORATION OF GERBER SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 02 TO AMEND THE AUTHORIZED STOCK PROVISIONS OF THE Management For For No RESTATED CERTIFICATE OF INCORPORATION OF GERBER SCIENTIFIC, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 01 DIRECTOR Management For No DONALD P. AIKEN Management For For GEORGE M. GENTILE Management For For EDWARD G. JEPSEN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 150,000 150,000 150,000 9/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------ SCHICK TECHNOLOGIES, INC. SCHK Annual Meeting Date: 09/22/2004 Issuer: 806683 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 PROPOSAL TO RATIFY THE SELECTION OF GRANT THORNTON Management For For No LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2005. 01 DIRECTOR Management For No WILLIAM K. HOOD Management For For CURTIS M. ROCCA III Management For For JEFFREY T. SLOVIN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 40,000 40,000 40,000 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------ WORLD WRESTLING ENTERTAINMENT, INC. WWE Annual Meeting Date: 09/23/2004 Issuer: 98156Q ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No VINCENT K. MCMAHON Management For For LINDA E. MCMAHON Management For For ROBERT A. BOWMAN Management For For DAVID KENIN Management For For JOSEPH PERKINS Management For For MICHAEL B. SOLOMON Management For For LOWELL P. WEICKER, JR. Management For For PHILIP B. LIVINGSTON Management For For 02 APPROVAL OF OPTION EXCHANGE PROGRAM COMPLETED Management For For No IN JANUARY 2004. 03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 70,000 70,000 70,000 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------ CENTENNIAL COMMUNICATIONS CORP. CYCL Annual Meeting Date: 09/30/2004 Issuer: 15133V ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 03 IN THEIR DISCRETION, THE NAMED PROXIES ARE AUTHORIZED Management For For No TO VOTE IN ACCORDANCE WITH THEIR OWN JUDGMENT UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING. 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2005. 01 DIRECTOR Management For No ANTHONY J. DE NICOLA Management For For JAMES R. MATTHEWS Management For For THOMAS E. MCINERNEY Management For For JAMES P. PELLOW Management For For RAYMOND A. RANELLI Management For For ROBERT D. REID Management For For MICHAEL J. SMALL Management For For DAVID M. TOLLEY Management For For J. STEPHEN VANDERWOUDE Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 208 50,000 50,000 50,000 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------ DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/30/2004 Issuer: 24522P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOE L. MORGAN Management For For DAVID R. WILLIAMS Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING MAY 1, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 100,000 100,000 100,000 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------ SKYLINE CORPORATION SKY Annual Meeting Date: 09/30/2004 Issuer: 830830 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ARTHUR J. DECIO Management For For THOMAS G. DERANEK Management For For JERRY HAMMES Management For For RONALD F. KLOSKA Management For For WILLIAM H. LAWSON Management For For DAVID T. LINK Management For For ANDREW J. MCKENNA Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 140,000 140,000 140,000 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------ DANIELSON HOLDING CORPORATION DHC Annual Meeting Date: 10/05/2004 Issuer: 236274 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 05 ANY OTHER MATTERS WHICH MAY PROPERLY COME BEFORE Management For For No THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF IN THE DISCRETION OF THE PROXY HOLDER. 04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No AS THE COMPANY S INDEPENDENT AUDITORS FOR THE 2004 FISCAL YEAR. 03 TO APPROVE THE EQUITY AWARD PLAN FOR DIRECTORS. Management For For No 02 TO APPROVE THE EQUITY AWARD PLAN FOR EMPLOYEES Management For For No AND OFFICERS. 01 DIRECTOR Management For No DAVID M. BARSE Management For For RONALD J. BROGLIO Management For For PETER C.B. BYNOE Management For For RICHARD L. HUBER Management For For WILLIAM C. PATE Management For For JEAN SMITH Management For For JOSEPH P. SULLIVAN Management For For CLAYTON YEUTTER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 98,169 98,169 98,169 9/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------ STRATTEC SECURITY CORPORATION STRT Annual Meeting Date: 10/05/2004 Issuer: 863111 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No FRANK J. KREJCI Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 29,000 29,000 29,000 9/9/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE MARCUS CORPORATION MCS Annual Meeting Date: 10/06/2004 Issuer: 566330 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 PROPOSAL TO APPROVE THE MARCUS CORPORATION 2004 Management For For No EQUITY INCENTIVE PLAN. 01 DIRECTOR Management For No DIANE MARCUS GERSHOWITZ Management For For TIMOTHY E. HOEKSEMA Management For For STEPHEN H. MARCUS Management For For DANIEL F. MCKEITHAN, JR Management For For BRUCE J. OLSON Management For For ALLAN H. SELIG Management For For PHILIP L. MILSTEIN Management For For BRONSON J. HAASE Management For For JAMES D. ERICSON Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 20,000 20,000 20,000 9/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL PROCESSING, INC. NAP Special Meeting Date: 10/08/2004 Issuer: 637229 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER AMONG Management For For No BANK OF AMERICA CORPORATION, MONARCH ACQUISITION, INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY OF BANK OF AMERICA, AND NATIONAL PROCESSING, INC., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 60,000 60,000 60,000 10/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------ OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP Special Meeting Date: 10/08/2004 Issuer: 68370R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE AMENDMENT TO THE CHARTER OF VIMPELCOM. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 64,000 64,000 64,000 9/16/2004
- ------------------------------------------------------------------------------------------------------------------------------------ AAR CORP. AIR Annual Meeting Date: 10/13/2004 Issuer: 000361 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES E. GOODWIN Management For For MARC J. WALFISH Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 25,000 25,000 25,000 9/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MGP INGREDIENTS, INC. MGPI Annual Meeting Date: 10/14/2004 Issuer: 55302G ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 PROPOSAL TO APPROVE THE COMPANY S STOCK INCENTIVE Management Against Against No PLAN OF 2004. 02 PROPOSAL TO AMEND THE COMPANY S AMENDED AND RESTATED Management For For No ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 20,000,000 SHARES TO 40,000,000 SHARES. 01 DIRECTOR Management For No JOHN R. SPEIRS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 26,000 26,000 26,000 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------ VALUE LINE, INC. VALU Annual Meeting Date: 10/14/2004 Issuer: 920437 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No M. ASHER Management For For H. BERNARD, JR. Management For For H.A. BRECHER Management For For E. BUTTNER Management For For J. BUTTNER Management For For S. EISENSTADT Management For For D.T. HENIGSON Management For For H. PARDES Management For For E. SHANAHAN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 4,000 4,000 4,000 10/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------ INTERPUMP GROUP SPA, SANTILARIO (RE) IP.MI MIX Meeting Date: 10/16/2004 Issuer: T5513W107 ISIN: IT0001078911 BLOCKING SEDOL: 5161407, 5849004 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown 18 OCT 2004 (AND A THIRD CALL ON 19 OCT 2004). CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU *Management E.1 APPROVE TO DECREASE THE CAPITAL FROM EUR 43,693,780.00 Management For Position Unknown No TO EUR 41,558,535.20 BY CANCELLATION OF NO. 4,106,240 SHARES OWNED BY THE COMPANY *Management O.1 GRANT AUTHORITY TO BUY BACK Management For Position Unknown No *Management O.2 APPOINT THE BOARD Management For Position Unknown No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 200,000 200,000 200,000 10/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------ HARBOR GLOBAL COMPANY LTD. HRBG Annual Meeting Date: 10/18/2004 Issuer: G4285W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For No AUDITOR FOR THE COMPANY UNTIL THE CLOSE OF THE COMPANY S 2005 ANNUAL GENERAL MEETING, AT A FEE TO BE AGREED TO BY THE DIRECTORS ACTING THROUGH THE COMPANY S AUDIT COMMITTEE. 02 TO APPROVE THE AMENDED AND RESTATED HARBOR GLOBAL Management For For No COMPANY LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN, WHICH AMENDS AND RESTATES THE HARBOR GLOBAL COMPANY LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN TO INCREASE BY 23,000 THE NUMBER OF COMMON SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND EXTEND THE TERM OF THE PLAN, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 26,000 26,000 26,000 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL PRESTO INDUSTRIES, INC. NPK Annual Meeting Date: 10/19/2004 Issuer: 637215 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD N. CARDOZO Management For For PATRICK J. QUINN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 53,900 53,900 53,900 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------ IMC GLOBAL INC. IGL Special Meeting Date: 10/20/2004 Issuer: 449669 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE CONSUMMATION OF THE TRANSACTIONS Management For For No AS CONTEMPLATED IN THE AGREEMENT AND PLAN OF MERGER AND CONTRIBUTION, DATED AS OF JANUARY 26, 2004, BY AND AMONG IMC GLOBAL INC., CARGILL, INCORPORATED AND CERTAIN OTHER PARTIES, AS AMENDED, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 1,500 1,500 1,500 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------ DIONEX CORPORATION DNEX Annual Meeting Date: 10/22/2004 Issuer: 254546 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID L. ANDERSON Management For For A. BLAINE BOWMAN Management For For LUKAS BRAUNSCHWEILER Management For For B.J. MOORE Management For For RICCARDO PIGLIUCCI Management For For MICHAEL W. POPE Management For For 03 TO RATIFY SELECTION OF DELOITTE & TOUCHE LLP Management For For No AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING JUNE 30, 2005. 02 TO APPROVE ADOPTION OF THE 2004 EQUITY INCENTIVE Management Against Against No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 9,000 9,000 9,000 10/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------ STANDEX INTERNATIONAL CORPORATION SXI Annual Meeting Date: 10/26/2004 Issuer: 854231 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For No OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS. 01 DIRECTOR Management For No THOMAS E. CHORMAN* Management For For GERALD H. FICKENSCHER* Management For For CHARLES H. CANNON, JR** Management For For CHRISTIAN STORCH** Management For For WILLIAM R. FENOGLIO*** Management For For WALTER F. GREELEY*** Management For For THOMAS L. KING*** Management For For DEBORAH A. ROSEN*** Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 63,000 63,000 63,000 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE NEWS CORPORATION LIMITED NWS Annual Meeting Date: 10/26/2004 Issuer: 652487 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 SHARE SCHEME MEETING OF PREFERRED SHAREHOLDERS. Management For No APPROVAL OF THE SHARE SCHEME DESCRIBED IN THE INFORMATION MEMORANDUM. ADS IF YOU MARK THE AGAINST BOX, YOU WILL NOT VOTE Management For No AS REGISTERED LEGAL OWNER OF NEWSCORP SHARES AND YOUR VOTE WILL NOT BE COUNTED IN DETERMINING WHETHER THE SHARE SCHEME IS APPROVED BY A MAJORITY IN NUMBER OF SHAREHOLDERS VOTING AT THE MEETINGS. 02 CAPITAL REDUCTION MEETING. APPROVAL OF THE CAPITAL Management For No REDUCTION BY CANCELLATION OF ALL SHARES IN THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 802 155,000 155,000 155,000 10/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WEIDER NUTRITION INTERNATIONAL, INC. WNI Annual Meeting Date: 10/26/2004 Issuer: 948603 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management Withheld No ERIC WEIDER Management Withheld Against GEORGE F. LENGVARI Management Withheld Against BRUCE J. WOOD Management Withheld Against RONALD L. COREY Management Withheld Against ROGER H. KIMMEL Management Withheld Against BRIAN P. MCDERMOTT Management Withheld Against H.F. POWELL Management Withheld Against CYNTHIA G. WATTS Management Withheld Against 02 APPROVAL OF THE 2004 INCENTIVE AWARD PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 690,000 690,000 690,000 10/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------ CHECKFREE CORPORATION CKFR Annual Meeting Date: 10/27/2004 Issuer: 162813 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PETER J. KIGHT Management For For LEWIS C. LEVIN Management For For JEFFREY M. WILKINS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 1,000 1,000 1,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------ DIGENE CORPORATION DIGE Annual Meeting Date: 10/27/2004 Issuer: 253752 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES M. FLEISCHMAN Management For For JOSEPH M. MIGLIARA Management For For 03 TO AMEND THE COMPANY S AMENDED AND RESTATED 1999 Management For For No INCENTIVE PLAN TO ADD PERFORMANCE SHARE AWARDS TO THE TYPES OF AWARDS WHICH CAN BE MADE PURSUANT TO THE AMENDED AND RESTATED 1999 INCENTIVE PLAN. 02 TO AMEND THE COMPANY S AMENDED AND RESTATED 1999 Management Against Against No INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR GRANTS AND AWARDS BY 700,000 SHARES.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 1,000 1,000 1,000 10/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MAGNETEK, INC. MAG Annual Meeting Date: 10/27/2004 Issuer: 559424 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 APPROVAL OF ADOPTION OF THE AMENDMENT TO THE Management For For No 1997 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN. 02 APPROVAL OF ADOPTION OF THE 2004 STOCK INCENTIVE Management Against Against No PLAN FOR MAGNETEK EMPLOYEES. 01 DIRECTOR Management For No ANDREW G. GALEF Management For For THOMAS G. BOREN Management For For DEWAIN K. CROSS Management For For YON YOON JORDEN Management For For PAUL J. KOFMEHL Management For For MITCHELL I. QUAIN Management For For ROBERT E. WYCOFF Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 205,000 205,000 205,000 10/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------ SOUTHERN UNION COMPANY SUG Annual Meeting Date: 10/28/2004 Issuer: 844030 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KURT A. GITTER Management For For ADAM M. LINDEMANN Management For For GEORGE ROUNTREE Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 48,300 48,300 48,300 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------ EARL SCHEIB, INC. ESH Annual Meeting Date: 11/02/2004 Issuer: 806398 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT M. SMILAND Management For For CHRISTIAN K. BEMENT Management For For ALLAN E. BUCH Management For For JAMES P. BURRA Management For For SALVATORE J. ZIZZA Management For For 02 APPROVAL OF 2004 EQUITY INCENTIVE PLAN Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 195,000 195,000 195,000 10/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MAGNAPLATE CORPORATION N/A Annual Meeting Date: 11/03/2004 Issuer: 370262 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CANDIDA C. AVERSENTI Management For For EDMUND V. AVERSENTI, JR Management For For CHARLES P. COVINO Management For For VINCENT L. MERINGOLO Management For For JAMES H. WALLWORK Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 206 40,000 40,000 40,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------ BOCA RESORTS, INC. RST Annual Meeting Date: 11/04/2004 Issuer: 09688T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No STEVEN R. BERRARD Management For For DENNIS J. CALLAGHAN Management For For MICHAEL S. EGAN Management For For HARRIS W. HUDSON Management For For H. WAYNE HUIZENGA Management For For GEORGE D. JOHNSON, JR. Management For For HENRY LATIMER Management For For PETER H. ROBERTS Management For For 02 TO RATIFY THE ACTION OF THE AUDIT COMMITTEE OF Management For For No THE BOARD OF DIRECTORS IN APPOINTING ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING JUNE 30, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 140,300 140,300 140,300 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------ BURLINGTON COAT FACTORY WAREHOUSE CO BCF Annual Meeting Date: 11/04/2004 Issuer: 121579 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 28, 2005. 01 DIRECTOR Management For No MONROE G. MILSTEIN Management For For ANDREW R. MILSTEIN Management For For HARVEY MORGAN Management For For STEPHEN E. MILSTEIN Management For For MARK A. NESCI Management For For ROMAN FERBER Management For For IRVING DRILLINGS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 100,000 100,000 100,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MEREDITH CORPORATION MDP Annual Meeting Date: 11/08/2004 Issuer: 589433 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD Management Against Against No OF DIRECTORS TO APPROVE THE MEREDITH CORPORATION 2004 STOCK INCENTIVE PLAN. 01 DIRECTOR Management For No MARY SUE COLEMAN Management For For D MELL MEREDITH FRAZIER Management For For JOEL W. JOHNSON Management For For STEPHEN M. LACY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 28,000 28,000 28,000 11/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------ BALDWIN TECHNOLOGY COMPANY, INC. BLD Annual Meeting Date: 11/09/2004 Issuer: 058264 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARK T. BECKER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 425,000 425,000 425,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MACROMEDIA, INC. MACR Special Meeting Date: 11/10/2004 Issuer: 556100 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 AMENDMENT TO THE COMPANY S 2002 EQUITY INCENTIVE Management Against Against No PLAN
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 200 200 200 11/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------ GYRODYNE COMPANY OF AMERICA, INC. GYRO Annual Meeting Date: 11/11/2004 Issuer: 403820 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO RATIFY THE ENGAGEMENT OF HOLTZ RUBENSTEIN Management For For No REMINICK LLP AS CERTIFIED PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR. 01 DIRECTOR Management For No PHILIP F. PALMEDO* Management For For STEPHEN V. MARONEY* Management For For RONALD J. MACKLIN* Management For For ELLIOT H. LEVINE** Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 9,000 9,000 9,000 11/10/2004
- ------------------------------------------------------------------------------------------------------------------------------------ LIFECORE BIOMEDICAL, INC. LCBM Annual Meeting Date: 11/11/2004 Issuer: 532187 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD W. PERKINS Management For For 02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No OF GRANT THORNTON LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE CURRENT FISCAL YEAR ENDING JUNE 30, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 60,000 60,000 60,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------ UNITEDGLOBALCOM, INC. UCOMA Annual Meeting Date: 11/15/2004 Issuer: 913247 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. 02 APPROVAL OF AMENDMENT TO INCREASE NUMBER OF SHARES Management For For No OF COMMON STOCK RESERVED FOR EQUITY INCENTIVE PLAN BY 20,000,000. 01 DIRECTOR Management For No ROBERT R. BENNETT Management For For BERNARD G. DVORAK Management For For DAVID B. KOFF Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 508 148,823 148,823 148,823 11/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------ J NET ENTERPRISES, INC. JNEI Annual Meeting Date: 11/18/2004 Issuer: 46622V ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ALLAN R. TESSLER Management For For WILLIAM W. PRIEST Management For For JEFFREY L. BERENSON Management For For PETER A. FLAHERTY Management For For EUGENE M. FREEDMAN Management For For DAVID R. MARKIN Management For For 02 TO CONSIDER AND ACT UPON A PROPOSAL TO AMEND Management For For No OUR ARTICLES OF INCORPORATION CHANGING THE COMPANY S NAME TO EPOCH HOLDINGS CORPORATION (THE NAME CHANGE PROPOSAL). 03 TO APPROVE AND ADOPT AN AGREEMENT AND PLAN OF Management For For No MERGER PROVIDING FOR THE MERGER OF OUR COMPANY INTO ITS WHOLLY-OWNED SUBSIDIARY, EPOCH HOLDINGS CORPORATION, A DELAWARE CORPORATION, FOR THE PURPOSE OF CHANGING OUR COMPANY S STATE OF INCORPORATION FROM NEVADA TO DELAWARE (THE PROPOSED REINCORPORATION). 04 TO APPROVE THE 2004 OMNIBUS LONG-TERM INCENTIVE Management Against Against No COMPENSATION PLAN (THE INCENTIVE PLAN PROPOSAL).
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 29,600 29,600 29,600 11/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------ DONALDSON COMPANY, INC. DCI Annual Meeting Date: 11/19/2004 Issuer: 257651 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT AUDITORS. 01 DIRECTOR Management For No WILLIAM COOK Management For For KENDRICK MELROSE Management For For JOHN WIEHOFF Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 67,000 67,000 67,000 11/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------ KINROSS GOLD CORPORATION KGC Special Meeting Date: 11/26/2004 Issuer: 496902 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE AN AMENDMENT TO THE CORPORATION S Management For For No ARTICLES FOR THE PURPOSE OF EFFECTING A CONSOLIDATION/DECONSOLIDATION OF THE CORPORATION S COMMON SHARES, AS MORE PARTPICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 206 142,115 142,115 142,115 11/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------ FOSTER WHEELER LTD FWLRF Annual Meeting Date: 11/29/2004 Issuer: G36535 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EUGENE D. ATKINSON Management For For STEPHANIE HANBURY-BROWN Management For For DAVID M. SLOAN Management For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For No INDEPENDENT AUDITORS FOR 2004 AND AUTHORIZATION TO SET REMUNERATION. 03 APPROVAL OF AWARDS OF RESTRICTED STOCK UNITS Management For For No AND STOCK OPTIONS TO DIRECTORS. 04 AMENDMENT TO THE BYE-LAWS REPLACING THE DIRECTOR Management For For No RETIREMENT AGE OF 72 WITH A PROVISION TO ESTABLISH A DIRECTOR RETIREMENT AGE. 05 AMENDMENT TO THE BYE-LAWS REPLACING THE DIRECTOR Management For For No STOCK OWNERSHIP REQUIREMENTS WITH A PROVISION REQUIRING THE BOARD TO ESTABLISH A NON-EMPLOYEE DIRECTOR SHARE OWNERSHIP POLICY. 06 AMENDMENT TO THE BYE-LAWS CLARIFYING THAT DIRECTOR Management For For No REMUNERATION WILL BE DETERMINED BY THE DIRECTORS FROM TIME TO TIME. 07 CONSOLIDATION OF THE COMPANY S AUTHORIZED COMMON Management Against Against No SHARE CAPITAL AT A RATIO OF 1-FOR-20 AND A RELATED REDUCTION IN THE PAR VALUE PER COMMON SHARE FROM $.20 TO $.01. 08 REDUCTION IN THE PAR VALUE OF THE COMPANY S AUTHORIZED Management For For No COMMON AND PREFERRED SHARE CAPITAL FROM US$1.00 TO US$.01 PER SHARE. 09 INCREASE IN THE AUTHORIZED CAPITAL OF THE COMPANY Management For For No FROM US$1,615,000 TO US$14,774,089.57 BY THE AUTHORIZATION OF AN ADDITIONAL 1,315,908,957 COMMON SHARES. SPECIAL GENERAL MEETING OF COMMON SHAREHOLDERS A CONSOLIDATION OF THE COMPANY S AUTHORIZED COMMON Management Against Against No SHARE CAPITAL AT A RATIO OF 1-FOR-20.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 16,060 16,060 16,060 11/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------ FOSTER WHEELER LTD. FWLT Annual Meeting Date: 11/29/2004 Issuer: 35024P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EUGENE D. ATKINSON Management For For STEPHANIE HANBURY-BROWN Management For For DAVID M. SLOAN Management For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For No INDEPENDENT AUDITORS FOR 2004 AND AUTHORIZATION TO SET REMUNERATION. 03 APPROVAL OF AWARDS OF RESTRICTED STOCK UNITS Management For For No AND STOCK OPTIONS TO DIRECTORS. 04 AMENDMENT TO THE BYE-LAWS REPLACING THE DIRECTOR Management For For No RETIREMENT AGE OF 72 WITH A PROVISION TO ESTABLISH A DIRECTOR RETIREMENT AGE. 05 AMENDMENT TO THE BYE-LAWS REPLACING DIRECTOR Management For For No STOCK OWNERSHIP REQUIREMENTS WITH A PROVISION REQUIRING THE BOARD TO ESTABLISH A NON-EMPLOYEE DIRECTOR SHARE OWNERSHIP POLICY. 06 AMENDMENT TO THE BYE-LAWS CLARIFYING THAT DIRECTOR Management For For No REMUNERATION WILL BE DETERMINED BY THE DIRECTORS FROM TIME TO TIME. 07 CONSOLIDATION OF THE COMPANY S AUTHORIZED COMMON Management Against Against No SHARE CAPITAL AT A RATIO OF 1-FOR-20 AND A RELATED REDUCTION IN THE PAR VALUE PER COMMON SHARE FROM $.20 TO $.01. 08 REDUCTION IN THE PAR VALUE OF THE COMPANY S AUTHORIZED Management For For No COMMON AND PREFERRED SHARE CAPITAL FROM US$1.00 TO US$.01 PER SHARE. 09 INCREASE IN THE AUTHORIZED CAPITAL OF THE COMPANY Management For For No FROM US$1,615,000 TO US$14,774,089.57 BY THE AUTHORIZATION OF AN ADDITIONAL 1,315,908,957 COMMON SHARES.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 201 151 151 151 11/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE HAIN CELESTIAL GROUP, INC. HAIN Annual Meeting Date: 12/02/2004 Issuer: 405217 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No IRWIN D. SIMON Management For For BARRY J. ALPERIN Management For For BETH L. BRONNER Management For For JACK FUTTERMAN Management For For DANIEL R. GLICKMAN Management For For MARINA HAHN Management For For ANDREW R. HEYER Management For For ROGER MELTZER Management For For MITCHELL A. RING Management For For LEWIS D. SCHILIRO Management For For D. EDWARD I. SMYTH Management For For LARRY S. ZILAVY Management For For 03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Management For For No TO ACT AS REGISTERED INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2005. 02 TO APPROVE THE AMENDMENT TO THE 2002 LONG TERM Management Against Against No INCENTIVE AND STOCK AWARD PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE OVER THE TERM OF THE PLAN BY 1,800,000 SHARES TO 4,900,000 SHARES IN THE AGGREGATE.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 10,000 10,000 10,000 11/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------ COLLECTORS UNIVERSE, INC. CLCT Annual Meeting Date: 12/06/2004 Issuer: 19421R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No A. CLINTON ALLEN Management For For DEBORAH A. FARRINGTON Management For For BEN A. FRYDMAN Management For For DAVID G. HALL Management For For MICHAEL R. HAYNES Management For For A.J. (BERT) MOYER Management For For VAN D. SIMMONS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 200 4,500 4,500 4,500 11/30/2004
- ------------------------------------------------------------------------------------------------------------------------------------ OIL-DRI CORPORATION OF AMERICA ODC Annual Meeting Date: 12/07/2004 Issuer: 677864 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J. STEVEN COLE Management For For ARNOLD W. DONALD Management For For RONALD B. GORDON Management For For DANIEL S. JAFFEE Management For For RICHARD M. JAFFEE Management For For JOSEPH C. MILLER Management For For ALLAN H. SELIG Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS OUR INDEPENDENT AUDITOR FOR OUR FISCAL YEAR ENDING JULY 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 80,000 80,000 80,000 12/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THOR INDUSTRIES, INC. THO Annual Meeting Date: 12/07/2004 Issuer: 885160 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No H. COLEMAN DAVIS Management For For PETER B. ORTHWEIN Management For For WILLIAM C. TOMSON Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 28,000 28,000 28,000 12/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------ BOCA RESORTS, INC. RST Special Meeting Date: 12/08/2004 Issuer: 09688T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No AS OF OCTOBER 20, 2004, AMONG THE COMPANY, BATON HOLDINGS INC. AND BATON ACQUISITION INC.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 140,300 140,300 140,300 12/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------ COLDWATER CREEK INC. CWTR Special Meeting Date: 12/08/2004 Issuer: 193068 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 60,000,000 TO 150,000,000.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 45,000 45,000 45,000 12/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------ ROBBINS & MYERS, INC. RBN Annual Meeting Date: 12/08/2004 Issuer: 770196 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DANIEL W. DUVAL Management For For THOMAS P. LOFTIS Management For For DALE L. MEDFORD Management For For JEROME F. TATAR Management For For 03 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT AUDITORS FOR THE COMPANY. 02 APPROVAL OF THE COMPANY S 2004 STOCK INCENTIVE Management Against Against No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 50,000 50,000 50,000 12/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------ A. SCHULMAN, INC. SHLM Annual Meeting Date: 12/09/2004 Issuer: 808194 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING AUGUST 31, 2005. 01 DIRECTOR Management For No TERRY L. HAINES Management For For DR. PAUL CRAIG ROBERTS Management For For JAMES A. KARMAN Management For For JOSEPH M. GINGO Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 20,000 20,000 20,000 12/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------ FARMER BROS. CO. FARM Annual Meeting Date: 12/14/2004 Issuer: 307675 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2005. 01 DIRECTOR Management For No LEWIS A. COFFMAN Management For For KENNETH R. CARSON Management For For JOHN SAMORE, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 25,000 25,000 25,000 12/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------ LOWRANCE ELECTRONICS, INC. LEIX Annual Meeting Date: 12/14/2004 Issuer: 548900 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DARRELL J. LOWRANCE Management For For GEORGE W. JONES Management For For M. WAYNE WILLIAMS Management For For JASON C. SAUEY Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For No AND TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR ITS FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 23,000 23,000 23,000 12/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------ WD-40 COMPANY WDFC Annual Meeting Date: 12/14/2004 Issuer: 929236 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J.C. ADAMS JR. Management For For G.H. BATEMAN Management For For R.A. COLLATO Management For For M.L. CRIVELLO Management For For L.A. LANG Management For For G.L. LUICK Management For For K.E. OLSON Management For For G.O. RIDGE Management For For G.C. SCHLEIF Management For For N.E. SCHMALE Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 17,000 17,000 17,000 12/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------ PURADYN FILTER TECHNOLOGIES INCORPOR PFT Annual Meeting Date: 12/16/2004 Issuer: 746091 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURADYN FILTER TECHNOLOGIES INCORPORATED FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004, TO SERVE AT THE PLEASURE OF THE BOARD OF DIRECTORS.
01 DIRECTOR Management For No JOSEPH V. VITTORIA Management For For RICHARD C. FORD Management For For KEVIN G. KROGER Management For For PETER H. STEPHAICH Management For For OTTAVIO SERENA Management For For MICHAEL CASTELLANO Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 3,000 3,000 3,000 12/7/2004
- ------------------------------------------------------------------------------------------------------------------------------------ SYCAMORE NETWORKS, INC. SCMR Annual Meeting Date: 12/20/2004 Issuer: 871206 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GURURAJ DESHPANDE Management For For PAUL J. FERRI Management For For 02 TO RATIFY THE SELECTION OF THE FIRM OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 260,900 260,900 260,900 12/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE ROBERT MONDAVI CORPORATION MOND Annual Meeting Date: 12/22/2004 Issuer: 609200 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 06 COMPANY S PROPOSAL TO AMEND THE 1993 EQUITY INCENTIVE Management For For No PLAN. 05 COMPANY S PROPOSAL TO AMEND THE 1993 NON-EMPLOYEE Management Against Against No DIRECTORS STOCK PLAN. 04 COMPANY S PROPOSAL TO AMEND THE 1993 EMPLOYEE Management For For No STOCK PURCHASE PLAN. 03 COMPANY S PROPOSAL TO RATIFY THE APPOINTMENT Management For For No OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 02 DIRECTOR Management For No PHILIP GREER Management For For JOHN M. THOMPSON Management For For ANTHONY GREENER Management For For 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BY Management For For No AND AMONG CONSTELLATION BRANDS, INC., RMD ACQUISITION CORP. AND THE ROBERT MONDAVI CORPORATION DATED AS OF NOVEMBER 3, 2004, WHICH PROVIDES FOR THE MERGER OF RMD ACQUISITION CORP. WITH AND INTO THE ROBERT MONDAVI CORPORATION, AND THE RELATED AGREEMENT OF MERGER OF RMD ACQUISITION CORP. AND THE ROBERT MONDAVI CORPORATION.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 33,000 33,000 33,000 12/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------ PEGASUS COMMUNICATIONS CORPORATION PGTVE Annual Meeting Date: 12/31/2004 Issuer: 705904 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No
MARSHALL W. PAGON Management For For TED S. LODGE Management For For JAMES J. MCENTEE, III Management For For MARY C. METZGER Management For For HOWARD E. VERLIN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 605 35,000 35,000 35,000 12/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------ ACUITY BRANDS, INC. AYI Annual Meeting Date: 01/06/2005 Issuer: 00508Y ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN L. CLENDENIN Management For For ROBERT F. MCCULLOUGH Management For For NEIL WILLIAMS Management For For 02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 175,000 175,000 175,000 12/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MOOG INC. MOGA Annual Meeting Date: 01/12/2005 Issuer: 615394 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION. Management For For No 03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Management For For No FOR THE YEAR 2005. 02 DIRECTOR Management For No ROBERT T. BRADY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 202 90,000 90,000 90,000 1/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NEIMAN MARCUS GROUP, INC. NMG Annual Meeting Date: 01/14/2005 Issuer: 640204 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 04 APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING CUMULATIVE Shareholder Against Against No VOTING 03 APPROVAL OF THE NEIMAN MARCUS GROUP, INC. 2005 Management Against Against No STOCK INCENTIVE PLAN 02 APPROVAL OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE CURRENT FISCAL YEAR
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 301 130,000 130,000 130,000 1/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MARKETWATCH, INC. MKTW Special Meeting Date: 01/19/2005 Issuer: 570619 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For No PLAN OF MERGER THAT MARKETWATCH ENTERED INTO ON NOVEMBER 14, 2004 WITH DOW JONES & COMPANY, INC. AND GOLDEN ACQUISITION CORP., PURSUANT TO WHICH MARKETWATCH WOULD MERGE WITH A WHOLLY-OWNED SUBSIDIARY OF DOW JONES AND BECOME A WHOLLY-OWNED SUBSIDIARY OF DOW JONES AFTER THE MERGER. 02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, Management For For No IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT PROPOSAL.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 50,000 50,000 50,000 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ENZO BIOCHEM, INC. ENZ Annual Meeting Date: 01/20/2005 Issuer: 294100 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BARRY W. WEINER Management For For JOHN J. DELUCCA Management For For MELVIN F. LAZAR, CPA Management For For 03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JULY 31, 2005. 02 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management Against Against No AND ADOPT OUR 2005 EQUITY COMPENSATION INCENTIVE PLAN (WHICH WE REFER TO IN THE ACCOMPANYING PROXY STATEMENT AS THE 2005 EQUITY COMPENSATION INCENTIVE PLAN PROPOSAL).
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 1,102 1,102 1,102 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HERLEY INDUSTRIES, INC. HRLY Annual Meeting Date: 01/20/2005 Issuer: 427398 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MYRON LEVY Management For For DR. EDWARD A. BOGUCZ Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 54,000 54,000 54,000 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DEL LABORATORIES, INC. DLI Special Meeting Date: 01/21/2005 Issuer: 245091 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For No DATED AS OF JULY 1, 2004, AMONG DLI CORPORATION, DLI ACQUISITION CORP. AND DEL LABORATORIES, INC., AND APPROVE THE MERGER CONTEMPLATED BY THAT AGREEMENT. 02 PROPOSAL TO ADJOURN THE SPECIAL MEETING (IF AN Management For For No INSUFFICIENT NUMBER OF PROXIES HAS BEEN RECEIVED AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1) SO AS TO PERMIT FURTHER SOLICITATION OF PROXIES.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 10,075 10,075 10,075 1/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TECH/OPS SEVCON, INC. TO Annual Meeting Date: 01/24/2005 Issuer: 878293 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BOYLE Management For For STUMP Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 20,000 20,000 20,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CRAZY WOMAN CREEK BANCORP INCORPORAT CRZY Annual Meeting Date: 01/26/2005 Issuer: 225233 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No SANDRA K. TODD Management For For RICHARD REIMANN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 4,000 4,000 4,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FLORIDA ROCK INDUSTRIES, INC. FRK Annual Meeting Date: 01/26/2005 Issuer: 341140 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 THE APPROVAL OF THE PROPOSED AMENDMENT OF THE Management For For No COMPANY S ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED CAPITAL STOCK. 01 DIRECTOR Management For No A.R. CARPENTER Management For For JOHN D. BAKER II Management For For G. KENNEDY THOMPSON Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 12,000 12,000 12,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WOODWARD GOVERNOR COMPANY WGOV Annual Meeting Date: 01/26/2005 Issuer: 980745 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARY L. PETROVICH Management For For LARRY E. RITTENBERG Management For For MICHAEL T. YONKER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 8,000 8,000 8,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALBERTO-CULVER COMPANY ACV Annual Meeting Date: 01/27/2005 Issuer: 013068 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HOWARD B. BERNICK Management For For KING HARRIS Management For For SAM J. SUSSER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 5,250 5,250 5,250 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE SCOTTS COMPANY SMG Annual Meeting Date: 01/27/2005 Issuer: 810186 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES HAGEDORN Management For For KAREN G. MILLS Management For For STEPHANIE M. SHERN Management For For JOHN WALKER, PH.D. Management For For 02 APPROVAL OF THE SCOTTS COMPANY EMPLOYEE STOCK Management For For No PURCHASE PLAN. 03 APPROVAL AND ADOPTION OF THE RESTRUCTURING OF Management For For No THE SCOTTS CORPORATE STRUCTURE INTO A HOLDING COMPANY BY MERGING SCOTTS INTO A NEWLY-CREATED, WHOLLY-OWNED, SECOND-TIER LIMITED LIABILITY COMPANY SUBSIDIARY PURSUANT TO THE AGREEMENT AND PLAN OF MERGER ATTACHED TO THE PROXY STATEMENT/PROSPECTUS AND ADOPTION OF THE AGREEMENT AND PLAN OF MERGER.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 3,000 3,000 3,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NORTHLAND CRANBERRIES, INC. CBRYA Annual Meeting Date: 01/28/2005 Issuer: 666499 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN SWENDROWSKI Management For For MARC J. LEDER Management For For RODGER R. KROUSE Management For For CLARENCE E. TERRY Management For For KEVIN J. CALHOUN Management For For GEORGE R. REA Management For For PATRICK J. SULLIVAN Management For For C. DARYL HOLLIS Management For For T. SCOTT KING Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 207 5,000 5,000 5,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PENFORD CORPORATION PENX Annual Meeting Date: 01/28/2005 Issuer: 707051 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WILLIAM E. BUCHHOLZ Management For For JOHN C. HUNTER, III Management For For JAMES E. WARJONE Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 50,000 50,000 50,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ OSHKOSH TRUCK CORPORATION OSK Annual Meeting Date: 02/01/2005 Issuer: 688239 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE RESTATED Management For For No ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK AND CLASS A COMMON STOCK. 01 DIRECTOR Management For No RICHARD M. DONNELLY Management For For DONALD V. FITES Management For For RICHARD G. SIM Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 201 3,000 3,000 3,000 1/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ RALCORP HOLDINGS, INC. RAH Annual Meeting Date: 02/02/2005 Issuer: 751028 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 AMENDMENT TO 2002 INCENTIVE STOCK PLAN Management For For No 01 DIRECTOR Management For No BILL G. ARMSTRONG Management For For DAVID R. BANKS Management For For KEVIN J. HUNT Management For For DAVID W. KEMPER Management For For DAVID P. SKARIE Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 57,000 57,000 57,000 1/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ESCO TECHNOLOGIES INC. ESE Annual Meeting Date: 02/03/2005 Issuer: 296315 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFICATION OF COMPANY S SELECTION OF KPMG LLP Management For For No AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING SEPTEMBER 30, 2005. 01 DIRECTOR Management For No W.S. ANTLE III Management For For L.W. SOLLEY Management For For J.D. WOODS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 3,000 3,000 3,000 1/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LANDAUER, INC. LDR Annual Meeting Date: 02/03/2005 Issuer: 51476K ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 PROPOSAL TO APPROVE THE LANDAUER, INC. 2005 LONG-TERM Management Against Against No INCENTIVE PLAN. 02 PROPOSAL TO APPROVE PRICEWATERHOUSECOOPERS LLP Management For For No AS AUDITORS. 01 DIRECTOR Management For No MR. CRONIN Management For For MR. LATTA Management For For MR. RISK Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 13,000 13,000 13,000 2/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PHOENIX TECHNOLOGIES LTD. PTEC Annual Meeting Date: 02/07/2005 Issuer: 719153 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO APPROVE THE AMENDMENT TO THE 1999 STOCK PLAN. Management Against Against No 01 DIRECTOR Management For No ALBERT E. SISTO Management For For EDMUND P. JENSEN Management For For 04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR. 03 TO APPROVE THE AMENDMENT TO THE 1999 DIRECTOR Management Against Against No OPTION PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 8,000 8,000 8,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ACTION PERFORMANCE COMPANIES, INC. ATN Annual Meeting Date: 02/08/2005 Issuer: 004933 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No FRED W. WAGENHALS Management For For DAVID M. RIDDIFORD Management For For MELODEE L. VOLOSIN Management For For HERBERT M. BAUM Management For For EDWARD J. BAUMAN Management For For MICHAEL L. GALLAGHER Management For For ROY A. HERBERGER, JR. Management For For ANNE L. MARIUCCI Management For For ROBERT L. MATTHEWS Management For For LOWELL L. ROBERTSON Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS, Management For For No LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 3,500 3,500 3,500 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ANDREW CORPORATION ANDW Annual Meeting Date: 02/08/2005 Issuer: 034425 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No T.A. DONAHOE Management For For R.E. FAISON Management For For J.D. FLUNO Management For For W.O. HUNT Management For For C.R. NICHOLAS Management For For R.G. PAUL Management For For G.A. POCH Management For For A.F. POLLACK Management For For G.O. TONEY Management For For 02 TO APPROVE THE ADOPTION OF A NEW MANAGEMENT INCENTIVE Management For For No PLAN. 03 TO APPROVE THE ADOPTION OF A NEW LONG TERM INCENTIVE Management For For No PLAN. 04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS Management For For No INDEPENDENT PUBLIC AUDITORS FOR FISCAL YEAR 2005. 05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 30,000 30,000 30,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SYBRON DENTAL SPECIALTIES, INC. SYD Annual Meeting Date: 02/08/2005 Issuer: 871142 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DENNIS BROWN Management For For KENNETH F. YONTZ Management For For 02 APPROVAL OF SYBRON DENTAL SPECIALTIES, INC. S Management Against Against No 2005 OUTSIDE DIRECTORS STOCK OPTION PLAN. 03 APPROVAL OF SYBRON DENTAL SPECIALTIES, INC. S Management Against Against No 2005 LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 160,000 160,000 160,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LINDSAY MANUFACTURING CO. LNN Annual Meeting Date: 02/09/2005 Issuer: 535555 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MICHAEL N. CHRISTODOLOU Management For For J. DAVID MCINTOSH Management For For 02 AUDITOR. RATIFICATION OF THE APPOINTMENT OF KPMG Management For For No LLP AS THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING AUGUST 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 70,000 70,000 70,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE STEAK N SHAKE COMPANY SNS Annual Meeting Date: 02/09/2005 Issuer: 857873 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PETER M. DUNN Management For For ALAN B. GILMAN Management For For STEPHEN GOLDSMITH Management For For WAYNE L. KELLEY Management For For CHARLES E. LANHAM Management For For RUTH J. PERSON Management For For J. FRED RISK Management For For JOHN W. RYAN Management For For JAMES WILLIAMSON, JR. Management For For 03 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For No & TOUCHE, LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING SEPTEMBER 28, 2005. 02 PROPOSAL TO APPROVE THE COMPANY S 2005 DIRECTOR Management For For No STOCK OPTION PLAN, AS ADOPTED BY THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 100,000 100,000 100,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ J & J SNACK FOODS CORP. JJSF Annual Meeting Date: 02/10/2005 Issuer: 466032 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVAL OF AMENDMENT TO STOCK OPTION PLAN Management Against Against No 01 DIRECTOR Management For No GERALD B. SHREIBER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 6,000 6,000 6,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ JACUZZI BRANDS, INC. JJZ Annual Meeting Date: 02/10/2005 Issuer: 469865 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ A DIRECTOR Management For No BRIAN C. BEAZER Management For For VERONICA M. HAGEN Management For For JOHN J. MCATEE, JR. Management For For C PROPOSAL I - APPROVAL OF THE 2005 ANNUAL PERFORMANCE Management For For No INCENTIVE PLAN B RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 74,400 74,400 74,400 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SNIA SPA SN.MI MIX Meeting Date: 02/10/2005 Issuer: T85795226 ISIN: IT0001495271 BLOCKING SEDOL: B020RJ5, 4473114, 4457594 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ *Management * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Position Unknown No REACH QUORUM, THERE WILL BE A SECOND CALL ON 11 FEB 2005 AND A THIRD CALL ON 12 FEB 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. *Management O.1 APPROVE THE RESOLUTIONS AS PER ARTICLE 2364 NO.2 Management For Position Unknown No OF THE ITALIAN CIVIL CODE; RESOLUTIONS RELATED THERE TO *Management E.1 APPROVE TO REMOVE THE ORDINARY SHARES PAR VALUE Management For Position Unknown No AND SUBSEQUENTLY AMEND THE BY-LAW *Management E.2 APPROVE THE RESOLUTIONS AS PER ARTICLE 2446 OF Management For Position Unknown No THE ITALIAN CIVIL CODE; RESOLUTIONS RELATED THERE TO *Management E.3 APPROVE THE STOCK CAPITAL INCREASE, AS PER ARTICLE Management For Position Unknown No 2441, COMMA 1, OF THE ITALIAN CIVIL CODE BY ISSUING SHARES CUM WARRANT AND SUBSEQUENT STOCK CAPITAL INCREASE IN FAVOUR OF WARRANTS; RESOLUTIONS RELATED THERE TO *Management E.4 APPROVE THE CONVERTIBLE BONDS ISSUE AS PER ARTICLE Management For Position Unknown No 2441, COMMA 1, OF THE ITALIAN CIVIL CODE AND SUBSEQUENT STOCK CAPITAL INCREASE IN FAVOUR OF BOND CONVERSION
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI G004 SMALL CAP GROWTH 590,000 590,000 590,000 1/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AIRGATE PCS, INC. N/A Special Meeting Date: 02/15/2005 Issuer: 009367 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No DATED AS OF DECEMBER 7, 2004, BY AND AMONG ALAMOSA HOLDINGS, INC., A-CO MERGER SUB, INC. AND AIRGATE PCS, INC., AS DESCRIBED IN THE JOINT PROXY STATMENT-PROSPECTUS AND THE MERGER AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 301 6,000 6,000 6,000 2/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INSTEEL INDUSTRIES, INC. IIIN Annual Meeting Date: 02/15/2005 Issuer: 45774W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No W. ALLEN ROGERS, II Management For For GARY L. PECHOTA Management For For WILLIAM J. SHIELDS Management For For 02 APPROVAL OF THE 2005 EQUITY INCENTIVE PLAN OF Management Against Against No INSTEEL INDUSTRIES, INC.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 5,000 5,000 5,000 2/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GRIFFON CORPORATION GFF Annual Meeting Date: 02/16/2005 Issuer: 398433 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BERTRAND M. BELL Management For For MARTIN S. SUSSMAN Management For For JOSEPH J. WHALEN Management For For LESTER WOLFF Management For For ROBERT HARRISON Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 114,200 114,200 114,200 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE FAIRCHILD CORPORATION FA Annual Meeting Date: 02/16/2005 Issuer: 303698 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MORTIMER M. CAPLIN Management For For ROBERT E. EDWARDS Management For For
STEVEN L. GERARD Management For For HAROLD J. HARRIS Management For For DANIEL LEBARD Management For For JOHN W. PODKOWSKY Management For For HERBERT S. RICHEY Management For For ERIC I. STEINER Management For For JEFFREY J. STEINER Management For For 03 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For For No FOR THE CHIEF EXECUTIVE OFFICER. 02 TO APPROVE PERFORMANCE GOALS FOR INCENTIVE COMPENSATION Management For For No FOR THE PRESIDENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 195,400 195,400 195,400 2/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MATTHEWS INTERNATIONAL CORPORATION MATW Annual Meeting Date: 02/17/2005 Issuer: 577128 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID M. KELLY Management For For JOHN D. TURNER Management For For 02 TO APPROVE ADOPTION OF AMENDMENTS TO THE 1994 Management Against Against No DIRECTOR FEE PLAN. 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE RECORDS OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 37,000 37,000 37,000 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NORDEX AG, ROSTOCK NRDXF.PK AGM Meeting Date: 02/21/2005 Issuer: D5736K101 ISIN: DE0005873574 BLOCKING SEDOL: 7072273 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 3. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For *Management No Position Unknown *Management 4.a ELECT DR. ING HANS FECHNER AS A OFFICER OF THE Management For Position Unknown No SUPERVISORY BOARD 4.b ELECT DR. GERD JAEGER AS A OFFICER OF THE SUPERVISORY Management For *Management No BOARD Position Unknown 4.c ELECT MR. FLEMMING PEDERSEN AS A OFFICER OF THE Management For *Management No SUPERVISORY BOARD Position Unknown 4.d ELECT MR. BERND SATTIG AS A OFFICER OF THE SUPERVISORY Management For *Management No BOARD Position Unknown 4.e ELECT MR. JENS-PETER SCHMITT AS A OFFICER OF Management For *Management No THE SUPERVISORY BOARD Position Unknown 5. APPROVE THE REPORT OF THE BOARD OF MANAGING DIRECTORS Management For *Management No ON RESTRUCTURING CONCEPT OF THE COMPANY Position Unknown 6. APPROVE THE CAPITAL REDUCTION, PURSUANT TO SECTIONS Management For *Management No 229 ETSQQ OF THE GERMAN STOCK CORPORATION ACT Position Unknown AND AN INCREASE OF THE COMPANY S SHARE CAPITAL IN ORDER TO COMPENSATE FOR A DECLINE IN THE VALUE OF ASSETS, TO OFFSET OTHER LOSSES AND TO ALLOCATE THE AMOUNT OF EUR 520,500 TO THE CAPITAL RESERVES, THE COMPANY S SHARE CAPITAL OF EUR 52,050,000 SHALL BE REDUCED BY EUR 46,845,000 TO EUR 5,205,000 THROUGH THE CONSOLIDATION OF SHARES AT A RATIO OF 10:1, AT THE SAME TIME, THE REDUCED SHARE CAPITAL OF EUR 5,205,000 SHALL BE INCREASED TO UP TO AT LEAST EUR 35,205,000 EUR 46,845,000 AT MOST THROUGH THE ISSUE OF NEW BEARER NO-PAR SHARES WITH DIVIDEND ENTITLEMENT FROM 01 OCT 2004, THE NEW SHARES SHALL BE ISSUED TO THE SHAREHOLDERS AT A RATIO OF 10:8 AND A PRICE OF EUR 1 PER SHARE 7. APPROVE TO RENEW THE AUTHORIZATION TO CREATE Management For *Management No AUTHORIZED CAPITAL AND THE CORRESPONDING AMENDMENT Position Unknown TO THE ARTICLES OF ASSOCIATION, AUTHORIZE THE BOARD OF MANAGING DIRECTORS, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE COMPANY S SHARE CAPITAL BY UP TO EUR 17,500,000 AGAINST PAYMENT IN CASH AND/ OR KIND, ON OR BEFORE 01 MAR 2010 AUTHORIZED CAPITAL ; I) SHAREHOLDERS SUBSCRIPTION RIGHTS MAY BE EXCLUDED FOR THE ISSUE OF SHARES AGAINST CONTRIBUTIONS IN KIND, FOR A CAPITAL INCREASE AGAINST CONTRIBUTIONS IN CASH OF UP TO 10% OF THE SHARE CAPITAL IF THE SHARES ARE ISSUED AT A PRICE NOT MATERIALLY BELOW THE MARKET PRICE OF IDENTICAL SHARES AND FOR RESIDUAL AMOUNTS 8. APPOINT ERNST + YOUNG AG, DUESSELDORF AS THE Management For *Management No AUDITORS FOR THE FY 2005 Position Unknown 2. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For *Management No Position Unknown * PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No ID 213410 DUE TO CHANGE IN AGENDA. ALL VOTES Position Unknown RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown 22 FEB 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. RECEIVE THE FINANCIAL STATEMENTS AND ANNUAL REPORT Management For *Management No FOR THE 2003/2004 FY WITH THE REPORT OF THE SUPERVISORY Position Unknown BOARD, THE GROUP FINANCIAL STATEMENTS AND THE GROUP ANNUAL REPORT
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 15,000 15,000 15,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BASSETT FURNITURE INDUSTRIES, INC. BSET Annual Meeting Date: 02/22/2005 Issuer: 070203 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PETER W. BROWN, M.D. Management For For PAUL FULTON Management For For HOWARD H. HAWORTH Management For For GEORGE W. HENDERSON,III Management For For DALE C. POND Management For For ROBERT H. SPILMAN, JR. Management For For DAVID A. STONECIPHER Management For For WILLIAM C. WAMPLER, JR. Management For For WILLIAM C. WARDEN, JR. Management For For 03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For No LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING NOVEMBER 26, 2005. 02 PROPOSAL TO APPROVE THE ADOPTION OF THE BASSETT Management For For No FURNITURE 2005 NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 15,000 15,000 15,000 2/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ IONICS, INCORPORATED ION Special Meeting Date: 02/22/2005 Issuer: 462218 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO GRANT THE PERSONS NAMED AS PROXIES DISCRETIONARY Management For For No AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SATISFY THE CONDITIONS TO COMPLETING THE MERGER AS SET FORTH IN THE AGREEMENT AND PLAN OF MERGER, INCLUDING FOR THE PURPOSE OF SOLICITING PROXIES TO VOTE IN FAVOR OF THE AGREEMENT AND PLAN OF MERGER. 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No DATED AS OF NOVEMBER 24, 2004, AMONG GENERAL ELECTRIC COMPANY, TRITON ACQUISITION CORP., AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF GENERAL ELECTRIC COMPANY, AND IONICS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 2,100 2,100 2,100 2/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LEE ENTERPRISES, INCORPORATED LEE Annual Meeting Date: 02/23/2005 Issuer: 523768 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 04 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For No AS MAY PROPERLY COME BEFORE THE MEETING. 03 APPROVAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK DESCRIBED IN PROPOSAL 3 IN THE PROXY STATEMENT. 02 APPROVAL OF THE COMPANY S INCENTIVE COMPENSATION Management For For No PROGRAM DESCRIBED IN PROPOSAL 2 IN THE PROXY STATEMENT. 01 DIRECTOR Management For No NANCY S. DONOVAN Management For For HERBERT W. MOLONEY III Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 11,000 11,000 11,000 2/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GREIF, INC. GEF Annual Meeting Date: 02/28/2005 Issuer: 397624 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 PROPOSAL TO APPROVE THE COMPANY S 2005 OUTSIDE Management For For No DIRECTORS EQUITY AWARD PLAN. 01 DIRECTOR Management For No MICHAEL J. GASSER Management For For MICHAEL H. DEMPSEY Management For For PATRICK J. NORTON Management For For VICKI L. AVRIL Management For For DANIEL J. GUNSETT Management For For DAVID J. OLDERMAN Management For For CHARLES R. CHANDLER Management For For JUDITH D. HOOK Management For For WILLIAM B. SPARKS, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 206 1,000 1,000 1,000 2/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SOLA INTERNATIONAL INC. SOL Special Meeting Date: 02/28/2005 Issuer: 834092 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL AND ADOPTION OF THE AGREEMENT AND PLAN Management For For No OF MERGER, DATED AS OF DECEMBER 5, 2004, BY AND AMONG SOLA INTERNATIONAL INC., SUN ACQUISITION, INC. AND CARL ZEISS TOPCO GMBH, THE PARENT OF SUN ACQUISITION, AND THE MERGER CONTEMPLATED BY SUCH MERGER AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 18,200 18,200 18,200 2/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CUNO INCORPORATED CUNO Annual Meeting Date: 03/03/2005 Issuer: 126583 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 REAPPROVE THE PERFORMANCE GOALS IN THE EXECUTIVE Management For For No MANAGEMENT INCENTIVE PLAN. 01 DIRECTOR Management For No C. EDWARD MIDGLEY Management For For FREDERICK C. FLYNN, JR. Management For For 03 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS, LLP Management For For No AS INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 60,000 60,000 60,000 2/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CAESARS ENTERTAINMENT, INC. CZR Special Meeting Date: 03/11/2005 Issuer: 127687 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND Management For For No PLAN OF MERGER, DATED AS OF JULY 14, 2004, BY AND AMONG HARRAH S ENTERTAINMENT, INC., HARRAH S OPERATING COMPANY, INC., A WHOLLY OWNED SUBSIDIARY OF HARRAH S ENTERTAINMENT, INC., AND CAESARS ENTERTAINMENT, INC., AND THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 100,000 100,000 100,000 3/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TODHUNTER INTERNATIONAL, INC. THT Annual Meeting Date: 03/15/2005 Issuer: 889050 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 DIRECTOR Management For No DONALD L. KASUN Management For For THOMAS A. VALDES Management For For 01 APPROVAL OF AN AMENDMENT TO THE COMPANY S AMENDED Management For For No AND RESTATED CERTIFICATE OF INCORPORATION TO CHANGE THE COMPANY S CORPORATE NAME FROM TODHUNTER INTERNATIONAL, INC. TO CRUZAN INTERNATIONAL, INC.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 5,000 5,000 5,000 3/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CLARCOR INC. CLC Annual Meeting Date: 03/21/2005 Issuer: 179895 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MR. ROBERT H. JENKINS Management For For MR PHILIP R. LOCHNER JR Management For For 02 PROPOSAL TO APPROVE AND ADOPT THE AMENDMENT TO Management For For No THE COMPANY S RESTATED CERTIFICATE OF INCORPORATION.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 212,000 212,000 212,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ IDEX CORPORATION IEX Annual Meeting Date: 03/22/2005 Issuer: 45167R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BRADLEY J. BELL Management For For GREGORY B. KENNY Management For For LAWRENCE D. KINGSLEY Management For For 02 APPROVAL OF AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 75,000,000 TO 150,000,000 SHARES. 03 APPROVAL OF THE COMPANY S INCENTIVE AWARD PLAN. Management For For No 04 APPROVAL OF DELOITTE & TOUCHE LLP AS AUDITORS Management For For No OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 60,000 60,000 60,000 3/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ASHWORTH, INC. ASHW Annual Meeting Date: 03/23/2005 Issuer: 04516H ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No H. MICHAEL HECHT Management For For JAMES G. O'CONNOR Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 18,000 18,000 18,000 3/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ OMNOVA SOLUTIONS INC. OMN Annual Meeting Date: 03/23/2005 Issuer: 682129 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EDWARD P. CAMPBELL Management For For DAVID A. DABERKO Management For For WILLIAM R. SEELBACH Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 130,000 130,000 130,000 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STRAUMANN HOLDING AG, WALDENBURG SAUHF.PK AGM Meeting Date: 03/24/2005 Issuer: H8300N119 ISIN: CH0012280076 BLOCKING SEDOL: 7156832 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss For *Management No BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register Position Unknown OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS. THANK YOU. * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 2,500 2,500 2,500 2/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STRAUMANN HOLDING AG, WALDENBURG SAUHF.PK AGM Meeting Date: 03/24/2005 Issuer: H8300N119 ISIN: CH0012280076 BLOCKING SEDOL: 7156832 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management No NOTICE SENT UNDER MEETING ID 213108, INCLUDING Position Unknown THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS 1. RECEIVE THE ANNUAL REPORT 2004 AND REPORTS OF Management For *Management No THE AUDITORS AND THE GROUP AUDITORS Position Unknown 2. APPROVE THE ANNUAL REPORT 2004, ANNUAL FINANCIAL Management For *Management No STATEMENTS 2004 AND CONSOLIDATED FINANCIAL STATEMENTS Position Unknown 2004 3. APPROVE APPROPRIATION OF THE BALANCE SHEET PROFIT; Management For *Management No ALLOCATION OF INCOME AND DIVIDENDS OF CHF 2.00 Position Unknown PER SHARE 4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management For *Management No Position Unknown 5. ELECT MR. RUDOLF MAAG, MR. SEBASTIAN BURCKHARDT Management For *Management No AND MR. JUERG MORANT AS THE BOARD OF DIRECTORS Position Unknown 6. ELECT PROCEWATERHOUSECOOPERS AS THE AUDITORS Management For *Management No Position Unknown 8. AMEND NUMERALS 3.1.3 AND 3.1.8 OF THE ARTICLES Management For *Management No OF ASSOCIATION Position Unknown 7. APPROVE THE MOVEMENT AND CHANGE OF HEADING AND Management For *Management No NUMERAL 1.1 OF THE ARTICLES OF ASSOCIATION Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 2,500 2,500 2,500 3/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TRIDENT MICROSYSTEMS, INC. TRID Annual Meeting Date: 03/24/2005 Issuer: 895919 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE ACQUISITION BY TRIDENT OF THE Management For For No MINORITY INTEREST IN ITS TAIWANESE SUBSIDIARY, TRIDENT TECHNOLOGIES INC. 02 DIRECTOR Management For No FRANK C. LIN Management For For GLEN M. ANTLE Management For For 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 10,000 10,000 10,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INGLES MARKETS, INCORPORATED IMKTA Annual Meeting Date: 03/29/2005 Issuer: 457030 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN O. POLLARD Management For For J. ALTON WINGATE Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 175,000 175,000 175,000 3/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GENCORP INC. GY Annual Meeting Date: 03/30/2005 Issuer: 368682 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management Withold Against No 02 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF Management Abstain Against No ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 270,000 270,000 270,000 3/30/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STEWART ENTERPRISES, INC. STEI Annual Meeting Date: 04/05/2005 Issuer: 860370 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES W. MCFARLAND* Management For For KENNETH C. BUDDE* Management For For ALDEN J. MCDONALD, JR.* Management For For JOHN C. MCNAMARA** Management For For 02 TO APPROVE THE ADOPTION OF THE 2005 DIRECTORS Management For For No STOCK PLAN 03 TO RATIFY THE RETENTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 14,000 14,000 14,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WEIS MARKETS, INC. WMK Annual Meeting Date: 04/05/2005 Issuer: 948849 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT F. WEIS Management For For JONATHAN H. WEIS Management For For NORMAN S. RICH Management For For WILLIAM R. MILLS Management For For MICHAEL M. APFELBAUM Management For For RICHARD E. SHULMAN Management For For STEVEN C. SMITH Management For For 02 PROPOSAL TO APPROVE GRANT THORNTON LLP AS THE Management For For No INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 40,000 40,000 40,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ A.O. SMITH CORPORATION SAOSA Annual Meeting Date: 04/11/2005 Issuer: 831865 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For For No 02 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For For No & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 15,000 15,000 15,000 4/1/2005
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTORS Management For For No 02 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For For No & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 209 2,000 2,000 2,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MVC CAPITAL, INC. MVC Annual Meeting Date: 04/11/2005 Issuer: 553829 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EMILIO DOMINIANNI Management For For ROBERT EVERETT Management For For GERALD HELLERMAN Management For For ROBERT KNAPP Management For For MICHAEL TOKARZ Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 45,000 45,000 45,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HARTMARX CORPORATION HMX Annual Meeting Date: 04/13/2005 Issuer: 417119 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MICHAEL F. ANTHONY Management For For JEFFREY A. COLE Management For For JAMES P. DOLLIVE Management For For RAYMOND F. FARLEY Management For For ELBERT O. HAND Management For For DIPAK C. JAIN Management For For HOMI B. PATEL Management For For MICHAEL B. ROHLFS Management For For STUART L. SCOTT Management For For 02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No (ITEM (2) OF PROXY STATEMENT).
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 180,000 180,000 180,000 4/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------ H.B. FULLER COMPANY FUL Annual Meeting Date: 04/14/2005 Issuer: 359694 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J. MICHAEL LOSH Management For For LEE R. MITAU Management For For ROBERT WILLIAM VAN SANT Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 3, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 130,000 130,000 130,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ORTHOLOGIC CORP. OLGC Annual Meeting Date: 04/15/2005 Issuer: 68750J ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN M. HOLLIMAN III Management For For A.A. WHITE, III MD PH.D Management For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY S Management For For No AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 50,000,000 TO 100,000,000 03 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No OF DELOITTE & TOUCHE LLP
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 2,000 2,000 2,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BALDOR ELECTRIC COMPANY BEZ Annual Meeting Date: 04/16/2005 Issuer: 057741 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JEFFERSON W. ASHER, JR. Management For For RICHARD E. JAUDES Management For For ROBERT J. MESSEY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 150,000 150,000 150,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ JURYS DOYLE HOTEL GROUP PLC JDH.L AGM Meeting Date: 04/19/2005 Issuer: G5203L100 ISIN: IE0004792242 SEDOL: 0479224, 4944427 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE REPORT OF THE DIRECTORS Management For *Management No AND THE AUDITORS AND THE STATEMENT OF ACCOUNTS Position Unknown FOR THE YE 31 DEC 2004 2. APPROVE THE FINAL DIVIDEND Management For *Management No Position Unknown 3.1 RE-ELECT MRS. B.C. GALLAGHER AS A DIRECTOR UNDER Management For *Management No ARTICLE 90 OF THE ARTICLES OF ASSOCIATION Position Unknown *Management 3.2 RE-ELECT MR. R. HOOPER AS A DIRECTOR UNDER ARTICLE Management For Position Unknown No 90 OF THE ARTICLES OF ASSOCIATION 3.3 RE-ELECT MR. P. MACQUILLAN AS A DIRECTOR UNDER Management For *Management No ARTICLE 90 OF THE ARTICLES OF ASSOCIATION Position Unknown 3.4 RE-ELECT MRS. E.M. MONAHAN A DIRECTOR UNDER ARTICLE Management For *Management No 90 OF THE ARTICLES OF ASSOCIATION Position Unknown 3.5 RE-ELECT MRS. R.I. NELSON AS A DIRECTOR UNDER Management For *Management No ARTICLE 90 OF THE ARTICLE OF ASSOCIATION Position Unknown 3.6 RE-ELECT MR. T.J. ROCHE AS A DIRECTOR UNDER ARTICLE Management For *Management No 90 OF THE ARTICLES OF ASSOCIATION Position Unknown 3.7 RE-ELECT MR. D.M. KENNEDY AS A DIRECTOR IN ACCORDANCE Management For *Management No WITH THE NINE-YEAR SERVICE PRINCIPLE UNDER THE Position Unknown REVISED COMBINED CODE 4. AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION Management For *Management No OF THE AUDITORS Position Unknown S.5 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For *Management No 24 OF THE COMPANIES AMENDMENT ACT, 1983, TO Position Unknown ALLOT EQUITY SECURITIES SECTION 23 OF THE SAID ACT FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 23(1), PROVIDED THAT THIS POWER BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHT ISSUE IN FAVOR OF SHAREHOLDERS WHERE THE EQUITY SECURITIES ARE ISSUED PROPORTIONATELY OR AS NEARLY AS MAY BE TO THE RESPECTIVE NUMBERS OF SHARES HELD BY THE SHAREHOLDERS, B) UP TO AN AGGREGATE NOMINAL VALUE OF EUR1,007,889.71 WHICH IS EQUIVALENT TO 5% OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AS AT 11 MAR 2005; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY ; AND, AUTHORIZE THE DIRECTORS TO ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.6 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF Management For *Management No THE COMPANY SECTION 155 OF THE COMPANIES ACT, Position Unknown 1963 TO MAKE MARKET PURCHASES SECTION 212 OF THE COMPANIES ACT, 1990 OF ORDINARY SHARES IN THE COMPANY SHARES SUBJECT TO THE PROVISIONS OF THE COMPANIES ACT, 1990, AT A MINIMUM PRICE EQUAL TO THE NOMINAL VALUE OF THE SHARE AND THE MAXIMUM PRICE EQUAL TO 105% OF THE AVERAGE OF THE FIVE AMOUNTS RESULTING FOR SUCH SHARES DERIVED FROM THE IRISH STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS, PROVIDED THE AVERAGE PRICE SHALL BE: A) THE AVERAGE OF THE PRICES AT WHICH SUCH DEALINGS TOOK PLACE IF THERE SHALL BE MORE THAN ONE DEALING REPORTED FOR THE DAY; OR B) THE PRICE AT WHICH SUCH DEALING TOOK PLACE IF THERE SHALL BE ONLY ONE DEALING REPORTED FOR THE DAY; OR C) IF THERE SHALL NOT BE ANY DEALING REPORTED FOR THE DAY, THE AVERAGE OF THE HIGH AND LOW MARKET GUIDE PRICE FOR THAT DAY OR D) IF THERE SHALL BE ONLY A HIGH BUT NOT A LOW OR ONLY A LOW BUT NOT A HIGH MARKET GUIDE PRICE REPORTED OR IF THERE SHALL NOT BE ANY MARKET GUIDE PRICE REPORTED FOR ANY PARTICULAR DAY THEN THAT DAY SHALL NOT COUNT AS ONE OF THE SAID FIVE BUSINESS DAYS FOR THE PURPOSE OF DETERMINING THE MAXIMUM PRICE; AUTHORITY EXPIRES THE EARLIER OF THE DATE OF THE NEXT AGM OF THE COMPANY OR 18 MONTHS ; AND THE COMPANY OR ANY SUCH SUBSIDIARY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY S.7 APPROVE THAT, SUBJECT TO THE PASSING OF RESOLUTION Management For *Management No S.6 OF THE PURPOSE OF SECTION 209 OF THE COMPANIES Position Unknown ACT, 1990 THE REISSUE PRICE RANGE AT WHICH ANY TREASURY SHARE AS DEFINED BY THE SECTION FOR THE TIME BEING HELD BY THE COMPANY MAY BE REISSUED OFF-MARKET SHELL BE AS FOLLOWS: A) THE MAXIMUM PRICE AT WHICH A TREASURY SHARE MAY BE REISSUED OFF-MARKET SHALL BE AN AMOUNT EQUAL TO 120% OF THE APPROPRIATE PRICE; AND B) THE MINIMUM PRICE AT WHICH A TREASURY SHARE MAY BE REISSUED OFF-MARKET SHALL BE AN AMOUNT EQUAL TO 95% OF TH APPROPRIATE PRICE PROVIDED THAT IF TREASURY SHARES ARE BEING REISSUED FOR THE PURPOSE OF EITHER THE 1996 SHARE OPTION SCHEME OR THE 1999 SAVING RELATED SHARE OPTION SCHEME, THE REISSUE PRICE BE THE ISSUE OR SUBSCRIPTION PRICE PROVIDED FOR IN SUCH SCHEMES; FOR THE PURPOSE OF THIS RESOLUTION THE EXPRESSION APPROPRIATE PRICE SHALL MEAN THE AVERAGE OF 5 AMOUNTS RESULTING FROM DETERMINING WHICHEVER OF THE FOLLOWING (I), (II) OR (III) SPECIFIED BELOW IN RELATION TO SHARES OF THE CLASS OF WHICH SUCH TREASURY SHARE IS TO BE REISSUED SHALL BE APPROPRIATE IN RESPECT OF THE 5 BUSINESS DAY IMMEDIATELY PRECEDING THE DAY ON WHICH THE TREASURY SHARE IS REISSUED AS DETERMINED FROM INFORMATION PUBLISHED IN THE IRISH STOCK EXCHANGE DAILY OFFICIAL LIST REPORTING THE BUSINESS DONE IN EACH OF THOSE 5 BUSINESS DAYS: I) IF THERE SHALL BE MORE THAN ONE DEALING REPORTED FOR THE DAY, THE AVERAGE OF THE PRICES AT WHICH SUCH DEALING TOOK PLACE; OR II) IF THERE SHALL BE ONLY ONE DEALING REPORTED FOR THE DAY THE PRICE AT WHICH SUCH DEALING TOOK PLACE; OR III) IF THERE SHALL NOT BE ANY DEALING REPORTED FOR THE DAY, THE AVERAGE OF THE HIGH AND LOW MARKET GUIDE PRICES FOR HE DAY; AND IF THERE SHALL BE ONLY A HIGH BUT NOT LOW MARKET GUIDE PRICE REPORTED, OR IF THERE SHALL NOT BE ANY MARKET GUIDE PRICE REPORTED, FOR ANY PARTICULAR DAY THAN THAT DAY SHALL NOT COUNT AS ONE OF THE SAID 5 BUSINESS DAY FOR THE PURPOSES OF DETERMINING THE MAXIMUM PRICE, IF THE MEANS OF PROVIDING THE FOREGOING INFORMATION AS TO DEALINGS AS PRICES BY REFERENCE TO WHICH THE MAXIMUM PRICES IS TO BE DETERMINED IS ALTERED OR IS REPLACE D BY SOME OTHER MEANS, THEN A MAXIMUM PRICES SHALL BE DETERMINED ON THE BASIS OF THE EQUIVALENT INFORMATION PUBLISHED BY THE RELEVANT AUTHORITY IN RELATION TO DEALINGS ON THE IRISH STOCK EXCHANGE OR ITS EQUIVALENT; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 18 MONTHS S.8 AMEND ARTICLE 90 OF THE ARTICLES BY DELETING Management For *Management No AND REPLACING WITH THE NEW ONE Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 5,000 5,000 5,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALBEMARLE CORPORATION ALB Annual Meeting Date: 04/20/2005 Issuer: 012653 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J. ALFRED BROADDUS, JR. Management For For FLOYD D. GOTTWALD, JR. Management For For JOHN D. GOTTWALD Management For For WILLIAM M. GOTTWALD Management For For RICHARD L. MORRILL Management For For SEYMOUR S. PRESTON III Management For For MARK C. ROHR Management For For JOHN SHERMAN, JR. Management For For CHARLES E. STEWART Management For For ANNE MARIE WHITTEMORE Management For For 02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For No PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 48,000 48,000 48,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HIBERNIA CORPORATION HIB Annual Meeting Date: 04/20/2005 Issuer: 428656 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PAUL CANDIES Management For For SIDNEY W. LASSEN Management For For JANEE MERCADEL-TUCKER Management For For RAY B. NESBITT Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 62,000 62,000 62,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INVITROGEN CORPORATION IVGN Annual Meeting Date: 04/20/2005 Issuer: 46185R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BALAKRISHNAN S. IYER Management For For RONALD A. MATRICARIA Management For For W. ANN REYNOLDS, PH.D. Management For For JAY M. SHORT, PH.D. Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 27,000 27,000 27,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MYERS INDUSTRIES, INC. MYE Annual Meeting Date: 04/20/2005 Issuer: 628464 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KEITH A. BROWN Management For For KARL S. HAY Management For For RICHARD P. JOHNSTON Management For For MICHAEL W. KANE Management For For EDWARD W. KISSEL Management For For STEPHEN E. MYERS Management For For RICHARD L. OSBORNE Management For For JON H. OUTCALT Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 275,000 275,000 275,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SONOCO PRODUCTS COMPANY SON Annual Meeting Date: 04/20/2005 Issuer: 835495 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No C.J. BRADSHAW* Management For For R.J. BROWN* Management For For J.L. COKER* Management For For PAUL FULTON* Management For For P.S. LEWIS** Management For For J.E. LINVILLE** Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 25,000 25,000 25,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ UNIVERSAL FOREST PRODUCTS, INC. UFPI Annual Meeting Date: 04/20/2005 Issuer: 913543 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GARY F. GOODE Management For For MARK A. MURRAY Management For For LOUIS A. SMITH Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 1,000 1,000 1,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BARNES GROUP INC. B Annual Meeting Date: 04/21/2005 Issuer: 067806 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WILLIAM S. BRISTOW, JR. Management For For EDMUND M. CARPENTER Management For For G. JACKSON RATCLIFFE JR Management For For 02 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 16,000 16,000 16,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CYTEC INDUSTRIES INC. CYT Annual Meeting Date: 04/21/2005 Issuer: 232820 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ANTHONY G. FERNANDES Management For For DAVID LILLEY Management For For JERRY R. SATRUM Management For For RAYMOND P. SHARPE Management For For 02 RATIFICATION OF KPMG LLP AS THE COMPANY S AUDITORS Management For For No FOR 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 10,000 10,000 10,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GRUPO CONTINENTAL SA CONTAL GPOCY.PK OGM Meeting Date: 04/21/2005 Issuer: P3091R172 ISIN: MXP3091R1239 SEDOL: 2415066 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ *Management 1. APPOINT THE ELECTORAL INSPECTORS SO THAT THEY Management For Position Unknown No CAN EXECUTE THEIR DUTIES AND DECLARE THE OPENING OF THE MEETING *Management 2. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS, Management For Position Unknown No INDIVIDUAL AND CONSOLIDATED,OF THE COMPANY AND RESPECTIVE SUBSIDIARIES, ON 31 DEC 2004 AND THE COMMISSIONER REPORT *Management 3. APPROVE THE REPORT OF THE AUDITORS COMMITTEE Management For Position Unknown No *Management 4. APPROVE THE AGREEMENTS AND THE ACTIONS PERFORMED Management For Position Unknown No BY THE BOARD OF DIRECTORS DURING THE FY 2004 *Management 5. APPROVE THE APPLICATION OF THE EARNINGS AND THE Management For Position Unknown No PAYMENT OF THE CASH DIVIDEND *Management 6. APPROVE THE REPORT ON PURCHASING OF THE COMPANY Management For Position Unknown No SHARES *Management 7. APPROVE TO SET THE MAXIMUM AMOUNT TO PURCHASE Management For Position Unknown No THE COMPANY SHARES *Management 8. ELECT THE BOARD OF DIRECTORS Management For Position Unknown No *Management 9. ELECT THE AUDITORS COMMITTEE Management For Position Unknown No *Management 10. ELECT THE COMMISSIONERS Management For Position Unknown No *Management 11. APPROVE TO SET THE ALLOWANCES FOR THE DIRECTORS Management For Position Unknown No AND COMMISSIONERS *Management 12. APPROVE THE MINUTES OF THE MEETING Management For Position Unknown No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 701,500 701,500 701,500 4/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NICOR INC. GAS Annual Meeting Date: 04/21/2005 Issuer: 654086 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No R.M. BEAVERS, JR. Management For For B.P. BICKNER Management For For J.H. BIRDSALL, III Management For For T.A. DONAHOE Management For For T.L. FISHER Management For For J.E. JONES Management For For D.J. KELLER Management For For W.A. OSBORN Management For For R.E. MARTIN Management For For J. RAU Management For For J.F. RIORDAN Management For For R.M. STROBEL Management For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 10,000 10,000 10,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SENSIENT TECHNOLOGIES CORPORATION SXT Annual Meeting Date: 04/21/2005 Issuer: 81725T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HANK BROWN Management For For JAMES A.D. CROFT Management For For ALBERTO FERNANDEZ Management For For 02 PROPOSAL TO AMEND THE COMPANY S AMENDED AND RESTATED Management For For No ARTICLES OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF THE COMPANY S BOARD OF DIRECTORS. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 270,000 270,000 270,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WAUSAU-MOSINEE PAPER CORPORATION WMO Annual Meeting Date: 04/21/2005 Issuer: 943315 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GARY W. FREELS Management For For THOMAS J. HOWATT Management For For MICHAEL M. KNETTER Management For For 02 AMENDMENT TO RESTATED ARTICLES OF INCORPORATION Management For For No TO CHANGE NAME TO WAUSAU PAPER CORP.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 22,000 22,000 22,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WILMINGTON TRUST CORPORATION WL Annual Meeting Date: 04/21/2005 Issuer: 971807 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CAROLYN S. BURGER Management For For ROBERT V.A. HARRA JR. Management For For REX L. MEARS Management For For ROBERT W. TUNNELL JR. Management For For 02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 50,000 50,000 50,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WOLVERINE WORLD WIDE, INC. WWW Annual Meeting Date: 04/21/2005 Issuer: 978097 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DONALD V. FITES Management For For PHILLIP D. MATTHEWS Management For For PAUL D. SCHRAGE Management For For 02 PROPOSAL TO APPROVE THE AMENDMENT TO THE CERTIFICATE Management For For No OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. 03 PROPOSAL TO APPROVE THE STOCK INCENTIVE PLAN Management Against Against No OF 2005.* 04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No YOUNG LLP AS INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 200,000 200,000 200,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALLEGHANY CORPORATION Y Annual Meeting Date: 04/22/2005 Issuer: 017175 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No F.M. KIRBY Management For For REX D. ADAMS Management For For WESTON M. HICKS Management For For ROGER NOALL Management For For 02 PROPOSAL TO APPROVE THE 2005 DIRECTORS STOCK Management Against Against No PLAN OF ALLEGHANY CORPORATION. 03 PROPOSAL TO APPROVE THE 2005 MANAGEMENT INCENTIVE Management For For No PLAN OF ALLEGHANY CORPORATION. 04 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION Management For For No S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 11,000 11,000 11,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GATX CORPORATION GMT Annual Meeting Date: 04/22/2005 Issuer: 361448 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROD F. DAMMEYER Management For For JAMES M. DENNY Management For For RICHARD FAIRBANKS Management For For DEBORAH M. FRETZ Management For For BRIAN A. KENNEY Management For For MILES L. MARSH Management For For MARK G. MCGRATH Management For For MICHAEL E. MURPHY Management For For CASEY J. SYLLA Management For For RONALD H. ZECH Management For For 02 APPROVAL OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 130,000 130,000 130,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GRACO INC. GGG Annual Meeting Date: 04/22/2005 Issuer: 384109 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LEE R. MITAU Management For For JAMES H. MOAR Management For For MARTHA A. MORFITT Management For For DAVID A. ROBERTS Management For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 84,000 84,000 84,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INTERPUMP GROUP SPA, SANT'ILARIO (RE) IP.MI MIX Meeting Date: 04/22/2005 Issuer: T5513W107 ISIN: IT0001078911 BLOCKING SEDOL: 5161407, 5849004 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- *Management O.3 APPROVE THE DIRECTORS EMOLUMENTS Management For Position Unknown No *Management O.4 APPOINT THE INTERNAL AUDITORS Management For Position Unknown No *Management O.5 APPOINT THE AUDITORS FOR BALANCE SHEET AND CONSOLIDATED Management For Position Unknown No BALANCE SHEET ACCOUNTING REVIEW AS OF 31 DEC 2005, 31 DEC 2006, AND 31 DEC 2007 AS PER LEGAL DECREE N. 58 OF 24 FEB 1998 SOLE TEXT OF FINANCE MEDIATION REGULATION AND FOR THE LIMITED ACCOUNTING REVIEW OF THE BI-YEARLY REPORTS AS OF 30 JUN 2005, 2006, AND 2007 AND APPOINT THE DIRECTORS BY SLATE VOTING *Management * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Position Unknown No REACH QUORUM, THERE WILL BE A SECOND CALL ON 26 APR 2005 THIRD CALL ON 27 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. *Management E.1 AMEND ARTICLE 5 AND 14 OF THE COMPANY BY-LAW Management For Position Unknown No RESPECTIVELY THROUGH I) THE INTRODUCTION OF A CLAUSE TO ALLOW FOR A DISBURSEMENT IN KIND IN CASE OF CAPITAL INCREASE AS PER ARTICLE 2342 OF THE ITALIAN CIVIL CODE; AND II THE ADJUSTMENT OF THE MAXIMUM NUMBER OF THE BOARD OF DIRECTORS MEMBERS FROM 9 TO 13 *Management O.1 APPROVE THE FINANCIAL STATEMENT AS OF 31 DEC Management For Position Unknown No 2004 NONETHELESS THE BOARD OF DIRECTORS MANAGEMENT REPORTS AND THE INTERNAL AUDITORS REPORTS; CONSOLIDATED BALANCE SHEET REPORTS AS OF 31 DEC 2004 NONETHELESS THE BOARD OF DIRECTORS MANAGEMENT REPORTS AND THE INTERNAL AUDITORS REPORTS; RESOLUTIONS RELATED THERETO *Management O.2 APPOINT THE BOARD OF DIRECTORS MEMBERS AFTER Management For Position Unknown No HAVING DETERMINED THE NUMBER OF MEMBERS TO BE
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 160,000 160,000 160,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SNIA SPA SN.MI OGM Meeting Date: 04/23/2005 Issuer: T85795226 ISIN: IT0001495271 BLOCKING SEDOL: B020RJ5, 4473114, 4457594 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- *Management 2. APPOINT THE BOARD OF DIRECTORS AFTER STATING Management For Position Unknown No MEMBERS NUMBER AND APPROVE TO STATE THEIR EMOLUMENT *Management 3. APPOINT BOARD OF AUDITOR, OF ITS CHAIRMAN AND Management For Position Unknown No DETERMINATION OF REWARD, APPOINT BOARD OF AUDITOR WILL BE EXECUTED AS PER ARTICLE 18 OF CORPORATE BY LAWS, BASED ON LISTS PRESENTED BY SHAREHOLDERS, LISTS CAN BE PRESENTED BY SHAREHOLDERS THAT ALONE OR GROUPED REPRESENT AT LEAST 3% OF CORPORATE CAPITAL OF THE ISSUER, LISTS MUST BE DEPOSITED AT THE SOCIAL SEAT OF THE ISSUER AT LATEST WITHIN 10 DAYS PRIOR TO THE FIRST CALL OF THE MEETING *Management * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting Position Unknown No REACH QUORUM, THERE WILL BE A SECOND CALL ON 26 APR 2005. CONSEQUENTLY,YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED.THANK YOU *Management 1. APPROVE THE BALANCE SHEET REPORT AS OF 31-DEC-04, Management For Position Unknown No BOARD OF DIRECTORS REPORTS AND INTERNAL AUDITORS REPORTS; RESOLUTIONS RELATED THERETO
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 590,000 590,000 590,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CRANE CO. CR Annual Meeting Date: 04/25/2005 Issuer: 224399 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No E.T. BIGELOW, JR. Management For For J. GAULIN Management For For C.J. QUEENAN, JR. Management For For 02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No AUDITORS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 150,000 150,000 150,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HUTTIG BUILDING PRODUCTS, INC. HBP Annual Meeting Date: 04/25/2005 Issuer: 448451 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No R.S. EVANS Management For For J. KEITH MATHENEY Management For For STEVEN A. WISE Management For For 02 APPROVAL OF THE HUTTIG BUILDING PRODUCTS, INC. Management Against Against No 2005 NONEMPLOYEE DIRECTORS RESTRICTED STOCK PLAN. 03 APPROVAL OF THE HUTTIG BUILDING PRODUCTS, INC. Management Against Against No 2005 EXECUTIVE INCENTIVE COMPENSATION PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 25,000 25,000 25,000 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------ VALMONT INDUSTRIES, INC. VMI Annual Meeting Date: 04/25/2005 Issuer: 920253 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MOGENS C. BAY Management For For JOHN E. JONES Management For For WALTER SCOTT, JR. Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 5,000 5,000 5,000 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AMETEK, INC. AME Annual Meeting Date: 04/26/2005 Issuer: 031100 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No SHELDON S. GORDON Management For For FRANK S. HERMANCE Management For For DAVID P. STEINMANN Management For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2002 Management For For No STOCK INCENTIVE PLAN OF AMETEK, INC. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 175,000 175,000 175,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BIO-RAD LABORATORIES, INC. BIOB Annual Meeting Date: 04/26/2005 Issuer: 090572 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTORS Management For For No 02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For No & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS. 03 PROPOSAL TO AMEND THE AMENDED AND RESTATED 1988 Management For For No EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR SALE THEREUNDER BY 500,000.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 207 7,800 7,800 7,800 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CH ENERGY GROUP, INC. CHG Annual Meeting Date: 04/26/2005 Issuer: 12541M ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARGARITA K. DILLEY Management For For STEVEN M. FETTER Management For For STANLEY J. GRUBEL Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 142,000 142,000 142,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CNA SURETY CORPORATION SUR Annual Meeting Date: 04/26/2005 Issuer: 12612L ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PHILIP H. BRITT Management For For ROY E. POSNER Management For For ADRIAN M. TOCKLIN Management For For JAMES R. LEWIS Management For For LORI KOMSTADIUS Management For For ROBERT TINSTMAN Management For For JOHN F. WELCH Management For For 02 TO RATIFY THE BOARD OF DIRECTORS APPOINTMENT Management For For No OF THE COMPANY S INDEPENDENT AUDITORS, DELOITTE & TOUCHE LLP FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 370,000 370,000 370,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ EDO CORPORATION EDO Annual Meeting Date: 04/26/2005 Issuer: 281347 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT E. ALLEN Management For For ROBERT ALVINE Management For For DENNIS C. BLAIR Management For For ROBERT M. HANISEE Management For For MICHAEL J. HEGARTY Management For For LESLIE F. KENNE Management For For PAUL J. KERN Management For For RONALD L. LEACH Management For For JAMES ROTH Management For For JAMES M. SMITH Management For For ROBERT S. TYRER Management For For ROBERT WALMSLEY Management For For 02 TO APPROVE THE EDO CORPORATION INCENTIVE COMPENSATION Management For For No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 16,000 16,000 16,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GP STRATEGIES CORPORATION GPX Annual Meeting Date: 04/26/2005 Issuer: 36225V ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HARVEY P. EISEN Management For For JEROME I. FELDMAN Management For For MARSHALL S. GELLER Management For For SCOTT N. GREENBERG Management For For SCOTT R. PEPPET Management For For R.C. PFENNIGER, JR. Management For For OGDEN R. REID Management For For MATTHEW ZELL Management For For 02 TO RATIFY THE BOARD OF DIRECTORS APPOINTMENT Management For For No OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 80,000 80,000 80,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MARINE PRODUCTS CORPORATION MPX Annual Meeting Date: 04/26/2005 Issuer: 568427 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No R. RANDALL ROLLINS Management For For HENRY B. TIPPIE Management For For JAMES B. WILLIAMS Management For For 02 TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF Management For For No INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK TO 75 MILLION
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 293,250 293,250 293,250 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PAXAR CORPORATION PXR Annual Meeting Date: 04/26/2005 Issuer: 704227 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JACK BECKER Management For For LEO BENATAR Management For For VICTOR HERSHAFT Management For For DAVID E. MCKINNEY Management For For JAMES R. PAINTER Management For For ROGER M. WIDMANN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 100,000 100,000 100,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ R.H. DONNELLEY CORPORATION RHD Annual Meeting Date: 04/26/2005 Issuer: 74955W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID M. VEIT Management For For 02 APPROVAL OF THE 2005 STOCK AWARD AND INCENTIVE Management Against Against No PLAN 03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 04 STOCKHOLDER PROPOSAL REGARDING REDEMPTION OF Shareholder For Against No RIGHTS UNDER THE COMPANY S RIGHTS PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 307 22,000 22,000 22,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ROLLINS, INC. ROL Annual Meeting Date: 04/26/2005 Issuer: 775711 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No R. RANDALL ROLLINS Management For For JAMES B. WILLIAMS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 321,000 321,000 321,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ RPC, INC. RES Annual Meeting Date: 04/26/2005 Issuer: 749660 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No R. RANDALL ROLLINS Management For For HENRY B. TIPPIE Management For For JAMES B. WILLIAMS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 436,500 436,500 436,500 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STRYKER CORPORATION SYK Annual Meeting Date: 04/26/2005 Issuer: 863667 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN W. BROWN Management For For HOWARD E. COX, JR. Management For For D.M. ENGELMAN, PH.D. Management For For JEROME H. GROSSMAN, MD Management For For STEPHEN P. MACMILLAN Management For For WILLIAM U. PARFET Management For For RONDA E. STRYKER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 4,200 4,200 4,200 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AGL RESOURCES INC. ATG Annual Meeting Date: 04/27/2005 Issuer: 001204 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No THOMAS D. BELL, JR. Management For For ARTHUR E. JOHNSON Management For For PAULA ROSPUT REYNOLDS Management For For JAMES A. RUBRIGHT Management For For BETTINA M. WHYTE Management For For 02 APPROVAL OF AMENDMENT TO AGL RESOURCES INC. S Management For For No ARTICLES OF INCORPORATION TO CLARIFY THE LENGTH OF THE INITIAL TERM A BOARD MEMBER MAY SERVE WHEN APPOINTED BY THE BOARD OF DIRECTORS TO FILL A VACANCY CAUSED BY A NEWLY CREATED DIRECTORSHIP. 03 APPROVAL OF THE AMENDED AND RESTATED AGL RESOURCES Management For For No INC. EMPLOYEE STOCK PURCHASE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS OUR INDEPENDENT AUDITOR FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 7,000 7,000 7,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BORGWARNER INC. BWA Annual Meeting Date: 04/27/2005 Issuer: 099724 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBIN J. ADAMS Management For For DAVID T. BROWN Management For For PAUL E. GLASKE Management For For JOHN RAU Management For For 02 TO VOTE UPON A PROPOSAL TO APPROVE THE BORGWARNER Management For For No INC. 2005 EXECUTIVE INCENTIVE PLAN. 03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 78,000 78,000 78,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CIRCOR INTERNATIONAL, INC. CIR Annual Meeting Date: 04/27/2005 Issuer: 17273K ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID A. BLOSS, SR. Management For For THOMAS E. CALLAHAN Management For For 02 TO APPROVE THE COMPANY S AMENDED AND RESTATED Management Against Against No 1999 STOCK OPTION AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 203,000 203,000 203,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DOVER DOWNS GAMING & ENTERTAINMENT, DDE Annual Meeting Date: 04/27/2005 Issuer: 260095 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DENIS MCGLYNN Management For For JEFFREY W. ROLLINS Management For For KENNETH K. CHALMERS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 80,000 80,000 80,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DOVER MOTORSPORTS, INC. DVD Annual Meeting Date: 04/27/2005 Issuer: 260174 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DENIS MCGLYNN Management For For JEFFREY W. ROLLINS Management For For KENNETH K. CHALMERS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 200,000 200,000 200,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NEWALLIANCE BANCSHARES, INC. NAL Annual Meeting Date: 04/27/2005 Issuer: 650203 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROXANNE J. COADY Management For For JOHN F. CROWEAK Management For For SHEILA B. FLANAGAN Management For For RICHARD J. GROSSI Management For For 02 TO APPROVE THE NEWALLIANCE BANCSHARES, INC. 2005 Management Against Against No LONG-TERM COMPENSATION PLAN. TO RATIFY THE APPOINTMENT OF THE FIRM OF 03 PRICEWATERHOUSECOOPERS, Management For For No LLP AS INDEPENDENT AUDITORS OF NEWALLIANCE FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 31,000 31,000 31,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PLACER DOME INC. PDG Annual Meeting Date: 04/27/2005 Issuer: 725906 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No D.J. CARTY Management For For G.B. COULOMBE Management For For J.W. CROW Management For For G. FARQUHARSON Management For For R.M. FRANKLIN Management For For D.S. KARPIN Management For For A.R. MCFARLAND Management For For H.C. MATHER Management For For E.A. PARKINSON-MARCOUX Management For For V.F. TAYLOR III Management For For P.W. TOMSETT Management For For W.G. WILSON Management For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 70,000 70,000 70,000 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PROVIDENCE AND WORCESTER RAILROAD CO PWX Annual Meeting Date: 04/27/2005 Issuer: 743737 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD ANDERSON Management For For ROBERT EDER Management For For JOHN HEALY Management For For 02 PROPOSAL TO APPROVE THE COMPANY S ALL STAR/ANNIVERSARY Management Against Against No SAFETY INCENTIVE PLAN. 03 AMENDMENT TO THE COMPANY S BYLAWS TO ELIMINATE Management For For No MANDATORY RETIREMENT AGE FOR BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 5,100 5,100 5,100 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ RAYOVAC CORPORATION ROV Annual Meeting Date: 04/27/2005 Issuer: 755081 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No NEIL P. DEFEO Management For For DAVID A. JONES Management For For BARBARA S. THOMAS Management For For 02 TO APPROVE THE AMENDMENT TO THE COMPANY S AMENDED Management For For No AND RESTATED ARTICLES OF INCORPORATION TO CHANGE THE COMPANY S NAME TO SPECTRUM BRANDS, INC. 03 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Management For For No OF KPMG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 5,000 5,000 5,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AMPCO-PITTSBURGH CORPORATION AP Annual Meeting Date: 04/28/2005 Issuer: 032037 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LOUIS BERKMAN Management For For WILLIAM K. LIEBERMAN Management For For STEPHEN E. PAUL Management For For CARL H. PFORZHEIMER III Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 100,000 100,000 100,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ARCH CHEMICALS, INC. ARJ Annual Meeting Date: 04/28/2005 Issuer: 03937R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No INDEPENDENT AUDITORS. 01 DIRECTOR Management For No MICHAEL E. CAMPBELL Management For For H. W. LICHTENBERGER Management For For JOHN P. SCHAEFER Management For For DANIEL S. SANDERS Management For For 02 APPROVAL OF SENIOR MANAGEMENT INCENTIVE COMPENSATION Management For For No PLAN 03 APPROVAL OF THE 1999 LONG TERM INCENTIVE PLAN Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 42,000 42,000 42,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ASTRONICS CORPORATION ATRO Annual Meeting Date: 04/28/2005 Issuer: 046433 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RAYMOND W. BOUSHIE Management For For ROBERT T. BRADY Management For For JOHN B. DRENNING Management For For PETER J. GUNDERMANN Management For For KEVIN T. KEANE Management For For ROBERT J. MCKENNA Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For No INDEPENDENT AUDITORS FOR FISCAL YEAR 2005. 03 TO APPROVE THE COMPANY S 2005 DIRECTOR STOCK Management Against Against No OPTION PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 10,000 10,000 10,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CROWN HOLDINGS, INC. CCK Annual Meeting Date: 04/28/2005 Issuer: 228368 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JENNE K. BRITELL Management For For JOHN W. CONWAY Management For For ARNOLD W. DONALD Management For For MARIE L. GARIBALDI Management For For WILLIAM G. LITTLE Management For For HANS J. LOLIGER Management For For THOMAS A. RALPH Management For For HUGUES DU ROURET Management For For ALAN W. RUTHERFORD Management For For HAROLD A. SORGENTI Management For For WILLIAM S. URKIEL Management For For 02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005, WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS. 03 FOR A PROPOSAL TO APPROVE AN AMENDMENT TO THE Management Against Against No STOCK COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS, WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 200,000 200,000 200,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ D&E COMMUNICATIONS, INC. DECC Annual Meeting Date: 04/28/2005 Issuer: 232860 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN AMOS Management For For G. WILLIAM RUHL Management For For W. GARTH SPRECHER Management For For RICHARD G. WEIDNER Management For For 02 PROPOSAL TO AMEND AND RESTATE THE COMPANY S ARTICLES Management Against Against No OF INCORPORATION IN THE FORM ATTACHED TO THE PROXY STATEMENT AS EXHIBIT I. 03 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 46,950 46,950 46,950 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FISHER COMMUNICATIONS, INC. FSCI Annual Meeting Date: 04/28/2005 Issuer: 337756 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD L. HAWLEY Management For For GEORGE F. WARREN, JR. Management For For WILLIAM W. WARREN, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 209 78,000 78,000 78,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ JOURNAL COMMUNICATIONS, INC. JRN Annual Meeting Date: 04/28/2005 Issuer: 481130 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STEVEN J. SMITH Management For For MARY ELLEN STANEK Management For For JEANETTE TULLY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 40,000 40,000 40,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MEDIA GENERAL, INC. MEG Annual Meeting Date: 04/28/2005 Issuer: 584404 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 67,000 67,000 67,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NETBANK, INC. NTBK Annual Meeting Date: 04/28/2005 Issuer: 640933 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J. STEPHEN HEARD Management For For DOUGLAS K. FREEMAN Management For For CATHERINE A. GHIGLIERI Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No AS THE COMPANY S INDEPENDENT AUDITORS FOR FISCAL 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 1,500 1,500 1,500 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NOBEL BIOCARE HOLDING AG, OPFIKON NBCHF.PK OGM Meeting Date: 04/28/2005 Issuer: H5783Q106 ISIN: CH0014030040 BLOCKING SEDOL: 7389713, 7385722, 7413322 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management No Position Unknown * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTS AND Management For *Management No CONSOLIDATED FINANCIAL STATEMENTS FOR 2004 Position Unknown 2. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS/DIVIDENDS Management For *Management No FOR 2004 AS SPECIFIED Position Unknown 3. APPROVE THAT, OUT OF THE AGGREGATE CHF 2,074,006,295 Management For *Management No OF GENERAL RESERVES AS SHOWN IN THE BALANCE SHEET Position Unknown DATED 31 DEC 2004, CHF 350,000,000 SHALL BE BOOKED INTO THE FREE RESERVES 4. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management For *Management No DIRECTORS AND OTHER EXECUTIVE BODIES FOR THEIR Position Unknown SERVICES IN THE BUSINESS YEAR 2004 5.1 RE-ELECT MR. MICHAEL ORSINGER, MRS. JANE ROYSTON Management For *Management No AND MESSRS. ROLF SOIRON AND ERNST ZAENGERLE FOR Position Unknown A 1 YEAR TERM OF OFFICE TO THE MEMBERS OF BOARD OF DIRECTORS 5.2 ELECT MESSRS. ANTOINE A. FIRMENICH AND ROBERT Management For *Management No LILJA FOR A 1 YEAR TERM OF OFFICE TO THE NEW Position Unknown MEMBERS OF BOARD OF DIRECTORS 5.3 RE-ELECT KPMG FIDES PEAT, ZURICH, FOR A 1 YEAR Management For *Management No TERM OF OFFICE AS AUDITOR AND GROUP AUDITOR Position Unknown 6.1 APPROVE THE CHANGE OF DOMICILE FROM OPFIKON TO Management For *Management No KLOTEN AND AMEND ARTICLE 1 OF THE ARTICLES OF Position Unknown ASSOCIATION AS SPECIFIED 6.2 AMEND ARTICLE 7 OF THE ARTICLES OF ASSOCIATION Management For *Management No BY INSERTING A NEW PARAGRAPH 6AS SPECIFIED
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 1,300 1,300 1,300 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------ OLIN CORPORATION OLN Annual Meeting Date: 04/28/2005 Issuer: 680665 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No VIRGINIA A. KAMSKY Management For For RICHARD M. ROMPALA Management For For JOSEPH D. RUPP Management For For 02 PROPOSAL TO APPROVE AMENDED AND RESTATED 1997 Management Against Against No STOCK PLAN FOR NON-EMPLOYEE DIRECTORS 03 PROPOSAL TO APPROVE THE OLIN SENIOR MANAGEMENT Management For For No INCENTIVE COMPENSATION PLAN, AS AMENDED 04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 205 15,000 15,000 15,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ OWENS & MINOR, INC. OMI Annual Meeting Date: 04/28/2005 Issuer: 690732 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No G. GILMER MINOR, III Management For For J. ALFRED BROADDUS, JR. Management For For EDDIE N. MOORE, JR. Management For For PETER S. REDDING Management For For CRAIG R. SMITH Management For For 02 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN Management Against Against No 03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 35,000 35,000 35,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PEPSIAMERICAS, INC. PAS Annual Meeting Date: 04/28/2005 Issuer: 71343P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HERBERT M. BAUM Management For For RICHARD G. CLINE Management For For PIERRE S. DU PONT Management For For ARCHIE R. DYKES Management For For JAROBIN GILBERT, JR. Management For For JAMES R. KACKLEY Management For For MATTHEW M. MCKENNA Management For For ROBERT C. POHLAD Management For For CYNTHIA SWANSON Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTANTS. 03 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 29). Shareholder Against For No 04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 32). Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 200 35,000 35,000 35,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SCHWEITZER-MAUDUIT INTERNATIONAL, IN SWM Annual Meeting Date: 04/28/2005 Issuer: 808541 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CLAIRE L. ARNOLD Management For For LAURENT G. CHAMBAZ Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 18,000 18,000 18,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SJW CORP. SJW Annual Meeting Date: 04/28/2005 Issuer: 784305 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No M.L. CALI Management For For J.P. DINAPOLI Management For For D. GIBSON Management For For D.R. KING Management For For G.E. MOSS Management For For W.R. ROTH Management For For C.J. TOENISKOETTER Management For For F.R. ULRICH Management For For 02 APPROVE THE EMPLOYEE STOCK PURCHASE PLAN WHICH Management For For No WAS ADOPTED BY THE BOARD OF DIRECTORS ON JANUARY 27, 2005. 03 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 48,000 48,000 48,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE GENLYTE GROUP INCORPORATED GLYT Annual Meeting Date: 04/28/2005 Issuer: 372302 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT D. NIXON Management For For 02 PROPOSAL TO APPROVE THE AMENDMENT OF THE RESTATED Management For For No CERTIFICATE OF INCORPORATION, INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 2,000 2,000 2,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE GORMAN-RUPP COMPANY GRC Annual Meeting Date: 04/28/2005 Issuer: 383082 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES C. GORMAN Management For For JEFFREY S. GORMAN Management For For THOMAS E. HOAGLIN Management For For CHRISTOPHER H. LAKE Management For For DR. PETER B. LAKE Management For For RICK R. TAYLOR Management For For W. WAYNE WALSTON Management For For JOHN A. WALTER Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 100,343 100,343 100,343 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE MIDLAND COMPANY MLAN Annual Meeting Date: 04/28/2005 Issuer: 597486 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES E. BUSHMAN Management For For JAMES H. CAREY Management For For JOHN W. HAYDEN Management For For DAVID B. O'MALEY Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 109,000 109,000 109,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TREDEGAR CORPORATION TG Annual Meeting Date: 04/28/2005 Issuer: 894650 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HORST R. ADAM Management For For NORMAN A. SCHER Management For For R. GREGORY WILLIAMS Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR TREDEGAR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 50,000 50,000 50,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ASCENTIAL SOFTWARE CORPORATION ASCL Special Meeting Date: 04/29/2005 Issuer: 04362P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Management For For No OF MERGER, DATED AS OF MARCH 13, 2005, AMONG INTERNATIONAL BUSINESS MACHINES CORPORATION, A NEW YORK CORPORATION, IRONBRIDGE ACQUISITION CORP., A DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF IBM, AND ASCENTIAL SOFTWARE CORPORATION. 02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Management For For No A LATER DATE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF PROPOSAL NUMBER 1.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 207 105,000 105,000 105,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CINCINNATI BELL INC. CBB Annual Meeting Date: 04/29/2005 Issuer: 171871 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BRUCE L. BYRNES Management For For JOHN F. CASSIDY Management For For ROBERT W. MAHONEY Management For For DANIEL J. MEYER Management For For 02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE LLP AS INDEPENDENT ACCOUNTANTS TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2005. 03 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No GOALS OF THE CINCINNATI BELL INC. 1997 LONG TERM INCENTIVE PLAN. 04 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No GOALS OF THE CINCINNATI BELL INC. SHORT TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 190,000 190,000 190,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FRANKLIN ELECTRIC CO., INC. FELE Annual Meeting Date: 04/29/2005 Issuer: 353514 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID A. ROBERTS Management For For HOWARD B. WITT Management For For 02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against No THE FRANKLIN ELECTRIC CO., INC. PERFORMANCE INCENTIVE STOCK PLAN. 03 APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM - PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 177,000 177,000 177,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INDUSTRIAL DISTRIBUTION GROUP, INC. IDGR Annual Meeting Date: 04/29/2005 Issuer: 456061 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GEORGE L. SACHS, JR. Management For For DAVID K. BARTH Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 80,000 80,000 80,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ IRISH CONTINENTAL GROUP PLC IRCUF.PK AGM Meeting Date: 04/29/2005 Issuer: G49406146 ISIN: IE0033336516 SEDOL: 3339455, B06L4G0, 3333651 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS Management For *Management No AND REPORTS Position Unknown 2.a RE-APPOINT MR. GEAROID O. DEA AS A DIRECTOR Management For *Management No Position Unknown 2.b RE-APPOINT MR. JOHN B. MCGUCKIAN AS A DIRECTOR Management For *Management No Position Unknown 3. APPROVE THE REMUNERATION OF THE AUDITORS Management For *Management No Position Unknown 4. GRANT AUTHORITY TO ALLOT SHARES Management For *Management No Position Unknown 5. APPROVE TO DIS-APPLY THE STATUTORY PRE-EMPTION Management For *Management No PROVISIONS Position Unknown 6. AUTHORIZE THE MARKET PURCHASES OF THE COMPANY Management For *Management No Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 2,000 2,000 2,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LAMSON & SESSIONS CO. LMS Annual Meeting Date: 04/29/2005 Issuer: 513696 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES J. ABEL Management For For A. MALACHI MIXON, III Management For For JOHN B. SCHULZE Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 222,000 222,000 222,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TELEFLEX INCORPORATED TFX Annual Meeting Date: 04/29/2005 Issuer: 879369 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LENNOX K. BLACK Management For For WILLIAM R. COOK Management For For GEORGE BABICH, JR. Management For For BENSON F. SMITH Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 5,000 5,000 5,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HARLEY-DAVIDSON, INC. HDI Annual Meeting Date: 04/30/2005 Issuer: 412822 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GEORGE H. CONRADES Management For For SARA L. LEVINSON Management For For GEORGE L. MILES, JR. Management For For 02 APPROVAL OF THE HARLEY-DAVIDSON, INC. EMPLOYEE Management For For No SHORT TERM INCENTIVE PLAN. 03 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Management For For No INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 2,000 2,000 2,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MAGNA ENTERTAINMENT CORP. MECA Annual Meeting Date: 05/02/2005 Issuer: 559211 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ A DIRECTOR Management For No JOHN R. BARNETT Management For For JERRY D. CAMPBELL Management For For W. THOMAS HODGSON Management For For LOUIS E. LATAIF Management For For EDWARD C. LUMLEY Management For For JIM MCALPINE Management For For WILLIAM J. MENEAR Management For For DENNIS MILLS Management For For GINO RONCELLI Management For For FRANK STRONACH Management For For B IN RESPECT OF THE RATIFICATION OF THE AUDIT COMMITTEE Management For For No S APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS MEC S AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. C THE STOCKHOLDER PROPOSAL OF HOWARD LIPSITZ. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 355,000 355,000 355,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NWH, INC. NWIR Annual Meeting Date: 05/02/2005 Issuer: 62946E ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MICHAEL A. MCMANUS, JR. Management For For VINCENT TESE Management For For 02 RATIFICATION OF MCGLADREY & PULLEN, LLP AS THE Management For For No COMPANY S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 4,100 4,100 4,100 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TOOTSIE ROLL INDUSTRIES, INC. TR Annual Meeting Date: 05/02/2005 Issuer: 890516 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MELVIN J. GORDON Management For For ELLEN R. GORDON Management For For LANA JANE LEWIS-BRENT Management For For BARRE A. SEIBERT Management For For RICHARD P. BERGEMAN Management For For 02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS AUDITORS FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 37,726 37,726 37,726 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WYNN RESORTS, LIMITED WYNN Annual Meeting Date: 05/02/2005 Issuer: 983134 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KAZUO OKADA Management For For ROBERT J. MILLER Management For For KIRIL SOKOLOFF Management For For ALLAN ZEMAN Management For For 02 TO APPROVE A PROPOSED AMENDMENT TO THE COMPANY Management For For No S ANNUAL PERFORMANCE-BASED INCENTIVE PLAN FOR EXECUTIVE OFFICERS. 03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 16,000 16,000 16,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AARON RENTS, INC. RNT Annual Meeting Date: 05/03/2005 Issuer: 002535 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No R. C. LOUDERMILK, SR. Management For For R. C. LOUDERMILK, JR. Management For For GILBERT L. DANIELSON Management For For WILLIAM K. BUTLER, JR. Management For For RONALD W. ALLEN Management For For LEO BENATAR Management For For EARL DOLIVE Management For For INGRID SAUNDERS JONES Management For For DAVID L. KOLB Management For For RAY M. ROBINSON Management For For 02 APPROVAL OF THE AARON RENTS, INC. EXECUTIVE BONUS Management For For No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 201 20,000 20,000 20,000 4/28/2005 GABELLI SMALL CAP GROWTH FUND 997G004 300 146,250 146,250 146,250 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CATELLUS DEVELOPMENT CORPORATION CDX Annual Meeting Date: 05/03/2005 Issuer: 149113 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No PETER BARKER Management For For STEPHEN F. BOLLENBACH Management For For DARYL J. CARTER Management For For RICHARD D. FARMAN Management For For CHRISTINE GARVEY Management For For WILLIAM M. KAHANE Management For For LESLIE D. MICHELSON Management For For DEANNA W. OPPENHEIMER Management For For NELSON C. RISING Management For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT AUDITORS FOR 2005. 03 APPROVAL OF AMENDED POLICY REGARDING STOCKHOLDER Management For For No RIGHTS PLANS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 17,000 17,000 17,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CHAMPION ENTERPRISES, INC. CHB Annual Meeting Date: 05/03/2005 Issuer: 158496 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT W. ANESTIS Management For For ERIC S. BELSKY Management For For WILLIAM C. GRIFFITHS Management For For SELWYN ISAKOW Management For For BRIAN D. JELLISON Management For For G. MICHAEL LYNCH Management For For SHIRLEY D. PETERSON Management For For 02 PROPOSAL TO ADOPT THE 2005 EQUITY COMPENSATION Management Against Against No AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 335,000 335,000 335,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FARGO ELECTRONICS, INC. FRGO Annual Meeting Date: 05/03/2005 Issuer: 30744P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WILLIAM H. GIBBS Management For For EDWARD J. SMITH Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 20,000 20,000 20,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GARDNER DENVER, INC. GDI Annual Meeting Date: 05/03/2005 Issuer: 365558 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DONALD G. BARGER, JR. Management For For RAYMOND R. HIPP Management For For DAVID D. PETRATIS Management For For 02 TO APPROVE THE COMPANY S EXECUTIVE ANNUAL BONUS Management For For No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 6,000 6,000 6,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PINNACLE ENTERTAINMENT, INC. PNK Annual Meeting Date: 05/03/2005 Issuer: 723456 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No DANIEL R. LEE Management For For JOHN V. GIOVENCO Management For For RICHARD J. GOEGLEIN Management For For BRUCE A. LESLIE Management For For JAMES L. MARTINEAU Management For For MICHAEL ORNEST Management For For TIMOTHY J. PARROTT Management For For LYNN P. REITNOUER Management For For 02 APPROVAL OF THE COMPANY S 2005 EQUITY AND PERFORMANCE Management Against Against No INCENTIVE AND ADOPTION PLAN. 03 APPROVAL OF THE CHARTER AMENDMENT. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 85,000 85,000 85,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PRICE COMMUNICATIONS CORPORATION PR Annual Meeting Date: 05/03/2005 Issuer: 741437 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No STUART B. ROSENSTEIN Management For For FRANK OSBORN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 305 72,000 72,000 72,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SHENANDOAH TELECOMMUNICATIONS COMPAN SHEN Annual Meeting Date: 05/03/2005 Issuer: 82312B ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No DOUGLAS C. ARTHUR Management For For TRACY FITZSIMMONS Management For For WILLIAM A. TRUBAN, JR. Management For For 02 APPROVAL OF 2005 SHENANDOAH TELECOMMUNICATIONS Management Against Against No COMPANY STOCK INCENTIVE PLAN
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 20,000 20,000 20,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STILLWATER MINING COMPANY SWC Annual Meeting Date: 05/03/2005 Issuer: 86074Q ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No CRAIG L. FULLER Management For For PATRICK M. JAMES Management For For STEVEN S. LUCAS Management For For JOSEPH P. MAZUREK Management For For FRANCIS R. MCALLISTER Management For For SHERYL K. PRESSLER Management For For DONALD W. RIEGLE Management For For TODD D. SCHAFER Management For For JACK E. THOMPSON Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No COMPANY S INDEPENDENT ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 26,148 26,148 26,148 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE LIBERTY CORPORATION LC Annual Meeting Date: 05/03/2005 Issuer: 530370 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management Withold For No 02 PROPOSAL TO APPROVE THE APPOINTMENT OF ERNST Management For For No & YOUNG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR LIBERTY. 03 SHAREHOLDER PROPOSAL DESCRIBED IN THE PROXY STATEMENT. Shareholder For Against No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 183,900 183,900 183,900 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ YOUNG BROADCASTING INC. YBTVA Annual Meeting Date: 05/03/2005 Issuer: 987434 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For For No 02 PROPOSAL TO RATIFY SELECTION OF ERNST & YOUNG Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 120,000 120,000 120,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AQUILA,INC. ILA Annual Meeting Date: 05/04/2005 Issuer: 03840P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No HERMAN CAIN Management For For PATRICK J. LYNCH Management For For NICHOLAS J. SINGER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 380,000 380,000 380,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BOSTON BEER COMPANY, INC. SAM Annual Meeting Date: 05/04/2005 Issuer: 100557 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 TO APPROVE THE APPOINTMENT BY THE CLASS A DIRECTORS Management For For No ON FEBRUARY 15, 2005 OF DAVID A. BURWICK AS A CLASS A DIRECTOR TO FILL THE VACANCY CREATED BY THE RESIGNATION OF JAMES C. KAUTZ. 02 DIRECTOR Management For No DAVID A. BURWICK Management For For PEARSON C. CUMMIN, III Management For For ROBERT N. HIATT Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 26,000 26,000 26,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CTS CORPORATION CTS Annual Meeting Date: 05/04/2005 Issuer: 126501 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No W.S. CATLOW Management For For L.J. CIANCIA Management For For T.G. CODY Management For For G.H. FRIELING, JR. Management For For R.R. HEMMINGHAUS Management For For M.A. HENNING Management For For R.A. PROFUSEK Management For For D.K. SCHWANZ Management For For P.K. VINCENT Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 204,600 204,600 204,600 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DANAHER CORPORATION DHR Annual Meeting Date: 05/04/2005 Issuer: 235851 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No H. LAWRENCE CULP, JR. Management For For MITCHELL P. RALES Management For For A. EMMET STEPHENSON JR Management For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No AS THE COMPANY S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2005. 03 TO APPROVE THE AMENDED AND RESTATED DANAHER CORPORATION Management Against Against No 1998 STOCK OPTION PLAN. 04 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For No THAT THE BOARD OF DIRECTORS INITIATE PROCESSES TO AMEND THE COMPANY S GOVERNANCE DOCUMENTS TO PROVIDE THAT DIRECTOR NOMINEES BE ELECTED BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF VOTES CAST AT AN ANNUAL MEETING OF SHAREHOLDERS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 2,500 2,500 2,500 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DUCOMMUN INCORPORATED DCO Annual Meeting Date: 05/04/2005 Issuer: 264147 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No ROBERT C. DUCOMMUN Management For For THOMAS P. MULLANEY Management For For ROBERT D. PAULSON Management For For 02 RATIFICATION OF INDEPENDENT ACCOUNTANTS: RATIFICATION Management For For No OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 7,500 7,500 7,500 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ EL PASO ELECTRIC COMPANY EE Annual Meeting Date: 05/04/2005 Issuer: 283677 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No GARY R. HEDRICK Management For For KENNETH R. HEITZ Management For For MICHAEL K. PARKS Management For For ERIC B. SIEGEL Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 854 150,000 150,000 150,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ EXACTECH, INC. EXAC Annual Meeting Date: 05/04/2005 Issuer: 30064E ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No WILLIAM B. LOCANDER PHD Management For For 02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Management For For No LLP TO SERVE AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 40,000 40,000 40,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GRAY TELEVISION, INC. GTN Annual Meeting Date: 05/04/2005 Issuer: 389375 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD L. BOGER Management For For RAY M. DEAVER Management For For T.L. ELDER Management For For HILTON H. HOWELL, JR. Management For For WILLIAM E. MAYHER, III Management For For ZELL B. MILLER Management For For HOWELL W. NEWTON Management For For HUGH E. NORTON Management For For ROBERT S. PRATHER, JR. Management For For HARRIETT J. ROBINSON Management For For J. MACK ROBINSON Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 390,000 390,000 390,000 4/29/2005 GABELLI SMALL CAP GROWTH FUND 997G004 205 38,300 38,300 38,300 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HEARST-ARGYLE TELEVISION, INC. HTV Annual Meeting Date: 05/04/2005 Issuer: 422317 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID PULVER Management For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No EXTERNAL AUDITORS. 03 AT THE DISCRETION OF SUCH PROXIES, ON ANY OTHER Management For For No MATTER THAT PROPERLY MAY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 48,000 48,000 48,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LIN TV CORP. TVL Annual Meeting Date: 05/04/2005 Issuer: 532774 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RANDALL S. FOJTASEK Management For For 02 TO APPROVE THE AMENDED AND RESTATED 2002 STOCK Management Against Against No PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 03 TO APPROVE THE AMENDED AND RESTATED 2002 NON-EMPLOYEE Management Against Against No DIRECTOR STOCK PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT(S) OR POSTPONEMENT(S) THEREOF.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 90,000 90,000 90,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LUFKIN INDUSTRIES, INC. LUFK Annual Meeting Date: 05/04/2005 Issuer: 549764 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No H.J. TROUT, JR. Management For For J.T. JONGEBLOED Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 55,000 55,000 55,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NASHUA CORPORATION NSH Annual Meeting Date: 05/04/2005 Issuer: 631226 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ANDREW B. ALBERT Management For For L. SCOTT BARNARD Management For For AVRUM GRAY Management For For GEORGE R. MRKONIC, JR. Management For For JAMES F. ORR III Management For For MARK E. SCHWARZ Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 166,000 166,000 166,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TESORO CORPORATION TSO Annual Meeting Date: 05/04/2005 Issuer: 881609 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT W. GOLDMAN Management For For STEVEN H. GRAPSTEIN Management For For WILLIAM J. JOHNSON Management For For A. MAURICE MYERS Management For For DONALD H. SCHMUDE Management For For BRUCE A. SMITH Management For For PATRICK J. WARD Management For For MICHAEL E. WILEY Management For For 02 PROPOSAL TO ADOPT THE 2005 NON-EMPLOYEE DIRECTOR Management Against Against No STOCK PLAN. 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 10,000 10,000 10,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THOMAS & BETTS CORPORATION TNB Annual Meeting Date: 05/04/2005 Issuer: 884315 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No E.H. DREW Management For For T.K. DUNNIGAN Management For For J.K. HAUSWALD Management For For D. JERNIGAN Management For For R.B. KALICH SR. Management For For K.R. MASTERSON Management For For D.J. PILEGGI Management For For J.P. RICHARD Management For For D.D. STEVENS Management For For W.H. WALTRIP Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 290,000 290,000 290,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TRITON PCS HOLDINGS, INC. TPC Annual Meeting Date: 05/04/2005 Issuer: 89677M ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MICHAEL E. KALOGRIS Management For For ROHIT M. DESAI Management For For ERIC HASKELL Management For For 02 TO APPROVE AN AMENDMENT TO THE SECOND RESTATED Management For For No CERTIFICATE OF INCORPORATION OF TRITON PCS HOLDINGS, INC. TO CHANGE THE COMPANY S NAME TO SUNCOM WIRELESS HOLDINGS, INC. 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 12,000 12,000 12,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WATTS WATER TECHNOLOGIES, INC. WTS Annual Meeting Date: 05/04/2005 Issuer: 942749 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No TIMOTHY P. HORNE Management For For RALPH E. JACKSON, JR. Management For For KENNETH J. MCAVOY Management For For JOHN K. MCGILLICUDDY Management For For GORDON W. MORAN Management For For DANIEL J. MURPHY, III Management For For PATRICK S. O'KEEFE Management For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Management For For No AUDITORS OF THE COMPANY FOR THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 190,500 190,500 190,500 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CALLON PETROLEUM COMPANY CPE Annual Meeting Date: 05/05/2005 Issuer: 13123X ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No L. RICHARD FLURY Management For For B.F. WEATHERLY Management For For RICHARD O. WILSON Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No AS COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 95,000 95,000 95,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CHESAPEAKE UTILITIES CORPORATION CPK Annual Meeting Date: 05/05/2005 Issuer: 165303 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No THOMAS J. BRESNAN Management For For WALTER J. COLEMAN Management For For JOSEPH E. MOORE Management For For JOHN R. SCHIMKAITIS Management For For 02 FOR ADOPTION OF THE CHESAPEAKE UTILITIES CORPORATION Management For For No EMPLOYEE STOCK AWARD PLAN. 03 FOR ADOPTION OF THE CHESAPEAKE UTILITIES CORPORATION Management Against Against No PERFORMANCE INCENTIVE PLAN. 04 FOR ADOPTION OF THE CHESAPEAKE UTILITIES CORPORATION Management For For No DIRECTORS STOCK COMPENSATION PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 12,000 12,000 12,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CHURCH & DWIGHT CO., INC. CHD Annual Meeting Date: 05/05/2005 Issuer: 171340 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES R. CRAIGIE Management For For ROBERT A. DAVIES, III Management For For ROSINA B. DIXON Management For For ROBERT D. LEBLANC Management For For LIONEL L. NOWELL, III Management For For 02 APPROVAL OF AN AMENDMENT OF THE COMPANY S RESTATED Management For For No CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY S AUTHORIZED COMMON STOCK FROM 100 MILLION SHARES TO 150 MILLION SHARES. 03 APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK Management For For No PURCHASE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY S 2005 CONSOLIDATED FINANCIAL STATEMENTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 37,500 37,500 37,500 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ COACHMEN INDUSTRIES, INC. COA Annual Meeting Date: 05/05/2005 Issuer: 189873 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GEOFFREY B. BLOOM Management For For WILLIAM P. JOHNSON Management For For REX MARTIN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 35,000 35,000 35,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GAYLORD ENTERTAINMENT COMPANY GET Annual Meeting Date: 05/05/2005 Issuer: 367905 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No E.K. GAYLORD II Management For For E. GORDON GEE Management For For ELLEN LEVINE Management For For ROBERT P. BOWEN Management For For RALPH HORN Management For For MICHAEL J. BENDER Management For For LAURENCE S. GELLER Management For For MICHAEL D. ROSE Management For For COLIN V. REED Management For For MICHAEL I. ROTH Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 150,000 150,000 150,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ JOURNAL REGISTER COMPANY JRC Annual Meeting Date: 05/05/2005 Issuer: 481138 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For For No 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No AS INDEPENDENT AUDITORS FOR THE COMPANY FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 110,000 110,000 110,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MUELLER INDUSTRIES, INC. MLI Annual Meeting Date: 05/05/2005 Issuer: 624756 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ALEXANDER P. FEDERBUSH Management For For GENNARO J. FULVIO Management For For GARY S. GLADSTEIN Management For For TERRY HERMANSON Management For For ROBERT B. HODES Management For For HARVEY L. KARP Management For For WILLIAM D. O'HAGAN Management For For 02 APPROVE THE MUELLER INDUSTRIES, INC. ANNUAL BONUS Management For For No PLAN. 03 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No AS INDEPENDENT AUDITORS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 19,000 19,000 19,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ POPE & TALBOT, INC. POP Annual Meeting Date: 05/05/2005 Issuer: 732827 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LIONEL G. DODD Management For For KENNETH G. HANNA Management For For 02 THE PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For No CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 20 MILLION TO 30 MILLION. 03 THE PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY Management Against Against No S EMPLOYEE STOCK OPTION PLAN TO AUTHORIZE 750,000 ADDITIONAL SHARES OF COMMON STOCK FOR ISSUANCE UNDER THE PLAN, TO RE-NAME THE PLAN, AND TO MAKE CERTAIN OTHER AMENDMENTS TO THE PLAN. 04 THE PROPOSAL TO RATIFY THE SELECTION OF KPMG Management For For No LLP TO CONTINUE AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 55,000 55,000 55,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SEQUA CORPORATION SQAA Annual Meeting Date: 05/05/2005 Issuer: 817320 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MR. ALEXANDER Management For For MR. BARR Management For For MR. DWORMAN Management For For MR. LEFRAK Management For For MR. SOVERN Management For For MR. SULLIVAN Management For For MR. TSAI Management For For MR. WEINBERG Management For For MR. WEINSTEIN Management For For 02 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For No FOR CORPORATE EXECUTIVE OFFICERS 03 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No AUDITORS FOR 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 40,500 40,500 40,500 5/2/2005 GABELLI SMALL CAP GROWTH FUND 997G004 203 80,000 80,000 80,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SONIC INNOVATIONS, INC. SNCI Annual Meeting Date: 05/05/2005 Issuer: 83545M ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES M. CALLAHAN Management For For LEWIS S. EDELHEIT Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For No AS THE COMPANY S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 20,000 20,000 20,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SOUTHWEST GAS CORPORATION SWX Annual Meeting Date: 05/05/2005 Issuer: 844895 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management No GEORGE C. BIEHL Management Withheld Against THOMAS E. CHESTNUT Management Withheld Against MANUEL J. CORTEZ Management Withheld Against RICHARD M. GARDNER Management Withheld Against LEROY C. HANNEMAN, JR. Management Withheld Against THOMAS Y. HARTLEY Management Withheld Against JAMES J. KROPID Management Withheld Against MICHAEL O. MAFFIE Management Withheld Against MICHAEL J. MELARKEY Management For For JEFFREY W. SHAW Management Withheld Against CAROLYN M. SPARKS Management Withheld Against TERRENCE L. WRIGHT Management Withheld Against NOMINATED AT THE MEETING SAL ZIZZA Shareholder For Against 02 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 112,000 112,000 112,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STERLING BANCORP STL Annual Meeting Date: 05/05/2005 Issuer: 859158 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT ABRAMS Management For For JOSEPH M. ADAMKO Management For For LOUIS J. CAPPELLI Management For For WALTER FELDESMAN Management For For FERNANDO FERRER Management For For ALLAN F. HERSHFIELD Management For For HENRY J. HUMPHREYS Management For For JOHN C. MILLMAN Management For For EUGENE T. ROSSIDES Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 38,400 38,400 38,400 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TENNANT COMPANY TNC Annual Meeting Date: 05/05/2005 Issuer: 880345 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JANET M. DOLAN Management For For STEPHEN G. SHANK Management For For FRANK L. SIMS Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 48,000 48,000 48,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FISHER SCIENTIFIC INTERNATIONAL INC. FSH Annual Meeting Date: 05/06/2005 Issuer: 338032 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROSANNE F. COPPOLA* Management For For BRUCE L. KOEPFGEN* Management For For PAUL M. MEISTER* Management For For W. CLAYTON STEPHENS* Management For For RICHARD W. VIESER** Management For For 02 APPROVAL AND ADOPTION OF THE FISHER SCIENTIFIC Management Against Against No 2005 EQUITY AND INCENTIVE PLAN. 03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP, Management For For No THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 204 8,000 8,000 8,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LITTELFUSE, INC. LFUS Annual Meeting Date: 05/06/2005 Issuer: 537008 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HOWARD B. WITT Management For For JOHN P. DRISCOLL Management For For ANTHONY GRILLO Management For For GORDON HUNTER Management For For BRUCE A. KARSH Management For For JOHN E. MAJOR Management For For RONALD L. SCHUBEL Management For For 02 APPROVAL AND RATIFICATION OF THE DIRECTORS APPOINTMENT Management For For No OF ERNST & YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 APPROVAL OF AN AMENDMENT TO THE 1993 STOCK PLAN Management Against Against No FOR EMPLOYEES AND DIRECTORS OF LITTELFUSE, INC. (THE 1993 STOCK PLAN ), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 04 APPROVAL OF AMENDMENTS TO THE LITTELFUSE DEFERRED Management For For No COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS (THE NON EMPLOYEE DIRECTORS PLAN ), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 28,000 28,000 28,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE BRINK'S COMPANY BCO Annual Meeting Date: 05/06/2005 Issuer: 109696 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RONALD M. GROSS* Management For For MARC C. BRESLAWSKY** Management For For JOHN S. BRINZO** Management For For MICHAEL T. DAN** Management For For 02 TO APPROVE THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For No PUBLIC ACCOUNTANTS TO AUDIT THE ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR 2005. 03 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For No GOALS UNDER THE BRINK S COMPANY MANAGEMENT PERFORMANCE IMPROVEMENT PLAN. 04 TO APPROVE THE BRINK S COMPANY 2005 EQUITY INCENTIVE Management Against Against No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 53,000 53,000 53,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GLOBAL SOURCES LTD. GSOL Annual Meeting Date: 05/09/2005 Issuer: G39300 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MR. DAVID F. JONES* Management For For MR. JAMES WATKINS** Management For For 03 TO FIX THE NUMBER OF DIRECTORS THAT COMPRISE Management For For No THE WHOLE BOARD AT NINE (9) PERSONS, DECLARE ANY VACANCIES ON THE BOARD TO BE CASUAL VACANCIES AND AUTHORIZE THE BOARD TO FILL THESE VACANCIES ON THE BOARD AS AND WHEN IT DEEMS FIT. 04 TO RE-APPOINT ERNST & YOUNG AS THE COMPANY S Management For For No INDEPENDENT AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 19,000 19,000 19,000 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MKS INSTRUMENTS, INC. MKSI Annual Meeting Date: 05/09/2005 Issuer: 55306N ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN R. BERTUCCI Management For For ROBERT R. ANDERSON Management For For 02 TO APPROVE THE COMPANY S SECOND RESTATED BY-LAWS. Management For For No 03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 15,187 15,187 15,187 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SOUTHERN UNION COMPANY SUG Annual Meeting Date: 05/09/2005 Issuer: 844030 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF DIRECTORS. 02 TO APPROVE AMENDMENTS TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION TO ELIMINATE THE REQUIREMENT THAT DIRECTORS MAY BE REMOVED ONLY FOR CAUSE AND THE PROVISION SPECIFYING WHEN CAUSE FOR REMOVAL SHALL BE CONSTRUED TO EXIST. 03 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING. 04 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION TO ADD A DIRECTOR QUALIFICATION THAT PERMITS ANY INDIVIDUAL WHO IS AN OFFICER OF THE COMPANY TO BE ELIGIBLE TO BE A DIRECTOR, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 05 TO REMOVE ALL OF THE CURRENT DIRECTORS WITHOUT Management For For No CAUSE. 06 DIRECTOR Management For For No 07A TO ELECT DAVID BRODSKY.** Management For For No 07B TO ELECT HERBERT H. JACOBI.** Management For For No 07C TO ELECT THOMAS F. KARAM.** Management For For No 07D TO ELECT GEORGE L. LINDEMANN.** Management For For No 08 TO AMEND THE COMPANY S 2003 STOCK AND INCENTIVE Management For For No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 50,000 50,000 50,000 5/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TELEWEST GLOBAL, INC. TLWT Annual Meeting Date: 05/09/2005 Issuer: 87956T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BARRY R. ELSON Management For For MICHAEL J. MCGUINESS Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG AUDIT Management For For No PLC TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005. 03 APPROVAL OF THE TELEWEST GLOBAL, INC. LONG-TERM Management Against Against No INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 621 621 621 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ARGONAUT GROUP, INC. AGII Annual Meeting Date: 05/10/2005 Issuer: 040157 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HECTOR DELEON Management For For FRANK W. MARESH Management For For ALLAN W. FULKERSON Management For For DAVID HARTOCH Management For For JOHN R. POWER, JR. Management For For FAYEZ S. SAROFIM Management For For MARK E. WATSON, III Management For For GARY V. WOODS Management For For H. BERRY CASH Management For For 02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 40,000 40,000 40,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BIW LIMITED BIW Annual Meeting Date: 05/10/2005 Issuer: 05547U ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MICHAEL J. ADANTI Management For For MARY JANE BURT Management For For JAMES E. COHEN Management For For BETSY HENLEY-COHN Management For For JURI HENLEY-COHN Management For For ALVARO DA SILVA Management For For THEMIS KLARIDES Management For For B. LANCE SAUERTEIG Management For For KENNETH E. SCHAIBLE Management For For JOHN S. TOMAC Management For For 02 APPROVAL OF APPOINTMENT OF DWORKEN, HILLMAN, Management For For No LAMORTE & STERCZALA, P.C. AS THE COMPANY S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 6,400 6,400 6,400 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FALCONSTOR SOFTWARE, INC. FALC Annual Meeting Date: 05/10/2005 Issuer: 306137 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STEVEN R. FISCHER Management For For ALAN W. KAUFMAN Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 80,200 80,200 80,200 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FLORIDA PUBLIC UTILITIES COMPANY FPU Annual Meeting Date: 05/10/2005 Issuer: 341135 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PAUL L. MADDOCK, JR. Management For For 02 TO APPROVE THE NON-EMPLOYEE DIRECTORS COMPENSATION Management For For No PLAN. 03 TO APPROVE AN AMENDMENT TO THE COMPANY S EMPLOYEE Management For For No STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE UNDER THE PLAN BY 100,000 TREASURY SHARES. 04 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For No AS THE COMPANY S REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 66,000 66,000 66,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FOSTER WHEELER LTD Annual Meeting Date: 05/10/2005 Issuer: G36535 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management No 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management No FOSTER WHEELER LTD. S INDEPENDENT AUDITORS FOR 2005 AND AUTHORIZATION OF THE BOARD, THROUGH THE AUDIT COMMITTEE, TO APPROVE REMUNERATION.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 139 803 803 803
- ------------------------------------------------------------------------------------------------------------------------------------ IMAGISTICS INTERNATIONAL INC. IGI Annual Meeting Date: 05/10/2005 Issuer: 45247T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARC C. BRESLAWSKY Management For For CRAIG R. SMITH Management For For 02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 20,000 20,000 20,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ IVANHOE MINES LTD. IVN Annual Meeting Date: 05/10/2005 Issuer: 46579N ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT M. FRIEDLAND Management For For R. EDWARD FLOOD Management For For KJELD THYGESEN Management For For ROBERT HANSON Management For For JOHN WEATHERALL Management For For MARKUS FABER Management For For JOHN MACKEN Management For For DAVID HUBERMAN Management For For JOHN BRUK Management For For HOWARD BALLOCH Management For For PETER MEREDITH Management For For 02 APPOINTMENT OF AUDITORS: TO APPOINT DELOITTE Management For For No & TOUCHE, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. 03 EMPLOYEES AND DIRECTORS EQUITY INCENTIVE PLAN: Management For For No TO APPROVE THE AMENDED AND RESTATED EMPLOYEE S AND DIRECTORS EQUITY INCENTIVE PLAN AS DEFINED IN SCHEDULE A OF THE MANAGEMENT PROXY CIRCULAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 2,000 2,000 2,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MARTHA STEWART LIVING OMNIMEDIA, INC MSO Annual Meeting Date: 05/10/2005 Issuer: 573083 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICK BOYKO Management For For MICHAEL GOLDSTEIN Management For For CHARLES A. KOPPELMAN Management For For SUSAN LYNE Management For For WENDA HARRIS MILLARD Management For For THOMAS C. SIEKMAN Management For For BRADLEY E. SINGER Management For For 02 THE APPROVAL OF AN AMENDMENT TO MSO S AMENDED Management For For No AND RESTATED 1999 STOCK INCENTIVE PLAN. 03 THE APPROVAL OF AN AMENDMENT TO MSO S NON-EMPLOYEE Management For For No DIRECTOR STOCK AND OPTION COMPENSATION PLAN. 04 THE APPROVAL OF MSO S ANNUAL INCENTIVE PLAN. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 16,000 16,000 16,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MERIDIAN GOLD INC. MDG Special Meeting Date: 05/10/2005 Issuer: 589975 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 THE ELECTION OF THE NOMINEES PROPOSED BY MANAGEMENT Management For For No AS DIRECTORS OF THE CORPORATION. 02 THE APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Management For For No CORPORATION AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. 03 THE CONFIRMATION OF THE RESOLUTION APPROVING Management Against Against No THE AMENDED SHAREHOLDER RIGHTS PLAN OF THE CORPORATION.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 10,000 10,000 10,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MIDAS, INC. MDS Annual Meeting Date: 05/10/2005 Issuer: 595626 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No THOMAS L. BINDLEY Management For For ROBERT R. SCHOEBERL Management For For 02 PROPOSAL TO APPROVE THE MIDAS, INC. AMENDED AND Management Against Against No RESTATED STOCK INCENTIVE PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For No AS THE INDEPENDENT AUDITORS OF MIDAS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 200,000 200,000 200,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TENNECO AUTOMOTIVE INC. TEN Annual Meeting Date: 05/10/2005 Issuer: 880349 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES W. CRAMB Management For For TIMOTHY R. DONOVAN Management For For M. KATHRYN EICKHOFF Management For For MARK P. FRISSORA Management For For FRANK E. MACHER Management For For ROGER B. PORTER Management For For DAVID B. PRICE, JR. Management For For DENNIS G. SEVERANCE Management For For PAUL T. STECKO Management For For JANE L. WARNER Management For For 02 APPROVE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For No AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 230,000 230,000 230,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CONNECTICUT WATER SERVICE, INC. CTWS Annual Meeting Date: 05/11/2005 Issuer: 207797 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARY ANN HANLEY Management For For MARK G. KACHUR Management For For RONALD D. LENGYEL Management For For DAVID A. LENTINI Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 23,000 23,000 23,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PACKAGING DYNAMICS CORPORATION PKDY Annual Meeting Date: 05/11/2005 Issuer: 695160 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GEORGE V. BAYLY Management For For PHILLIP D. HARRIS Management For For ANTHONY P. SCOTTO Management For For FRANK V. TANNURA Management For For WILLIAM J. WHITE Management For For 02 APPROVAL OF THE PACKAGING DYNAMICS CORPORATION Management Against Against No 2005 LONG-TERM INCENTIVE STOCK PLAN
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 40,000 40,000 40,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PRIMEDIA INC. PRM Annual Meeting Date: 05/11/2005 Issuer: 74157K ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOSEPH Y. BAE Management For For DAVID A. BELL Management For For BEVERLY C. CHELL Management For For KELLY P. CONLIN Management For For TIMOTHY D. DATTELS Management For For MEYER FELDBERG Management For For PERRY GOLKIN Management For For H. JOHN GREENIAUS Management For For HENRY R. KRAVIS Management For For DEAN B. NELSON Management For For 02 TO APPROVE CERTAIN AMENDMENTS TO THE 1992 STOCK Management Against Against No PURCHASE AND OPTION PLAN (AS AMENDED).
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 400,000 400,000 400,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------ QUAKER CHEMICAL CORPORATION KWR Annual Meeting Date: 05/11/2005 Issuer: 747316 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT E. CHAPPELL Management For For RONALD J. NAPLES Management For For ROBERT H. ROCK Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 10,000 10,000 10,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE MIDDLEBY CORPORATION MIDD Annual Meeting Date: 05/11/2005 Issuer: 596278 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No SELIM A. BASSOUL Management For For ROBERT B. LAMB Management For For JOHN R. MILLER III Management For For GORDON O' BRIEN Management For For PHILIP G. PUTNAM Management For For SABIN C. STREETER Management For For ROBERT L. YOHE Management For For 02 TO RATIFY THE ELECTION OF DELOITTE & TOUCHE LLP Management For For No AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDED DECEMBER 31, 2005. 03 TO AMEND AND RESTATE THE MANAGEMENT INCENTIVE Management For For No COMPENSATION PLAN. 04 TO AMEND THE 1998 STOCK INCENTIVE PLAN. Management Against Against No 05 TO AMEND THE COMPANY S CHARTER TO REMOVE OBSOLETE Management For For No PROVISIONS AND TO CLARIFY CERTAIN EXISTING PROVISIONS. 06 TO AMEND THE COMPANY S CHARTER TO GRANT THE BOARD Management For For No OF DIRECTORS THE AUTHORITY TO ADOPT, AMEND, ALTER OR REPEAL THE COMPANY S BYLAWS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 1,000 1,000 1,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ W-H ENERGY SERVICES, INC. WHQ Annual Meeting Date: 05/11/2005 Issuer: 92925E ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KENNETH T. WHITE, JR. Management For For ROBERT H. WHILDEN, JR. Management For For JAMES D. LIGHTNER Management For For MILTON L. SCOTT Management For For CHRISTOPHER MILLS Management For For JOHN R. BROCK Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 7,000 7,000 7,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AZTAR CORPORATION AZR Annual Meeting Date: 05/12/2005 Issuer: 054802 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN B. BOHLE Management For For JOHN A. SPENCER Management For For 02 THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Management For For No AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2005. 03 THE ADOPTION OF THE SHAREHOLDER PROPOSAL, IF Shareholder Against For No PRESENTED AT THE MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 270,000 270,000 270,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BEASLEY BROADCAST GROUP, INC. BBGI Annual Meeting Date: 05/12/2005 Issuer: 074014 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GEORGE G. BEASLEY* Management For For BRUCE G. BEASLEY* Management For For CAROLINE BEASLEY* Management For For BRIAN E. BEASLEY* Management For For JOE B. COX* Management For For ALLEN B. SHAW* Management For For MARK S. FOWLER** Management For For HERBERT W. MCCORD** Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 24,100 24,100 24,100 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BOYD GAMING CORPORATION BYD Annual Meeting Date: 05/12/2005 Issuer: 103304 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WILLIAM R. BOYD Management For For MICHAEL O. MAFFIE Management For For KEITH E. SMITH Management For For VERONICA J. WILSON Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 TO REAPPROVE THE COMPANY S 2000 EXECUTIVE MANAGEMENT Management For For No INCENTIVE PLAN. 04 TO APPROVE AN AMENDMENT TO THE COMPANY S 2002 Management Against Against No STOCK INCENTIVE PLAN ( 2002 PLAN ) TO INCREASE THE NUMBER OF SHARES OF THE COMPANY S COMMON STOCK SUBJECT TO THE 2002 PLAN FROM 7,000,000 SHARES TO 12,000,000 SHARES.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 12,000 12,000 12,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BRUKER BIOSCIENCES CORPORATION BRKR Annual Meeting Date: 05/12/2005 Issuer: 116794 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DANIEL S. DROSS Management For For COLLIN J. D'SILVA Management For For JORG C. LAUKIEN Management For For RICHARD M. STEIN Management For For BERNHARD WANGLER Management For For 02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Management For For No CONFIRM AND APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT CERTIFIED PUBLIC AUDITORS OF THE COMPANY FOR FISCAL 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 9,000 9,000 9,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ COMMONWEALTH TELEPHONE ENTERPRISES, CTCO Annual Meeting Date: 05/12/2005 Issuer: 203349 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES Q. CROWE Management For For RICHARD R. JAROS Management For For EUGENE ROTH Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 85,000 85,000 85,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CORE MOLDING TECHNOLOGIES, INC. CMT Annual Meeting Date: 05/12/2005 Issuer: 218683 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No THOMAS R. CELLITTI Management For For JAMES F. CROWLEY Management For For RALPH O. HELLMOLD Management For For THOMAS M. HOUGH Management For For MALCOM M. PRINE Management For For JAMES L. SIMONTON Management For For JOHN P. WRIGHT Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS AUDITORS FOR CORE MOLDING FOR THE YEAR ENDING DECEMBER 31, 2005. 03 TO CONSIDER AND ACT UPON OTHER BUSINESS AS MAY Management For For No PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 236,800 236,800 236,800 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ EDWARDS LIFESCIENCES CORPORATION EW Annual Meeting Date: 05/12/2005 Issuer: 28176E ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN T. CARDIS Management For For PHILIP M. NEAL Management For For DAVID E.I. PYOTT Management For For 02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against No THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM. 03 APPROVAL OF THE ADOPTION OF THE EDWARDS INCENTIVE Management For For No PLAN. 04 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 115,000 115,000 115,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MACDERMID, INCORPORATED MRD Annual Meeting Date: 05/12/2005 Issuer: 554273 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DANIEL H. LEEVER Management For For DONALD G. OGILVIE Management For For JAMES C. SMITH Management For For JOSEPH M. SILVESTRI Management For For T. QUINN SPITZER Management For For ROBERT L. ECKLIN Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG L.L.P. Management For For No AS INDEPENDENT ACCOUNTANTS FOR FISCAL YEAR ENDED DECEMBER 31, 2005. 03 APPROVAL OF THE PROPOSED AMENDMENT FOR THE SPECIAL Management For For No STOCK PURCHASE PLAN. 04 IN THEIR DISCRETION, UPON ANY OTHER MATTERS AS Management For For No MAY PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 140,000 140,000 140,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PETROQUEST ENERGY, INC. PQUE Annual Meeting Date: 05/12/2005 Issuer: 716748 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES T. GOODSON Management For For WILLIAM W. RUCKS, IV Management For For MICHAEL O. ALDRIDGE Management For For E. WAYNE NORDBERG Management For For MICHAEL L. FINCH Management For For W.J. GORDON, III Management For For C.F. MITCHELL, II, M.D. Management For For 02 IN THEIR DISCRETION, UPON SUCH OTHER MATTERS Management For For No AS MAY PROPERLY COME BEFORE THE MEETING; HEREBY REVOKING ANY PROXY OR PROXIES HERETOFORE GIVEN BY THE UNDERSIGNED.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 2,000 2,000 2,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ REPUBLIC SERVICES, INC. RSG Annual Meeting Date: 05/12/2005 Issuer: 760759 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES E. O'CONNOR Management For For HARRIS W. HUDSON Management For For JOHN W. CROGHAN Management For For W. LEE NUTTER Management For For RAMON A. RODRIGUEZ Management For For ALLAN C. SORENSEN Management For For MICHAEL W. WICKHAM Management For For 02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No 03 STOCKHOLDER PROPOSAL TO REQUIRE STOCKHOLDER APPROVAL Shareholder Against For No OF FUTURE SEVERANCE AGREEMENTS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 175,000 175,000 175,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SINCLAIR BROADCAST GROUP, INC. SBGI Annual Meeting Date: 05/12/2005 Issuer: 829226 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID D. SMITH Management For For FREDERICK G. SMITH Management For For J. DUNCAN SMITH Management For For ROBERT E. SMITH Management For For BASIL A. THOMAS Management For For LAWRENCE E. MCCANNA Management For For DANIEL C. KEITH Management For For MARTIN R. LEADER Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 200,000 200,000 200,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ UBIQUITEL INC. UPCS Annual Meeting Date: 05/12/2005 Issuer: 903474 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MATTHEW J. BOOS Management For For EVE M. TRKLA Management For For ERIC S. WEINSTEIN Management For For 02 TO APPROVE AN AMENDMENT TO THE UBIQUITEL INC. Management Against Against No AMENDED AND RESTATED 2000 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN TO 9,500,000 FROM 7,500,000.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 302 5,000 5,000 5,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WATER PIK TECHNOLOGIES, INC. PIK Annual Meeting Date: 05/12/2005 Issuer: 94113U ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT P. BOZZONE Management For For W. CRAIG MCCLELLAND Management For For F. PETER CUNEO Management For For 02 COMPANY PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS Management For For No 03 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 10,000 10,000 10,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WRIGHT MEDICAL GROUP, INC. WMGI Annual Meeting Date: 05/12/2005 Issuer: 98235T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No F. BARRY BAYS Management For For RICHARD B. EMMITT Management For For LAURENCE Y. FAIREY Management For For DAVID D. STEVENS Management For For JAMES E. THOMAS Management For For THOMAS E. TIMBIE Management For For JAMES T. TREACE Management For For ELIZABETH H. WEATHERMAN Management For For 02 TO APPROVE THE AMENDMENT OF THE COMPANY S THIRD Management Against Against No AMENDED AND RESTATED 1999 EQUITY INCENTIVE PLAN AS DESCRIBED IN THE PROXY STATEMENT. 03 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For No S INDEPENDENT AUDITOR FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 1,000 1,000 1,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ YOUNG INNOVATIONS, INC. YDNT Annual Meeting Date: 05/12/2005 Issuer: 987520 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GEORGE E. RICHMOND Management For For ALFRED E. BRENNAN Management For For BRIAN F. BREMER Management For For MARC R. SARNI Management For For PATRICK J. FERRILLO Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 5,100 5,100 5,100 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BORLAND SOFTWARE CORPORATION BORL Annual Meeting Date: 05/13/2005 Issuer: 099849 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN F. OLSEN Management For For GREGORY W. SLAYTON Management For For 02 APPROVAL OF AMENDMENT TO OUR RESTATED CERTIFICATE Management For For No OF INCORPORATION. 03 APPROVAL OF AMENDMENT TO OUR 2002 STOCK INCENTIVE Management Against Against No PLAN. 04 APPROVAL OF AMENDMENT TO OUR 1999 EMPLOYEE STOCK Management For For No PURCHASE PLAN. 05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS BORLAND S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 70,000 70,000 70,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ICU MEDICAL, INC. ICUI Annual Meeting Date: 05/13/2005 Issuer: 44930G ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN J. CONNORS Management For For M.T. KOVALCHIK, III MD Management For For JOSEPH R. SAUCEDO Management For For 02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Management For For No LLP AS AUDITORS FOR THE COMPANY
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 34,000 34,000 34,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------ K-TRON INTERNATIONAL, INC. KTII Annual Meeting Date: 05/13/2005 Issuer: 482730 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EDWARD B. CLOUES, II Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 10,000 10,000 10,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NABI BIOPHARMACEUTICALS NABI Annual Meeting Date: 05/13/2005 Issuer: 629519 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 15,000 15,000 15,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SUPERIOR INDUSTRIES INTERNATIONAL, I SUP Annual Meeting Date: 05/13/2005 Issuer: 868168 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LOUIS L. BORICK Management For For STEVEN J. BORICK Management For For RAYMOND C. BROWN Management For For 02 APPROVAL OF AN INCENTIVE BONUS PLAN FOR STEVEN Management For For No J. BORICK.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 6,000 6,000 6,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CHEMED CORPORATION CHE Annual Meeting Date: 05/16/2005 Issuer: 16359R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EDWARD L. HUTTON Management For For KEVIN J. MCNAMARA Management For For DONALD BREEN, JR. Management For For CHARLES H. ERHART, JR. Management For For JOEL F. GEMUNDER Management For For PATRICK P. GRACE Management For For THOMAS C. HUTTON Management For For WALTER L. KREBS Management For For SANDRA E. LANEY Management For For TIMOTHY S. O'TOOLE Management For For DONALD E. SAUNDERS Management For For GEORGE J. WALSH III Management For For FRANK E. WOOD Management For For 02 TO RATIFY THE SELECTION OF INDEPENDENT ACCOUNTANTS Management For For No BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 105,000 105,000 105,000 5/11/2005 - ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ PRIORITY HEALTHCARE CORPORATION PHCC Annual Meeting Date: 05/16/2005 Issuer: 74264T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT L. MYERS Management For For RICHARD W. ROBERSON Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 43,000 43,000 43,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ADESA, KAR Annual Meeting INC. Date: 05/17/2005 Issuer: 00686U ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WYNN V. BUSSMANN Management For For THOMAS L. CUNNINGHAM Management For For DONALD C. WEGMILLER Management For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP (AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM) AS ADESA S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 70,000 70,000 70,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BELDEN CDT INC. BDC Annual Meeting Date: 05/17/2005 Issuer: 077454 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ---------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No LORNE D. BAIN Management For For LANCE C. BALK Management For For CHRISTOPHER I. BYRNES Management For For BRYAN C. CRESSEY Management For For C. BAKER CUNNINGHAM Management For For MICHAEL F.O. HARRIS Management For For GLENN KALNASY Management For For FERDINAND C. KUZNIK Management For For JOHN M. MONTER Management For For BERNARD G. RETHORE Management For For 02 APPROVE AN ADDITIONAL 2,500,000 SHARES FOR THE Management Against Against No CABLE DESIGN TECHNOLOGIES CORPORATION 2001 LONG-TERM PERFORMANCE INCENTIVE PLAN
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 94,500 94,500 94,500 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CONMED CORPORATION CNMD Annual Meeting Date: 05/17/2005 Issuer: 207410 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EUGENE R. CORASANTI Management For For BRUCE F. DANIELS Management For For WILLIAM D. MATTHEWS Management For For STUART J. SCHWARTZ Management For For JOSEPH J. CORASANTI Management For For STEPHEN M. MANDIA Management For For JO ANN GOLDEN Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 20,000 20,000 20,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FIRST REPUBLIC BANK FRC Annual Meeting Date: 05/17/2005 Issuer: 336158 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES J. BAUMBERGER Management For For FRANK J. FAHRENKOPF JR. Management For For L. MARTIN GIBBS Management For For PAMELA J. JOYNER Management For For CHARLES V. MOORE Management For For 02 TO AMEND FIRST REPUBLIC S AMENDED AND RESTATED Management For For No ARTICLES OF INCORPORATION IN ORDER TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK, PAR VALUE $.01 PER SHARE, THAT FIRST REPUBLIC IS AUTHORIZED TO ISSUE FROM 40,000,000 TO 75,000,000. 03 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For No AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 33,000 33,000 33,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FLUSHING FINANCIAL CORPORATION FFIC Annual Meeting Date: 05/17/2005 Issuer: 343873 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MICHAEL J. HEGARTY Management For For DONNA M. O'BRIEN Management For For JOHN J. MCCABE Management For For MICHAEL J. RUSSO Management For For 02 APPROVAL OF THE COMPANY S 2005 OMNIBUS INCENTIVE Management For For No PLAN. 03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 94,100 94,100 94,100 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INTEGRA LIFESCIENCES HOLDINGS CORP. IART Annual Meeting Date: 05/17/2005 Issuer: 457985 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID C. AUTH Management For For KEITH BRADLEY Management For For RICHARD E. CARUSO Management For For STUART M. ESSIG Management For For NEAL MOSZKOWSKI Management For For JAMES M. SULLIVAN Management For For ANNE M. VANLENT Management For For 02 PROPOSAL TO AMEND THE COMPANY S 2003 EQUITY INCENTIVE Management Against Against No PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S AUDITORS FOR THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 208 2,000 2,000 2,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LABRANCHE & CO INC. LAB Annual Meeting Date: 05/17/2005 Issuer: 505447 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No THOMAS E. DOOLEY Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For No AS LABRANCHE S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 40,500 40,500 40,500 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LANDAMERICA FINANCIAL GROUP, INC. LFG Annual Meeting Date: 05/17/2005 Issuer: 514936 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GALE K. CARUSO Management For For ROBERT F. NORFLEET, JR. Management For For JULIOUS P. SMITH, JR. Management For For THOMAS G. SNEAD, JR. Management For For EUGENE P. TRANI Management For For 02 APPROVAL OF THE LANDAMERICA FINANCIAL GROUP, Management For For No INC. 423 EMPLOYEE STOCK PURCHASE PLAN. 03 APPROVAL OF THE LANDAMERICA FINANCIAL GROUP, Management For For No INC. EXECUTIVE OFFICER INCENTIVE PLAN. 04 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For No S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 1,000 1,000 1,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LEUCADIA NATIONAL CORPORATION LUK Annual Meeting Date: 05/17/2005 Issuer: 527288 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No IAN M. CUMMING Management For For PAUL M. DOUGAN Management For For LAWRENCE D. GLAUBINGER Management For For ALAN J. HIRSCHFIELD Management For For JAMES E. JORDAN Management For For JEFFREY C. KEIL Management For For JESSE CLYDE NICHOLS III Management For For JOSEPH S. STEINBERG Management For For 02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION INCREASING THE NUMBER OF THE COMPANY S COMMON SHARES AUTHORIZED FOR ISSUANCE TO 300,000,000. 03 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2003 Management For For No SENIOR EXECUTIVE ANNUAL INCENTIVE BONUS PLAN EXTENDING THE PLAN THROUGH FISCAL YEAR 2014. 04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 1,500 1,500 1,500 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WESTAR ENERGY, INC. WR Annual Meeting Date: 05/17/2005 Issuer: 95709T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MOLLIE H. CARTER Management For For JERRY B. FARLEY Management For For JAMES S. HAINES, JR. Management For For ARTHUR B. KRAUSE Management For For 02 AMENDMENT TO ARTICLES OF INCORPORATION THAT CHANGES Management For For No THE NOTICE PERIOD FOR SUBMITTING SHAREHOLDER PROPOSALS AND SHAREHOLDER NOMINEES 03 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005 04 SHAREHOLDER PROPOSAL REGARDING THE PROCESS FOR Shareholder Against For No NOMINATION OF A DIRECTOR
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 170,000 170,000 170,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ATLANTIC TELE-NETWORK, INC. ANK Annual Meeting Date: 05/18/2005 Issuer: 049079 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ERNST A. BURRI Management For For CORNELIUS B. PRIOR, JR. Management For For CHARLES J. ROESSLEIN Management For For HENRY U. WHEATLEY Management For For 02 APPROVAL OF THE 2005 RESTRICTED STOCK AND INCENTIVE Management For For No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 205 9,200 9,200 9,200 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CORN PRODUCTS INTERNATIONAL, INC. CPO Annual Meeting Date: 05/18/2005 Issuer: 219023 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD J. ALMEIDA Management For For GUENTHER E. GREINER Management For For GREGORY B. KENNY Management For For JAMES M. RINGLER Management For For 02 TO APPROVE AMENDMENTS TO THE CORN PRODUCTS INTERNATIONAL, Management Against Against No INC., 1998 STOCK INCENTIVE PLAN WHICH WILL BE REDESIGNATED AS THE CORN PRODUCTS INTERNATIONAL, INC. STOCK INCENTIVE PLAN. 03 TO REAPPROVE THE CORN PRODUCTS INTERNATIONAL, Management For For No INC. ANNUAL INCENTIVE PLAN. 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No AUDITORS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 38,000 38,000 38,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DEPARTMENT 56, INC. DFS Annual Meeting Date: 05/18/2005 Issuer: 249509 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES E. BLOOM Management For For SUSAN E. ENGEL Management For For MICHAEL R. FRANCIS Management For For CHARLES N. HAYSSEN Management For For STEWART M. KASEN Management For For REATHA CLARK KING Management For For VIN WEBER Management For For 02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 44,000 44,000 44,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DREW INDUSTRIES INCORPORATED DW Annual Meeting Date: 05/18/2005 Issuer: 26168L ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EDWARD W. ROSE, III Management For For LEIGH J. ABRAMS Management For For DAVID L. WEBSTER Management For For L. DOUGLAS LIPPERT Management For For JAMES F. GERO Management For For FREDERICK B. HEGI, JR. Management For For DAVID A. REED Management For For JOHN B. LOWE, JR. Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 205 8,500 8,500 8,500 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GRIFFIN LAND & NURSERIES, INC. GRIF Annual Meeting Date: 05/18/2005 Issuer: 398231 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WINSTON J CHURCHILL JR. Management For For EDGAR M. CULLMAN Management For For FREDERICK M. DANZIGER Management For For JOHN L. ERNST Management For For THOMAS C. ISRAEL Management For For ALAN PLOTKIN Management For For DAVID F. STEIN Management For For 02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 170,000 170,000 170,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MONACO COACH CORPORATION MNC Annual Meeting Date: 05/18/2005 Issuer: 60886R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN F. COGAN Management For For ROBERT P. HANAFEE, JR. Management For For DENNIS D. OKLAK Management For For ROGER A. VANDENBERG Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 75,000 75,000 75,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SALEM COMMUNICATIONS CORPORATION SALM Annual Meeting Date: 05/18/2005 Issuer: 794093 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STUART W. EPPERSON Management For For PAUL PRESSLER Management For For EDWARD G. ATSINGER III Management For For DAVID DAVENPORT Management For For ERIC H. HALVORSON Management For For RICHARD A. RIDDLE Management For For ROLAND S. HINZ Management For For 02 APPROVAL OF THE PROPOSED AMENDMENT AND RESTATEMENT Management Against Against No OF SALEM S 1999 STOCK INCENTIVE PLAN TO INCREASE BY 1,500,000 THE NUMBER OF SHARES OF CLASS A COMMON STOCK RESERVED FOR ISSUANCE THEREUNDER. 03 REAPPROVAL OF THE PROVISION IN SALEM S 1999 STOCK Management For For No INCENTIVE PLAN ESTABLISHING THE MAXIMUM NUMBER OF SHARES OF CLASS A COMMON STOCK AVAILABLE UNDER AWARDS TO A SINGLE PARTICIPANT IN ANY ONE CALENDAR YEAR. 04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No LLP AS SALEM S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 94,650 94,650 94,650 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STATION CASINOS, INC. STN Contested Annual Meeting Date: 05/18/2005 Issuer: 857689 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No FRANK J. FERTITTA III Management For For LEE S. ISGUR Management For For 02 APPROVAL OF THE COMPANY S 2005 STOCK COMPENSATION Management Against Against No PROGRAM. 03 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For No THE COMPANY S INDEPENDENT AUDITORS FOR 2005. 04 STOCKHOLDER PROPOSAL TO CHANGE THE SUPERMAJORITY Management Against For No VOTING PROVISIONS IN THE BYLAWS. 05 STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD Management Against For No OF DIRECTORS AND INSTITUTE ANNUAL ELECTION OF DIRECTORS. 06 STOCKHOLDER PROPOSAL TO SUBMIT THE COMPANY S Shareholder For Against No RIGHTS AGREEMENT TO STOCKHOLDERS FOR APPROVAL.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 3,000 3,000 3,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE MCCLATCHY COMPANY MNI Annual Meeting Date: 05/18/2005 Issuer: 579489 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ELIZABETH BALLANTINE Management For For LEROY BARNES, JR. Management For For S. DONLEY RITCHEY Management For For MAGGIE WILDEROTTER Management For For 02 TO APPROVE MCCLATCHY S AMENDED AND RESTATED LONG-TERM Management For For No INCENTIVE PLAN. 03 TO APPROVE MCCLATCHY S FORM OF INDEMNIFICATION Management For For No AGREEMENT. 04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 53,000 53,000 53,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ UNOVA, INC. UNA Annual Meeting Date: 05/18/2005 Issuer: 91529B ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STEPHEN E. FRANK Management For For CLAIRE W. GARGALLI Management For For LYDIA H. KENNARD Management For For 02 SHAREHOLDER PROPOSAL ON DECLASSIFICATION OF THE Shareholder Against For No BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 130,000 130,000 130,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ANIXTER INTERNATIONAL INC. AXE Annual Meeting Date: 05/19/2005 Issuer: 035290 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LORD JAMES BLYTH Management For For ROBERT L. CRANDALL Management For For ROBERT W. GRUBBS JR. Management For For F. PHILIP HANDY Management For For MELVYN N. KLEIN Management For For GEORGE MUNOZ Management For For STUART M. SLOAN Management For For THOMAS C. THEOBALD Management For For MATTHEW ZELL Management For For SAMUEL ZELL Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 6,000 6,000 6,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CABLEVISION SYSTEMS CORPORATION CVC Annual Meeting Date: 05/19/2005 Issuer: 12686C ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES D. FERRIS Management For For RICHARD H. HOCHMAN Management For For VICTOR ORISTANO Management For For VINCENT TESE Management For For THOMAS V. REIFENHEISER Management For For JOHN R. RYAN Management For For 02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 510,000 510,000 510,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CURTISS-WRIGHT CORPORATION CW Annual Meeting Date: 05/19/2005 Issuer: 231561 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 DIRECTOR Management For No S. MARCE FULLER Management For For 03 PROPOSAL TO COMBINE THE COMPANY S TWO CLASSES Management For For No OF COMMON STOCK INTO A SINGLE CLASS OF COMMON STOCK BY CONVERTING THE COMMON STOCK AND CLASS B COMMON STOCK INTO A NEW CLASS OF COMMON STOCK ON A ONE-FOR-ONE BASIS. 04 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 45,000,000 SHARES TO 100,000,000 SHARES. 05 PROPOSAL TO APPROVE THE COMPANY S 2005 OMNIBUS Management Against Against No LONG-TERM INCENTIVE PLAN. 06 PROPOSAL TO APPROVE THE COMPANY S 2005 STOCK Management Against Against No PLAN FOR NON-EMPLOYEE DIRECTORS. 07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE, LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 27,000 27,000 27,000 5/13/2005
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For For No 03 PROPOSAL TO COMBINE THE COMPANY S TWO CLASSES Management For For No OF COMMON STOCK INTO A SINGLE CLASS OF COMMON STOCK BY CONVERTING THE COMMON STOCK AND CLASS B COMMON STOCK INTO A NEW CLASS OF COMMON STOCK ON A ONE-FOR-ONE BASIS. 04 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 45,000,000 SHARES TO 100,000,000 SHARES. 05 PROPOSAL TO APPROVE THE COMPANY S 2005 OMNIBUS Management Against Against No LONG-TERM INCENTIVE PLAN. 06 PROPOSAL TO APPROVE THE COMPANY S 2005 STOCK Management Against Against No PLAN FOR NON-EMPLOYEE DIRECTORS. 07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE, LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 408 34,200 34,200 34,200 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FOAMEX INTERNATIONAL INC. FMXI Annual Meeting Date: 05/19/2005 Issuer: 344123 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RAYMOND E. MABUS, JR. Management For For ROBERT J. HAY Management For For S. DENNIS N. BELCHER Management For For THOMAS E. CHORMAN Management For For JOHN C. CULVER Management For For THOMAS M. HUDGINS Management For For DAVID A. LIEBERMAN Management For For RAUL VALDES-FAULI Management For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For No S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING JANUARY 1, 2006.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 15,000 15,000 15,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HUGHES SUPPLY, INC. HUG Annual Meeting Date: 05/19/2005 Issuer: 444482 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID H. HUGHES Management For For VINCENT S. HUGHES Management For For AMOS R. MCMULLIAN Management For For 02 AMEND AND RESTATE THE RESTATED ARTICLES OF INCORPORATION Management For For No TO INCREASE THE NUMBER OF AUTHORIZED COMMON SHARES AND TO REMOVE HISTORICAL PURPOSES AND POWERS PROVISIONS. 03 APPROVE THE HUGHES SUPPLY, INC. 2005 EXECUTIVE Management For For No STOCK PLAN. 04 APPROVE THE HUGHES SUPPLY, INC. 2005 ANNUAL INCENTIVE Management For For No PLAN. 05 CONSIDER AND TAKE ACTION UPON ANY OTHER MATTERS Management For For No THAT MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 4,000 4,000 4,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INTERACTIVE DATA CORPORATION IDC Annual Meeting Date: 05/19/2005 Issuer: 45840J ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STUART J. CLARK Management For For WILLIAM T. ETHRIDGE Management For For JOHN FALLON Management For For OLIVIER FLEUROT Management For For DONALD P. GREENBERG Management For For ALAN J. HIRSCHFIELD Management For For PHILIP J. HOFFMAN Management For For JOHN C. MAKINSON Management For For CARL SPIELVOGEL Management For For ALLAN R. TESSLER Management For For 02 RE-APPROVE PERFORMANCE CRITERIA UNDER OUR 2000 Management For For No LONG-TERM INCENTIVE PLAN FOR PURPOSES OF GRANTING PERFORMANCE-BASED COMPENSATION AWARDS IN COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE. 03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 60,000 60,000 60,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LA QUINTA CORPORATION LQI Annual Meeting Date: 05/19/2005 Issuer: 50419U ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES P. CONN Management For For
TERRELL B. JONES Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE Management Against Against No THE LA QUINTA CORPORATION 2005 INCENTIVE COMPENSATION PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 202 370,000 370,000 370,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NTL INCORPORATED NTLI Annual Meeting Date: 05/19/2005 Issuer: 62940M ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES F. MOONEY Management For For WILLIAM R. HUFF Management For For GEORGE R. ZOFFINGER Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For No THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 ADOPTION OF SHARE ISSUANCE FEATURE OF THE NTL Management Against Against No GROUP 2005 BONUS SCHEME. 04 ADOPTION OF SHARE ISSUANCE FEATURE OF THE NTL Management For For No LONG TERM INCENTIVE.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 277 277 277 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ OMI CORPORATION OMM Annual Meeting Date: 05/19/2005 Issuer: Y6476W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT BUGBEE Management For For JAMES N. HOOD Management For For PHILIP J. SHAPIRO Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No TOUCHE LLP AS THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 50,000 50,000 50,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STANDARD MOTOR PRODUCTS, INC. SMP Annual Meeting Date: 05/19/2005 Issuer: 853666 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management Withold Against No 02 STOCKHOLDER PROPOSAL CONCERNING PREFERRED SHARE Shareholder For Against No PURCHASE RIGHTS. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 170,000 170,000 170,000 5/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TOREADOR RESOURCES CORPORATION TRGL Annual Meeting Date: 05/19/2005 Issuer: 891050 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID M. BREWER Management For For HERBERT L. BREWER Management For For PETER L. FALB Management For For G. THOMAS GRAVES III Management For For THOMAS P. KELLOGG, JR. Management For For WILLIAM I. LEE Management For For JOHN MARK MCLAUGHLIN Management For For H.R. SANDERS, JR. Management For For 02 PROPOSAL TO APPROVE THE 2005 LONG-TERM INCENTIVE Management Against Against No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 4,000 4,000 4,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TRANS-LUX CORPORATION TLX Annual Meeting Date: 05/19/2005 Issuer: 893247 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MATTHEW BRANDT Management For For ROBERT B. GREENES Management For For HOWARD S. MODLIN Management For For MICHAEL R. MULCAHY Management For For 02 RATIFY THE RETENTION OF EISNER LLP AS THE INDEPENDENT Management For For No AUDITORS FOR THE CORPORATION FOR THE ENSUING YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 100,000 100,000 100,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TYLER TECHNOLOGIES, INC. TYL Annual Meeting Date: 05/19/2005 Issuer: 902252 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DONALD R. BRATTAIN Management For For J. LUTHER KING, JR. Management For For JOHN S. MARR, JR. Management For For G. STUART REEVES Management For For MICHAEL D. RICHARDS Management For For DUSTIN R. WOMBLE Management For For JOHN M. YEAMAN Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 360,000 360,000 360,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WOLVERINE TUBE, INC. WLV Annual Meeting Date: 05/19/2005 Issuer: 978093 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No NEUMAN Management For For HAUPTFUHRER Management For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For No AUDITORS OF WOLVERINE FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 15,000 15,000 15,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALLIED WASTE INDUSTRIES, INC. AW Annual Meeting Date: 05/20/2005 Issuer: 019589 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES H. COTROS Management For For ROBERT M. AGATE Management For For LEON D. BLACK Management For For JAMES W. CROWNOVER Management For For MICHAEL S. GROSS Management For For DENNIS R. HENDRIX Management For For J. TOMILSON HILL Management For For NOLAN LEHMANN Management For For HOWARD A. LIPSON Management For For ANTONY P. RESSLER Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITOR) FOR FISCAL YEAR 2005. 03 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management Against Against No OF THE 1994 AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN INTO THE 2005 NON-EMPLOYEE DIRECTOR EQUITY COMPENSATION PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 308 225,000 225,000 225,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BRANDPARTNERS GROUP, INC. BPTR Annual Meeting Date: 05/20/2005 Issuer: 10531R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J. WELDON CHITWOOD Management For For RICHARD LEVY Management For For 02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No OF INDEPENDENT PUBLIC ACCOUNTANTS. 03 PROPOSAL TO AMEND THE 2004 STOCK INCENTIVE PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 5,000 5,000 5,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CAREER EDUCATION CORPORATION CECO Contested Consent Meeting Date: 05/20/2005 Issuer: 141665 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management Withheld No DENNIS H. CHOOKASZIAN Management Withheld *Management Position Unknown ROBERT E. DOWDELL Management Withheld *Management Position Unknown PATRICK K. PESCH Management Withheld *Management Position Unknown 02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For *Management No S INDEPENDENT AUDITORS. Position Unknown 03 MR. BOSTIC S PROPOSAL REGARDING DECLASSIFICATION Management Abstain *Management No OF THE COMPANY S BOARD OF DIRECTORS. Position Unknown 04 MR. BOSTIC S PROPOSAL REGARDING THE ABILITY FOR Management Abstain *Management No THE STOCKHOLDERS HOLDING 33-1/3% OR GREATER OF Position Unknown THE COMPANY S COMMON STOCK TO CALL A SPECIAL MEETING OF THE STOCKHOLDERS. 05 MR. BOSTIC S PROPOSAL REGARDING THE TERMINATION Management For *Management No OF THE COMPANY S STOCKHOLDERS RIGHTS PLAN. Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 2,000 2,000 2,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CMS ENERGY CORPORATION CMS Annual Meeting Date: 05/20/2005 Issuer: 125896 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MERRIBEL S. AYRES Management For For RICHARD M. GABRYS Management For For EARL D. HOLTON Management For For DAVID W. JOOS Management For For PHILIP R. LOCHNER, JR. Management For For MICHAEL T. MONAHAN Management For For JOSEPH F. PAQUETTE, JR. Management For For PERCY A. PIERRE Management For For S. KINNIE SMITH, JR. Management For For KENNETH L. WAY Management For For KENNETH WHIPPLE Management For For JOHN B. YASINSKY Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 125,000 125,000 125,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NEXSTAR BROADCASTING GROUP, INC. NXST Annual Meeting Date: 05/23/2005 Issuer: 65336K ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PERRY A. SOOK Management For For BLAKE R. BATTAGLIA Management For For ERIK BROOKS Management For For JAY M. GROSSMAN Management For For BRENT STONE Management For For ROYCE YUDKOFF Management For For GEOFF ARMSTRONG Management For For MICHAEL DONOVAN Management For For I. MARTIN POMPADUR Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 20,000 20,000 20,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ACME COMMUNICATIONS, INC. ACME Annual Meeting Date: 05/24/2005 Issuer: 004631 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMIE KELLNER Management For For DOUGLAS GEALY Management For For THOMAS ALLEN Management For For JOHN CONLIN Management For For JAMES COLLIS Management For For MICHAEL CORRIGAN Management For For THOMAS EMBRESCIA Management For For BRIAN MCNEILL Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 120,000 120,000 120,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ADAMS GOLF, INC. ADGO Annual Meeting Date: 05/24/2005 Issuer: 006228 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STEPHEN R. PATCHIN Management For For ROBERT D. ROGERS Management For For 02 RATIFY THE APPOINTMENT OF KBA GROUP LLP AS THE Management For For No COMPANY S INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 27,000 27,000 27,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ COMMUNICATIONS SYSTEMS, INC. JCS Annual Meeting Date: 05/24/2005 Issuer: 203900 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EDWIN C. FREEMAN Management For For LUELLA G. GOLDBERG Management For For RANDALL D. SAMPSON Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 130,000 130,000 130,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HENRY SCHEIN, INC. HSIC Annual Meeting Date: 05/24/2005 Issuer: 806407 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STANLEY M. BERGMAN Management For For GERALD A. BENJAMIN Management For For JAMES P. BRESLAWSKI Management For For MARK E. MLOTEK Management For For STEVEN PALADINO Management For For BARRY J. ALPERIN Management For For PAUL BRONS Management For For DR. MARGARET A. HAMBURG Management For For DONALD J. KABAT Management For For PHILIP A. LASKAWY Management For For NORMAN S. MATTHEWS Management For For MARVIN H. SCHEIN Management For For DR. LOUIS W. SULLIVAN Management For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2001 Management For For No HENRY SCHEIN, INC. SECTION 162(M) CASH BONUS PLAN. 03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No S CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 50,000 50,000 50,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INVERNESS MEDICAL INNOVATIONS, INC. IMA Annual Meeting Date: 05/24/2005 Issuer: 46126P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN A. QUELCH Management For For JOHN F. LEVY Management For For JERRY MCALEER, PH.D. Management For For 02 APPROVE AN INCREASE IN THE NUMBER OF SHARES OF Management Against Against No COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE INVERNESS MEDICAL INNOVATIONS, INC. 2001 STOCK OPTION AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 35,000 35,000 35,000 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ RURAL CELLULAR CORPORATION RCCC Annual Meeting Date: 05/24/2005 Issuer: 781904 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ANN K. NEWHALL Management For For GEORGE M. REVERING Management For For DON C. SWENSON Management For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No AUDITORS FOR THE COMPANY S 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 55,000 55,000 55,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SEMCO ENERGY, INC. SEN Annual Meeting Date: 05/24/2005 Issuer: 78412D ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HARVEY I. KLEIN Management For For GEORGE A. SCHREIBER, JR Management For For JOHN C. VAN RODEN, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 25,000 25,000 25,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE CHEESECAKE FACTORY INCORPORATED CAKE Annual Meeting Date: 05/24/2005 Issuer: 163072 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID OVERTON Management For For KARL L. MATTHIES Management For For 02 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No INCENTIVE GOALS FOR THE CHEESECAKE FACTORY INCORPORATED AMENDED AND RESTATED ANNUAL PERFORMANCE INCENTIVE PLAN, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. 03 APPROVAL OF AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION TO INCREASE THE MAXIMUM AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 150,000,000 TO 250,000,000, AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 11,250 11,250 11,250 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WILSON GREATBATCH TECHNOLOGIES, INC. GB Annual Meeting Date: 05/24/2005 Issuer: 972232 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EDWARD F. VOBORIL Management For For PAMELA G. BAILEY Management For For JOSEPH A. MILLER, JR. Management For For BILL R. SANFORD Management For For PETER H. SODERBERG Management For For THOMAS S. SUMMER Management For For WILLIAM B. SUMMERS, JR. Management For For JOHN P. WAREHAM Management For For 02 APPROVE WILSON GREATBATCH TECHNOLOGIES, INC. Management Against Against No 2005 STOCK INCENTIVE PLAN 03 APPROVE AMENDMENT TO AMENDED AND RESTATED CERTIFICATE Management For For No TO CHANGE NAME TO GREATBATCH, INC.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 20,000 20,000 20,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALIGN TECHNOLOGY, INC. ALGN Annual Meeting Date: 05/25/2005 Issuer: 016255 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No H. KENT BOWEN Management For For DAVID E. COLLINS Management For For BRIAN DOVEY Management For For JOSEPH LACOB Management For For C. RAYMOND LARKIN, JR. Management For For THOMAS M. PRESCOTT Management For For GREG J. SANTORA Management For For KELSEY WIRTH Management For For WARREN S. THALER Management For For 02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTANTS: PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS ALIGN TECHNOLOGY, INC. S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN: PROPOSAL Management Against Against No TO OBTAIN STOCKHOLDER APPROVAL OF THE 2005 STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 50,000 50,000 50,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DENNY'S CORPORATION DNYY Annual Meeting Date: 05/25/2005 Issuer: 24869P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No VERA K. FARRIS Management For For VADA HILL Management For For BRENDA J. LAUDERBACK Management For For NELSON J. MARCHIOLI Management For For ROBERT E. MARKS Management For For MICHAEL MONTELONGO Management For For HENRY J. NASELLA Management For For DONALD R. SHEPHERD Management For For DEBRA SMITHART-OGLESBY Management For For 02 A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No AS THE PRINCIPAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF DENNY S CORPORATION AND ITS SUBSIDIARIES FOR THE YEAR 2005. 03 A PROPOSAL TO APPROVE AN AMENDMENT TO THE DENNY Management For For No S CORPORATION 2004 OMNIBUS INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 85,000 85,000 85,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ EDGEWATER TECHNOLOGY, INC. EDGW Annual Meeting Date: 05/25/2005 Issuer: 280358 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No SHIRLEY SINGLETON Management For For CLETE T. BREWER Management For For PAUL GUZZI Management For For MICHAEL R. LOEB Management For For BOB L. MARTIN Management For For WAYNE WILSON Management For For 02 IN THEIR DISCRETION, UPON ANY OTHER MATTERS WHICH Management For For No MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 200,000 200,000 200,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GRAFTECH INTERNATIONAL LTD. GTI Annual Meeting Date: 05/25/2005 Issuer: 384313 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ A DIRECTOR Management For No R. EUGENE CARTLEDGE Management For For MARY B. CRANSTON Management For For JOHN R. HALL Management For For HAROLD E. LAYMAN Management For For FERRELL P. MCCLEAN Management For For MICHAEL C. NAHL Management For For FRANK A. RIDDICK III Management For For CRAIG S. SHULAR Management For For B TO APPROVE THE GRAFTECH 2005 EQUITY INCENTIVE Management Against Against No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 42,000 42,000 42,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MIDDLESEX WATER COMPANY MSEX Annual Meeting Date: 05/25/2005 Issuer: 596680 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN R. MIDDLETON, MD Management For For JEFFRIES SHEIN Management For For J. RICHARD TOMPKINS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 44,399 44,399 44,399 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SIRIUS SATELLITE RADIO INC. SIRI Annual Meeting Date: 05/25/2005 Issuer: 82966U ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LEON D. BLACK Management For For JOSEPH P. CLAYTON Management For For LAWRENCE F. GILBERTI Management For For JAMES P. HOLDEN Management For For MEL KARMAZIN Management For For WARREN N. LIEBERFARB Management For For MICHAEL J. MCGUINESS Management For For JAMES F. MOONEY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 150,000 150,000 150,000 5/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SL INDUSTRIES, INC. SLI Annual Meeting Date: 05/25/2005 Issuer: 784413 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J. DWANE BAUMGARDNER Management For For AVRUM GRAY Management For For JAMES R. HENDERSON Management For For GLEN KASSAN Management For For WARREN G. LICHTENSTEIN Management For For JAMES A. RISHER Management For For MARK E. SCHWARZ Management For For 02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For No LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 92,000 92,000 92,000 5/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SORIN SPA, MILANO SORJF.PK MIX Meeting Date: 05/25/2005 Issuer: T8782F102 ISIN: IT0003544431 BLOCKING SEDOL: 7744709, B020RN9 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown 26 MAY 2005 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU * PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No 233149 DUE TO THE ADDITIONALRESOLUTIONS. ALL Position Unknown VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. O.1 APPROVE THE BALANCE SHEET REPORT AS OF 31 DEC Management For *Management No 2004 AND THE MANAGEMENT REPORT;RESOLUTION RELATED Position Unknown TO COVERING THE FINANCIAL LOSS O.2 APPOINT THE DIRECTORS, INTERNAL AUDITORS AND *Management THEIR CHAIRMAN, ACCORDING TO THEMOTIONS RELATED Management For Position Unknown No TO ARTICLE 2364, N.2 OF THE ITALIAN CIVIL CODE; RESOLUTION RELATED THERETO, RELATED TO THE ARTICLE 2364 E.1 AUTHORIZE THE BOARD OF DIRECTORS (A) TO ISSUE *Management CONVERTIBLE BONDS IN ONE OR MORE INSTALLMENTS Management For Position Unknown No AND/OR WITH WARRANT FOR A MAXIMUM AMOUNT OF EUR 150 MILLION WITH OR WITHOUT OPTION RIGHT IN THE CASE IT WERE TO BE INTENDED FOR PROFESSIONAL ITALIAN INVESTORS AND/OR FOREIGN INSTITUTIONAL INVESTORS FOR A MAXIMUM TIME LENGTH OF 5 YEARS FROM THE RESOLUTION DATE; (B) TO RAISE STOCK CAPITAL INTENDED FOR THE POSSIBLE SORIN S.P.A. CONVERTIBLE BONDS CONVERSION NONETHELESS FOR THE POSSIBLE BOND CONVERSION INTO SORIN ORDINARY SHARES ISSUED BY SUBSIDIARIES FOR A MAXIMUM AMOUNT OF EUR 150 MILLION AND FOR A MAXIMUM PERIOD OF 5 YEARS FROM THE RESOLUTION DATE AND CONSEQUENT AMENDMENT OF ARTICLE 5 OF THE BYLAW E.2 AUTHORIZE THE BOARD OF DIRECTORS TO RAISE STOCK *Management CAPITAL BY 31 DEC 2005 TO A MAXIMUM AMOUNT OF Management For Position Unknown No EUR 8.5 MILLION WITH THE ISSUE OF 8,500,000 ORDINARY SHARES TO BE OFFERED IN SUBSCRIPTION TO THE CHIEF EXECUTIVE OFFICER AND TO THE BOARD OF DIRECTORS OF SORIN AND ITS SUBSIDIARIES WITHOUT OPTION RIGHT AS PER ARTICLE 2441, 5TH AND 8TH COMMA OF THE ITALIAN CIVIL CODE AND ARTICLE 134, 2ND COMMA OF LEGISLATIVE DECREE 58/98 AND FOLLOWING BOARD OF DIRECTORS GUIDELINES AND CONSEQUENT AMENDMENT OF ARTICLE 5 OF THE BY-LAW
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 1,880,000 1,880,000 1,880,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STAMPS.COM INC. STMP Annual Meeting Date: 05/25/2005 Issuer: 852857 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KEN MCBRIDE Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 IN ACCORDANCE WITH THE DISCRETION OF THE PROXY Management For For No HOLDERS, TO ACT UPON ALL MATTERS INCIDENT TO THE CONDUCT OF THE MEETING AND UPON OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 200 25,000 25,000 25,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THORATEC CORPORATION THOR Annual Meeting Date: 05/25/2005 Issuer: 885175 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J. DONALD HILL Management For For D. KEITH GROSSMAN Management For For HOWARD E. CHASE Management For For J. DANIEL COLE Management For For NEIL F. DIMICK Management For For WILLIAM M. HITCHCOCK Management For For GEORGE W. HOLBROOK, JR. Management For For DANIEL M. MULVENA Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 307 41,000 41,000 41,000 5/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DUQUESNE LIGHT HOLDINGS, INC. DQE Annual Meeting Date: 05/26/2005 Issuer: 266233 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No SIGO FALK Management For For DAVID M. KELLY Management For For JOHN D. TURNER Management For For 02 RATIFICATION OF AUDITORS DELOITTE & TOUCHE LLP Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 120,000 120,000 120,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ KATY INDUSTRIES, INC. KT Annual Meeting Date: 05/26/2005 Issuer: 486026 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For For No 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF KATY. 03 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shareholder For Against No REGARDING KATY S STOCKHOLDER RIGHTS AGREEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 67,500 67,500 67,500 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MDC PARTNERS INC. MDCAE Special Meeting Date: 05/26/2005 Issuer: 552697 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 THE NOMINEES PROPOSED BY MANAGEMENT TO ACT AS Management For For No DIRECTORS OF MDC PARTNERS, TO HOLD OFFICE UNTIL HIS SUCCESSOR IS ELECTED AT THE NEXT ANNUAL MEETING OF MDC PARTNERS, OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF, OR UNTIL HIS SUCCESSOR IS OTHERWISE ELECTED OR APPOINTED. 02 A RESOLUTION APPOINTING KPMG LLP TO ACT AS AUDITORS Management For For No OF MDC PARTNERS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. 03 A RESOLUTION APPROVING THE 2005 INCENTIVE PLAN Management Against Against No (AS DEFINED IN THE ACCOMPANYING PROXY STATEMENT AND MANAGEMENT INFORMATION CIRCULAR). 04 A RESOLUTION APPROVING THE AMENDMENT OF THE BY-LAWS Management For For No OF MDC PARTNERS TO CHANGE THE QUORUM REQUIREMENT FOR A SHAREHOLDERS MEETING FROM TWO SHAREHOLDERS TO 33 1/3 PERCENT OF THE SHARES ENTITLED TO VOTE AT THE MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 104 4,000 4,000 4,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PARK-OHIO HOLDINGS CORP. PKOH Annual Meeting Date: 05/26/2005 Issuer: 700666 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EDWARD F. CRAWFORD Management For For KEVIN R. GREENE Management For For RONNA ROMNEY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 215,000 215,000 215,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------ XM SATELLITE RADIO HOLDINGS INC. XMSR Annual Meeting Date: 05/26/2005 Issuer: 983759 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GARY M. PARSONS Management For For HUGH PANERO Management For For NATHANIEL A. DAVIS Management For For THOMAS J. DONOHUE Management For For EDDY W. HARTENSTEIN Management For For GEORGE W. HAYWOOD Management For For CHESTER A. HUBER, JR. Management For For JOHN MENDEL Management For For JARL MOHN Management For For PIERCE J. ROBERTS, JR. Management For For JACK SHAW Management For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 35,000 35,000 35,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NATURE'S SUNSHINE PRODUCTS, INC. NATR Annual Meeting Date: 05/27/2005 Issuer: 639027 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KRISTINE F. HUGHES Management For For FRANZ L. CRISTIANI Management For For 02 RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT Management For For No PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 3,000 3,000 3,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STEVEN MADDEN, LTD. SHOO Annual Meeting Date: 05/27/2005 Issuer: 556269 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMIESON A. KARSON Management For For JEFFREY BIRNBAUM Management For For MARC COOPER Management For For HAROLD KAHN Management For For JOHN L. MADDEN Management For For PETER MIGLIORINI Management For For THOMAS H. SCHWARTZ Management For For AWADHESH SINHA Management For For WALTER YETNIKOFF Management For For 02 RATIFICATION OF THE APPOINTMENT OF EISNER LLP Management For For No AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 3A APPROVAL OF THE ISSUANCE OF SHARES TO MR. SCHMERTZ Management For For No AND MR. CHEN: FOR THE ISSUANCE OF SHARES TO MR. SCHMERTZ AND AGAINST THE ISSUANCE OF SHARES TO MR. CHEN. 3B APPROVAL OF THE ISSUANCE OF SHARES TO MR. SCHMERTZ Management For For No AND MR. CHEN: FOR THE ISSUANCE OF SHARES TO MR. CHEN AND AGAINST THE ISSUANCE OF SHARES TO MR. SCHMERTZ.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 4,000 4,000 4,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WATSCO, INC. WSOB Annual Meeting Date: 05/27/2005 Issuer: 942622 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No FREDERICK H. JOSEPH* Management For For PAUL F. MANLEY** Management For For BOB L. MOSS** Management For For 02 THE PROPOSAL TO APPROVE, ADOPT AND RATIFY AMENDMENTS Management For For No TO THE COMPANY S SECOND AMENDED AND RESTATED 1996 QUALIFIED EMPLOYEE STOCK PURCHASE PLAN TO, AMONG OTHER ITEMS, INCREASE THE AMOUNT OF SHARES OF COMMON STOCK OF THE COMPANY RESERVED FOR ISSUANCE FROM 800,000 TO 900,000 SHARES.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 7,875 7,875 7,875 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CORIXA CORPORATION CRXA Annual Meeting Date: 05/31/2005 Issuer: 21887F ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STEVEN GILLIS, PH.D. Management For For RONALD HUNT Management For For ROBERT MOMSEN Management For For ARNOLD L. ORONSKY, PHD Management For For SAMUEL R. SAKS, M.D. Management For For GREGORY SESSLER Management For For JAMES W. YOUNG, PH.D. Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CORIXA FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 7,000 7,000 7,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GAMESA CORPORACION TECNOLOGICA SA GCTAF.PK OGM Meeting Date: 06/01/2005 Issuer: E54667113 ISIN: ES0143416115 SEDOL: B01D7H3, B01CP21, B01QLN6 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE: THE ANNUAL ACCOUNTS, BALANCE SHEET, Management For *Management No PROFIT AND LOSS ACCOUNT AND NOTES TO THE ACCOUNTS; Position Unknown THE MANAGEMENT REPORT OF GAMESA CORPORACION TECHNOLOGICAL, SOCIEDADA ANONIMA, AND ITS CONSOLIDATED GROUP, FOR THE YEAR 2004; MANAGEMENT OF THE BOARD OF DIRECTORS, RESOLUTIONS CONCERNING APPLICATION OF PROFITS AND DIVIDEND DISTRIBUTION 2. AUTHORIZE THE BOARD OF DIRECTORS TO CARRY OUT Management For *Management No THE DERIVATIVE ACQUISITION OF WON SHARES, EITHER Position Unknown DIRECTLY OR VIA SUBSIDIARY COMPANIES, UNDER THE TERMS AGREED BY THE GENERAL MEETING AND WITHIN THE LIMITS AND REQUIREMENTS PROVIDED BY LAW, THEN PROCEEDING TO THEIR SALE 3. APPROVE THE APPROPRIATE RESOLUTIONS REGARDING Management For *Management No THE FINANCIAL AUDITORS OF THE COMPANY AND ITS Position Unknown CONSOLIDATED GROUP, UNDER THE PROVISIONS OF ARTICLE 42 OF THE COMMERCIAL CODE AND SECTION 204 OF THE SPANISH LIMITED COMPANIES CONSOLIDATION ACT, TEXTO REFUNDIDO DE LA LEY DE SOCIEDADES ANONIMAS 4. RATIFY THE APPOINTMENTS DECIDED BY THE BOARD Management For *Management No OF DIRECTORS BY MEANS OF CO-OPTATION Position Unknown 5. APPROVE THE DELEGATION OF POWERS TO EXECUTE AND Management For *Management No DEVELOP THE RESOLUTIONS PASSED BY THE GENERAL Position Unknown MEETING AS WELL AS FOR THEIR PUBLIC RECORDING * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown 02 JUN 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 25,000 25,000 25,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PENN NATIONAL GAMING, INC. PENN Annual Meeting Date: 06/01/2005 Issuer: 707569 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PETER M. CARLINO Management For For HAROLD CRAMER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 82,000 82,000 82,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PENWEST PHARMACEUTICALS CO. PPCO Annual Meeting Date: 06/01/2005 Issuer: 709754 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PETER F. DRAKE Management For For ANNE M. VANLENT Management For For 02 APPROVAL OF THE COMPANY S 2005 STOCK INCENTIVE Management Against Against No PLAN 03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE CURRENT FISCAL YEAR
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 51,000 51,000 51,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TRIARC COMPANIES, INC. TRY Annual Meeting Date: 06/01/2005 Issuer: 895927 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No NELSON PELTZ Management For For PETER W. MAY Management For For HUGH L. CAREY Management For For CLIVE CHAJET Management For For EDWARD P. GARDEN Management For For JOSEPH A. LEVATO Management For For GREGORY H. SACHS Management For For DAVID E. SCHWAB II Management For For RAYMOND S. TROUBH Management For For GERALD TSAI, JR. Management For For JACK G. WASSERMAN Management For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE PERFORMANCE Management For For No GOAL BONUS AWARDS PORTION OF THE COMPANY S 1999 EXECUTIVE BONUS PLAN AS DESCRIBED IN THE PROXY STATEMENT. 03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 60,000 60,000 60,000 5/26/2005 GABELLI SMALL CAP GROWTH FUND 997G004 309 120,000 120,000 120,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WPT ENTERPRISES, INC. WPTE Annual Meeting Date: 06/01/2005 Issuer: 98211W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LYLE BERMAN Management For For STEVEN LIPSCOMB Management For For MICHAEL BEINDORFF Management For For BRADLEY BERMAN Management For For JOSEPH S. CARSON, JR. Management For For TIMOTHY J. COPE Management For For RAY M. MOBERG Management For For GLENN PADNICK Management For For MIMI ROGERS Management For For 02 UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME Management For For No BEFORE THE MEETING OR ANY ADJOURNMENTS THEREOF.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 38,000 38,000 38,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AFTERMARKET TECHNOLOGY CORP. ATAC Annual Meeting Date: 06/02/2005 Issuer: 008318 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT L. EVANS Management For For CURTLAND E. FIELDS Management For For DR. MICHAEL J. HARTNETT Management For For DONALD T. JOHNSON, JR. Management For For MICHAEL D. JORDAN Management For For S. LAWRENCE PRENDERGAST Management For For EDWARD STEWART Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 3,816 3,816 3,816 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALAMOSA HOLDINGS, INC. APCS Annual Meeting Date: 06/02/2005 Issuer: 011589 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KENDALL W. COWAN Management For For SCHUYLER B. MARSHALL Management For For THOMAS F. RILEY Management For For JANE E. SHIVERS Management For For 02 APPROVAL OF AMENDMENT TO OUR THIRD AMENDED AND Management For For No RESTATED EMPLOYEE STOCK PURCHASE PLAN. 03 APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED Management For For No 1999 LONG-TERM INCENTIVE PLAN. 04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 17,220 17,220 17,220 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CANTERBURY PARK HOLDING CORPORATION ECP Annual Meeting Date: 06/02/2005 Issuer: 13811E ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PATRICK R. CRUZEN Management For For CARIN J. OFFERMAN Management For For CURTIS A. SAMPSON Management For For RANDALL D. SAMPSON Management For For DALE H. SCHENIAN Management For For BURTON F. DAHLBERG Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 20,000 20,000 20,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CATALYTICA ENERGY SYSTEMS, INC. CESI Annual Meeting Date: 06/02/2005 Issuer: 148884 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HOWARD I. HOFFEN Management For For RICARDO B. LEVY Management For For DAVID F. MERRION Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 30,000 30,000 30,000 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST Annual Meeting Date: 06/02/2005 Issuer: 36866W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 THE AMENDMENTS TO THE COMPANY S CERTIFICATE OF Management For For No INCORPORATION AND BY-LAWS TO DECLASSIFY THE BOARD OF DIRECTORS SO THAT ALL DIRECTORS ARE ELECTED ANNUALLY. 02 DIRECTOR Management For No RICHARD BATTISTA Management For For K. RUPERT MURDOCH Management For For RUTHANN QUINDLEN Management For For 03 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For No S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 580,000 580,000 580,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ YOUBET.COM, INC. UBET Annual Meeting Date: 06/02/2005 Issuer: 987413 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES F. CHAMPION Management For For DAVID M. MARSHALL Management For For GARY ADELSON Management For For JAMES EDGAR Management For For JOSEPH BARLETTA Management For For ROBERT E. BRIERLEY Management For For R. DOUGLAS DONN Management For For F. JACK LIEBAU Management For For 02 TO APPROVE THE YOUBET.COM, INC. EQUITY INCENTIVE Management Against Against No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 20,000 20,000 20,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FLOWERS FOODS, INC. FLO Annual Meeting Date: 06/03/2005 Issuer: 343498 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No B.H. GRISWOLD, IV* Management For For J.L. LANIER, JR.* Management For For J.M. WARD* Management For For C.M. WOOD III* Management For For M.A. FERNANDEZ** Management For For M.T. STITH** Management For For 02 TO APPROVE OUR 2001 EQUITY AND PERFORMANCE INCENTIVE Management Against Against No PLAN, AS AMENDED AND RESTATED AS OF FEBRUARY 11, 2005. 03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FLOWERS FOODS, INC. FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 200,000 200,000 200,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PULITZER INC. PTZ Special Meeting Date: 06/03/2005 Issuer: 745769 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No DATED AS OF JANUARY 29, 2005, BY AND AMONG PULITZER INC., LEE ENTERPRISES, INCORPORATED AND LP ACQUISITION CORP.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 21,400 21,400 21,400 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------ REVLON, INC. REV Annual Meeting Date: 06/03/2005 Issuer: 761525 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RONALD O. PERELMAN Management For For ALAN S. BERNIKOW Management For For PAUL J. BOHAN Management For For DONALD G. DRAPKIN Management For For MEYER FELDBERG Management For For HOWARD GITTIS Management For For EDWARD J. LANDAU Management For For LINDA GOSDEN ROBINSON Management For For JACK L. STAHL Management For For KENNETH L. WOLFE Management For For 02 APPROVAL OF THE REVLON EXECUTIVE BONUS PLAN. Management For For No 03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 500 90,000 90,000 90,000 6/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------ C&D TECHNOLOGIES, INC. CHP Annual Meeting Date: 06/06/2005 Issuer: 124661 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WILLIAM HARRAL, III Management For For GEORGE MACKENZIE Management For For KEVIN P. DOWD Management For For ROBERT I. HARRIES Management For For PAMELA S. LEWIS Management For For JOHN A.H. SHOBER Management For For STANLEY W. SILVERMAN Management For For ELLEN C. WOLF Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2006.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 12,000 12,000 12,000 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ROPER INDUSTRIES, INC. ROP Contested Annual Meeting Date: 06/06/2005 Issuer: 776696 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DONALD G. CALDER Management For For DERRICK N. KEY Management For For CHRISTOPHER WRIGHT Management For For 02 THE PROPOSED AMENDMENT TO THE COMPANY S RESTATED Management For For No CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY. 03 TO TRANSACT ANY OTHER BUSINESS PROPERLY BROUGHT Management For For No BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 16,000 16,000 16,000 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE SPORTS AUTHORITY, INC. TSA Annual Meeting Date: 06/07/2005 Issuer: 84917U ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GORDON D. BARKER Management For For MARY ELIZABETH BURTON Management For For CYNTHIA R. COHEN Management For For PETER R. FORMANEK Management For For MARTIN E. HANAKA Management For For RICHARD L. MARKEE Management For For KEVIN M. MCGOVERN Management For For JOHN DOUGLAS MORTON Management For For JONATHAN D. SOKOLOFF Management For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For No LLP AS INDEPENDENT AUDITORS OF THE SPORTS AUTHORITY, INC. FOR THE FISCAL YEAR ENDING JANUARY 28, 2006.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 1,500 1,500 1,500 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE TITAN CORPORATION TTN Annual Meeting Date: 06/07/2005 Issuer: 888266 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MICHAEL B. ALEXANDER Management For For EDWARD H. BERSOFF Management For For JOSEPH F. CALIGIURI Management For For PETER A. COHEN Management For For SUSAN GOLDING Management For For ROBERT M. HANISEE Management For For ROBERT E. LA BLANC Management For For ANTHONY J. PRINCIPI Management For For GENE W. RAY Management For For JAMES ROTH Management For For 02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 10,000 10,000 10,000 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GANDER MOUNTAIN COMPANY GMTN Annual Meeting Date: 06/08/2005 Issuer: 36471P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARK R. BAKER Management For For KAREN M. BOHN Management For For MARSHALL L. DAY Management For For RICHARD C. DELL Management For For GERALD A. ERICKSON Management For For RONALD A. ERICKSON Management For For DALE NITSCHKE Management For For 02 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management Against Against No OF THE GANDER MOUNTAIN COMPANY 2004 OMNIBUS STOCK PLAN 03 PROPOSAL TO APPROVE THE GANDER MOUNTAIN COMPANY Management For For No EMPLOYEE STOCK PURCHASE PLAN 04 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS THE INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 4,000 4,000 4,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INDEPENDENT NEWS AND MEDIA PLC INP.NZ AGM Meeting Date: 06/08/2005 Issuer: G4755S126 ISIN: IE0004614818 SEDOL: B014WP9, 4699103, B01ZKS1, 0461481, 6459639 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE REPORT OF THE DIRECTORS Management For *Management No AND THE FINANCIAL STATEMENTS FOR THE YEAR ENDED Position Unknown 31 DEC 2004 AND THE INDEPENDENT AUDITORS THEREON 2. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES Management For *Management Position Unknown No 3.1 RE-ELECT MR. J.C. DAVEY AS A DIRECTOR Management For *Management Position Unknown No 3.2 RE-ELECT MR. V.A. FERGUSON AS A DIRECTOR Management For *Management Position Unknown No 3.3 RE-ELECT MR. B.M.A. HOPKINS AS A DIRECTOR Management For *Management Position Unknown No 3.4 RE-ELECT DR. I.E. KENNY AS A DIRECTOR Management For *Management Position Unknown No 3.5 RE-ELECT MR. A.C. O REILLY AS A DIRECTOR Management For *Management Position Unknown No 3.6 RE-ELECT MR. B.MULRONEY ULRONEY AS A DIRECTOR Management For *Management Position Unknown No 4. APPROVE TO FIX THE REMUNERATION OF THE DIRECTORS Management For *Management Position Unknown No 5. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management OF THE AUDITORS Position Unknown No 6. APPROVE THAT, PURSUANT TO THE PROVISIONS OF SECTION Management For *Management 140 OF THE COMPANIES ACT 1963, THE COMPANY MAY Position Unknown No CONVENE AND HOLD ITS NEXT AGM AT ANY LOCATION OUTSIDE THE STATE AS DETERMINE BY THE DIRECTORS AT THEIR SOLE AND ABSOLUTE DISCRETION
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 307,237 307,237 307,237 5/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INDEPENDENT NEWS AND MEDIA PLC INP.NZ EGM Meeting Date: 06/08/2005 Issuer: G4755S126 ISIN: IE0004614818 SEDOL: B014WP9, 4699103, B01ZKS1, 0461481, 6459639 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. GRANT AUTHORITY TO MAKE MARKET PURCHASES AND Management For *Management No Position Unknown RE-ISSUE TREASURY SHARES 2. APPROVE THE DISAPPLICATION OF THE PRE-EMPTION Management Against *Management No RIGHTS Position Unknown 3. GRANT AUTHORITY FOR SCRIP DIVIDENDS Management For *Management No Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ THE GABELLI SMALL CAP GROWTH G004 307,237 307,237 307,237 5/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA CORPORATION L Annual Meeting Date: 06/08/2005 Issuer: 530718 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID E. RAPLEY Management For For LARRY E. ROMRELL Management For For 02 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITORS Management For For No FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 5,000 5,000 5,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MET-PRO CORPORATION MPR Annual Meeting Date: 06/08/2005 Issuer: 590876 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MICHAEL J. MORRIS Management For For C.N. PAPADAKIS Management For For 02 PROPOSAL TO APPROVE THE ADOPTION OF THE MET-PRO Management Against Against No 2005 EQUITY INCENTIVE PLAN 03 PROPOSAL TO RATIFY THE APPOINTMENT OF MARGOLIS Management For For No & COMPANY P.C. AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS 04 SHAREHOLDER PROPOSAL PERTAINING TO BOARD DIVERSITY Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 306 20,000 20,000 20,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE PEP BOYS - MANNY, MOE & JACK PBY Annual Meeting Date: 06/08/2005 Issuer: 713278 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BENJAMIN STRAUSS Management For For MALCOLMN D. PRYOR Management For For PETER A. BASSI Management For For JANE SCACCETTI Management For For JOHN T. SWEETWOOD Management For For WILLIAM LEONARD Management For For LAWRENCE N. STEVENSON Management For For M. SHAN ATKINS Management For For ROBERT H. HOTZ Management For For 02 TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITORS. 03 SHAREHOLDER PROPOSAL REGARDING OUR SHAREHOLDER Shareholder For Against No RIGHTS PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 8,300 8,300 8,300 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AVIALL, INC. AVL Annual Meeting Date: 06/09/2005 Issuer: 05366B ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD J. SCHNIEDERS Management For For BRUCE N. WHITMAN Management For For ALLAN M. HOLT Management For For CHRIS A. DAVIS Management For For 02 APPROVAL OF THE AVIALL, INC. MANAGEMENT INCENTIVE Management For For No PLAN 03 APPROVAL OF THE AMENDMENT TO THE AMENDED AND Management Against Against No RESTATED 1998 DIRECTORS STOCK PLAN
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 77,000 77,000 77,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ JARDEN CORPORATION JAH Annual Meeting Date: 06/09/2005 Issuer: 471109 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DOUGLAS W. HUEMME Management For For IRWIN D. SIMON Management For For ROBERT L. WOOD Management For For 02 PROPOSAL TO APPROVE AND ADOPT THE JARDEN CORPORATION Management Against Against No AMENDED AND RESTATED 2003 STOCK INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS JARDEN CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 04 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK FROM 50,000,000 TO 150,000,000 SHARES. 05 PROPOSAL TO APPROVE THE CONVERSION FEATURE OF Management For For No OUR SERIES C PREFERRED STOCK INTO SERIES B PREFERRED STOCK AND COMMON STOCK AND THE ISSUANCE OF COMMON STOCK AS A RESULT OF THE SUBSEQUENT CONVERSION OF SERIES B PREFERRED STOCK. 06 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No S RESTATED CERTIFICATE OF INCORPORATION TO AMEND THE DEFINITION OF RELATED PARTY IN SECTION C OF ARTICLE VIII.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 3,000 3,000 3,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ JUPITERMEDIA CORPORATION JUPM Annual Meeting Date: 06/09/2005 Issuer: 48207D ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ALAN M. MECKLER Management For For CHRISTOPHER S. CARDELL Management For For MICHAEL J. DAVIES Management For For GILBERT F. BACH Management For For WILLIAM A. SHUTZER Management For For JOHN R. PATRICK Management For For 02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 50,000 50,000 50,000 6/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LAS VEGAS SANDS CORP. LVS Annual Meeting Date: 06/09/2005 Issuer: 517834 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES D. FORMAN Management For For IRWIN A. SIEGEL Management For For 02 TO CONSIDER AND ACT UPON THE RATIFICATION OF Management For For No THE SELECTION OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 1,200 1,200 1,200 6/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AMICAS, INC. AMCS Annual Meeting Date: 06/10/2005 Issuer: 001712 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KENNETH R. ADAMS Management For For PHILLIP M. BERMAN Management For For STEPHEN J. DENELSKY Management For For S.N. KAHANE, M.D., M.S. Management For For DAVID B. SHEPHERD Management For For LISA W. ZAPPALA Management For For 02 TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP Management For For No AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR AMICAS, INC. FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 120,000 120,000 120,000 6/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PAXSON COMMUNICATIONS CORPORATION PAX Annual Meeting Date: 06/10/2005 Issuer: 704231 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DEAN M. GOODMAN Management For For W. LAWRENCE PATRICK Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No YOUNG LLP AS THE COMPANY S INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 125,000 125,000 125,00 6/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------ COLDWATER CREEK INC. CWTR Annual Meeting Date: 06/11/2005 Issuer: 193068 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF CURT HECKER AS CLASS I DIRECTOR. Management For For No 1B ELECTION OF GEORGIA SHONK-SIMMONS AS CLASS I DIRECTOR. Management For For No 02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Management For For No COMPANY S 1996 STOCK OPTION/STOCK ISSUANCE PLAN. 03 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For No CRITERIA FOR EXECUTIVE INCENTIVE COMPENSATION. 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 28, 2006.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 57,000 57,000 57,000 6/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STARTEK, INC. SRT Annual Meeting Date: 06/14/2005 Issuer: 85569C ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No A.E. STEPHENSON, JR. Management For For ED ZSCHAU Management For For KAY NORTON Management For For ALBERT C. YATES Management For For STEVE BUTLER Management For For 03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For No AS INDEPENDENT AUDITORS FOR THE COMPANY. 02 AMENDMENT OF THE STOCK OPTION PLAN TO INCREASE Management For For No THE MAXIMUM NUMBER OF SHARES AVAILABLE FOR AWARD UNDER THE PLAN FROM 1,835,000 TO 1,985,000.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 2,000 2,000 2,000 6/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ UNITEDGLOBALCOM, INC. UCOMA Special Meeting Date: 06/14/2005 Issuer: 913247 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No DATED AS OF JANUARY 17, 2005, AMONG LIBERTY MEDIA INTERNATIONAL, INC., THE COMPANY, LIBERTY GLOBAL, INC., CHEETAH ACQUISITION CORP. AND TIGER GLOBAL ACQUISITION CORP.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 508 160,823 160,823 160,823 6/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ORTHOFIX INTERNATIONAL N.V. OFIX Annual Meeting Date: 06/15/2005 Issuer: N6748L ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES W. FEDERICO Management For For JAMES F. GERO Management For For ROBERT GAINES-COOPER Management For For JERRY C. BENJAMIN Management For For PETER J. HEWETT Management For For WALTER P. VON WARTBURG Management For For THOMAS J. KESTER Management For For KENNETH R. WEISSHAAR Management For For GUY J. JORDAN Management For For STEFAN WIDENSOHLER Management For For 02 PROPOSAL TO APPROVE AMENDMENTS TO THE ARTICLES Management For For No OF ASSOCIATION (ARTICLE 10 AND ARTICLE 11). 03 PROPOSAL TO APPROVE BALANCE SHEET AND INCOME Management For For No STATEMENT AT AND FOR THE YEAR ENDED DECEMBER 31, 2004. 04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For No AS INDEPENDENT AUDITORS FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 102 34,000 34,000 34,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CHURCHILL DOWNS INCORPORATED CHDN Annual Meeting Date: 06/16/2005 Issuer: 171484 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT L. FEALY Management For For DANIEL P. HARRINGTON Management For For CARL F. POLLARD Management For For DARRELL R. WELLS Management For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management Against Against No S ARTICLES OF INCORPORATION TO ADD A PROVISION CONCERNING THE RIGHT OF THE COMPANY TO REDEEM THE SHARES OF CERTAIN SHAREHOLDERS IF REQUIRED TO COMPLY WITH REGULATORY MATTERS. 03 PROPOSAL TO APPROVE AMENDMENTS TO THE 2005 CHURCHILL Management For For No DOWNS INCORPORATED DEFERRED COMPENSATION PLAN CONCERNING INVESTMENTS IN THE COMPANY S SHARES BY DIRECTORS. 04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For No PERFORMANCE GOALS ESTABLISHED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS FOR THE PAYMENT OF COMPENSATION TO THOMAS H. MEEKER UNDER THE 1997 INCENTIVE COMPENSATION PLAN. 05 PROPOSAL TO APPROVE MINUTES OF THE 2004 ANNUAL Management For For No MEETING OF SHAREHOLDERS, APPROVAL OF WHICH DOES NOT AMOUNT TO RATIFICATION OF ACTION TAKEN THEREAT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 50,000 50,000 50,000 6/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CSK AUTO CORPORATION CAO Annual Meeting Date: 06/16/2005 Issuer: 125965 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MAYNARD JENKINS Management For For JAMES G. BAZLEN Management For For MORTON GODLAS Management For For TERILYN A. HENDERSON Management For For CHARLES K. MARQUIS Management For For CHARLES J. PHILIPPIN Management For For WILLIAM A. SHUTZER Management For For 02 RATIFY APPOINTMENT OF INDEPENDENT AUDITOR Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 80,000 80,000 80,000 6/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HERCULES INCORPORATED HPC Annual Meeting Date: 06/16/2005 Issuer: 427056 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ANNA CHENG CATALANO Management For For BURTON M. JOYCE Management For For JEFFREY M. LIPTON Management For For JOHN K. WULFF Management For For 02 RATIFICATION OF BDO SEIDMAN, LLP AS INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 430,000 430,000 430,000 6/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MOVADO GROUP, INC. MOV Annual Meeting Date: 06/16/2005 Issuer: 624580 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GEDALIO GRINBERG Management For For EFRAIM GRINBERG Management For For MARGARET HAYES-ADAME Management For For RICHARD COTE Management For For ALAN H. HOWARD Management For For NATHAN LEVENTHAL Management For For DONALD ORESMAN Management For For LEONARD L. SILVERSTEIN Management For For 02 TO RATIFY AND APPROVE THE SELECTION BY THE AUDIT Management For For No COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL YEAR ENDING JANUARY 31, 2006.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 35,000 35,000 35,000 6/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BIOSITE INCORPORATED BSTE Annual Meeting Date: 06/17/2005 Issuer: 090945 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against No COMPANY S 1996 STOCK INCENTIVE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES RESERVED FOR ISSUANCE. 01 DIRECTOR Management For No ANTHONY DEMARIA, M.D. Management For For HOWARD E. GREENE, JR. Management For For 04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Management For For No OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 TO APPROVE THE AMENDMENT OF THE COMPANY S RESTATED Management For For No CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE TOTAL NUMBER OF SHARES AND THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 10,000 10,000 10,000 6/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CAVCO INDUSTRIES, INC. CVCO Annual Meeting Date: 06/21/2005 Issuer: 149568 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOSEPH H. STEGMAYER Management For For MICHAEL H. THOMAS Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No AUDITOR FOR FISCAL 2006. 03 APPROVAL OF THE CAVCO INDUSTRIES, INC. 2005 STOCK Management For For No INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 107 58,000 58,000 58,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE CENTRAL EUROPE AND RUSSIA FUND, CEE Annual Meeting Date: 06/21/2005 Issuer: 153436 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DR. KURT W. BOCK Management For For MR. JOHN BULT Management For For MR. ROBERT H. WADSWORTH Management For For 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For No AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING OCTOBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 60,000 60,000 60,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE GERMANY FUND, INC. GER Annual Meeting Date: 06/21/2005 Issuer: 374143 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MR. FRED H. LANGHAMMER Management For For MR. CHRISTIAN STRENGER Management For For MR. WERNER WALBROL Management For For 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For No AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 105 36,700 36,700 36,700 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP Contested Consent Meeting Date: 06/22/2005 Issuer: 68370R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ *Management 01 APPROVAL OF THE 2004 VIMPELCOM ANNUAL REPORT Management For Position Unknown No *Management 02 APPROVAL OF VIMPELCOM S ACCOUNTING STATEMENTS, Management For Position Unknown No INCLUDING PROFIT AND LOSS STATEMENT FOR 2004 03 ALLOCATION OF PROFITS AND LOSSES, ALL AS MORE Management For *Management No FULLY DESCRIBED IN THE NOTICE Position Unknown 04 ELECTION OF DIRECTORS. IF YOU WISH TO VOTE SELECTIVELY Management For *Management No OR CUMULATE, PLEASE CONTACT YOUR REPRESENTATIVE. Position Unknown 05 APPROVAL OF THE AMENDED AND RESTATED PROCEDURAL Management For *Management No REGULATIONS OF THE BOARD OF DIRECTORS Position Unknown 06 ELECTION OF THE AUDIT COMMISSION Management For *Management No Position Unknown 07 APPROVAL OF EXTERNAL AUDITORS Management For *Management No Position Unknown 08 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No MERGER OF CJSC EXTEL INTO VIMPELCOM Position Unknown 09 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No MERGER OF CJSC SOTOVAYA COMPANY INTO VIMPELCOM Position Unknown 10 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No MERGER OF CJSC STAVTELESOT INTO VIMPELCOM Position Unknown 11 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No MERGER OF CJSC VOSTOK-ZAPAD TELECOM INTO VIMPELCOM Position Unknown 12 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No MERGER OF OJSC ORENSOT INTO VIMPELCOM Position Unknown 13 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No MERGER OF OJSC BEELINE-SAMARA INTO VIMPELCOM Position Unknown 14 REORGANIZATION OF VIMPELCOM THROUGH STATUTORY Management For *Management No MERGER OF OJSC DAL TELECOM INTERNATIONAL INTO Position Unknown VIMPELCOM
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 187,000 187,000 187,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE NEW GERMANY FUND, INC. GF Contested Annual Meeting Date: 06/22/2005 Issuer: 644465 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN BULT Management For For JOHN H. CANNON Management For For WERNER WALBROL Management For For PETER ZUHLSDORFF Management For For 02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For No AND THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP, AN INDEPENDENT PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 TO APPROVE A STOCKHOLDER PROPOSAL TO REQUEST Management Against For No THAT STOCKHOLDERS OF THE FUND BE AFFORDED AN OPPORTUNITY TO REALIZE NET ASSET VALUE FOR THEIR SHARES AS SOON AS PRACTICABLE.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 55,000 55,000 55,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ XANSER CORPORATION XNR Annual Meeting Date: 06/22/2005 Issuer: 98389J ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No SANGWOO AHN Management For For JOHN R. BARNES Management For For CHARLES R. COX Management For For HANS KESSLER Management For For JAMES R. WHATLEY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 103 210,000 210,000 210,000 6/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CAESARS ENTERTAINMENT, INC. CZR Annual Meeting Date: 06/24/2005 Issuer: 127687 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STEPHEN F. BOLLENBACH Management For For WALLACE R. BARR Management For For PETER G. ERNAUT Management For For WILLIAM BARRON HILTON Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 90,000 90,000 90,000 6/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SEMCO ENERGY, INC. SEN Annual Meeting Date: 06/28/2005 Issuer: 78412D ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HARVEY I. KLEIN Management For For G.A. SCHREIBER, JR. Management For For JOHN C. VAN RODEN, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 35,000 35,000 35,000 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SIX FLAGS, INC. PKS Annual Meeting Date: 06/28/2005 Issuer: 83001P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KIERAN E. BURKE Management For For PAUL A. BIDDELMAN Management For For JAMES F. DANNHAUSER Management For For MICHAEL E. GELLERT Management For For FRANCOIS LETACONNOUX Management For For ROBERT J. MCGUIRE Management For For STANLEY S. SHUMAN Management For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 150 MILLION TO 210 MILLION SHARES. 03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 109 340,000 340,000 340,000 6/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SPANISH BROADCASTING SYSTEM, INC. SBSA Annual Meeting Date: 06/28/2005 Issuer: 846425 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RAUL ALARCON, JR. Management For For PABLO RAUL ALARCON, SR. Management For For DAN MASON Management For For ANTONIO S. FERNANDEZ Management For For JOSE A. VILLAMIL Management For For JASON L. SHRINSKY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 882 57,000 57,000 57,000 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ROGERS COMMUNICATIONS INC. RG Annual Meeting Date: 06/29/2005 Issuer: 775109 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 AMENDMENT TO THE RESTRICTED SHARE UNIT PLAN OF Management For For No THE CORPORATION TO INCREASE THE NUMBER OF CLASS B NON-VOTING SHARES RESERVED FOR ISSUANCE FROM 50,916 TO 2,000,000.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 200 80,525 80,525 80,525 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE SPAIN FUND, INC. SNF Annual Meeting Date: 06/29/2005 Issuer: 846330 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No D. DE FERNANDO GARCIA Management For For IGNACIO GOMEZ-ACEBO Management For For JOSE IGNACIO COMENGE Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 108 11,000 11,000 11,000 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BED BATH & BEYOND INC. BBBY Annual Meeting Date: 06/30/2005 Issuer: 075896 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LEONARD FEINSTEIN Management For For ROBERT KAPLAN Management For For DEAN S. ADLER Management For For JORDAN HELLER Management For For 03 SHAREHOLDER PROPOSAL; FOREIGN WORKPLACE MONITORING Shareholder Against For No 04 SHAREHOLDER PROPOSAL; EXECUTIVE STOCK HOLDINGS Shareholder Against For No 05 SHAREHOLDER PROPOSAL; BOARD STRUCTURE Shareholder Against For No 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 100 4,000 4,000 4,000 6/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DEL GLOBAL TECHNOLOGIES CORP. DGTC Annual Meeting Date: 06/30/2005 Issuer: 245073 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GERALD M. CZARNECKI Management For For JAMES R. HENDERSON Management For For WALTER F. SCHNEIDER Management For For EDGAR J. SMITH, JR. Management For For GEN. MERRILL A. MCPEAK Management For For JAMES RISHER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 101 82,000 82,000 82,000 6/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE TOPPS COMPANY, INC. TOPP Annual Meeting Date: 06/30/2005 Issuer: 890786 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STEPHEN D. GREENBERG Management For For ANN KIRSCHNER Management For For RICHARD TARLOW Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP, AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2006.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI SMALL CAP GROWTH FUND 997G004 106 150,100 150,100 150,100 6/24/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BANKGESELLSCHAFT BERLIN AG, BERLIN N/A AGM Meeting Date: 07/02/2004 Issuer: D09408135 ISIN: DE0008023227 BLOCKING SEDOL: 4093772, 5107854 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1.a RECEIVE THE FINANCIAL STATEMENTS AND THE ANNUAL Management For *Management No REPORT FOR THE FY 2003 WITH THE REPORT OF THE Position Unknown SUPERVISORY BOARD 1.b RECEIVE THE GROUP FINANCIAL STATEMENTS AND THE Management For *Management No GROUP ANNUAL REPORT Position Unknown 2. RATIFY THE ACTS OF THE BOARD OF MANAGING DIRECTORS Management For *Management No Position Unknown 3. RATIFY THE ACTS OF THE SUPERVISORY BOARD Management For *Management No Position Unknown 4. ELECT THE SUPERVISORY BOARD Management For *Management No Position Unknown 5. APPROVE THE REGULATIONS OF COMPETENCE S AND PROCEDURES Management For *Management No IN CONNECTION WITH THE AGREEMENT WITH THE FEDERAL Position Unknown STATEM OF BERLIN TO SHIELD THE BANKGESELLSCHAFT BERLIN GROUP FROM THE RISKS OF THE COMPANY S REAL ESTATE BUSINESS 6. AUTHORIZE THE COMPANY TO ACQUIRE AND SELL OWN Management For *Management No SHARES, AT A PRICE NOT DIFFERING MORE THAN 10% Position Unknown FROM THEIR MARKET PRICE, ON OR BEFORE 30 SEP 2005; THE TRADING PORTFOLIO OF SHARES TO BE ACQUIRED FOR SUCH PURPOSE SHALL NOT EXCEED 5% OF THE SHARE CAPITAL AT THE END OF EACH DAY 7. AUTHORIZE THE COMPANY TO ACQUIRE SHARES, OF UP Management For *Management No TO 10% OF ITS SHARE CAPITAL, AT PRICE NOT DIFFERING Position Unknown MORE THAN 10% FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE 30 SEP 2005; AUTHORIZE THE BOARD OF DIRECTORS TO RETIRE THE SHARES 8. APPOINT PWC DEUTSCHE REVISION AG, BERLIN, AS Management For *Management No THE AUDITORS FOR THE FY 2004 Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 30,000 30,000 30,000 6/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------ BT GROUP PLC BTY Annual Meeting Date: 07/14/2004 Issuer: 05577E ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 REPORTS AND ACCOUNTS. Management For For No 02 REMUNERATION REPORT. Management For For No 03 FINAL DIVIDEND. Management For For No 04 RE-ELECT SIR CHRISTOPHER BLAND. Management For For No 05 RE-ELECT ANDY GREEN. Management For For No 06 RE-ELECT IAN LIVINGSTON. Management For For No 07 RE-ELECT JOHN NELSON. Management For For No 08 REAPPOINTMENT AND REMUNERATION OF AUDITORS. Management For For No 09 AUTHORITY TO ALLOT SHARES. Management For For No 10 AUTHORITY TO ALLOT SHARES FOR CASH. (SPECIAL RESOLUTION) Management For For No 11 AUTHORITY TO PURCHASE OWN SHARES. (SPECIAL RESOLUTION) Management For For No 12 AUTHORITY FOR POLITICAL DONATIONS. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 30,000 30,000 30,000 6/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------ BT GROUP PLC BTY AGM Meeting Date: 07/14/2004 Issuer: G16612106 ISIN: GB0030913577 SEDOL: B014679, 3091357, B02S7B1, 7392089 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS Management For *Management No AND THE AUDITORS FOR THE YE31 MAR 2004 Position Unknown 2. APPROVE THE DIRECTOR S REMUNERATION REPORT FOR Management For *Management No THE YE 31 MAR 2004 Position Unknown 3. DECLARE A FINAL DIVIDEND OF 5.3 PENCE PER SHARE Management For *Management No PAYABLE ON 06 SEP 2004 TO HOLDERS OF ORDINARY Position Unknown SHARES REGISTERED ON 06 AUG 2004 4. RE-ELECT SIR. CHRISTOPHER BLAND AS A DIRECTOR Management For *Management No Position Unknown 5. RE-ELECT MR. ANDY GREEN AS A DIRECTOR Management For *Management No Position Unknown 6. RE-ELECT MR. IAN LIVINGSTON AS A DIRECTOR Management For *Management No Position Unknown 7. RE-ELECT MR. JOHN NELSON AS A DIRECTOR Management For *Management No Position Unknown 8. RE-ELECT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For *Management No OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT Position Unknown GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY AND THEIR REMUNERATION BE FIXED BY THE DIRECTORS 9. AUTHORIZE THE DIRECTORS, BY ARTICLE 74 OF THE Management For *Management No COMPANY S ARTICLES OF ASSOCIATION AND FOR SECTION Position Unknown 80 OF THE COMPANIES ACT 1985, TO ALLOT UNISSUED SHARES UP TO AN AGGREGATE NOMINAL VALUE OF GBP 142 MILLION, EQUAL TO 33% OF THE ISSUED SHARE CAPITAL EXCLUDING TREASURY SHARES OF THE COMPANY; AUTHORITY EXPIRES THE EARLIER OF THE 13 OCT 2005 OR 15 MONTHS S.10 AUTHORIZE THE DIRECTORS, PURSUANT TO THE AUTHORITY Management For *Management No CONFERRED BY ARTICLE 74 OFTHE COMPANY S ARTICLES Position Unknown OF ASSOCIATION TO ALLOT TREASURY SHARES FOR CASH, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS, PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS ISSUE AS AN OFFER IN FAVOR OF ORDINARY SHAREHOLDERS; B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 22 MILLION 5% OF THE COMPANY S ISSUED SHARE CAPITAL ; AUTHORITY EXPIRES THE EARLIER OF THE 13 OCT 2005 OR 15 MONTHS ; AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.11 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management No SECTION 163(3) OF THE COMPANIES 1985 OF UP Position Unknown TO A MAXIMUM NUMBER OF 859 MILLION SHARES OF 5P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 5P AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS OF SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CLOSE OF THE AGM OF THE COMPANY OR 13 OCT 2005 ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY 12. AUTHORIZE THE BRITISH TELECOMMUNICATIONS PLC, Management For *Management No TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS, Position Unknown NOT EXCEEDING GBP 1,00,000 IN TOTAL; AUTHORITY EXPIRES AT THE CONCLUSION OF AGM IN 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 300,000 300,000 300,000 6/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MODINE MANUFACTURING COMPANY MOD Annual Meeting Date: 07/21/2004 Issuer: 607828 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For No INDEPENDENT AUDITORS. 01 DIRECTOR Management For No RICHARD J. DOYLE Management For For GARY L. NEALE Management For For DAVID B. RAYBURN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 60,000 60,000 60,000 6/22/2004
- ------------------------------------------------------------------------------------------------------------------------------------ CABLE AND WIRELESS PLC CWP Annual Meeting Date: 07/22/2004 Issuer: 126830 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 16 TO DECLARE A FULL YEAR DIVIDEND. Management For For No 15 TO OFFER A SCRIP DIVIDEND SCHEME. Management For For No 14 TO AMEND THE ARTICLES OF ASSOCIATION. (SPECIAL Management For For No RESOLUTION) 13 PURCHASE OF OWN SHARES BY THE COMPANY. (SPECIAL RESOLUTION) Management For For No 12 TO AUTHORIZE THE COMPANY TO MAKE POLITICAL DONATIONS. Management For For No 11 TO OPERATE THE INCENTIVE PLAN IN FRANCE. Management For For No 10 TO AMEND THE RULES OF THE DEFERRED SHORT TERM Management For For No INCENTIVE PLAN. 09 TO AMEND THE RULES OF THE INCENTIVE PLAN. Management For For No 08 TO AUTHORIZE THE DIRECTORS TO SET THE REMUNERATION Management For For No OF THE AUDITORS. 07 TO RE-APPOINT THE AUDITORS. Management For For No 03 DIRECTOR Management For No CHARLES HERLINGER* Management For For LORD ROBERTSON* Management For For RICHARD LAPTHORNE** Management For For GRAHAM HOWE**+ Management For For 02 TO APPROVE THE REMUNERATION REPORT. Management For For No 01 TO ADOPT THE REPORT AND ACCOUNTS. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 207 25,000 25,000 25,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------ SCOTTISH POWER PLC SPI Annual Meeting Date: 07/23/2004 Issuer: 81013T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ O1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR Management For For No THE YEAR ENDED MARCH 31, 2004. O2 TO APPROVE THE REMUNERATION REPORT. Management For For No O3 TO ELECT VICKY BAILEY AS A DIRECTOR. Management For For No O4 TO ELECT PHILIP CARROLL AS A DIRECTOR. Management For For No O5 TO ELECT JUDI JOHANSEN AS A DIRECTOR. Management For For No O6 TO ELECT SIMON LOWTH AS A DIRECTOR. Management For For No O7 TO ELECT NANCY WILGENBUSCH AS A DIRECTOR. Management For For No O8 TO RE-ELECT EUAN BAIRD AS A DIRECTOR. Management For For No O9 TO RE-ELECT IAN RUSSELL AS A DIRECTOR. Management For For No O10 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For For No OF THE COMPANY AND TO SET THE REMUNERATION OF THE AUDITORS. O11 TO AUTHORIZE THE COMPANY TO MAKE DONATIONS TO Management For For No EU POLITICAL ORGANIZATIONS AND TO INCUR EU POLITICAL EXPENDITURE. S12 TO RENEW THE AUTHORITY OF THE DIRECTORS TO DISAPPLY Management For For No PRE-EMPTION RIGHTS. S13 TO RENEW THE AUTHORITY OF THE COMPANY TO PURCHASE Management For For No ITS OWN SHARES. S14 TO AMEND THE ARTICLES OF ASSOCIATION AS DETAILED Management For For No IN THE NOTICE OF MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 705 12,000 12,000 12,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------ FOMENTO ECONOMICO MEXICANO, S.A. DE FMX Special Meeting Date: 07/27/2004 Issuer: 344419 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 05 APPROVE THE CONDITIONS PRECEDENT FOR THE EFFECTIVENESS Management For For No OF THE RESOLUTIONS ADOPTED DURING THE MEETING. 04 TO AUTHORIZE THE DIRECTORS (1) TO DETERMINE THE Management For For No SUBSCRIPTION PRICE PER SHARE, AND PER UNIT DURING THE PUBLIC OFFER; (2) TO DETERMINE THE AMOUNT TO BE ALLOCATED AS CAPITAL STOCK INCREASE AND AMOUNT AS SUBSCRIPTION PREMIUM PER SHARE AND PER UNIT, AND (3) TO DETERMINE THE MANNER, TERM AND CONDITIONS FOR THE CAPITAL INCREASE AND THE PUBLIC OFFERING OF THE UNITS. 03 APPROVE THE PUBLIC OFFER IN THE SECURITIES MARKETS Management For For No OF MEXICO, UNITED STATES OF AMERICA AND OTHER MARKETS. 02 EXPRESS WAIVER BY THE SHAREHOLDERS TO THEIR PRE-EMPTIVE Management For For No RIGHTS GRANTED BY ARTICLE 132 OF THE MEXICAN GENERAL CORPORATIONS LAW, TO SUBSCRIBE THE SHARES AND UNITS ISSUED IN ACCORDANCE WITH ITEM I OF THE AGENDA. 01 SUBJECT TO THE APPROVAL OF, AND THE CONDITIONS Management For For No IMPOSED BY THE MEXICAN SECURITIES COMMISSION AND IN ACCORDANCE WITH ARTICLE 81 OF THE MEXICAN SECURITIES MARKET LAW, TO INCREASE THE VARIABLE PORTION OF THE CAPITAL STOCK OF THE COMPANY, BY THE ISSUANCE OF COMMON SERIES B SHARES AND LIMITED VOTING SERIES D SHARES, AND TO APPROVE THEIR INTEGRATION INTO B UNITS AND BD UNITS. 08 APPROVAL OF THE MINUTES OF THE SHAREHOLDERS MEETING. Management For For No 07 APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS Management For For No MEETING. 06 ISSUANCE OF POWERS OF ATTORNEY TO EXECUTE THE Management For For No RESOLUTIONS ADOPTED DURING THE MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 17,000 17,000 17,000 7/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MMO2 PLC OOM Annual Meeting Date: 07/28/2004 Issuer: 55309W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 11 ADOPT MMO2 DEFERRED EQUITY INCENTIVE PLAN Management For For No 10 AUTHORITY TO PURCHASE OWN SHARES (SPECIAL RESOLUTION) Management For For No 09 POWER TO ALLOT SHARES FOR CASH (SPECIAL RESOLUTION) Management For For No 08 AUTHORITY TO ALLOT SHARES Management For For No 07 REMUNERATION OF AUDITORS Management For For No 06 RE-APPOINTMENT OF AUDITORS Management For For No 05 RE-ELECT ANDREW SUKAWATY Management For For No 04 RE-ELECT STEPHEN HODGE Management For For No 03 RE-ELECT DAVID FINCH Management For For No 02 REMUNERATION REPORT Management For For No 01 REPORT AND ACCOUNTS Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 20,000 20,000 20,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MMO2 PLC, SLOUGH OOTFF.PK AGM Meeting Date: 07/28/2004 Issuer: G6179P109 ISIN: GB0030872716 SEDOL: 3087271 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS Management For *Management No AND THE AUDITORS FOR THE FYE 31 MAR 2004 Position Unknown 2. APPROVE THE REPORT ON DIRECTORS REMUNERATION Management For *Management No FOR THE FYE 31 MAR 2004 Position Unknown 3. RE-ELECT MR. DAVID FINCH AS A DIRECTOR OF THE Management For *Management No COMPANY Position Unknown 4. RE-ELECT MR. STEPHEN HODGE AS A DIRECTOR OF THE Management For *Management No COMPANY Position Unknown 5. RE-ELECT MR. ANDREW SUKAWATY AS A DIRECTOR OF Management For *Management No THE COMPANY Position Unknown 6. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management No AUDITORS OF THE COMPANY UNTIL THE CONCLUSION Position Unknown OF THE NEXT GENERAL MEETING 7. AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS Management For *Management No REMUNERATION Position Unknown 8. APPROVE TO RENEW THE AUTHORITY TO ALLOT RELEVANT Management For *Management No SECURITIES CONFERRED ON THE BOARD BY ARTICLE Position Unknown 74.2 OF THE COMPANY S ARTICLE OF ASSOCIATION FOR THE PERIOD ENDING ON THE DATE OF THE AGM IN 2005 OR ON 23 OCT 2003, WHICHEVER IS THE EARLIER, AND FOR SUCH PERIOD THE SECTION 80 AMOUNT SHALL BE GBP 2,891,000; AUTHORITY EXPIRES ON 28 OCT 2005 OR AT THE CONCLUSION OF THE NEXT AGM, WHICH EVER IS EARLIER S.9 APPROVE TO RENEW, SUBJECT TO THE PASSING OF RESOLUTION Management For *Management No 8, THE POWER TO ALLOT EQUITY SECURITIES FOR CASH, Position Unknown CONFERRED ON THE BOARD BY ARTICLE 74.3 OF THE COMPANY S ARTICLE OF ASSOCIATION FOR THE PERIOD REFERRED TO IN RESOLUTION 8 AND FOR SUCH PERIOD THE SECTION 89 AMOUNT SHALL BE GBP 433,700; AUTHORITY EXPIRES ON 28 OCT 2005 OR AT THE CONCLUSION OF THE NEXT AGM, WHICH EVER IS EARLIER S.10 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH ARTICLE Management For *Management No 83 OF THE COMPANY S ARTICLES OF ASSOCIATION AND Position Unknown SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES OF 0.1P EACH SECTION 163, PROVIDED THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES BEING PURCHASED IS 867,400,000; (B) THE MINIMUM PRICE OF EACH SHARE IS 0.1P; (C) THE MAXIMUM PRICE WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE COMPANY S ORDINARY SHARES AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE OF PURCHASE; AUTHORITY EXPIRES ON 28 OCT 2005 OR AT THE CONCLUSION OF THE AGM OF THE COMPANY IN 2005, WHICHEVER IS EARLIER ; AND THE COMPANY MAY ENTER INTO CONTRACTS OF PURCHASE DURING THE RELEVANT PERIOD WHICH MAY BE EXERCISED AFTER THE RELEVANT PERIOD 11. APPROVE THE MMO2 DEFERRED EQUITY INCENTIVE PLAN Management For *Management No AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH ACTS Position Unknown AND THINGS AS THEY MAY CONSIDER APPROPRIATE TO IMPLEMENT THE PLAN
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 300,000 300,000 300,000 7/21/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE ST. PAUL TRAVELERS COMPANIES, IN SPC Annual Meeting Date: 07/28/2004 Issuer: 792860 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No H.P. BERKOWITZ Management For For K.J. BIALKIN Management For For C.H. BYRD Management For For J.H. DASBURG Management For For L.B. DISHAROON Management For For J.M. DOLAN Management For For K.M. DUBERSTEIN Management For For J.S. FISHMAN Management For For L.G. GRAEV Management For For M.D. HARTZBAND Management For For T.R. HODGSON Management For For W.H. KLING Management For For J.A. LAWRENCE Management For For R.I. LIPP Management For For B.J. MCGARVIE Management For For G.D. NELSON, MD Management For For C. OTIS, JR. Management For For J.M. PEEK Management For For N.A. ROSEMAN Management For For C.W. SCHARF Management For For G.M. SPRENGER Management For For F.J. TASCO Management For For L.J. THOMSEN Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No AS ST. PAUL TRAVELERS INDEPENDENT AUDITORS FOR 2004. 03 PROPOSAL TO APPROVE THE ST. PAUL TRAVELERS COMPANIES, Management Against Against No INC. 2004 STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 40,000 40,000 40,000 7/28/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MUNICIPAL MORTGAGE & EQUITY, LLC MMA Annual Meeting Date: 07/30/2004 Issuer: 62624B ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EDDIE C. BROWN Management For For DOUGLAS A. MCGREGOR Management For For CARL W. STEARN Management For For FRED N. PRATT, JR. Management For For 02 APPROVAL OF THE 2004 NON-EMPLOYEE DIRECTORS Management For For No SHARE PLAN. 03 APPROVAL OF THE 2004 SHARE INCENTIVE PLAN. Management For For No 04 ANY OTHER MATTERS THAT MAY PROPERLY BE BROUGHT Management For For No BEFORE THE MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 3,000 3,000 3,000 5/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------ APOGENT TECHNOLOGIES INC. AOT Special Meeting Date: 08/02/2004 Issuer: 03760A ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. Management For For No 02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For No SOLICIT ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 8,000 8,000 8,000 7/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE TITAN CORPORATION TTN Annual Meeting Date: 08/19/2004 Issuer: 888266 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004 01 DIRECTOR Management For No MICHAEL B. ALEXANDER Management For For EDWARD H. BERSOFF Management For For JOSEPH F. CALIGIURI Management For For PETER A. COHEN Management For For DANIEL J. FINK Management For For SUSAN GOLDING Management For For ROBERT M. HANISEE Management For For ROBERT E. LA BLANC Management For For GENE W. RAY Management For For JAMES ROTH Management For For JOSEPH R. WRIGHT, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 110,000 110,000 110,000 8/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------ CHARTER ONE FINANCIAL, INC. CF Special Meeting Date: 08/23/2004 Issuer: 160903 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 MERGER AGREEMENT: TO APPROVE AND ADOPT THE AGREEMENT Management For For No AND PLAN OF MERGER, DATED AS OF MAY 4, 2004, BY AND AMONG CHARTER ONE FINANCIAL, INC., CITIZENS FINANCIAL GROUP, INC., CARDINAL ACQUISITION CORP. AND, SOLELY WITH RESPECT TO ARTICLE 11 OF THE AGREEMENT, THE ROYAL BANK OF SCOTLAND GROUP PLC, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 ADJOURNMENT: TO APPROVE THE ADJOURNMENT OF THE Management For For No SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER REFERENCED ABOVE.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 10,000 10,000 10,000 8/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------ FRANCE TELECOM FTE Special Meeting Date: 09/01/2004 Issuer: 35177Q ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 05 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For No THE SHARE SUBSCRIPTION AND/OR PURCHASE OPTIONS 04 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For No SHARES RESERVED FOR PERSONS WHO SIGNED A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS OF ORANGE S.A. 03 NOTING THE DEFINITIVE COMPLETION OF THE MERGER Management For For No BY ABSORPTION OF WANADOO BY THE COMPANY AND THE DISSOLUTION OF WANADOO 02 ASSUMPTION OF STOCK OPTIONS OF WANADOO Management For For No 01 APPROVAL OF THE MERGER BY ABSORPTION OF WANADOO Management For For No BY THE COMPANY 08 POWERS Management For For No 07 MODIFICATION TO THE AUTHORIZATION TO THE BOARD Management For For No OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER FRANCE TELECOM SHARES AS GRANTED BY THE SHAREHOLDERS IN THEIR ORDINARY GENERAL MEETING ON APRIL 9, 2004 06 DELEGATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For No SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY S SHARE CAPITAL FOR THE BENEFIT OF MEMBERS OF A FRANCE TELECOM GROUP COMPANY SAVINGS PLAN
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 12,000 12,000 12,000 8/20/2004
- ------------------------------------------------------------------------------------------------------------------------------------ H&R BLOCK, INC. HRB Annual Meeting Date: 09/08/2004 Issuer: 093671 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DONNA R. ECTON Management For For LOUIS W. SMITH Management For For RAYFORD WILKINS, JR. Management For For 02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY S Management For For No ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, WITHOUT PAR VALUE, FROM 500,000,000 TO 800,000,000 SHARES. 03 THE APPROVAL OF AN AMENDMENT TO THE 1989 STOCK Management For For No OPTION PLAN FOR OUTSIDE DIRECTORS TO EXTEND THE PLAN FOR FIVE YEARS, SUCH THAT IT WILL TERMINATE, UNLESS FURTHER EXTENDED, ON DECEMBER 5, 2009. 04 THE APPROVAL OF AMENDMENTS TO THE 1999 STOCK Management Against Against No OPTION PLAN FOR SEASONAL EMPLOYEES TO (I) EXTEND THE PLAN FOR TWO YEARS, SUCH THAT IT WILL TERMINATE, UNLESS FURTHER EXTENDED, ON DECEMBER 31, 2006 AND (II) INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UNDER THE PLAN FROM 20,000,000 TO 23,000,000. 05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING APRIL 30, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 3,000 3,000 3,000 8/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------ H.J. HEINZ COMPANY HNZ Annual Meeting Date: 09/08/2004 Issuer: 423074 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No W.R. JOHNSON Management For For C.E. BUNCH Management For For M.C. CHOKSI Management For For L.S. COLEMAN, JR. Management For For P.H. COORS Management For For E.E. HOLIDAY Management For For C. KENDLE Management For For D.R. O'HARE Management For For L.C. SWANN Management For For T.J. USHER Management For For J.M. ZIMMERMAN Management For For 02 RATIFICATION OF AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 64,000 64,000 64,000 8/31/2004
- ------------------------------------------------------------------------------------------------------------------------------------ TELECOM ITALIA MEDIA SPA, TORINO TIAMF.PK EGM Meeting Date: 09/10/2004 Issuer: T92765121 ISIN: IT0001389920 BLOCKING SEDOL: 5843642, 7184833, B01DRM8, 5846704 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown 13 SEP 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU 1. APPROVE THE STOCK CAPITAL INCREASE BY ISSUING Management For *Management No FROM A MINIMUM NUMBER OF 473,566,962 TO A MAXIMUM Position Unknown NUMBER OF 591,958,700 ORDINARY SHARES FACE VALUE EUR 0.03 AND FROM A MINIMUM NUMBER OF 7,940,702 TO A MAXIMUM NUMBER OF 9,925,875 SAVING SHARES FACE VALUE EUR 0.03 TO BE RESERVED TO SHAREHOLDERS; AMEND ARTICLE 5 OF THE BY-LAW ACCORDINGLY; RESOLUTION RELATED THERE TO
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 154 154 154 8/25/2004
- ------------------------------------------------------------------------------------------------------------------------------------ SUNTRUST BANKS, INC. STI Special Meeting Date: 09/15/2004 Issuer: 867914 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE ISSUANCE OF SUNTRUST COMMON STOCK Management For For No TO NATIONAL COMMERCE FINANCIAL CORPORATION SHAREHOLDERS IN THE MERGER PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 7, 2004, BY AND BETWEEN SUNTRUST BANKS, INC. AND NATIONAL COMMERCE FINANCIAL CORPORATION (THE MERGER AGREEMENT ), AS DESCRIBED IN THE JOINT PROXY STATEMENT-PROSPECTUS AND THE MERGER AGREEMENT. 02 TO ADJOURN OR POSTPONE THE SUNTRUST SPECIAL MEETING, Management For For No IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES.
Report Date: 07/28/2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 12,000 12,000 12,000 9/1/2004
- ------------------------------------------------------------------------------------------------------------------------------------ GENERAL MILLS, INC. GIS Annual Meeting Date: 09/27/2004 Issuer: 370334 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No AUDITOR. 01 DIRECTOR Management For No STEPHEN R. DEMERITT Management For For LIVIO D. DESIMONE Management For For WILLIAM T. ESREY Management For For RAYMOND V. GILMARTIN Management For For JUDITH R. HOPE Management For For ROBERT L. JOHNSON Management For For HEIDI G. MILLER Management For For H. OCHOA-BRILLEMBOURG Management For For MICHAEL D. ROSE Management For For STEPHEN W. SANGER Management For For A. MICHAEL SPENCE Management For For DOROTHY A. TERRELL Management For For 03 APPROVAL OF AMENDMENTS TO THE COMPANY S BY-LAWS. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 25,000 25,000 25,000 9/8/2004
- ------------------------------------------------------------------------------------------------------------------------------------ SEAT PAGINE GIALLE SPA, MILANO SPGBF.PK MIX Meeting Date: 09/27/2004 Issuer: T8380H104 ISIN: IT0003479638 BLOCKING SEDOL: 7646593, 7743621 - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ O.1 APPROVE THE BALANCE SHEET AS AT 31 DEC 2003; Management For *Management No APPOINT A DIRECTOR; APPROVE THE REMUNERATION Position Unknown OF A DIRECTOR AND CONSEQUENT DELIBERATIONS E.1 AMEND THE STATUTE AND CONSEQUENT DELIBERATIONS Management For *Management No Position Unknown * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown 28 SEP 2004. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 406 406 406 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------ DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/30/2004 Issuer: 24522P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOE L. MORGAN Management For For DAVID R. WILLIAMS Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING MAY 1, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 55,330 55,330 55,330 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------ PRIME HOSPITALITY CORP. PDQ Special Meeting Date: 10/06/2004 Issuer: 741917 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For No AS OF AUGUST 18, 2004, BY AND AMONG THE COMPANY, BREP IV HOTELS HOLDING L.L.C. AND BREP IV HOTELS ACQUISITION L.L.C.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 125,200 125,200 125,200 9/29/2004
- ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL PROCESSING, INC. NAP Special Meeting Date: 10/08/2004 Issuer: 637229 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER AMONG Management For For No BANK OF AMERICA CORPORATION, MONARCH ACQUISITION, INC., AN INDIRECT WHOLLY OWNED SUBSIDIARY OF BANK OF AMERICA, AND NATIONAL PROCESSING, INC., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 5,000 5,000 5,000 10/2/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE PROCTER & GAMBLE COMPANY PG Annual Meeting Date: 10/12/2004 Issuer: 742718 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 APPROVE AMENDMENT TO AMENDED ARTICLES OF INCORPORATION Management For For No TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK 02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM 01 DIRECTOR Management For No R. KERRY CLARK Management For For JOSEPH T. GORMAN Management For For LYNN M. MARTIN Management For For RALPH SNYDERMAN Management For For ROBERT D. STOREY Management For For 05 SHAREHOLDER PROPOSAL NO. 1 IN-HOME FOOD STUDIES Shareholder Against For No FOR PET NUTRITION 04 APPROVE AMENDMENT TO CODE OF REGULATIONS TO PROVIDE Management Against For No FOR THE ANNUAL ELECTION OF DIRECTORS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 38,000 38,000 38,000 9/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------ HARBOR GLOBAL COMPANY LTD. HRBG Annual Meeting Date: 10/18/2004 Issuer: G4285W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT Management For For No AUDITOR FOR THE COMPANY UNTIL THE CLOSE OF THE COMPANY S 2005 ANNUAL GENERAL MEETING, AT A FEE TO BE AGREED TO BY THE DIRECTORS ACTING THROUGH THE COMPANY S AUDIT COMMITTEE. 02 TO APPROVE THE AMENDED AND RESTATED HARBOR GLOBAL Management For For No COMPANY LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN, WHICH AMENDS AND RESTATES THE HARBOR GLOBAL COMPANY LTD. NON-EMPLOYEE DIRECTOR SHARE PLAN TO INCREASE BY 23,000 THE NUMBER OF COMMON SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN AND EXTEND THE TERM OF THE PLAN, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 5,000 5,000 5,000 9/23/2004
- ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL PRESTO INDUSTRIES, INC. NPK Annual Meeting Date: 10/19/2004 Issuer: 637215 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD N. CARDOZO Management For For PATRICK J. QUINN Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 36,000 36,000 36,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------ DIAGEO PLC DEO Annual Meeting Date: 10/20/2004 Issuer: 25243Q ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 18 AMENDMENTS TO THE DIAGEO 1999 IRISH SHARESAVE Management For For No SCHEME 17 AMENDMENTS TO THE DIAGEO UK SHARESAVE SCHEME Management For For No 2000 16 AMENDMENTS TO THE DIAGEO 2001 SHARE INCENTIVE Management For For No PLAN 15 AMENDMENTS TO THE DISCRETIONARY INCENTIVE PLAN Management For For No 14 AMENDMENTS TO THE DIAGEO EXECUTIVE SHARE OPTION Management For For No PLAN 13 AMENDMENTS TO THE DIAGEO LONG TERM INCENTIVE Management For For No PLAN 12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For No 19 AMENDMENT TO THE DIAGEO LONG TERM INCENTIVE PLAN Management For For No AWARDS 11 AMENDMENT TO ARTICLES OF ASSOCIATION Management For For No 10 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For No 09 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Management For For No 04 DIRECTOR Management For No LORD HOLLICK (1,3,4) Management For For MR NC ROSE (2) Management For For MR PA WALKER (1,3,4) Management For For MR HT STITZER (1,3,4) Management For For MR JR SYMONDS (1,3,4) Management For For 03 DECLARATION OF FINAL DIVIDEND Management For For No 02 DIRECTORS REMUNERATION REPORT 2004 Management For For No 01 REPORTS AND ACCOUNTS 2004 Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 205 50,000 50,000 50,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------ BANCO SANTANDER CENTRAL HISPANO S.A. STD Special Meeting Date: 10/21/2004 Issuer: 05964H ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 CAPITAL INCREASE IN THE NOMINAL AMOUNT OF 755,688,951.5 Management For For No EUROS BY MEANS OF THE ISSUANCE OF 1,511,377,903 NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF (0.5) EURO AND AN ISSUANCE PREMIUM TO BE DETERMINED BY THE BOARD OF DIRECTORS OR, IN SUBSTITUTION THEREOF, THE EXECUTIVE COMMITTEE, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 05 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INTERPRET, Management For For No RECTIFY, SUPPLEMENT, EXECUTE AND FURTHER DEVELOP THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL MEETING. 04 RATIFICATION OF DIRECTOR. Management For For No 03 AUTHORIZATION FOR THE DELIVERY OF ONE HUNDRED Management For For No (100) SHARES OF THE BANK TO EACH OF THE EMPLOYEES OF THE ABBEY NATIONAL GROUP PLC, AS A SPECIAL BONUS UPON THE ACQUISITION OF ABBEY NATIONAL PLC, ONCE SUCH ACQUISITION HAS BEEN COMPLETED. 02 AUTHORIZATION, WITHIN THE FRAMEWORK OF THE ACQUISITION Management For For No OF ABBEY NATIONAL PLC BY THE BANK, AND ONCE SUCH ACQUISITION HAS BEEN COMPLETED, FOR THE CONTINUATION OF CERTAIN OPTION PLANS FOR SHARES AND RIGHTS TO RECEIVE SHARES OF ABBEY NATIONAL PLC THAT IT CURRENTLY GRANTS TO EMPLOYEES IN ITS GROUP.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 18,000 18,000 18,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE NEWS CORPORATION LIMITED NWS Annual Meeting Date: 10/26/2004 Issuer: 652487 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1A RE-ELECTION OF MR. KE COWLEY, AS DIRECTOR. Management For For No 1B RE-ELECTION OF MR. DF DEVOE, AS DIRECTOR. Management For For No 1C ELECTION OF MR. V DINH, AS DIRECTOR. Management For For No 1D ELECTION OF MR. PL BARNES, AS DIRECTOR. Management For For No 1E ELECTION OF MR. JL THORNTON, AS DIRECTOR. Management For For No 02 SHARE SCHEME MEETING OF ORDINARY SHAREHOLDERS. Management For For No APPROVAL OF THE SHARE SCHEME DESCRIBED IN THE INFORMATION MEMORANDUM. 03 CAPITAL REDUCTION MEETING. APPROVAL OF THE CAPITAL Management For For No REDUCTION BY CANCELLATION OF ALL SHARES IN THE COMPANY. ADS IF YOU MARK THE AGAINST BOX, YOU WILL NOT VOTE Management For For No AS REGISTERED LEGAL OWNER OF NEWSCORP SHARES AND YOUR VOTE WILL NOT BE COUNTED IN DETERMINING WHETHER THE SHARE SCHEME IS APPROVED BY A MAJORITY IN NUMBER OF SHAREHOLDERS VOTING AT THE MEETINGS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 703 3,008 3,008 3,008 10/13/2004
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 SHARE SCHEME MEETING OF PREFERRED SHAREHOLDERS. Management For For No APPROVAL OF THE SHARE SCHEME DESCRIBED IN THE INFORMATION MEMORANDUM. ADS IF YOU MARK THE AGAINST BOX, YOU WILL NOT VOTE Management For For No AS REGISTERED LEGAL OWNER OF NEWSCORP SHARES AND YOUR VOTE WILL NOT BE COUNTED IN DETERMINING WHETHER THE SHARE SCHEME IS APPROVED BY A MAJORITY IN NUMBER OF SHAREHOLDERS VOTING AT THE MEETINGS. 02 CAPITAL REDUCTION MEETING. APPROVAL OF THE CAPITAL Management For For No REDUCTION BY CANCELLATION OF ALL SHARES IN THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 802 5,730 5,730 5,730 10/13/2004
- ------------------------------------------------------------------------------------------------------------------------------------ PARKER-HANNIFIN CORPORATION PH Annual Meeting Date: 10/27/2004 Issuer: 701094 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CANDY M. OBOURN Management For For HECTOR R. ORTINO Management For For NICKOLAS W. VANDE STEEG Management For For DONALD E. WASHKEWICZ Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FY05. 03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2004 Management Against Against No NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 2,000 2,000 2,000 10/5/2004
- ------------------------------------------------------------------------------------------------------------------------------------ SOUTHERN UNION COMPANY SUG Annual Meeting Date: 10/28/2004 Issuer: 844030 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KURT A. GITTER Management For For ADAM M. LINDEMANN Management For For GEORGE ROUNTREE Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 63,000 63,000 63,000 10/26/2004
- ------------------------------------------------------------------------------------------------------------------------------------ WACHOVIA CORPORATION WB Special Meeting Date: 10/28/2004 Issuer: 929903 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 A PROPOSAL TO APPROVE THE PLAN OF MERGER CONTAINED Management For For No IN THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 20, 2004, BETWEEN SOUTHTRUST CORPORATION AND WACHOVIA, PURSUANT TO WHICH SOUTHTRUST WILL MERGE WITH AND INTO WACHOVIA, AS MORE FULLY DESCRIBED IN THE JOINT PROXY STATEMENT-PROSPECTUS DATED SEPTEMBER 24, 2004.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 25,000 25,000 25,000 10/19/2004
- ------------------------------------------------------------------------------------------------------------------------------------ AUTOMATIC DATA PROCESSING, INC. ADP Annual Meeting Date: 11/09/2004 Issuer: 053015 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For No 01 DIRECTOR Management For No GREGORY D. BRENNEMAN Management For For LESLIE A. BRUN Management For For GARY C. BUTLER Management For For JOSEPH A. CALIFANO, JR. Management For For LEON G. COOPERMAN Management For For R. GLENN HUBBARD Management For For ANN DIBBLE JORDAN Management For For HARVEY M. KRUEGER Management For For FREDERIC V. MALEK Management For For HENRY TAUB Management For For ARTHUR F. WEINBACH Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 4,000 4,000 4,000 11/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/09/2004 Issuer: 594918 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 05 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITOR 04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Management For For No CRITERIA FOR AWARDS UNDER THE 2001 STOCK PLAN 03 ADOPTION OF THE AMENDMENTS TO THE 1999 STOCK Management For For No PLAN FOR NON-EMPLOYEE DIRECTORS, THE STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS AND THE STOCK OPTION PLAN FOR CONSULTANTS AND ADVISORS 02 ADOPTION OF THE AMENDMENTS TO THE 2001 STOCK Management Against Against No PLAN AND THE 1991 STOCK OPTION PLAN 01 DIRECTOR Management For No WILLIAM H. GATES III Management For For STEVEN A. BALLMER Management For For JAMES I. CASH JR. Management For For RAYMOND V. GILMARTIN Management For For A. MCLAUGHLIN KOROLOGOS Management For For DAVID F. MARQUARDT Management For For CHARLES H. NOSKI Management For For HELMUT PANKE Management For For JON A. SHIRLEY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 50,000 50,000 50,000 11/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE ROUSE COMPANY RSE Special Meeting Date: 11/09/2004 Issuer: 779273 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ B PROPOSAL TO APPROVE AN ADJOURNMENT OF THE SPECIAL Management For For No MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE MERGER. A PROPOSAL TO APPROVE THE MERGER BETWEEN THE ROUSE Management For For No COMPANY AND RED ACQUISITION, LLC, A SUBSIDIARY OF GENERAL GROWTH PROPERTIES, INC., SUBSTANTIALLY ON THE TERMS SET FORTH IN THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 19, 2004, ATTACHED TO THE PROXY STATEMENT AS ANNEX A, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 80,000 80,000 80,000 11/3/2004
- ------------------------------------------------------------------------------------------------------------------------------------ FOX ENTERTAINMENT GROUP, INC. FOX Annual Meeting Date: 11/16/2004 Issuer: 35138T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No K. RUPERT MURDOCH Management For For PETER CHERNIN Management For For DAVID F. DEVOE Management For For ARTHUR M. SISKIND Management For For LACHLAN K. MURDOCH Management For For CHRISTOS M. COTSAKOS Management For For PETER POWERS Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No YOUNG LLP AS INDEPENDENT ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 20,000 20,000 20,000 11/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE CLOROX COMPANY CLX Annual Meeting Date: 11/17/2004 Issuer: 189054 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DANIEL BOGGAN, JR. Management For For TULLY M. FRIEDMAN Management For For CHRISTOPH HENKEL Management For For WILLIAM R. JOHNSON Management For For GERALD E. JOHNSTON Management For For ROBERT W. MATSCHULLAT Management For For GARY G. MICHAEL Management For For KLAUS MORWIND Management For For JAN L. MURLEY Management For For LARY R. SCOTT Management For For MICHAEL E. SHANNON Management For For 02 PROPOSAL TO APPROVE AMENDMENTS TO THE CLOROX Management For For No COMPANY INDEPENDENT DIRECTORS STOCK-BASED COMPENSATION PLAN. 03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For No LLP, CERTIFIED PUBLIC ACCOUNTANTS, FOR THE FISCAL YEAR ENDING JUNE 30, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 1,000 1,000 1,000 11/15/2004
- ------------------------------------------------------------------------------------------------------------------------------------ CAMPBELL SOUP COMPANY CPB Annual Meeting Date: 11/18/2004 Issuer: 134429 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN F. BROCK Management For For EDMUND M. CARPENTER Management For For PAUL R. CHARRON Management For For DOUGLAS R. CONANT Management For For BENNETT DORRANCE Management For For KENT B. FOSTER Management For For HARVEY GOLUB Management For For RANDALL W. LARRIMORE Management For For PHILIP E. LIPPINCOTT Management For For MARY ALICE D. MALONE Management For For DAVID C. PATTERSON Management For For CHARLES R. PERRIN Management For For DONALD M. STEWART Management For For GEORGE STRAWBRIDGE, JR. Management For For LES C. VINNEY Management For For CHARLOTTE C. WEBER Management For For 03 RE-APPROVAL OF THE ANNUAL INCENTIVE PLAN Management For For No 02 RATIFICATION OF APPOINTMENT OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 35,000 35,000 35,000 11/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------ EL PASO CORPORATION EP Annual Meeting Date: 11/18/2004 Issuer: 28336L ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN M. BISSELL Management For For JUAN CARLOS BRANIFF Management For For JAMES L. DUNLAP Management For For DOUGLAS L. FOSHEE Management For For ROBERT W. GOLDMAN Management For For ANTHONY W. HALL, JR. Management For For THOMAS R. HIX Management For For WILLIAM H. JOYCE Management For For RONALD L. KUEHN, JR. Management For For J. MICHAEL TALBERT Management For For JOHN L. WHITMIRE Management For For JOE B. WYATT Management For For 03 APPROVAL OF STOCKHOLDER PROPOSAL REGARDING EXPENSING Shareholder Against For No COSTS OF ALL FUTURE STOCK OPTIONS IN THE ANNUAL INCOME STATEMENT. 04 APPROVAL OF STOCKHOLDER PROPOSAL REGARDING COMMONSENSE Shareholder Against For No EXECUTIVE COMPENSATION. 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2004.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 140,000 140,000 140,000 11/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE READER'S DIGEST ASSOCIATION, INC RDA Annual Meeting Date: 11/19/2004 Issuer: 755267 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LAWRENCE R. RICCIARDI Management For For WILLIAM J. WHITE Management For For ED ZSCHAU Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 90,000 90,000 90,000 11/18/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MANDALAY RESORT GROUP MBG Annual Meeting Date: 12/10/2004 Issuer: 562567 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------
Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No DATED AS OF JUNE 15, 2004, AMONG MGM MIRAGE, MGM MIRAGE ACQUISITION CO. #61 AND MANDALAY, PROVIDING FOR THE MERGER OF A WHOLLY OWNED SUBSIDIARY OF MGM MIRAGE WITH AND INTO MANDALAY. 02 TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For No NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE FIRST PROPOSAL DESCRIBED ABOVE. 03 DIRECTOR Management For No WILLIAM E. BANNEN, M.D. Management For For JEFFREY D. BENJAMIN Management For For ROSE MCKINNEY-JAMES Management For For 04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING JANUARY 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 10,000 10,000 10,000 12/6/2004
- ------------------------------------------------------------------------------------------------------------------------------------ THE ROBERT MONDAVI CORPORATION MOND Annual Meeting Date: 12/22/2004 Issuer: 609200 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 06 COMPANY S PROPOSAL TO AMEND THE 1993 EQUITY INCENTIVE Management For For No PLAN. 05 COMPANY S PROPOSAL TO AMEND THE 1993 NON-EMPLOYEE Management Against Against No DIRECTORS STOCK PLAN. 04 COMPANY S PROPOSAL TO AMEND THE 1993 EMPLOYEE Management For For No STOCK PURCHASE PLAN. 03 COMPANY S PROPOSAL TO RATIFY THE APPOINTMENT Management For For No OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 02 DIRECTOR Management For No PHILIP GREER Management For For JOHN M. THOMPSON Management For For ANTHONY GREENER Management For For 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BY Management For For No AND AMONG CONSTELLATION BRANDS, INC., RMD ACQUISITION CORP. AND THE ROBERT MONDAVI CORPORATION DATED AS OF NOVEMBER 3, 2004, WHICH PROVIDES FOR THE MERGER OF RMD ACQUISITION CORP. WITH AND INTO THE ROBERT MONDAVI CORPORATION, AND THE RELATED AGREEMENT OF MERGER OF RMD ACQUISITION CORP. AND THE ROBERT MONDAVI CORPORATION.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 3,000 3,000 3,000 12/17/2004
- ------------------------------------------------------------------------------------------------------------------------------------ ACUITY BRANDS, INC. AYI Annual Meeting Date: 01/06/2005 Issuer: 00508Y ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN L. CLENDENIN Management For For ROBERT F. MCCULLOUGH Management For For NEIL WILLIAMS Management For For 02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 22,000 22,000 22,000 12/27/2004
- ------------------------------------------------------------------------------------------------------------------------------------ MONSANTO COMPANY MON Annual Meeting Date: 01/20/2005 Issuer: 61166W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 07 APPROVAL OF SHAREOWNER PROPOSAL FOUR Shareholder Against For No 06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shareholder Against For No 05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shareholder Against For No 04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shareholder Against For No 03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management Against Against No 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR Management For For No 01 DIRECTOR Management For No JOHN W. BACHMANN Management For For WILLIAM U. PARFET Management For For GEORGE H. POSTE Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 68,000 68,000 68,000 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ENERGIZER HOLDINGS, INC. ENR Annual Meeting Date: 01/25/2005 Issuer: 29266R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WARD M. KLEIN Management For For RICHARD A. LIDDY Management For For JOE R. MICHELETTO Management For For W. PATRICK MCGINNIS Management For For BILL G. ARMSTRONG Management For For JOHN C. HUNTER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 44,000 44,000 44,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ JOHNSON CONTROLS, INC. JCI Annual Meeting Date: 01/26/2005 Issuer: 478366 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVAL OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Management For For No AUDITORS FOR 2005. 01 DIRECTOR Management For No NATALIE A. BLACK Management For For ROBERT A. CORNOG Management For For WILLIAM H. LACY Management For For STEPHEN A. ROELL Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 5,000 5,000 5,000 1/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALLIED DOMECQ PLC AED Annual Meeting Date: 01/28/2005 Issuer: 019121 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO RECEIVE AND ADOPT THE REPORTS AND ACCOUNTS. Management For For No 02 TO DECLARE A FINAL DIVIDEND. Management For For No 03 TO RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For For No REPORT. 04 TO RE-ELECT GRAHAM HETHERINGTON AS A DIRECTOR Management For For No OF THE COMPANY. 05 TO RE-ELECT DAVID SCOTLAND AS A DIRECTOR OF THE Management For For No COMPANY. 06 TO RE-ELECT RICHARD TURNER AS A DIRECTOR OF THE Management For For No COMPANY. 07 TO REAPPOINT THE AUDITOR. Management For For No 08 TO AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For For No OF THE AUDITOR. 09 TO RE-NEW THE DIRECTORS AUTHORITY TO ALLOT UNISSUED Management For For No SHARES. 10 TO RE-NEW THE DIRECTORS AUTHORITY IN RESPECT Management For For No OF THE PARTIAL DISAPPLICATION OF PRE-EMPTION RIGHTS. 11 TO AUTHORIZE THE COMPANY TO MAKE LIMITED MARKET Management For For No PURCHASES OF ITS OWN ORDINARY SHARES. 12 TO AUTHORIZE ALLIED DOMECQ (HOLDINGS) PLC ( ADH Management For For No ) TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE. 13 TO APPROVE THE ALLIED DOMECQ PLC PERFORMANCE Management For For No SHARE PLAN 2005. 14 TO AMEND THE RULES OF THE ALLIED DOMECQ PLC LONG Management For For No TERM INCENTIVE SCHEME 1999.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 201 52,900 52,900 52,900 1/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BECTON, DICKINSON AND COMPANY BDX Annual Meeting Date: 02/01/2005 Issuer: 075887 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFICATION OF INDEPENDENT AUDITORS. Management For For No 01 DIRECTOR Management For No BASIL L. ANDERSON Management For For GARY A. MECKLENBURG Management For For JAMES E. PERRELLA Management For For ALFRED SOMMER Management For For 04 CUMULATIVE VOTING. Shareholder Against For No 03 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 16,000 16,000 16,000 1/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ROCKWELL AUTOMATION, INC. ROK Annual Meeting Date: 02/02/2005 Issuer: 773903 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ B APPROVE THE SELECTION OF AUDITORS Management For For No A DIRECTOR Management For No BRUCE M. ROCKWELL Management For For JOSEPH F. TOOT, JR. Management For For KENNETH F. YONTZ Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 2,000 2,000 2,000 1/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LANDAUER, INC. LDR Annual Meeting Date: 02/03/2005 Issuer: 51476K ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 PROPOSAL TO APPROVE THE LANDAUER, INC. 2005 LONG-TERM Management Against Against No INCENTIVE PLAN. 02 PROPOSAL TO APPROVE PRICEWATERHOUSECOOPERS LLP Management For For No AS AUDITORS. 01 DIRECTOR Management For No MR. CRONIN Management For For MR. LATTA Management For For MR. RISK Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 2,500 2,500 2,500 2/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ATMOS ENERGY CORPORATION ATO Annual Meeting Date: 02/09/2005 Issuer: 049560 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVAL OF THE AMENDMENT TO THE ARTICLES OF Management For For No INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK TO 200,000,000 SHARES FROM 100,000,000 SHARES. 01 DIRECTOR Management For No TRAVIS W. BAIN, II* Management For For DAN BUSBEE* Management For For RICHARD K. GORDON* Management For For GENE C. KOONCE* Management For For NANCY K. QUINN** Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 24,500 24,500 24,500 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE WALT DISNEY COMPANY DIS Annual Meeting Date: 02/11/2005 Issuer: 254687 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 05 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For No TO CHINA LABOR STANDARDS. 04 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shareholder Against For No TO GREENMAIL. 03 TO APPROVE THE 2005 STOCK INCENTIVE PLAN. Management Against Against No 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S REGISTERED PUBLIC ACCOUNTANTS FOR 2005. 01 DIRECTOR Management For No JOHN E. BRYSON Management For For JOHN S. CHEN Management For For MICHAEL D. EISNER Management For For JUDITH L. ESTRIN Management For For ROBERT A. IGER Management For For FRED H. LANGHAMMER Management For For AYLWIN B. LEWIS Management For For MONICA C. LOZANO Management For For ROBERT W. MATSCHULLAT Management For For GEORGE J. MITCHELL Management For For LEO J. O'DONOVAN, S.J. Management For For GARY L. WILSON Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 120,000 120,000 120,000 2/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MMO2 PLC OOM Special Meeting Date: 02/14/2005 Issuer: 55309W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ C1 FOR OR AGAINST THE SAID SCHEME Management For For No EO2 TO ELECT PATRICK LUPO AS A DIRECTOR OF THE COMPANY. Management For For No EO1 TO APPROVE THE AMENDMENTS TO THE RULES OF THE Management For For No EMPLOYEE SHARE PLANS IN THE MANNER DESCRIBED IN PARAGRAPH 11 OF PART 3 OF THE CIRCULAR TO SHAREHOLDERS DATED JANUARY 12, 2005, AND THE RENAMING OF THOSE PLANS TO A NAME PREFACED BY O2 RATHER THAN MMO2. ES1 TO APPROVE THE COMPANY S SCHEME OF ARRANGEMENT, Management For For No THE O2 PLC REDUCTION OF CAPTIAL AND RELATED MATTERS.*
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 20,000 20,000 20,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MMO2 PLC, SLOUGH OOTFF.PK EGM Meeting Date: 02/14/2005 Issuer: G6179P109 ISIN: GB0030872716 SEDOL: 3087271 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ S.1 APPROVE THE COMPANY S SCHEME OF ARRANGEMENT, Management For *Management No THE O2 PLC REDUCTION OF CAPITAL AND RELATED MATTERS Position Unknown 2. APPROVE THE AMENDMENTS TO THE RULES OF THE EMPLOYEE Management For *Management No SHARE PLANS AND THE RENAMING OF THOSE PLANS Position Unknown 3. ELECT MR. PATRICK LUPO AS A DIRECTOR OF THE COMPANY Management For *Management No Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 300,000 300,000 300,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MMO2 PLC, SLOUGH OOTFF.PK CRT Meeting Date: 02/14/2005 Issuer: G6179P109 ISIN: GB0030872716 SEDOL: 3087271 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ S.1 APPROVE THE SCHEME OF ARRANGEMENT Management For *Management No Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 300,000 300,000 300,000 2/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ROCKWELL COLLINS, INC. COL Annual Meeting Date: 02/15/2005 Issuer: 774341 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No M.P.C. CARNS Management For For C.A. DAVIS Management For For J.F. TOOT, JR. Management For For 02 THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For For No AUDITORS FOR FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 2,000 2,000 2,000 2/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ARVINMERITOR, INC. ARM Annual Meeting Date: 02/16/2005 Issuer: 043353 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOSEPH P. FLANNERY* Management For For WILLIAM D. GEORGE, JR.* Management For For CHARLES H. HARFF* Management For For STEVEN G. ROTHMEIER* Management For For ANDREW J. SCHINDLER* Management For For RICHARD W. HANSELMAN** Management For For 02 THE SELECTION OF AUDITORS Management For For No 03 APPROVAL OF AMENDMENTS TO THE 1997 LONG-TERM Management For For No INCENTIVES PLAN 04 APPROVAL OF AMENDMENTS TO THE INCENTIVE COMPENSATION Management For For No PLAN
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 2,000 2,000 2,000 2/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NATIONAL FUEL GAS COMPANY NFG Annual Meeting Date: 02/17/2005 Issuer: 636180 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT T. BRADY* Management For For ROLLAND E. KIDDER* Management For For RICHARD G. REITEN** Management For For CRAIG G. MATTHEWS** Management For For 02 APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM. 03 APPROVAL OF AMENDMENTS TO THE COMPANY S RESTATED Management Against Against No CERTIFICATE OF INCORPORATION. 04 ADOPTION OF, IF PRESENTED AT THE MEETING, A SHAREHOLDER Shareholder Against For No PROPOSAL.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 25,000 25,000 25,000 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MASONITE INTERNATIONAL CORPORATION MHM Special Meeting Date: 02/18/2005 Issuer: 575384 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 A SPECIAL RESOLUTION (THE ARRANGEMENT RESOLUTION) Management For For No APPROVING THE ARRANGEMENT OF MASONITE UNDER SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO).
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 10,000 10,000 10,000 2/14/2005
- ------------------------------------------------------------------------------------------------------------------------------------ IONICS, INCORPORATED ION Special Meeting Date: 02/22/2005 Issuer: 462218 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO GRANT THE PERSONS NAMED AS PROXIES DISCRETIONARY Management For For No AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SATISFY THE CONDITIONS TO COMPLETING THE MERGER AS SET FORTH IN THE AGREEMENT AND PLAN OF MERGER, INCLUDING FOR THE PURPOSE OF SOLICITING PROXIES TO VOTE IN FAVOR OF THE AGREEMENT AND PLAN OF MERGER. 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No DATED AS OF NOVEMBER 24, 2004, AMONG GENERAL ELECTRIC COMPANY, TRITON ACQUISITION CORP., AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF GENERAL ELECTRIC COMPANY, AND IONICS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 15,100 15,100 15,100 2/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DEERE & COMPANY DE Annual Meeting Date: 02/23/2005 Issuer: 244199 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------- ------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN R. BLOCK Management For For T. KEVIN DUNNIGAN Management For For DIPAK C. JAIN Management For For JOACHIM MILBERG Management For For 02 RE-APPROVAL OF THE JOHN DEERE PERFORMANCE BONUS Management For For No PLAN. 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR FISCAL 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 28,000 28,000 28,000 2/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PEOPLES ENERGY CORPORATION PGL Annual Meeting Date: 02/25/2005 Issuer: 711030 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No K.E. BAILEY Management For For J.R. BORIS Management For For W.J. BRODSKY Management For For P. CAFFERTY Management For For D.S. FERGUSON Management For For J.W. HIGGINS Management For For D.C. JAIN Management For For M.E. LAVIN Management For For H.J. LIVINGSTON, JR. Management For For T.M. PATRICK Management For For R.P. TOFT Management For For A.R. VELASQUEZ Management For For 02 APPROVAL OF SHAREHOLDER PROPOSAL Management For *Management No Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 5,000 5,000 5,000 2/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PIEDMONT NATURAL GAS COMPANY, INC. PNY Annual Meeting Date: 03/04/2005 Issuer: 720186 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ B RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Management For For No LLP AS INDEPENDENT AUDITORS A DIRECTOR Management For No MALCOLM E. EVERETT III Management For For MURIEL W. HELMS Management For For FRANK B. HOLDING, JR. Management For For MINOR M. SHAW Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 24,000 24,000 24,000 2/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FOMENTO ECONOMICO MEXICANO, S.A. DE FMX Annual Meeting Date: 03/10/2005 Issuer: 344419 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ I REPORT OF THE BOARD OF DIRECTORS; PRESENTATION Management For *Management No OF THE FINANCIAL STATEMENTS OF FOMENTO ECONOMICO Position Unknown MEXICANO, S.A. DE C.V., FOR THE 2004 FISCAL YEAR, AND THE REPORT OF THE EXAMINER PURSUANT TO ARTICLE 172 OF THE GENERAL LAW OF COMMERCIAL COMPANIES AND THE APPLICABLE PROVISIONS OF THE SECURITIES MARKET LAW. II APPLICATION OF THE RESULTS FOR THE 2004 FISCAL Management For *Management No YEAR, INCLUDING THE PAYMENT OF A CASH DIVIDEND, Position Unknown IN MEXICAN PESOS. III PROPOSAL TO DETERMINE THE MAXIMUM AMOUNT TO BE Management For *Management No USED IN THE SHARE REPURCHASE PROGRAM. Position Unknown IV ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For *Management No AND EXAMINERS, AND RESOLUTION WITH RESPECT TO Position Unknown THEIR REMUNERATION. V APPOINTMENT OF COMMITTEES. Management For *Management No Position Unknown VI APPOINTMENT OF DELEGATES FOR THE SHAREHOLDERS Management For *Management No MEETING. Position Unknown VII MINUTES OF THE SHAREHOLDERS MEETING. Management For *Management No Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 20,000 20,000 20,000 3/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TYCO INTERNATIONAL LTD. TYC Annual Meeting Date: 03/10/2005 Issuer: 902124 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 RE-APPOINTMENT OF DELOITTE & TOUCHE LLP AS TYCO Management For For No S INDEPENDENT AUDITORS AND AUTHORIZATION FOR THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS REMUNERATION. 01 DIRECTOR Management For No DENNIS C. BLAIR Management For For EDWARD D. BREEN Management For For GEORGE W. BUCKLEY Management For For BRIAN DUPERREAULT Management For For BRUCE S. GORDON Management For For RAJIV L. GUPTA Management For For JOHN A. KROL Management For For MACKEY J. MCDONALD Management For For H. CARL MCCALL Management For For BRENDAN R. O'NEILL Management For For SANDRA S. WIJNBERG Management For For JEROME B. YORK Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 10,000 10,000 10,000 3/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------ OMNOVA SOLUTIONS INC. OMN Annual Meeting Date: 03/23/2005 Issuer: 682129 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EDWARD P. CAMPBELL Management For For DAVID A. DABERKO Management For For WILLIAM R. SEELBACH Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED NOVEMBER 30, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 22,700 22,700 22,700 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SEARS, ROEBUCK AND CO. S Special Meeting Date: 03/24/2005 Issuer: 812387 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER Management For For No DATED AS OF NOVEMBER 16, 2004 BY AND AMONG KMART HOLDING CORPORATION, SEARS, ROEBUCK AND CO., SEARS HOLDINGS CORPORATION, KMART ACQUISITION CORP. AND SEARS ACQUISITION CORP.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 2,000 2,000 2,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GENCORP INC. GY Annual Meeting Date: 03/30/2005 Issuer: 368682 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management Witheld Against No 02 TO RATIFY THE AUDIT COMMITTEE S APPOINTMENT OF Management Abstain Against No ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 40,000 40,000 40,000 3/30/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MASONITE INTERNATIONAL CORPORATION MHM Special Meeting Date: 03/31/2005 Issuer: 575384 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 A SPECIAL RESOLUTION (THE ARRANGEMENT RESOLUTION) Management For For No APPROVING THE ARRANGEMENT OF MASONITE UNDER SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO).
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 10,000 10,000 10,000 3/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TELECOM ITALIA MEDIA SPA, TORINO TIAMF.PK OGM Meeting Date: 04/04/2005 Issuer: T92765121 ISIN: IT0001389920 BLOCKING SEDOL: 5843642, 7184833, B01DRM8, 5846704 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown 05 APR 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. 1. APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For *Management No 2004; RESOLUTIONS RELATED THERETO Position Unknown 2. APPOINT THE BOARD OF DIRECTORS; RESOLUTIONS RELATED Management For *Management No THERETO Position Unknown 3. APPOINT THE EXTERNAL AUDITORS FOR THREE YEARS Management For *Management No PERIOD 2005/2007 Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 154 154 154 3/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TELECOM ITALIA MEDIA SPA, TORINO OGM Meeting Date: 04/04/2005 Issuer: T92765121 ISIN: IT0001389920 BLOCKING SEDOL: 5843642, 7184833, B01DRM8, 5846704 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No ID 220139, DUE TO ADDITIONALRESOLUTIONS. ALL Position Unknown VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1. APPROVE THE ANNUAL REPORT FOR THE YE 31 DEC 2004; Management For *Management No RELATED AND CONSEQUENTIAL RESOLUTIONS Position Unknown 2.1 APPOINT MR. RICARDO PERISSICH TO THE BOARD OF DIRECTORS Management For *Management No Position Unknown 2.2 APPOINT MR. ENRICO PARAZZINI TO THE BOARD OF DIRECTORS Management For *Management No Position Unknown 2.3 APPOINT MR. CARLO BERTAZZO TO THE BOARD OF DIRECTORS Management For *Management No Position Unknown 2.4 APPOINT MR. ADRIANO DE MAIO TO THE BOARD OF DIRECTORS Management For *Management No Position Unknown 2.5 APPOINT MR. CANDIDO FOIS TO THE BOARD OF DIRECTORS Management For *Management No Position Unknown 2.6 APPOINT MR. GIULIA LIGRESTI TO THE BOARD OF DIRECTORS Management For *Management No Position Unknown 2.7 APPOINT MR. ROMANO MARNIGA TO THE BOARD OF DIRECTORS Management For *Management No Position Unknown 2.8 APPOINT MR. GIANFRANCO NEGRI CLEMENTI TO THE Management For *Management No BOARD OF DIRECTORS Position Unknown 2.9 APPOINT MR. ALLESANDRO OVI TO THE BOARD OF DIRECTORS Management For *Management No Position Unknown 2.10 APPOINT MR. PAOLO ROVERATO TO THE BOARD OF DIRECTORS Management For *Management No Position Unknown 2.11 APPOINT MR. SERGIO RISTUCCIA TO THE BOARD OF DIRECTORS Management For *Management No Position Unknown 2.12 APPOINT MR. GIOVANNI SABBATUCCI TO THE BOARD Management For *Management No OF DIRECTORS Position Unknown 2.13 APPOINT MR. MARIO ZANONE POMA TO THE BOARD OF Management For *Management No DIRECTORS Position Unknown 3. APPOINT THE EXTERNAL AUDITORS FOR THREE YEARS Management For *Management No PERIOD 2005/2007 Position Unknown * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown 05 APR 2005 AT 400 PM. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 154 154 154 4/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WEIS MARKETS, INC. WMK Annual Meeting Date: 04/05/2005 Issuer: 948849 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT F. WEIS Management For For JONATHAN H. WEIS Management For For NORMAN S. RICH Management For For WILLIAM R. MILLS Management For For MICHAEL M. APFELBAUM Management For For RICHARD E. SHULMAN Management For For STEVEN C. SMITH Management For For 02 PROPOSAL TO APPROVE GRANT THORNTON LLP AS THE Management For For No INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR THE CURRENT FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 10,000 10,000 10,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE BEAR STEARNS COMPANIES INC. BSC Annual Meeting Date: 04/07/2005 Issuer: 073902 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES E. CAYNE Management For For HENRY S. BIENEN Management For For CARL D. GLICKMAN Management For For ALAN C. GREENBERG Management For For DONALD J. HARRINGTON Management For For FRANK T. NICKELL Management For For PAUL A. NOVELLY Management For For FREDERIC V. SALERNO Management For For ALAN D. SCHWARTZ Management For For WARREN J. SPECTOR Management For For VINCENT TESE Management For For WESLEY S. WILLIAMS JR. Management For For 02 APPROVAL OF AMENDMENTS TO THE PERFORMANCE COMPENSATION Management For For No PLAN. 03 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 2,000 2,000 2,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ A.O. SMITH CORPORATION SAOSA Annual Meeting Date: 04/11/2005 Issuer: 831865 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTORS Management For For No 02 PROPOSAL TO APPROVE THE RATIFICATION OF ERNST Management For For No & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 209 16,000 16,000 16,000 4/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE BANK OF NEW YORK COMPANY, INC. BK Annual Meeting Date: 04/12/2005 Issuer: 064057 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MR. BIONDI Management For For MR. DONOFRIO Management For For MR. HASSELL Management For For MR. KOGAN Management For For MR. KOWALSKI Management For For MR. LUKE Management For For MR. MALONE Management For For MR. MYNERS Management For For MS. REIN Management For For MR. RENYI Management For For MR. RICHARDSON Management For For MR. ROBERTS Management For For MR. SCOTT Management For For 02 RATIFICATION OF AUDITORS Management For For No 03 SHAREHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shareholder Against For No VOTING 04 SHAREHOLDER PROPOSAL WITH RESPECT TO EXECUTIVE Shareholder Against For No COMPENSATION
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 44,000 44,000 44,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CATERPILLAR INC. CAT Annual Meeting Date: 04/13/2005 Issuer: 149123 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No W. FRANK BLOUNT Management For For JOHN R. BRAZIL Management For For EUGENE V. FIFE Management For For GAIL D. FOSLER Management For For PETER A. MAGOWAN Management For For 02 RATIFY AUDITORS Management For For No 03 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shareholder For Against No 04 STOCKHOLDER PROPOSAL - CODE OF CONDUCT Shareholder Against For No 05 STOCKHOLDER PROPOSAL - GLOBAL PANDEMICS Shareholder Against For No 06 STOCKHOLDER PROPOSAL - DIRECTOR ELECTION Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 3,000 3,000 3,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LIMITED (SCHLUMBERGER N SLB Annual Meeting Date: 04/13/2005 Issuer: 806857 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J. DEUTCH Management For For J.S. GORELICK Management For For A. GOULD Management For For T. ISAAC Management For For A. LAJOUS Management For For A. LEVY-LANG Management For For M.E. MARKS Management For For D. PRIMAT Management For For T.I. SANDVOLD Management For For N. SEYDOUX Management For For L.G. STUNTZ Management For For R. TALWAR Management For For 02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS Management For For No 3A ADOPTION OF MANDATORY AMENDMENTS TO THE ARTICLES Management For For No OF INCORPORATION 3B ADOPTION OF VOLUNTARY AMENDMENTS TO THE ARTICLES Management For For No OF INCORPORATION 4 APPROVAL OF ADOPTION OF THE SCHLUMBERGER 2005 Management For For No OPTION PLAN 5 APPROVAL OF ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER Management For For No DISCOUNTED STOCK PURCHASE PLAN 6 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For No FIRM
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 12,000 12,000 12,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/13/2005 Issuer: 913017 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 06 SHAREOWNER PROPOSAL CONCERNING CEO COMPENSATION Shareholder Against For No 01 DIRECTOR Management For No GEORGE DAVID Management For For JEAN-PIERRE GARNIER Management For For JAMIE S. GORELICK Management For For CHARLES R. LEE Management For For RICHARD D. MCCORMICK Management For For HAROLD MCGRAW III Management For For FRANK P. POPOFF Management For For H. PATRICK SWYGERT Management For For ANDRE VILLENEUVE Management For For H.A. WAGNER Management For For CHRISTINE TODD WHITMAN Management For For 02 APPOINTMENT OF INDEPENDENT AUDITORS Management For For No 03 APPROVAL OF UNITED TECHNOLOGIES CORPORATION 2005 Management Against Against No LONG TERM INCENTIVE PLAN 04 SHAREOWNER PROPOSAL CONCERNING DISCLOSURE OF Shareholder Against For No EXECUTIVE COMPENSATION 05 SHAREOWNER PROPOSAL CONCERNING ETHICAL CRITERIA Shareholder Against For No FOR MILITARY CONTRACTS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 8,000 8,000 8,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BP P.L.C. BP Annual Meeting Date: 04/14/2005 Issuer: 055622 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DR D C ALLEN** Management For For LORD BROWNE** Management For For MR J H BRYAN** Management For For MR A BURGMANS** Management For For MR I C CONN* Management For For MR E B DAVIS, JR** Management For For MR D J FLINT* Management For For DR B E GROTE** Management For For DR A B HAYWARD** Management For For DR D S JULIUS** Management For For SIR TOM MCKILLOP* Management For For MR J A MANZONI** Management For For DR W E MASSEY** Management For For MR H M P MILES** Management For For SIR IAN PROSSER** Management For For MR M H WILSON** Management For For MR P D SUTHERLAND** Management For For 02 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For No AUTHORIZE THE BOARD TO SET THEIR REMUNERATION 03 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For No AMOUNT 04 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For No A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS 05 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For No FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY 06 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For No 07 TO APPROVE THE RENEWAL OF EXECUTIVE DIRECTORS Management For For No INCENTIVE PLAN 08 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE Management For For No ACCOUNTS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 44,000 44,000 44,000 4/1/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NESTLE SA, CHAM UND VEVEY NSRGF.PK AGM Meeting Date: 04/14/2005 Issuer: H57312466 ISIN: CH0012056047 BLOCKING SEDOL: 3056044, 7123870 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Register For *Management No BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Position Unknown OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS * PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIONAL Non-Voting *Management No COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, Position Unknown PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 10,000 10,000 10,000 3/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NESTLE SA, CHAM UND VEVEY NSRGF.PK OGM Meeting Date: 04/14/2005 Issuer: H57312466 ISIN: CH0012056047 BLOCKING SEDOL: 3056044, 7123870 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVAL THE ANNUAL REPORT AND THE ANNUAL ACCOUNTS Management For *Management No OF NESTLE S.A. AND THE NESTLE GROUP; ACKNOWLEDGE Position Unknown THE REPORTS OF THE AUDITORS 2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management For *Management No THE MANAGEMENT Position Unknown 3. APPROVE THE DECISION ON THE APPROPRIATION OF Management For *Management No PROFIT, RESULTING FROM THE BALANCE SHEET OF NESTLE Position Unknown S.A. 4.a AMEND THE ARTICLE 24 PARAGRAPH 1 OF THE ARTICLES Management For *Management No OF ASSOCIATION, REGARDING ORGANIZATION OF THE Position Unknown BOARD OF DIRECTORS 4.b AMEND THE ARTICLE 23 PARAGRAPHS 1 AND 2 OF THE Management For *Management No ARTICLES OF ASSOCIATION, REGARDING TERM OF THE Position Unknown OFFICE AND ELECTION OF THE BOARD OF DIRECTORS 4.c AMEND THE ARTICLE 20 OF THE ARTICLES OF ASSOCIATION, Management For *Management No REGARDING RIGHT OF SHAREHOLDERS TO THE COMPLETE Position Unknown THE AGENDA 5. ELECT THE BOARD OF DIRECTORS Management For *Management No Position Unknown 6. ELECT THE AUDITORS Management For *Management No Position Unknown * PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management No NOTICE SENT UNDER MEETING 212608, INCLUDING THE Position Unknown AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 10,000 10,000 10,000 3/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE E.W. SCRIPPS COMPANY SSP Annual Meeting Date: 04/14/2005 Issuer: 811054 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID A. GALLOWAY Management For For NICHOLAS B. PAUMGARTEN Management For For RONALD W. TYSOE Management For For JULIE A. WRIGLEY Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 204 3,000 3,000 3,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DANA CORPORATION DCN Annual Meeting Date: 04/18/2005 Issuer: 235811 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No A.C. BAILLIE Management For For D.E. BERGES Management For For M.J. BURNS Management For For E.M. CARPENTER Management For For R.M. GABRYS Management For For S.G. GIBARA Management For For C.W. GRISE Management For For J.P. KELLY Management For For M.R. MARKS Management For For R.B. PRIORY Management For For 02 TO RATIFY PRICEWATERHOUSECOOPERS AS THE COMPANY Management For For No S INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 100,000 100,000 100,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ELI LILLY AND COMPANY LLY Annual Meeting Date: 04/18/2005 Issuer: 532457 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 08 PROPOSAL BY SHAREHOLDERS ON ANIMAL TESTING. Shareholder Against For No 07 PROPOSAL BY SHAREHOLDERS ON PERFORMANCE-BASED Shareholder Against For No STOCK OPTIONS. 06 PROPOSAL BY SHAREHOLDERS ON PERIODIC REPORTS Shareholder Against For No ON THE COMPANY S POLITICAL CONTRIBUTIONS. 05 PROPOSAL BY SHAREHOLDERS ON A REPORT ON THE IMPACT Shareholder Against For No OF LIMITING PRODUCT SUPPLY TO CANADA. 04 PROPOSAL BY SHAREHOLDERS ON IMPORTATION OF PRESCRIPTION Shareholder Against For No DRUGS. 03 PROPOSAL BY SHAREHOLDERS ON SEPARATING THE ROLES Shareholder Against For No OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. 02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Management For For No COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITORS FOR 2005. 01 DIRECTOR Management For No G.M.C. FISHER Management For For A.G. GILMAN Management For For K.N. HORN Management For For J. ROSE Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 96,000 96,000 96,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GENUINE PARTS COMPANY GPC Annual Meeting Date: 04/18/2005 Issuer: 372460 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No THOMAS C. GALLAGHER Management For For JOHN D. JOHNS Management For For LAWRENCE G. STEINER Management For For 02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 125,000 125,000 125,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BANCO SANTANDER CHILE SAN Annual Meeting Date: 04/19/2005 Issuer: 05965X ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 SUBMIT FOR APPROVAL THE ANNUAL REPORT, BALANCE Management No SHEET AND CONSOLIDATED FINANCIAL STATEMENTS OF THE BANK AND ITS SUBSIDIARIES, THE INDEPENDENT REPORT OF THE EXTERNAL AUDITORS, AND THE NOTES CORRESPONDING TO THE FINANCIAL YEAR ENDING DECEMBER 31ST OF 2004. 02 ALLOCATION OF 2004 NET INCOME. A DIVIDEND OF Management No CH$1.05491871 PER SHARE WILL BE PROPOSED AND IF APPROVED WILL BE PAID BEGINNING ON APRIL 29, 2005. THIS WOULD CORRESPOND TO A PAYOUT OF 100% OF 2004 EARNINGS. 03 DESIGNATION OF EXTERNAL AUDITORS. Management No 04 ELECTION OF BOARD AND ALTERNATE BOARD MEMBERS. Management No 05 DETERMINATION OF BOARD REMUNERATION. Management No 06 DIRECTORS COMMITTEE S ANNUAL REPORT AND APPROVAL Management No OF DIRECTORS COMMITTEE S BUDGET FOR 2005. 07 ACCOUNT OF ALL OPERATIONS WITH RELATED PARTIES Management No AS DEFINED BY ARTICLE 44 OF LAW 18,046. THESE OPERATIONS ARE DETAILED ON NOTE 4 OF THE CONSOLIDATED BALANCE SHEET. 08 DISCUSS ANY MATTER OF INTEREST THAT SHOULD BE Management No DISCUSSED IN AN ORDINARY SHAREHOLDERS MEETING AS DEFINED BY LAW AND BY BANK S BYLAWS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 2,000 2,000 2,000 Unvoted
- ------------------------------------------------------------------------------------------------------------------------------------ CITIGROUP INC. C Annual Meeting Date: 04/19/2005 Issuer: 172967 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No C. MICHAEL ARMSTRONG Management For For ALAIN J.P. BELDA Management For For GEORGE DAVID Management For For KENNETH T. DERR Management For For JOHN M. DEUTCH Management For For R. HERNANDEZ RAMIREZ Management For For ANN DIBBLE JORDAN Management For For KLAUS KLEINFELD Management For For DUDLEY C. MECUM Management For For ANNE MULCAHY Management For For RICHARD D. PARSONS Management For For CHARLES PRINCE Management For For JUDITH RODIN Management For For ROBERT E. RUBIN Management For For FRANKLIN A. THOMAS Management For For SANFORD I. WEILL Management For For ROBERT B. WILLUMSTAD Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management Against Against No CITIGROUP 1999 STOCK INCENTIVE PLAN. 04 STOCKHOLDER PROPOSAL REQUESTING A CURB ON EXECUTIVE Shareholder Against For No COMPENSATION, NO FUTURE STOCK OPTION GRANTS AND NO RENEWALS OR EXTENSIONS OF OPTION PLANS. 05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL Shareholder Against For No CONTRIBUTIONS. 06 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shareholder Against For No OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES OR RESPONSIBILITIES. 07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shareholder Against For No BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE COMPENSATION PAID TO THE COMPANY S NON-MANAGERIAL WORKERS UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED. 08 STOCKHOLDER PROPOSAL REQUESTING ELECTION OF DIRECTOR Shareholder Against For No NOMINEES BY A MAJORITY OF VOTES CAST. 09 STOCKHOLDER PROPOSAL REQUESTING A BY-LAW AMENDMENT Shareholder Against For No PROHIBITING THE PAYMENT OF NON-DEDUCTIBLE COMPENSATION TO ANY OFFICER UNLESS PRIOR STOCKHOLDER APPROVAL IS GRANTED. 10 STOCKHOLDER PROPOSAL REQUESTING THAT A SIMPLE Shareholder Against For No MAJORITY VOTE APPLY ON EACH ISSUE THAT CAN BE SUBJECT TO A SHAREHOLDER VOTE.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 112,000 112,000 112,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HERSHEY FOODS CORPORATION HSY Annual Meeting Date: 04/19/2005 Issuer: 427866 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J.A. BOSCIA Management For For R.H. CAMPBELL Management For For R.F. CAVANAUGH Management For For G.P. COUGHLAN Management For For H. EDELMAN Management For For B.G. HILL Management For For R.H. LENNY Management For For M.J. MCDONALD Management For For M.J. TOULANTIS Management For For 02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No AUDITORS FOR 2005. 03 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No TO INCREASE AUTHORIZED NUMBER OF SHARES. 04 APPROVE AMENDMENT TO COMPANY S RESTATED CERTIFICATE Management For For No TO CHANGE THE COMPANY S NAME TO THE HERSHEY COMPANY.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 4,000 4,000 4,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MELLON FINANCIAL CORPORATION MEL Annual Meeting Date: 04/19/2005 Issuer: 58551A ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RUTH E. BRUCH Management For For STEVEN G. ELLIOTT Management For For EDMUND F. KELLY Management For For ROBERT MEHRABIAN Management For For WESLEY W. VON SCHACK Management For For 02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 55,000 55,000 55,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NORTHERN TRUST CORPORATION NTRS Annual Meeting Date: 04/19/2005 Issuer: 665859 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DUANE L. BURNHAM Management For For SUSAN CROWN Management For For ROBERT A. HELMAN Management For For DIPAK C. JAIN Management For For ARTHUR L. KELLY Management For For ROBERT C. MCCORMACK Management For For EDWARD J. MOONEY Management For For WILLIAM A. OSBORN Management For For JOHN W. ROWE Management For For HAROLD B. SMITH Management For For WILLIAM D. SMITHBURG Management For For CHARLES A. TRIBBETT III Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No THE CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 6,000 6,000 6,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SUNTRUST BANKS, INC. STI Annual Meeting Date: 04/19/2005 Issuer: 867914 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No THOMAS C FARNSWORTH JR* Management For For PATRICIA C. FRIST* Management For For BLAKE P. GARRETT, JR.* Management For For L. PHILLIP HUMANN* Management For For M. DOUGLAS IVESTER* Management For For KAREN HASTIE WILLIAMS* Management For For PHAIL WYNN, JR.** Management For For THOMAS M GARROTT III*** Management For For E. NEVILLE ISDELL*** Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT AUDITORS FOR 2005. 03 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For No PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC. MANAGEMENT INCENTIVE PLAN. 04 PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE Management For For No PERFORMANCE GOALS FOR THE SUNTRUST BANKS, INC. PERFORMANCE UNIT PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 12,000 12,000 12,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE COCA-COLA COMPANY KO Annual Meeting Date: 04/19/2005 Issuer: 191216 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HERBERT A. ALLEN Management For For RONALD W. ALLEN Management For For CATHLEEN P. BLACK Management For For WARREN E. BUFFETT Management For For BARRY DILLER Management For For E. NEVILLE ISDELL Management For For DONALD R. KEOUGH Management For For MARIA ELENA LAGOMASINO Management For For DONALD F. MCHENRY Management For For SAM NUNN Management For For J. PEDRO REINHARD Management For For JAMES D. ROBINSON III Management For For PETER V. UEBERROTH Management For For JAMES B. WILLIAMS Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT AUDITORS 03 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For No DELEGATION OF INQUIRY TO COLOMBIA 04 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For No 05 SHAREOWNER PROPOSAL REGARDING SEVERANCE AGREEMENTS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 55,000 55,000 55,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WACHOVIA CORPORATION WB Annual Meeting Date: 04/19/2005 Issuer: 929903 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN D. BAKER, II* Management For For PETER C. BROWNING* Management For For DONALD M. JAMES* Management For For VAN L. RICHEY* Management For For G. KENNEDY THOMPSON* Management For For JOHN C. WHITAKER, JR.* Management For For WALLACE D. MALONE, JR** Management For For ROBERT J. BROWN*** Management For For 02 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Management For For No OF KPMG LLP AS AUDITORS FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 15,000 15,000 15,000 4/15/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALBEMARLE CORPORATION ALB Annual Meeting Date: 04/20/2005 Issuer: 012653 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J. ALFRED BROADDUS, JR. Management For For FLOYD D. GOTTWALD, JR. Management For For JOHN D. GOTTWALD Management For For WILLIAM M. GOTTWALD Management For For RICHARD L. MORRILL Management For For SEYMOUR S. PRESTON III Management For For MARK C. ROHR Management For For JOHN SHERMAN, JR. Management For For CHARLES E. STEWART Management For For ANNE MARIE WHITTEMORE Management For For 02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For No PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 20,000 20,000 20,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DOW JONES & COMPANY, INC. DJ Annual Meeting Date: 04/20/2005 Issuer: 260561 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No IRVINE O. HOCKADAY, JR. Management For For VERNON E. JORDAN, JR. Management For For M. PETER MCPHERSON Management For For WILLIAM C. STEERE Management For For CHRISTOPHER BANCROFT Management For For LEWIS B. CAMPBELL Management For For MICHAEL B. ELEFANTE Management For For LESLIE HILL Management For For PETER R. KANN Management For For ELIZABETH STEELE Management For For DIETER VON HOLTZBRINCK Management For For 02 APPROVAL OF AUDITORS FOR 2005. Management For For No 03 AMENDMENTS TO THE COMPANY S 2001 LONG-TERM INCENTIVE Management Against Against No PLAN TO INCREASE THE SHARES RESERVED FOR ISSUANCE FROM 9,000,000 TO 10,500,000 SHARES AND TO INCREASE THE SHARES AVAILABLE FOR GRANTS OF STOCK-BASED AWARDS FROM 2,100,000 TO 3,500,000 SHARES. 04 AMENDMENT TO THE CERTIFICATE OF INCORPORATION Management For For No TO REDUCE THE THRESHOLD AT WHICH CLASS B COMMON STOCK IS AUTOMATICALLY CONVERTED INTO COMMON STOCK FROM 12,000,000 TO 7,500,000 SHARES. 05 AMENDMENTS TO (I) THE BYLAWS SUCH THAT NO MEMBER Management For For No OF MANAGEMENT OR BANCROFT FAMILY REP MAY BECOME A DIRECTOR UNLESS THEREAFTER A MAJORITY OF DIRECTORS WILL BE NEITHER MEMBERS OF MANAGEMENT NOR BANCROFT FAMILY REPS AND (II) THE CERTIFICATE OF INCORPORATION TO REQUIRE EITHER A SEPARATE VOTE OF EACH CLASS OF STOCK OR A VOTE OF 80% OF DIRECTORS TO CHANGE THE FOREGOING. 06 AMENDMENTS TO (I) THE BYLAWS TO FIX THE SIZE Management For For No OF THE BOARD AT SIXTEEN (II) THE CERTIFICATE OF INCORPORATION TO REQUIRE EITHER A SEPARATE VOTE OF EACH CLASS OF STOCK OR A VOTE OF 80% OF THE DIRECTORS TO CHANGE THE FOREGOING AND (III) THE CERTIFICATE OF INCORPORATION AND BYLAWS TO INCREASE TO SEVEN THE DIRECTORS TO BE ELECTED BY HOLDERS OF COMMON STOCK VOTING SEPARATELY. 07 STOCKHOLDER PROPOSAL TO SEPARATE THE POSITIONS Shareholder Against For No OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 25,000 25,000 25,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALLTEL CORPORATION AT Annual Meeting Date: 04/21/2005 Issuer: 020039 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN R. BELK Management For For GREGORY W. PENSKE Management For For WARREN A. STEPHENS Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 8,000 8,000 8,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BARNES GROUP INC. B Annual Meeting Date: 04/21/2005 Issuer: 067806 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WILLIAM S. BRISTOW, JR. Management For For EDMUND M. CARPENTER Management For For G. JACKSON RATCLIFFE JR Management For For 02 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 20,000 20,000 20,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SENSIENT TECHNOLOGIES CORPORATION SXT Annual Meeting Date: 04/21/2005 Issuer: 81725T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HANK BROWN Management For For JAMES A.D. CROFT Management For For ALBERTO FERNANDEZ Management For For 02 PROPOSAL TO AMEND THE COMPANY S AMENDED AND RESTATED Management For For No ARTICLES OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF THE COMPANY S BOARD OF DIRECTORS. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 50,000 50,000 50,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS INCORPORATED TXN Annual Meeting Date: 04/21/2005 Issuer: 882508 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J.R. ADAMS Management For For D.L. BOREN Management For For D.A. CARP Management For For C.S. COX Management For For T.J. ENGIBOUS Management For For G.W. FRONTERHOUSE Management For For D.R. GOODE Management For For P.H. PATSLEY Management For For W.R. SANDERS Management For For R.J. SIMMONS Management For For R.K. TEMPLETON Management For For C.T. WHITMAN Management For For 02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For No & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES 2005 Management For For No STOCK PURCHASE PLAN. 04 BOARD PROPOSAL TO REAPPROVE THE MATERIAL TERMS Management For For No OF THE PERFORMANCE GOALS UNDER THE TEXAS INSTRUMENTS 2000 LONG-TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 140,000 140,000 140,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WILMINGTON TRUST CORPORATION WL Annual Meeting Date: 04/21/2005 Issuer: 971807 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CAROLYN S. BURGER Management For For ROBERT V.A. HARRA JR. Management For For REX L. MEARS Management For For ROBERT W. TUNNELL JR. Management For For 02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 75,000 75,000 75,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ABBOTT LABORATORIES ABT Annual Meeting Date: 04/22/2005 Issuer: 002824 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No R.S. AUSTIN Management For For W.M. DALEY Management For For H.L. FULLER Management For For R.A. GONZALEZ Management For For J.M. GREENBERG Management For For J.M. LEIDEN Management For For D.A.L. OWEN Management For For B. POWELL, JR. Management For For A.B. RAND Management For For W.A. REYNOLDS Management For For R.S. ROBERTS Management For For W.D. SMITHBURG Management For For J.R. WALTER Management For For M.D. WHITE Management For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Management For For No 03 SHAREHOLDER PROPOSAL - EXECUTIVE COMPENSATION Shareholder Against For No 04 SHAREHOLDER PROPOSAL - PERFORMANCE BASED OPTIONS Shareholder Against For No 05 SHAREHOLDER PROPOSAL - IN VITRO TESTING Shareholder Against For No 06 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shareholder Against For No 07 SHAREHOLDER PROPOSAL - HIV/AIDS-TB-MALARIA PANDEMICS Shareholder Against For No 08 SHAREHOLDER PROPOSAL - SEPARATING THE ROLES OF Shareholder Against For No CHAIR AND CEO
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 8,000 8,000 8,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALLEGHANY CORPORATION Y Annual Meeting Date: 04/22/2005 Issuer: 017175 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No F.M. KIRBY Management For For REX D. ADAMS Management For For WESTON M. HICKS Management For For ROGER NOALL Management For For 02 PROPOSAL TO APPROVE THE 2005 DIRECTORS STOCK Management Against Against No PLAN OF ALLEGHANY CORPORATION. 03 PROPOSAL TO APPROVE THE 2005 MANAGEMENT INCENTIVE Management For For No PLAN OF ALLEGHANY CORPORATION. 04 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION Management For For No S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 7,000 7,000 7,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DOMINION RESOURCES, INC. D Annual Meeting Date: 04/22/2005 Issuer: 25746U ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PETER W. BROWN Management For For RONALD J. CALISE Management For For THOS. E. CAPPS Management For For GEORGE A. DAVIDSON, JR. Management For For THOMAS F. FARRELL, II Management For For JOHN W. HARRIS Management For For ROBERT S. JEPSON, JR. Management For For MARK J. KINGTON Management For For BENJAMIN J. LAMBERT III Management For For RICHARD L. LEATHERWOOD Management For For MARGARET A. MCKENNA Management For For KENNETH A. RANDALL Management For For FRANK S. ROYAL Management For For S. DALLAS SIMMONS Management For For DAVID A. WOLLARD Management For For 02 APPROVE THE ADOPTION OF THE NON-EMPLOYEE DIRECTORS Management For For No COMPENSATION PLAN. 03 APPROVE THE ADOPTION OF THE 2005 INCENTIVE COMPENSATION Management For For No PLAN. 04 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No FOR THE 2005 FINANCIAL STATEMENTS. 05 SHAREHOLDER PROPOSAL. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 1,000 1,000 1,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FRANCE TELECOM FTE Annual Meeting Date: 04/22/2005 Issuer: 35177Q ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 STATUTORY FINANCIAL STATEMENT Management For For No 02 CONSOLIDATED FINANCIAL STATEMENT Management For For No 03 ALLOCATION OF THE RESULTS Management For For No 04 TRANSFER OF THE AMOUNTS POSTED TO THE SPECIAL Management For For No RESERVE OF LONG-TERM CAPITAL GAINS. 05 APPROVAL OF THE AGREEMENT REFFERED TO IN ARTICLE Management For For No L. 225-38 OF THE FRENCH COMMERCIAL CODE 06 RATIFICATION OF THE COOTATION OF A DIRECTOR Management For For No 07 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No 08 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No 09 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No 10 RENEWAL OF THE APPOINTMENT OF A DIRECTOR. Management For For No 11 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No 12 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No 13 RENEWAL OF THE APPOINTMENT OF A DIRECTOR Management For For No 14 APPOINTMENT OF THE DIRECTOR REPRESENTING EMPLOYEE Management For For No SHAREHOLDERS 15 APPOINTMENT OF MR. JEAN-YVES BASSUEL AS DIRECTOR Management For For No 16 APPOINTMENT OF MR. STEHANE TIERCE AS DIRECTOR Management For For No 17 DIRECTORS FEES Management For For No 18 CHANGE IN CORPORATE NAME Management For For No 19 TO PURCHASE. RETAIN OR TRANSFER FRANCE TELECOM Management For For No SHARES. 20 TERMINATE THE AUTHORIZATION ON THE BOARD Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 12,000 12,000 12,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FRANCE TELECOM FTE Consent Meeting Date: 04/22/2005 Issuer: 35177Q ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 21 AMENDMENT OF ARTICLE 9 OF THE BY-LAWS Management For For No 22 AMENDMENT OF THE BY-LAWS Management For For No 23 AMENDMENT OF THE BY-LAWS Management For For No 24 AUTHORITY TO ISSUE ORDINARY SHARES WITH PREFERENTIAL Management For For No SUBSCRIPTION RIGHTS 25 AUTHORITY TO ISSUE ORDINARY SHARES WITHOUT PREFERENTIAL Management For For No SUBSCRIPTION RIGHT 26 AUTHORIZATION TO DETERMINE THE ISSUE PRICE Management For For No 27 AUTHORIZATION TO INCREASE THE NUMBER OF SECURITIES Management For For No TO BE ISSUED 28 DELEGATION OF AUTHORITY TO ISSUE ORDINARY SHARES Management For For No 29 DELEGATION OF POWERS TO ISSUE ORDINARY SHARES Management For For No 30 DELEGATION OF AUTHORITY TO ISSUE ORDINARY SHARES Management For For No 31 DELEGATION OF POWERS TO ISSUE THE SHARES RESERVED Management For For No FOR PERSONS SIGNING A LIQUIDITY AGREEMENT 32 PROCEED WITH THE FREE ISSUANCE OF OPTION-BASED Management For For No LIQUIDITY INSTRUMENTS 33 OVERALL LIMITATION OF THE AUTHORIZATIONS Management For For No 34 ISSUE SECURITIES GIVING RIGHT TO THE ALLOCSTION Management For For No OF DEBT SECURITIES 35 INCREASE THE SHARE CAPITAL Management For For No 36 CAPITAL INCREASE RESERVED FOR THE MEMBER OF THE Management For For No TELECOM GROUP SAVINGS PLAN 37 REDUCE THE SHARE CAPITAL Management For For No 38 POOWERS OF FORMALITIES Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 12,000 12,000 12,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GATX CORPORATION GMT Annual Meeting Date: 04/22/2005 Issuer: 361448 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROD F. DAMMEYER Management For For JAMES M. DENNY Management For For RICHARD FAIRBANKS Management For For DEBORAH M. FRETZ Management For For BRIAN A. KENNEY Management For For MILES L. MARSH Management For For MARK G. MCGRATH Management For For MICHAEL E. MURPHY Management For For CASEY J. SYLLA Management For For RONALD H. ZECH Management For For 02 APPROVAL OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 33,100 33,100 33,100 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MERRILL LYNCH & CO., INC. MER Annual Meeting Date: 04/22/2005 Issuer: 590188 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JILL K. CONWAY Management For For HEINZ-JOACHIM NEUBURGER Management For For E. STANLEY O'NEAL Management For For 02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For No INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVE THE DIRECTOR STOCK UNIT PLAN. Management Against Against No 04 INSTITUTE CUMULATIVE VOTING. Shareholder Against For No 05 LIMIT CHIEF EXECUTIVE OFFICER COMPENSATION. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 10,000 10,000 10,000 4/19/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BELLSOUTH CORPORATION BLS Annual Meeting Date: 04/25/2005 Issuer: 079860 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF POLITICAL Shareholder Against For No CONTRIBUTIONS 01 DIRECTOR Management For No F. DUANE ACKERMAN Management For For REUBEN V. ANDERSON Management For For JAMES H. BLANCHARD Management For For J. HYATT BROWN Management For For ARMANDO M. CODINA Management For For KATHLEEN F. FELDSTEIN Management For For JAMES P. KELLY Management For For LEO F. MULLIN Management For For WILLIAM S. STAVROPOULOS Management For For ROBIN B. SMITH Management For For 02 RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 35,000 35,000 35,000 4/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HONEYWELL INTERNATIONAL INC. HON Annual Meeting Date: 04/25/2005 Issuer: 438516 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARSHALL N. CARTER Management For For DAVID M. COTE Management For For BRADLEY T. SHEARES Management For For JOHN R. STAFFORD Management For For MICHAEL W. WRIGHT Management For For 02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For No 03 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For No INCORPORATION AND BY-LAWS TO ELIMINATE THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS 04 PROPOSAL TO AMEND THE RESTATED CERTIFICATE OF Management For For No INCORPORATION AND BY-LAWS TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS 05 MAJORITY VOTE SHAREHOLDER COMMITTEE Shareholder Against For No 06 SEPARATION OF CHAIRMAN/CEO Shareholder Against For No 07 EXECUTIVE PAY DISPARITY REPORT Shareholder Against For No 08 EXECUTIVE COMPENSATION LIMIT Shareholder Against For No 09 COMMONSENSE EXECUTIVE COMPENSATION FRAMEWORK Shareholder Against For No PROPOSAL
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 120,000 120,000 120,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN ELECTRIC POWER COMPANY, INC AEP Annual Meeting Date: 04/26/2005 Issuer: 025537 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No E.R. BROOKS Management For For D.M. CARLTON Management For For J.P. DESBARRES Management For For R.W. FRI Management For For W.R. HOWELL Management For For L.A. HUDSON, JR. Management For For M.G. MORRIS Management For For L.L. NOWELL III Management For For R.L. SANDOR Management For For D.G. SMITH Management For For K.D. SULLIVAN Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM 03 APPROVAL OF AMENDED AND RESTATED AEP SYSTEM LONG-TERM Management For For No INCENTIVE PLAN 04 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL EXECUTIVE Shareholder Against For No RETIREMENT PLANS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 12,000 12,000 12,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BIO-RAD LABORATORIES, INC. BIOB Annual Meeting Date: 04/26/2005 Issuer: 090572 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES J. BENNETT Management For For R. NAUMANN-ETIENNE Management For For ALICE N. SCHWARTZ Management For For DAVID SCHWARTZ Management For For NORMAN SCHWARTZ Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For No & TOUCHE LLP TO SERVE AS THE COMPANY S INDEPENDENT AUDITORS. 03 PROPOSAL TO AMEND THE AMENDED AND RESTATED 1988 Management For For No EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR SALE THEREUNDER BY 500,000.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 300 300 300 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CH ENERGY GROUP, INC. CHG Annual Meeting Date: 04/26/2005 Issuer: 12541M ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARGARITA K. DILLEY Management For For STEVEN M. FETTER Management For For STANLEY J. GRUBEL Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 44,000 44,000 44,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ COOPER INDUSTRIES, LTD. CBE Annual Meeting Date: 04/26/2005 Issuer: G24182 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No R.M. DEVLIN Management For For L.A. HILL Management For For J.J. POSTL Management For For H.J. RILEY, JR. Management For For 02 APPOINT ERNST & YOUNG AS INDEPENDENT AUDITORS Management For For No FOR THE YEAR ENDING 12/31/2005. 03 SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT Shareholder Against For No A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR ORGANIZATION HUMAN RIGHTS STANDARDS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 35,000 35,000 35,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DEUTSCHE TELEKOM AG DT Consent Meeting Date: 04/26/2005 Issuer: 251566 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVAL OF THE RESOLUTION ON THE APPROPRIATION Management For For No OF NET INCOME. 03 APPROVAL OF ACTIONS BY THE BOARD OF MANAGEMENT Management For For No FOR THE FINANCIAL YEAR 2004. 04 APPROVAL OF ACTIONS BY THE SUPERVISORY BOARD Management For For No FOR THE FINANCIAL YEAR 2004. 05 APPROVAL TO APPOINT AS INDEPENDENT AUDITOR AND Management For For No GROUP AUDITOR FOR THE 2005 FINANCIAL YEAR. 06 APPROVAL OF THE RESOLUTION AUTHORIZING THE COMPANY Management For For No TO PURCHASE AND USE ITS OWN SHARES. 07 APPROVAL OF THE RESOLUTION ON THE ELECTION OF Management For For No STATE SECRETARY VOLKER HALSCH AS MEMBER OF THE SUPERVISORY BOARD. 08 APPROVAL OF THE RESOLUTION ON THE ELECTION OF Management For For No DR. WOLFGANG REITZLE AS MEMBER OF THE SUPERVISORY BOARD. 09 APPROVAL OF THE RESOLUTION ON THE AUTHORIZATION Management For For No TO ISSUE CONVERTIBLE BONDS AND/OR BONDS WITH WARRANTS. 10 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No WITH MAGYARCOM HOLDING GMBH. 11 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No WITH DETEFLEET SERVICES GMBH. 12 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No WITH DFMG HOLDING GMBH. 13 APPROVAL OF THE RESOLUTION ON CONTROL AGREEMENT Management For For No WITH DE TELMMOBILIEN, DEUTSCHE TELEKOM IMMOBILIEN UND SERVICE GMBH. 14 APPROVAL OF THE RESOLUTION ON CONTROL AGREEMENT Management For For No WITH DE TE ASSEKURANZ - DEUTSCHE TELEKOM ASSEKURANZVERMITTLUNGSGELLSCHAFT MBH. 15 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No WITH T-PUNKT VERTRIEBSGESELLSCHAFT MBH. 16 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No WITH DEUTSCHE TELEKOM TRAINING GMBH. 17 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No WITH T-SYSTEMS INTERNATIONAL GMBH. 18 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No WITH DETEMEDIEN DEUTSCHE TELEKOM MEDIEN GMBH. 19 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No WITH CARMEN TELEKOMMUNIKATIONSDIENSTE GMBH. 20 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No WITH NORMA TELEKOMMUNIKATIONSDIANSTE GMBH.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 50,000 50,000 50,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DEUTSCHE TELEKOM AG DT Consent Meeting Date: 04/26/2005 Issuer: 251566 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 21 APPROVAL OF THE RESOLUTION ON THE CONTROL AGREEMENT Management For For No WITH TRAVIATA TELEKOMMUNIKATIONSDIENSTE GMBH. 22 APPROVAL OF THE AND LOSS TRANSFER AGREEMENT WITH Management For For No MAGYARCOM HOLDING GMBH. 23 APPROVAL OF THE ARTICLES OF INCORPORATION IN Management For For No LINE WITH UMAG
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 50,000 50,000 50,000 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINES CORP IBM Annual Meeting Date: 04/26/2005 Issuer: 459200 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No C. BLACK Management For For K.I. CHENAULT Management For For J. DORMANN Management For For M.L. ESKEW Management For For C. GHOSN Management For For C.F. KNIGHT Management For For M. MAKIHARA Management For For L.A. NOTO Management For For S.J. PALMISANO Management For For J.E. SPERO Management For For S. TAUREL Management For For C.M. VEST Management For For L.H. ZAMBRANO Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM (PAGE 24) 03 STOCKHOLDER PROPOSAL ON--CUMULATIVE VOTING (PAGE Shareholder Against For No 25) 04 STOCKHOLDER PROPOSAL ON--PENSION AND RETIREMENT Shareholder Against For No MEDICAL (PAGE 25) 05 STOCKHOLDER PROPOSAL ON--EXECUTIVE COMPENSATION Shareholder Against For No (PAGE 27) 06 STOCKHOLDER PROPOSAL ON--EXPENSING STOCK OPTIONS Shareholder Against For No (PAGE 28) 07 STOCKHOLDER PROPOSAL ON--DISCLOSURE OF EXECUTIVE Shareholder Against For No COMPENSATION (PAGE 29) 08 STOCKHOLDER PROPOSAL ON--OFFSHORING (PAGE 30) Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 300 300 300 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ KNIGHT-RIDDER, INC. KRI Annual Meeting Date: 04/26/2005 Issuer: 499040 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARK A. ERNST Management For For VASANT PRABHU Management For For P. ANTHONY RIDDER Management For For JOHN E. WARNOCK Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No 03 APPROVE THE MATERIAL TERMS OF THE ANNUAL INCENTIVE Management For For No PLAN 04 APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management For For No EMPLOYEE STOCK OPTION PLAN 05 APPROVE THE AMENDMENT OF THE EMPLOYEE STOCK OPTION Management Against Against No PLAN 06 SHAREHOLDER PROPOSAL RELATING TO SEPARATING THE Shareholder Against For No POSITIONS OF CHAIRMAN AND CEO
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 11,000 11,000 11,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MERCK & CO., INC. MRK Annual Meeting Date: 04/26/2005 Issuer: 589331 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No ROCHELLE B. LAZARUS Management For For WILLIAM G. BOWEN Management For For RAYMOND V. GILMARTIN Management For For THOMAS E. SHENK Management For For ANNE M. TATLOCK Management For For SAMUEL O. THIER Management For For WENDELL P. WEEKS Management For For PETER C. WENDELL Management For For 02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY Management For For No S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005 THE BOARD OF DIRECTORS RECOMMENDS A VOTE AGAINST ITEMS 3 THROUGH 9. 03 STOCKHOLDER PROPOSAL CONCERNING STOCK OPTION Shareholder Against For No AWARDS. 04 STOCKHOLDER PROPOSAL CONCERNING SUBJECTING NON-DEDUCTIBLE Shareholder Against For No EXECUTIVE COMPENSATION TO SHAREHOLDER VOTE 05 STOCKHOLDER PROPOSAL CONCERNING ELIMINATION OF Shareholder Against For No ANIMAL-BASED TEST METHODS 06 STOCKHOLDER PROPOSAL CONCERNING SEPARATING THE Shareholder Against For No ROLES OF BOARD CHAIR AND CEO 07 STOCKHOLDER PROPOSAL CONCERNING AVAILABILITY Shareholder Against For No OF COMPANY PRODUCTS TO CANADIAN WHOLESALERS 08 STOCKHOLDER PROPOSAL CONCERNING USE OF SHAREHOLDER Shareholder Against For No RESOURCES FOR POLITICAL PURPOSES 09 STOCKHOLDER PROPOSAL CONCERNING A REPORT RELATED Shareholder Against For No TO THE GLOBAL HIV\AIDS-TB-MALARIA PANDEMICS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 100,000 100,000 100,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MOODY'S CORPORATION MCO Annual Meeting Date: 04/26/2005 Issuer: 615369 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ III RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. I DIRECTOR Management For No ROBERT R. GLAUBER Management For For CONNIE MACK Management For For NANCY S. NEWCOMB Management For For II APPROVAL OF AMENDMENT TO MOODY S CORPORATION Management For For No S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 400 MILLION TO 1 BILLION
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 4,000 4,000 4,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ R.H. DONNELLEY CORPORATION RHD Annual Meeting Date: 04/26/2005 Issuer: 74955W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DAVID M. VEIT Management For For 02 APPROVAL OF THE 2005 STOCK AWARD AND INCENTIVE Management Against Against No PLAN 03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 04 STOCKHOLDER PROPOSAL REGARDING REDEMPTION OF Shareholder For Against No RIGHTS UNDER THE COMPANY S RIGHTS PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 307 6,000 6,000 6,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ROLLINS, INC. ROL Annual Meeting Date: 04/26/2005 Issuer: 775711 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No R. RANDALL ROLLINS Management For For JAMES B. WILLIAMS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 52,500 52,500 52,500 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SCHERING-PLOUGH CORPORATION SGP Annual Meeting Date: 04/26/2005 Issuer: 806605 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HANS W. BECHERER Management For For KATHRYN C. TURNER Management For For ROBERT F.W. VAN OORDT Management For For 02 RATIFICATION OF DESIGNATION OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL ON ANNUAL ELECTION OF DIRECTORS Shareholder Against For No 04 SHAREHOLDER PROPOSAL ON ANIMAL TESTING Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 150,000 150,000 150,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ T. ROWE PRICE GROUP, INC. TROW Annual Meeting Date: 04/26/2005 Issuer: 74144T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EDWARD C. BERNARD Management For For JAMES T. BRADY Management For For J. ALFRED BROADDUS, JR. Management For For DONALD B. HEBB, JR. Management For For JAMES A.C. KENNEDY Management For For JAMES S. RIEPE Management For For GEORGE A. ROCHE Management For For BRIAN C. ROGERS Management For For DR. ALFRED SOMMER Management For For DWIGHT S. TAYLOR Management For For ANNE MARIE WHITTEMORE Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For No PRICE GROUP S INDEPENDENT ACCOUNTANT FOR FISCAL YEAR 2005. 03 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For No TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 15,000 15,000 15,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE PNC FINANCIAL SERVICES GROUP, IN PNC Annual Meeting Date: 04/26/2005 Issuer:693475 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MR. CHELLGREN Management For For MR. CLAY Management For For MR. COOPER Management For For MR. DAVIDSON Management For For MR. KELSON Management For For MR. LINDSAY Management For For MR. MASSARO Management For For MR. O'BRIEN Management For For MS. PEPPER Management For For MR. ROHR Management For For MS. STEFFES Management For For MR. STRIGL Management For For MR. THIEKE Management For For MR. USHER Management For For MR. WASHINGTON Management For For MR. WEHMEIER Management For For 02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 47,000 47,000 47,000 4/21/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AGL RESOURCES INC. ATG Annual Meeting Date: 04/27/2005 Issuer: 001204 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No THOMAS D. BELL, JR. Management For For ARTHUR E. JOHNSON Management For For PAULA ROSPUT REYNOLDS Management For For JAMES A. RUBRIGHT Management For For BETTINA M. WHYTE Management For For 02 APPROVAL OF AMENDMENT TO AGL RESOURCES INC. S Management For For No ARTICLES OF INCORPORATION TO CLARIFY THE LENGTH OF THE INITIAL TERM A BOARD MEMBER MAY SERVE WHEN APPOINTED BY THE BOARD OF DIRECTORS TO FILL A VACANCY CAUSED BY A NEWLY CREATED DIRECTORSHIP. 03 APPROVAL OF THE AMENDED AND RESTATED AGL RESOURCES Management For For No INC. EMPLOYEE STOCK PURCHASE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS OUR INDEPENDENT AUDITOR FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 25,000 25,000 25,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN EXPRESS COMPANY AXP Annual Meeting Date: 04/27/2005 Issuer: 025816 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No D.F. AKERSON Management For For C. BARSHEFSKY Management For For W.G. BOWEN Management For For U.M. BURNS Management For For K.I. CHENAULT Management For For P.R. DOLAN Management For For V.E. JORDAN, JR. Management For For J. LESCHLY Management For For R.A. MCGINN Management For For E.D. MILLER Management For For F.P. POPOFF Management For For R.D. WALTER Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. 03 SHAREHOLDER PROPOSAL RELATING TO STOCK OPTIONS. Shareholder Against For No 04 SHAREHOLDER PROPOSAL REQUESTING A SEPARATE ANNUAL Shareholder Against For No REPORT DESCRIBING THE COMPANY S POLITICAL CONTRIBUTIONS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 137,000 137,000 137,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BANK OF AMERICA CORPORATION BAC Annual Meeting Date: 04/27/2005 Issuer: 060505 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WILLIAM BARNET, III Management For For CHARLES W. COKER Management For For JOHN T. COLLINS Management For For GARY L. COUNTRYMAN Management For For PAUL FULTON Management For For CHARLES K. GIFFORD Management For For W. STEVEN JONES Management For For KENNETH D. LEWIS Management For For WALTER E. MASSEY Management For For THOMAS J. MAY Management For For PATRICIA E. MITCHELL Management For For EDWARD L. ROMERO Management For For THOMAS M. RYAN Management For For O. TEMPLE SLOAN, JR. Management For For MEREDITH R. SPANGLER Management For For ROBERT L. TILLMAN Management For For JACKIE M. WARD Management For For 02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS Management For For No 03 STOCKHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shareholder Against For No 04 STOCKHOLDER PROPOSAL - NOMINATION OF DIRECTORS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 100,000 100,000 100,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BURLINGTON RESOURCES INC. BR Annual Meeting Date: 04/27/2005 Issuer:122014 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No B.T. ALEXANDER Management For For R.V. ANDERSON Management For For L.I. GRANT Management For For R.J. HARDING Management For For J.T. LAMACCHIA Management For For R.L. LIMBACHER Management For For J.F. MCDONALD Management For For K.W. ORCE Management For For D.M. ROBERTS Management For For J.A. RUNDE Management For For J.F. SCHWARZ Management For For W. SCOTT, JR. Management For For B.S. SHACKOULS Management For For S.J. SHAPIRO Management For For W.E. WADE, JR. Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 84,000 84,000 84,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CHEVRONTEXACO CORPORATION CVX Annual Meeting Date: 04/27/2005 Issuer: 166764 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No S.H. ARMACOST Management For For R.E. DENHAM Management For For R.J. EATON Management For For S. GINN Management For For C.A. HILLS Management For For F.G. JENIFER Management For For S. NUNN Management For For D.J. O'REILLY Management For For P.J. ROBERTSON Management For For C.R. SHOEMATE Management For For R.D. SUGAR Management For For C. WARE Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM 03 DIRECTORS COMPENSATION Shareholder Against For No 04 EXECUTIVE SEVERANCE AGREEMENTS Shareholder Against For No 05 STOCK OPTION EXPENSING Shareholder Against For No 06 ANIMAL TESTING Shareholder Against For No 07 OIL & GAS DRILLING IN PROTECTED/SENSITIVE AREAS Shareholder Against For No 08 REPORT ON ECUADOR Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 82,000 82,000 82,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/27/2005 Issuer: 263534 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 ON GOVERNMENT SERVICE Shareholder Against For No 04 ON INTERNATIONAL WORKPLACE STANDARDS Shareholder Against For No 05 ON EXECUTIVE COMPENSATION Shareholder Against For No 06 ON ANIMAL TESTING Shareholder Against For No 07 ON GENETICALLY MODIFIED FOOD Shareholder Against For No 08 ON PERFORMANCE-BASED OPTIONS Shareholder Against For No 09 ON DISCLOSURE OF PFOA COSTS Shareholder Against For No 01 DIRECTOR Management For No A.J.P. BELDA Management For For R.H. BROWN Management For For C.J. CRAWFORD Management For For J.T. DILLON Management For For L.C. DUEMLING Management For For C.O. HOLLIDAY, JR. Management For For L.D. JULIBER Management For For M. NAITOH Management For For W.K. REILLY Management For For H.R. SHARP, III Management For For C.M. VEST Management For For 02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 117,000 117,000 117,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY GE Annual Meeting Date: 04/27/2005 Issuer: 369604 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ A DIRECTOR Management For No JAMES I. CASH, JR. Management For For WILLIAM M. CASTELL Management For For DENNIS D. DAMMERMAN Management For For ANN M. FUDGE Management For For CLAUDIO X. GONZALEZ Management For For JEFFREY R. IMMELT Management For For ANDREA JUNG Management For For ALAN G. LAFLEY Management For For RALPH S. LARSEN Management For For ROCHELLE B. LAZARUS Management For For SAM NUNN Management For For ROGER S. PENSKE Management For For ROBERT J. SWIERINGA Management For For DOUGLAS A. WARNER III Management For For ROBERT C. WRIGHT Management For For B RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR Management For For No 01 CUMULATIVE VOTING Shareholder Against For No 02 REPORT ON NUCLEAR RISK Shareholder Against For No 03 REPORT ON PCB CLEANUP COSTS Shareholder Against For No 04 CURB OVER-EXTENDED DIRECTORS Shareholder Against For No 05 REPORT ON SUSTAINABILITY Shareholder Against For No 06 DISCLOSE POLITICAL CONTRIBUTIONS Shareholder Against For No 07 ANIMAL TESTING Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 130,000 130,000 130,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GUIDANT CORPORATION GDT Special Meeting Date: 04/27/2005 Issuer: 401698 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED Management For For No AS OF DECEMBER 15, 2004, AMONG JOHNSON & JOHNSON, SHELBY MERGER SUB, INC., A WHOLLY-OWNED SUBSIDIARY OF JOHNSON & JOHNSON, AND GUIDANT, PURSUANT TO WHICH SHELBY MERGER SUB WILL MERGE INTO GUIDANT WITH GUIDANT BECOMING A WHOLLY-OWNED SUBSIDIARY OF JOHNSON & JOHNSON.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 10,000 10,000 10,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HUNTINGTON BANCSHARES INCORPORATED HBAN Annual Meeting Date: 04/27/2005 Issuer: 446150 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DON M. CASTO III Management For For MICHAEL J. ENDRES Management For For WM. J. LHOTA Management For For DAVID L. PORTEOUS Management For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP TO SERVE AS INDEPENDENT AUDITORS FOR THE CORPORATION FOR THE YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 25,000 25,000 25,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORPORATION NEM Annual Meeting Date: 04/27/2005 Issuer: 651639 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ----------------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For No G.A. BARTON Management For For V.A. CALARCO Management For For M.S. HAMSON Management For For L.I. HIGDON, JR. Management For For P. LASSONDE Management For For R.J. MILLER Management For For W.W. MURDY Management For For R.A. PLUMBRIDGE Management For For J.B. PRESCOTT Management For For D.C. ROTH Management For For S. SCHULICH Management For For J.V. TARANIK Management For For 02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For No 03 APPROVE 2005 STOCK INCENTIVE PLAN Management Against Against No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 30,000 30,000 30,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ POPULAR, INC. BPOP Annual Meeting Date: 04/27/2005 Issuer: 733174 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARIA LUISA FERRE Management For For FREDERIC V. SALERNO Management For For WILLIAM J. TEUBER JR. Management For For 02 TO RATIFY THE SELECTION OF THE CORPORATION S Management For For No INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 20,000 20,000 20,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TECO ENERGY, INC. TE Annual Meeting Date: 04/27/2005 Issuer: 872375 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DUBOSE AUSLEY Management For For JAMES L. FERMAN, JR. Management For For JAMES O. WELCH, JR. Management For For PAUL L. WHITING Management For For 02 RATIFICATION OF THE CORPORATION S INDEPENDENT Management For For No AUDITOR
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 50,000 50,000 50,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE MCGRAW-HILL COMPANIES, INC. MHP Annual Meeting Date: 04/27/2005 Issuer: 580645 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No SIR WINFRIED BISCHOFF Management For For MR. DOUGLAS N. DAFT Management For For MS. LINDA KOCH LORIMER Management For For MR. HAROLD MCGRAW III Management For For 02 APPROVAL OF KEY EXECUTIVE SHORT-TERM INCENTIVE Management For For No COMPENSATION PLAN. 03 APPROVAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No OF INCORPORATION TO INCREASE AUTHORIZED SHARES OF COMMON STOCK. 04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 05 SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER VOTE Shareholder For Against No ON POISON PILLS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 10,000 10,000 10,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WADDELL & REED FINANCIAL, INC. WDR Annual Meeting Date: 04/27/2005 Issuer: 930059 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ALAN W. KOSLOFF Management For For KEITH A. TUCKER Management For For JERRY W. WALTON Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 60,000 60,000 60,000 4/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALTRIA GROUP, INC. MO Annual Meeting Date: 04/28/2005 Issuer: 02209S ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ELIZABETH E. BAILEY Management For For HAROLD BROWN Management For For MATHIS CABIALLAVETTA Management For For LOUIS C. CAMILLERI Management For For J. DUDLEY FISHBURN Management For For ROBERT E. R. HUNTLEY Management For For THOMAS W. JONES Management For For GEORGE MUNOZ Management For For LUCIO A. NOTO Management For For JOHN S. REED Management For For CARLOS SLIM HELU Management For For STEPHEN M. WOLF Management For For 02 2005 PERFORMANCE INCENTIVE PLAN Management Against Against No 03 2005 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE Management Against Against No DIRECTORS 04 RATIFICATION OF THE SELECTION OF INDEPENDENT Management For For No AUDITORS 05 STOCKHOLDER PROPOSAL NO. 1 REQUESTING ELIMINATION Management Against For No OF ANIMAL TESTING FOR TOBACCO PRODUCTS 06 STOCKHOLDER PROPOSAL NO. 2 REQUESTING WAYS TO Shareholder Against For No MORE ADEQUATELY WARN PREGNANT WOMEN 07 STOCKHOLDER PROPOSAL NO. 3 SEEKING TO CEASE PROMOTING Shareholder Against For No LIGHT AND ULTRA LIGHT BRANDS 08 STOCKHOLDER PROPOSAL NO. 4 SEEKING TO EXTEND Shareholder Against For No NEW YORK FIRE-SAFE PRODUCTS NATIONALLY
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 35,000 35,000 35,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CORNING INCORPORATED GLW Annual Meeting Date: 04/28/2005 Issuer: 219350 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS CORNING S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 02 APPROVAL OF THE ADOPTION OF THE 2005 EMPLOYEE Management Against Against No EQUITY PARTICIPATION PROGRAM. 01 DIRECTOR Management For No JOHN SEELY BROWN Management For For GORDON GUND Management For For JOHN M. HENNESSY Management For For H. ONNO RUDING Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 120,000 120,000 120,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DTE ENERGY COMPANY DTE Annual Meeting Date: 04/28/2005 Issuer: 233331 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LILLIAN BAUDER Management For For JOSUE ROBLES JR. Management For For HOWARD F. SIMS Management For For 02 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Management For For No DELOITTE & TOUCHE LLP
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 16,000 16,000 16,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FIDELITY SOUTHERN CORPORATION LION Annual Meeting Date: 04/28/2005 Issuer: 316394 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES B. MILLER, JR. Management For For DAVID R. BOCKEL Management For For EDWARD G. BOWEN, M.D. Management For For KEVIN S. KING Management For For H. PALMER PROCTOR, JR. Management For For ROBERT J. RUTLAND Management For For W. CLYDE SHEPHERD III Management For For RANKIN M. SMITH, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 16,000 16,000 16,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/28/2005 Issuer: 478160 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARY S. COLEMAN Management For For JAMES G. CULLEN Management For For ROBERT J. DARRETTA Management For For MICHAEL M. E. JOHNS Management For For ANN D. JORDAN Management For For ARNOLD G. LANGBO Management For For SUSAN L. LINDQUIST Management For For LEO F. MULLIN Management For For CHRISTINE A. POON Management For For STEVEN S REINEMUND Management For For DAVID SATCHER Management For For WILLIAM C. WELDON Management For For 02 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Against No 03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No AS INDEPENDENT AUDITORS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 20,000 20,000 20,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LOCKHEED MARTIN CORPORATION LMT Annual Meeting Date: 04/28/2005 Issuer: 539830 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No E.C."PETE"ALDRIDGE, JR. Management For For NOLAN D. ARCHIBALD Management For For MARCUS C. BENNETT Management For For JAMES O. ELLIS, JR. Management For For GWENDOLYN S. KING Management For For DOUGLAS H. MCCORKINDALE Management For For EUGENE F. MURPHY Management For For JOSEPH W. RALSTON Management For For FRANK SAVAGE Management For For ANNE STEVENS Management For For ROBERT J. STEVENS Management For For JAMES R. UKROPINA Management For For DOUGLAS C. YEARLEY Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No 03 MANAGEMENT PROPOSAL-AMENDMENTS TO THE 2003 PERFORMANCE Management Against Against No INCENTIVE AWARD PLAN 04 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For No 05 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For No 06 STOCKHOLDER PROPOSAL BY THE CATHOLIC FUNDS AND Shareholder Against For No OTHER GROUPS 07 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For No AND OTHER GROUPS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 4,000 4,000 4,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NOBEL BIOCARE HOLDING AG, OPFIKON NBCHF.PK OGM Meeting Date: 04/28/2005 Issuer: H5783Q106 ISIN: CH0014030040 BLOCKING SEDOL: 7389713, 7385722, 7413322 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management No Position Unknown * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management No IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT Position Unknown SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTS AND Management For *Management No CONSOLIDATED FINANCIAL STATEMENTS FOR 2004 Position Unknown 2. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS/DIVIDENDS Management For *Management No FOR 2004 AS SPECIFIED Position Unknown 3. APPROVE THAT, OUT OF THE AGGREGATE CHF 2,074,006,295 Management For *Management No OF GENERAL RESERVES AS SHOWN IN THE BALANCE SHEET Position Unknown DATED 31 DEC 2004, CHF 350,000,000 SHALL BE BOOKED INTO THE FREE RESERVES 4. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management For *Management No DIRECTORS AND OTHER EXECUTIVE BODIES FOR THEIR Position Unknown SERVICES IN THE BUSINESS YEAR 2004 5.1 RE-ELECT MR. MICHAEL ORSINGER, MRS. JANE ROYSTON Management For *Management No AND MESSRS. ROLF SOIRON AND ERNST ZAENGERLE FOR Position Unknown A 1 YEAR TERM OF OFFICE TO THE MEMBERS OF BOARD OF DIRECTORS 5.2 ELECT MESSRS. ANTOINE A. FIRMENICH AND ROBERT Management For *Management No LILJA FOR A 1 YEAR TERM OF OFFICE TO THE NEW Position Unknown MEMBERS OF BOARD OF DIRECTORS 5.3 RE-ELECT KPMG FIDES PEAT, ZURICH, FOR A 1 YEAR Management For *Management No TERM OF OFFICE AS AUDITOR AND GROUP AUDITOR Position Unknown 6.1 APPROVE THE CHANGE OF DOMICILE FROM OPFIKON TO Management For *Management No KLOTEN AND AMEND ARTICLE 1 OF THE ARTICLES OF Position Unknown ASSOCIATION AS SPECIFIED 6.2 AMEND ARTICLE 7 OF THE ARTICLES OF ASSOCIATION Management For *Management No BY INSERTING A NEW PARAGRAPH 6AS SPECIFIED Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 1,000 1,000 1,000 4/7/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NSTAR NST Annual Meeting Date: 04/28/2005 Issuer: 67019E ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES K. GIFFORD Management For For PAUL A. LA CAMERA Management For For SHERRY H. PENNEY Management For For WILLIAM C. VAN FAASEN Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2005. 03 TO AMEND SECTION 28 OF THE COMPANY S DECLARATION Management For For No OF TRUST TO INCREASE THE NUMBER OF THE COMPANY S AUTHORIZED COMMON SHARES FROM 100,000,000 TO 200,000,000.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 40,000 40,000 40,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PFIZER INC. PFE Annual Meeting Date: 04/28/2005 Issuer: 717081 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MICHAEL S. BROWN Management For For M. ANTHONY BURNS Management For For ROBERT N. BURT Management For For W. DON CORNWELL Management For For WILLIAM H. GRAY III Management For For CONSTANCE J. HORNER Management For For WILLIAM R. HOWELL Management For For STANLEY O. IKENBERRY Management For For GEORGE A. LORCH Management For For HENRY A. MCKINNELL Management For For DANA G. MEAD Management For For RUTH J. SIMMONS Management For For WILLIAM C. STEERE, JR. Management For For JEAN-PAUL VALLES Management For For 02 A PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 SHAREHOLDER PROPOSAL RELATING TO TERM LIMITS Shareholder Against For No FOR DIRECTORS. 04 SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INCREASING Shareholder Against For No ACCESS TO PFIZER PRODUCTS. 05 SHAREHOLDER PROPOSAL RELATING TO IMPORTATION Shareholder Against For No OF PRESCRIPTION DRUGS. 06 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS. Shareholder Against For No 07 SHAREHOLDER PROPOSAL RELATING TO PRODUCT AVAILABILITY Shareholder Against For No IN CANADA. 08 SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION Shareholder Against For No OF THE ROLES OF CHAIR AND CEO AND ACCESS TO PHARMACEUTICAL PRODUCTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 334,000 334,000 334,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SEAT PAGINE GIALLE SPA, MILANO SPGBF.PK MIX Meeting Date: 04/28/2005 Issuer: T8380H104 ISIN: IT0003479638 BLOCKING SEDOL: 7646593, 7743621 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ O.1 APPROVE THE RESOLUTION AS PER ARTICLE 2364, NO. Management For *Management No 2, OF THE ITALIAN CIVIL CODE TO APPOINT A DIRECTOR Position Unknown O.2 APPROVE THE BALANCE SHEET REPORTS AS OF 31 DEC Management For *Management No 2004; BOARD OF DIRECTORS REPORT ON MANAGEMENT Position Unknown ACTIVITY; RESOLUTIONS RELATED THEREON E.1 APPROVE TO REDUCE AND WRITE OFF THE REVALUATION Management For *Management No RESERVE DRAWN ON TO COVER 2004 FINANCIAL YEAR Position Unknown LOSSES * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No REACH QUORUM THERE WILL BE A SECOND CALL ON 29 Position Unknown APR 2005 YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 406 406 406 4/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE AES CORPORATION AES Annual Meeting Date: 04/28/2005 Issuer: 00130H ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD DARMAN Management For For PAUL T. HANRAHAN Management For For KRISTINA M. JOHNSON Management For For JOHN A. KOSKINEN Management For For PHILIP LADER Management For For JOHN H. MCARTHUR Management For For SANDRA O. MOOSE Management For For PHILIP A. ODEEN Management For For CHARLES O. ROSSOTTI Management For For SVEN SANDSTROM Management For For ROGER W. SANT Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 80,000 80,000 80,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE PHOENIX COMPANIES, INC. PNX Annual Meeting Date: 04/28/2005 Issuer: 71902E ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No SAL H. ALFIERO Management For For MARTIN N. BAILY Management For For JOHN H. FORSGREN Management For For JOHN E. HAIRE Management For For THOMAS S. JOHNSON Management For For 02 APPROVAL OF THE PHOENIX COMPANIES, INC. ANNUAL Management For For No INCENTIVE PLAN FOR EXECUTIVE OFFICERS. 03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT AUDITOR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ----------------------------------------------------------------------------------------------------------------------------------- GABELLI EQUITY INCOME FUND 997G005 109 50,000 50,000 50,000 4/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ VIVENDI UNIVERSAL V Consent Meeting Date: 04/28/2005 Issuer: 92851S ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE STATUTORY REPORTS AND STATUTORY Management For For No FINANCIAL STATEMENTS FOR FISCAL YEAR 2004. 02 APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL Management For For No STATEMENTS FOR FISCAL YEAR 2004. 03 APPROVAL OF THE AGREEMENTS COVERED BY THE STATUTORY Management For For No AUDITORS SPECIAL REPORT. 04 ALLOCATION OF NET INCOME AND DETERMINATION OF Management For For No THE DIVIDEND FOR FISCAL YEAR 2004. 15 DETERMINATION OF THE AMOUNT OF THE SUPERVISORY Management For For No BOARD MEMBERS FEES. 16 RENEWAL OF SALUSTRO REYDEL AS STATUTORY AUDITORS. Management For For No 17 APPOINTMENT OF MR. JEAN-CLAUDE REYDEL AS ALTERNATE Management For For No STATUTORY AUDITOR. 18 AUTHORIZATION FOR THE COMPANY TO PURCHASE ITS Management For For No OWN SHARES 19 AUTHORIZATION FOR PERFORMANCE OF LEGAL FORMALITIES. Management For For No 05 TRANSFORMATION OF THE COMPANY S STRUCTURE TO Management For For No A STRUCTURE WITH A MANAGEMENT BOARD AND A SUPERVISORY BOARD. 06 ADOPTION OF THE COMPANY S AMENDED BY-LAWS. Management For For No 12 AUTHORIZATION FOR THE MANAGEMENT BOARD TO GRANT Management For For No COMPANY STOCK OPTIONS. 6A AMENDMENT OF ARTICLE 17 OF THE BY-LAWS ( VOTING Management For For No RIGHTS ) BY INSERTION OF A FOURTH SUB-PARAGRAPH: ADJUSTMENT OF THE VOTING RIGHTS IN SHAREHOLDERS MEETINGS. 07 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No TO ISSUE ORDINARY SHARES OR MARKETABLE SECURITIES GIVING RIGHTS TO SHARES WHICH ARE OR WILL BE ISSUED AS A PART OF A SHARE CAPITAL INCREASE. 08 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No TO ISSUE ORDINARY SHARES OR MARKETABLE SECURITIES GIVING RIGHTS TO SHARES WHICH ARE OR WILL BE ISSUED AS A PART OF A SHARE CAPITAL INCREASE. 09 AUTHORIZATION FOR THE MANAGEMENT BOARD TO INCREASE Management For For No THE NUMBER OF SHARES OR MARKETABLE SECURITIES TO BE ISSUED IN THE EVENT OF AN INCREASE IN THE SHARE CAPITAL. 10 DELEGATION OF AUTHORITY TO THE MANAGEMENT BOARD Management For For No TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, INCOME OR OTHER ITEMS. 11 AUTHORIZATION FOR THE MANAGEMENT BOARD TO PROCEED Management For For No WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES AND PENSION SCHEMES OF THE COMPANY AND COMPANIES IN THE GROUP TAKING PART IN THE GROUP S SAVINGS PLAN 13 AUTHORIZATION FOR THE MANAGEMENT BOARD TO GRANT Management For For No RESTRICTED STOCK FROM TREASURY STOCK OR SHARES TO BE ISSUED. 14 AUTHORIZATION FOR THE MANAGEMENT BOARD TO DECREASE Management For For No THE SHARE CAPITAL BY CANCELLATION OF TREASURY STOCK.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 204 12,500 12,500 12,500 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ VIVENDI UNIVERSAL V Consent Meeting Date: 04/28/2005 Issuer: 92851S ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 15 DIRECTORS Management For No FOUTOU Management For For BEBAER Management For For BREMOND Management For For FERNANDEZ Management For For FRIBOURG Management For For HAWAWINI Management For For LACHMANN Management For For RODOCANACHI Management For For MIERT Management For For FRANK Management For For KRON Management For For OLECHOWSKI Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 204 12,500 12,500 12,500 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CINCINNATI BELL INC. CBB Annual Meeting Date: 04/29/2005 Issuer: 171871 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BRUCE L. BYRNES Management For For JOHN F. CASSIDY Management For For ROBERT W. MAHONEY Management For For DANIEL J. MEYER Management For For 02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE LLP AS INDEPENDENT ACCOUNTANTS TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2005. 03 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No GOALS OF THE CINCINNATI BELL INC. 1997 LONG TERM INCENTIVE PLAN. 04 REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Management For For No GOALS OF THE CINCINNATI BELL INC. SHORT TERM INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 250,000 250,000 250,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FREESCALE SEMICONDUCTOR, INC. FSLB Annual Meeting Date: 04/29/2005 Issuer: 35687M ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No H. RAYMOND BINGHAM Management For For STEPHEN P. KAUFMAN Management For For 02 TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED Management For For No CERTIFICATE OF INCORPORATION. 03 TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED Management For For No BY-LAWS. 04 TO APPROVE OUR OMNIBUS INCENTIVE PLAN OF 2005. Management Against Against No 05 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM OF KPMG LLP, OUR INDEPENDENT AUDITORS, FOR FISCAL 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 206 10,000 10,000 10,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ KELLOGG COMPANY K Annual Meeting Date: 04/29/2005 Issuer: 487836 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CLAUDIO X. GONZALEZ Management For For A.D. DAVID MACKAY Management For For WILLIAM C. RICHARDSON Management For For JOHN L. ZABRISKIE Management For For 02 RATIFICATION OF INDEPENDENT AUDITOR FOR 2005 Management For For No 03 REPORT ON IMPACTS OF GENETICALLY ENGINEERED FOOD Shareholder Against For No 04 APPOINTMENT OF INVESTMENT BANKER Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 13,000 13,000 13,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SBC COMMUNICATIONS INC. SBC Annual Meeting Date: 04/29/2005 Issuer: 78387G ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GILBERT F. AMELIO Management For For AUGUST A. BUSCH III Management For For MARTIN K. EBY, JR. Management For For JAMES A. HENDERSON Management For For CHARLES F. KNIGHT Management For For LYNN M. MARTIN Management For For JOHN B. MCCOY Management For For MARY S. METZ Management For For TONI REMBE Management For For S. DONLEY RITCHEY Management For For JOYCE M. ROCHE Management For For LAURA D'ANDREA TYSON Management For For PATRICIA P. UPTON Management For For EDWARD E. WHITACRE, JR Management For For 02 APPROVAL OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For No 03 APPROVAL OF STOCK PURCHASE AND DEFERRAL PLAN Management For For No 04 STOCKHOLDER PROPOSAL A Shareholder Against For No 05 STOCKHOLDER PROPOSAL B Shareholder Against For No 06 STOCKHOLDER PROPOSAL C Shareholder Against For No 07 STOCKHOLDER PROPOSAL D Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 75,000 75,000 75,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MOTOROLA, INC. MOT Annual Meeting Date: 05/02/2005 Issuer: 620076 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No E. ZANDER Management For For H.L. FULLER Management For For J. LEWENT Management For For W. MASSEY Management For For T. MEREDITH Management For For N. NEGROPONTE Management For For I. NOOYI Management For For S. SCOTT III Management For For R. SOMMER Management For For J. STENGEL Management For For D. WARNER III Management For For J. WHITE Management For For 02 SHAREHOLDER PROPOSAL RE: NON-DEDUCTIBLE EXECUTIVE Shareholder Against For No COMPENSATION 03 SHAREHOLDER PROPOSAL RE: DIRECTOR ELECTION BY Shareholder Against For No MAJORITY VOTE
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 115,000 115,000 115,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE BOEING COMPANY BA Annual Meeting Date: 05/02/2005 Issuer: 097023 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KENNETH M. DUBERSTEIN Management For For W. JAMES MCNERNEY, JR. Management For For LEWIS E. PLATT Management For For MIKE S. ZAFIROVSKI Management For For 02 ADVISE ON APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For No AS INDEPENDENT AUDITORS. 03 ADOPT HUMAN RIGHTS POLICIES. Shareholder Against For No 04 PREPARE A REPORT ON MILITARY CONTRACTS. Shareholder Against For No 05 PREPARE A REPORT ON POLITICAL CONTRIBUTIONS. Shareholder Against For No 06 DECLASSIFY THE BOARD OF DIRECTORS. Shareholder Against For No 07 ADOPT SIMPLE MAJORITY VOTE. Shareholder Against For No 08 CREATE A MAJORITY VOTE SHAREHOLDER COMMITTEE. Shareholder Against For No 09 REQUIRE AN INDEPENDENT BOARD CHAIRMAN. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 32,000 32,000 32,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TOOTSIE ROLL INDUSTRIES, INC. TR Annual Meeting Date: 05/02/2005 Issuer: 890516 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MELVIN J. GORDON Management For For ELLEN R. GORDON Management For For LANA JANE LEWIS-BRENT Management For For BARRE A. SEIBERT Management For For RICHARD P. BERGEMAN Management For For 02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS AUDITORS FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 12,514 12,514 12,514 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ZIMMER HOLDINGS, INC. ZMH Annual Meeting Date: 05/02/2005 Issuer: 98956P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J. RAYMOND ELLIOTT Management For For 02 AMENDMENT TO ZIMMER HOLDINGS, INC. TEAMSHARE Management Against Against No STOCK OPTION PLAN 03 AUDITOR RATIFICATION Management For For No 04 STOCKHOLDER PROPOSAL RELATING TO AUDITOR INDEPENDENCE Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 2,000 2,000 2,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BAXTER INTERNATIONAL INC. BAX Annual Meeting Date: 05/03/2005 Issuer: 071813 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 04 PROPOSAL RELATING TO RESTRICTIONS ON SERVICES Shareholder Against For No PERFORMED BY THE INDEPENDENT AUDITORS. 05 PROPOSAL RELATING TO THE ANNUAL ELECTION OF DIRECTORS. Management For *Management No 01 DIRECTOR Management For Position Unknown No BLAKE E. DEVITT Management For For JOSEPH B. MARTIN MD PHD Management For For ROBERT L. PARKINSON, JR Management For For THOMAS T. STALLKAMP Management For For ALBERT P.L. STROUCKEN Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM. 03 PROPOSAL RELATING TO CUMULATIVE VOTING IN THE Shareholder Against For No ELECTION OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 35,000 35,000 35,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BRISTOL-MYERS SQUIBB COMPANY BMY Annual Meeting Date: 05/03/2005 Issuer: 110122 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No V.D. COFFMAN Management For For J.M. CORNELIUS Management For For P.R. DOLAN Management For For E.V. FUTTER Management For For L.V. GERSTNER, JR. Management For For L. JOHANSSON Management For For L.W. SULLIVAN, M.D. Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM 03 APPROVAL OF RESTATED CERTIFICATE OF INCORPORATION Management For For No 04 POLITICAL CONTRIBUTIONS Shareholder Against For No 05 HIV/AIDS-TB-MALARIA Shareholder Against For No 06 ANIMAL TESTING Shareholder Against For No 07 SEPARATION OF CHAIRMAN AND CEO POSITIONS Shareholder Against For No 08 RESTATEMENT SITUATIONS Shareholder Against For No 09 RESTRICTED STOCK Shareholder Against For No 10 DIRECTOR VOTE THRESHOLD Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 100,000 100,000 100,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CHAMPION ENTERPRISES, INC. CHB Annual Meeting Date: 05/03/2005 Issuer: 158496 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT W. ANESTIS Management For For ERIC S. BELSKY Management For For WILLIAM C. GRIFFITHS Management For For SELWYN ISAKOW Management For For BRIAN D. JELLISON Management For For G. MICHAEL LYNCH Management For For SHIRLEY D. PETERSON Management For For 02 PROPOSAL TO ADOPT THE 2005 EQUITY COMPENSATION Management Against Against No AND INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 140,000 140,000 140,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GREAT PLAINS ENERGY INCORPORATED GXP Annual Meeting Date: 05/03/2005 Issuer: 391164 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No D.L. BODDE Management For For M.J. CHESSER Management For For W.H. DOWNEY Management For For M.A. ERNST Management For For R.C. FERGUSON, JR. Management For For W.K. HALL Management For For L.A. JIMENEZ Management For For J.A. MITCHELL Management For For W.C. NELSON Management For For L.H. TALBOTT Management For For R.H. WEST Management For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 35,000 35,000 35,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE DUN & BRADSTREET CORPORATION DNB Annual Meeting Date: 05/03/2005 Issuer: 26483E ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STEVEN W. ALESIO Management For For RONALD L. KUEHN, JR. Management For For NAOMI O. SELIGMAN Management For For MICHAEL J. WINKLER Management For For 02 RATIFY SELECTION OF INDEPENDENT AUDITORS. Management For For No 03 APPROVE THE AMENDED AND RESTATED THE DUN & BRADSTREET Management For For No CORPORATION 2000 STOCK INCENTIVE PLAN. 04 APPROVE THE AMENDED 2000 DUN & BRADSTREET CORPORATION Management For For No NON-EMPLOYEE DIRECTORS STOCK INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 2,000 2,000 2,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE ST. PAUL TRAVELERS COMPANIES, IN STA Annual Meeting Date: 05/03/2005 Issuer: 792860 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN H. DASBURG Management For For LESLIE B. DISHAROON Management For For JANET M. DOLAN Management For For KENNETH M. DUBERSTEIN Management For For JAY S. FISHMAN Management For For LAWRENCE G. GRAEV Management For For THOMAS R. HODGSON Management For For ROBERT I. LIPP Management For For BLYTHE J. MCGARVIE Management For For GLEN D. NELSON, MD Management For For CLARENCE OTIS, JR. Management For For CHARLES W. SCHARF Management For For LAURIE J. THOMSEN Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No AS ST. PAUL TRAVELERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 40,000 40,000 40,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ UST INC. UST Annual Meeting Date: 05/03/2005 Issuer: 902911 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J.D. BARR Management For For R.J. ROSSI Management For For 02 APPROVE THE UST INC. 2005 LONG-TERM INCENTIVE Management Against Against No PLAN. 03 TO RATIFY AND APPROVE ERNST & YOUNG LLP AS INDEPENDENT Management For For No AUDITORS OF THE COMPANY FOR THE YEAR 2005. 04 STOCKHOLDER PROPOSAL. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 10,000 10,000 10,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AQUILA, INC. ILA Annual Meeting Date: 05/04/2005 Issuer: 03840P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HERMAN CAIN Management For For PATRICK J. LYNCH Management For For NICHOLAS J. SINGER Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 180,000 180,000 180,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ EL PASO ELECTRIC COMPANY EE Annual Meeting Date: 05/04/2005 Issuer: 283677 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GARY R. HEDRICK Management For For KENNETH R. HEITZ Management For For MICHAEL K. PARKS Management For For ERIC B. SIEGEL Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 854 95,000 95,000 95,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ IMATION CORP. IMN Annual Meeting Date: 05/04/2005 Issuer: 45245A ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LINDA W. HART Management For For BRUCE A. HENDERSON Management For For CHARLES REICH Management For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF THE 2005 STOCK INCENTIVE PLAN. Management Against Against No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 500 500 500 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ RAYTHEON COMPANY RTN Annual Meeting Date: 05/04/2005 Issuer: 755111 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BARBARA M. BARRETT Management For For FREDERIC M. POSES Management For For LINDA G. STUNTZ Management For For 02 RATIFICATION OF INDEPENDENT AUDITORS Management For For No 03 AMENDMENT TO CERTIFICATE OF INCORPORATION TO Management For For No DECLASSIFY THE BOARD OF DIRECTORS 04 AMENDMENTS TO 2001 STOCK PLAN Management Against Against No 05 AMENDMENTS TO 1997 NONEMPLOYEE DIRECTORS RESTRICTED Management Against Against No STOCK PLAN 06 MACBRIDE PRINCIPLES Shareholder Against For No 07 MAJORITY VOTING FOR DIRECTORS Shareholder Against For No 08 ELECT RETIREE AS DIRECTOR Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 507 10,000 10,000 10,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THOMAS & BETTS CORPORATION TNB Annual Meeting Date: 05/04/2005 Issuer: 884315 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No E.H. DREW Management For For T.K. DUNNIGAN Management For For J.K. HAUSWALD Management For For D. JERNIGAN Management For For R.B. KALICH SR. Management For For K.R. MASTERSON Management For For D.J. PILEGGI Management For For J.P. RICHARD Management For For D.D. STEVENS Management For For W.H. WALTRIP Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 50,000 50,000 50,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ UNITRIN, INC. UTR Annual Meeting Date: 05/04/2005 Issuer: 913275 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES E. ANNABLE Management For For ERIC J. DRAUT Management For For DONALD V. FITES Management For For DOUGLAS G. GEOGA Management For For REUBEN L. HEDLUND Management For For JERROLD V. JEROME Management For For WILLIAM E. JOHNSTON JR. Management For For WAYNE KAUTH Management For For FAYEZ S. SAROFIM Management For For DONALD G. SOUTHWELL Management For For RICHARD C. VIE Management For For ANN E. ZIEGLER Management For For 02 APPROVAL OF THE 2005 RESTRICTED STOCK AND RESTRICTED Management Against Against No STOCK UNIT PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 50,000 50,000 50,000 4/29/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CINERGY CORP. CIN Annual Meeting Date: 05/05/2005 Issuer: 172474 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No THOMAS E. PETRY Management For For MARY L. SCHAPIRO Management For For PHILIP R. SHARP Management For For 02 RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY Management For For No S INDEPENDENT AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 81,000 81,000 81,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CONOCOPHILLIPS COP Annual Meeting Date: 05/05/2005 Issuer: 20825C ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J.J. MULVA Management For For NORMAN R. AUGUSTINE Management For For LARRY D. HORNER Management For For CHARLES C. KRULAK Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005 03 COMPENSATION LIMITATIONS Shareholder Against For No 04 DIRECTOR ELECTION VOTE STANDARD Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 58,000 58,000 58,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ COOPER CAMERON CORPORATION CAM Annual Meeting Date: 05/05/2005 Issuer: 216640 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PETER J. FLUOR Management For For DAVID ROSS III Management For For BRUCE W. WILKINSON Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTANTS FOR 2005. 03 VOTE ON MANAGEMENT INCENTIVE COMPENSATION PLAN. Management For For No 04 VOTE ON 2005 EQUITY INCENTIVE PLAN. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 10,000 10,000 10,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ EMC CORPORATION EMC Annual Meeting Date: 05/05/2005 Issuer: 268648 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MICHAEL J. CRONIN Management For For W. PAUL FITZGERALD Management For For JOSEPH M. TUCCI Management For For 02 PROPOSAL 2 - TO APPROVE AMENDMENTS TO THE EMC Management Against Against No CORPORATION 2003 STOCK PLAN TO INCREASE BY 100,000,000 THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN, AND INCREASE THE NUMBER OF SHARES WHICH MAY BE ISSUED PURSUANT TO AWARDS OF RESTRICTED STOCK AND/ OR RESTRICTED STOCK UNITS TO 30% OF THE TOTAL AUTHORIZED SHARES UNDER THE PLAN, AS DESCRIBED IN EMC S PROXY STATEMENT. 03 PROPOSAL 3 - TO RATIFY THE SELECTION BY THE AUDIT Management For For No COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS EMC S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 04 PROPOSAL 4 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder Against For No RELATING TO PERFORMANCE-BASED STOCK OPTIONS, AS DESCRIBED IN EMC S PROXY STATEMENT. 05 PROPOSAL 5 - TO ACT UPON A SHAREHOLDER PROPOSAL Shareholder Against For No RELATING TO EMC S AUDIT COMMITTEE, AS DESCRIBED IN EMC S PROXY STATEMENT.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 2,000 2,000 2,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FREEPORT-MCMORAN COPPER & GOLD INC. FCXA Annual Meeting Date: 05/05/2005 Issuer: 35671D ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT J. ALLISON, JR. Management For For ROBERT A. DAY Management For For H. DEVON GRAHAM, JR. Management For For BOBBY LEE LACKEY Management For For GABRIELLE K. MCDONALD Management For For JAMES R. MOFFETT Management For For B. M. RANKIN, JR. Management For For J. STAPLETON ROY Management For For J. TAYLOR WHARTON Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT AUDITORS. 03 APPROVAL OF THE PROPOSED 2005 ANNUAL INCENTIVE Management For For No PLAN. 04 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For No REQUIREMENT TO ELECT DIRECTORS. 05 STOCKHOLDER PROPOSAL REGARDING REVIEW OF POLICIES Shareholder Against For No RELATING TO FINANCIAL SUPPORT OF INDONESIAN GOVERNMENT SECURITY PERSONNEL.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 857 55,875 55,875 55,875 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ KEYCORP KEY Annual Meeting Date: 05/05/2005 Issuer: 493267 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EDWARD P. CAMPBELL Management For For H. JAMES DALLAS Management For For CHARLES R. HOGAN Management For For LAURALEE E. MARTIN Management For For BILL R. SANFORD Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For No AUDITORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 20,000 20,000 20,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MANULIFE FINANCIAL CORPORATION MFC Annual Meeting Date: 05/05/2005 Issuer: 56501R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No KEVIN E. BENSON Management For For JOHN M. CASSADAY Management For For LINO J. CELESTE Management For For GAIL C. A. COOK-BENNETT Management For For DOMINIC D'ALESSANDRO Management For For THOMAS P. D'AQUINO Management For For RICHARD B. DEWOLFE Management For For ROBERT E. DINEEN, JR. Management For For PIERRE Y. DUCROS Management For For ALLISTER P. GRAHAM Management For For THOMAS E. KIERANS Management For For LORNA R. MARSDEN Management For For ARTHUR R. SAWCHUK Management For For HUGH W. SLOAN, JR. Management For For GORDON G. THIESSEN Management For For MICHAEL H. WILSON Management For For 02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS Management For For No 03 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For No 04 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For No 05 SHAREHOLDER PROPOSAL NO. 3 Shareholder Against For No 06 SHAREHOLDER PROPOSAL NO. 4 Shareholder Against For No 07 SHAREHOLDER PROPOSAL NO. 5 Shareholder Against For No 08 SHAREHOLDER PROPOSAL NO. 6 Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 2,000 2,000 2,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MUELLER INDUSTRIES, INC. MLI Annual Meeting Date: 05/05/2005 Issuer: 624756 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ALEXANDER P. FEDERBUSH Management For For GENNARO J. FULVIO Management For For GARY S. GLADSTEIN Management For For TERRY HERMANSON Management For For ROBERT B. HODES Management For For HARVEY L. KARP Management For For WILLIAM D. O'HAGAN Management For For 02 APPROVE THE MUELLER INDUSTRIES, INC. ANNUAL BONUS Management For For No PLAN. 03 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP Management For For No AS INDEPENDENT AUDITORS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 30,000 30,000 30,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ RECKITT BENCKISER PLC RKBKF.PK AGM Meeting Date: 05/05/2005 Issuer: G7420A107 ISIN: GB0007278715 SEDOL: 0727871, 5861268 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. ADOPT THE ANNUAL FINANCIAL STATEMENTS FOR THE Management For *Management No FY 2004, WHICH ENDED ON 31 DEC 2004 AND THE REPORTS Position Unknown OF THE DIRECTORS AND AUDITORS THEREON 2. APPROVE THE DIRECTOR S REMUNERATION REPORT AND Management For *Management No THAT PART OF THE REPORT OF THE AUDITORS WHICH Position Unknown REPORTS THEREON 3. APPROVE A FINAL DIVIDEND OF 18P PER ORDINARY Management For *Management No SHARE BE PAID ON 26 MAY 2005 TO ALL ORDINARY Position Unknown SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 04 MAR 2005 4. RE-ELECT MR. ADRIAN BELLAMY AS A DIRECTOR, WHO Management For *Management No RETIRES BY ROTATION Position Unknown 5. RE-ELECT MR. GEORGE GREENER AS A DIRECTOR, UNDER Management For *Management No COMBINED CODE PROVISION A.7.2 Position Unknown 6. ELECT MR. GRAHAM MACKAY AS A DIRECTOR Management For *Management No Position Unknown 7. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For *Management No OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION Position Unknown OF THE NEXT AGM AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION 8. AUTHORIZE THE DIRECTORS OF THE COMPANY, IN SUBSTITUTION Management For *Management No FOR ALL EXISTING AUTHORITIES, TO ALLOT RELEVANT Position Unknown SECURITIES WITHIN THE MEANING OF SECTION 80 OF THE COMPANIES ACT 1985 UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 25,438,000 AUTHORITY EXPIRES 5 YEARS FROM THE DATE OF THE PASSING OF THIS RESOLUTION ; AND THE DIRECTORS MAY MAKE ALLOTMENTS DURING THE RELEVANT PERIOD WHICH MAY BE EXERCISED AFTER THE RELEVANT PERIOD AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY *Management S.9 AUTHORIZE THE DIRECTORS, SUBJECT TO THE PASSING Management For Position Unknown No OF RESOLUTION 8 AND PURSUANT TO SECTION 95 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES WITHIN THE MEANING OF SECTION 94 OF THAT ACT FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY THE PREVIOUS RESOLUTION AND/OR WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 94(3A) OF THE SAID ACT, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER IS LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR OTHER OFFERS IN FAVOR OF ORDINARY SHAREHOLDERS AND B) UP TO AN AGGREGATE NOMINAL VALUE OF GBP 3,815,000 AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY AND AUTHORIZE THE DIRECTORS TO ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.10 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 7 Management For *Management No OF THE COMPANY S ARTICLES OF ASSOCIATION OF THE Position Unknown COMPANY AS PER SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF ORDINARY SHARES OF 10 10/19P EACH IN THE CAPITAL OF THE COMPANY (A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY PURCHASED IS 72,500,000 ORDINARY SHARES REPRESENTING LESS THAN 10% OF THE COMPANY S ISSUED ORDINARY SHARE CAPITAL AS AT 06 MAR 2005 ; (B)THE MAXIMUM PRICE AT WHICH ORDINARY SHARES MAY BE PURCHASED IS AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES AS TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 04 NOV 2006 ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY; (D) ORDINARY SHARES CANCELLED IMMEDIATELY UPON COMPLETION OF THE PURCHASE OR TRANSFERRED OR OTHERWISE DEALT WITH AS TREASURY SHARES IN ACCORDANCE WITH THE PROVISIONS OF THE COMPANIES ACT 1985 11. APPROVE A) THE RECKITT BENCKISER 2005 SAVINGS-RELATED Management For *Management No SHARE OPTION PLAN, AS SPECIFIED IN THE NOTICE Position Unknown OF THE 2005 AGM DATED 06 APR 2005 AND IN THE FORM OF THE DRAFT RULES PRODUCED TO THE MEETING BE AND IS HEREBY ADOPTED AND THAT THE DIRECTORS OR A COMMITTEE OF THE BOARD OF DIRECTORS BE AUTHORIZED TO DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE TO AMEND, IMPLEMENT OR GIVE EFFECT TO THE SAME INCLUDING ANY CONSEQUENTIAL AMENDMENTS TO OBTAIN THE APPROVAL OF THE INLAND REVENUE UNDER THE PROVISIONS OF PART 6, CHAPTER 7 AND SCHEDULE 3 TO THE INCOME TAX (EARNINGS AND PENSIONS) ACT 2003 AND B) THE DIRECTORS BE AUTHORIZED TO VOTE AND BE COUNTED IN THE QUORUM ON ANY MATTER CONNECTED WITH THE PLAN REFERRED TO IN PARAGRAPH A) OF THIS RESOLUTION EXCEPT THAT A DIRECTOR MAY NOT BE COUNTED IN A QUORUM OR VOTE IN RESPECT OF HIS OWN PARTICIPATION AND ANY PROHIBITION ON VOTING CONTAINED IN THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AND IS HEREBY RELAXED ACCORDINGLY 12. APPROVE A) THE RECKITT BENCKISER 2005 GLOBAL Management For *Management No STOCK PROFIT PLAN IN THE NOTICE OF THE 2005 AGM Position Unknown DATED 06 APR 2005, AND IN THE FORM OF THE DRAFT RULES PRODUCED TO THE MEETING BE ADOPTED AND THAT THE DIRECTORS, OR A COMMITTEE OF THE BOARD OF DIRECTORS, BE AUTHORIZED TO DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE TO AMEND, IMPLEMENT OR GIVE EFFECT TO THE SAME AND B) THE DIRECTORS BE AUTHORIZED TO VOTE AND BE COUNTED IN THE QUORUM ON ANY MATTER CONNECTED WITH THE PLAN REFERRED TO IN PARAGRAPH A) OF THIS RESOLUTION EXCEPT THAT A DIRECTOR MAY NOT BE COUNTED IN A QUORUM OR VOTE IN RESPECT OF HIS OWN PARTICIPATION AND ANY PROHIBITION ON VOTING CONTAINED IN THE ARTICLES OF ASSOCIATION OF THE COMPANY BE RELAXED ACCORDINGLY 13. APPROVE A) THE RECKITT BENCKISER 2005 USA SAVINGS-RELATED Management For *Management No SHARE OPTION PLAN, IN THE NOTICE OF THE 2005 Position Unknown AGM DATED 06 APR 2005, AND IN THE FORM OF THE DRAFT RULES PRODUCED TO THE MEETING BE ADOPTED AND THAT THE DIRECTORS BE AUTHORIZED TO DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE TO AMEND, IMPLEMENT, OR GIVE EFFECT TO THE SAME AND (B) THE DIRECTORS BE AUTHORIZED TO VOTE AND BE COUNTED IN THE QUORUM ON ANY MATTER CONNECTED WITH THE PLAN REFERRED TO IN PARAGRAPH A) OF THIS RESOLUTION EXCEPT THAT A DIRECTOR MAY NOT BE COUNTED IN A QUORUM OR VOTE IN RESPECT OF HIS OWN PARTICIPATION AND ANY PROHIBITION ON VOTING CONTAINED IN THE ARTICLES OF ASSOCIATION OF THE COMPANY BE ACCORDINGLY 14. AMEND THE RULES OF THE RECKITT BENCKISER SENIOR Management For *Management No EXECUTIVE SHARE OWNERSHIP POLICY PLAN OF THE Position Unknown NOTICE OF THE 2005 AGM DATED 06 APR 2005, AND IN THE FORM OF THE DRAFT RULES PRODUCED TO THE MEETING, AND THAT THE DIRECTORS BE AUTHORIZED TO DO ALL ACTS AND THINGS NECESSARY OR DESIRABLE TO CARRY IT INTO EFFECT
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 20,000 20,000 20,000 4/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SEQUA CORPORATION SQAA Annual Meeting Date: 05/05/2005 Issuer: 817320 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MR. ALEXANDER Management For For MR. BARR Management For For MR. DWORMAN Management For For MR. LEFRAK Management For For MR. SOVERN Management For For MR. SULLIVAN Management For For MR. TSAI Management For For MR. WEINBERG Management For For MR. WEINSTEIN Management For For 02 APPROVE THE MANAGEMENT INCENTIVE BONUS PROGRAM Management For For No FOR CORPORATE EXECUTIVE OFFICERS 03 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No AUDITORS FOR 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 302 20,000 20,000 20,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SOUTHWEST GAS CORPORATION SWX Annual Meeting Date: 05/05/2005 Issuer: 844895 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management Cumulated votes for Michael Merarkey and nominated Sal Zizza from the floor Against No 02 TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 100,000 100,000 100,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STARWOOD HOTELS & RESORTS WORLDWIDE, HOT Annual Meeting Date: 05/05/2005 Issuer: 85590A ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BARSHEFSKY Management For For CHAPUS Management For For DUNCAN Management For For HEYER Management For For HIPPEAU Management For For QUAZZO Management For For RYDER Management For For STERNLICHT Management For For YIH Management For For YOUNGBLOOD Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 REAPPROVAL OF THE ANNUAL INCENTIVE PLAN FOR CERTAIN Management For For No EXECUTIVES. 04 STOCKHOLDER PROPOSAL RECOMMENDING THAT THE BOARD Shareholder Against For No OF DIRECTORS ADOPT A CONFIDENTIAL VOTING POLICY. 05 STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD Shareholder Against For No OF DIRECTORS ACT TO EXPENSE STOCK OPTIONS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 203 30,000 30,000 30,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STERLING BANCORP STL Annual Meeting Date: 05/05/2005 Issuer: 859158 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT ABRAMS Management For For JOSEPH M. ADAMKO Management For For LOUIS J. CAPPELLI Management For For WALTER FELDESMAN Management For For FERNANDO FERRER Management For For ALLAN F. HERSHFIELD Management For For HENRY J. HUMPHREYS Management For For JOHN C. MILLMAN Management For For EUGENE T. ROSSIDES Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 108,000 108,000 108,000 5/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC. VZ Annual Meeting Date: 05/05/2005 Issuer: 92343V ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J.R. BARKER Management For For R.L. CARRION Management For For R.W. LANE Management For For S.O. MOOSE Management For For J. NEUBAUER Management For For T.H. O'BRIEN Management For For H.B. PRICE Management For For I.G. SEIDENBERG Management For For W.V. SHIPLEY Management For For J.R. STAFFORD Management For For R.D. STOREY Management For For 02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM 03 CUMULATIVE VOTING Shareholder Against For No 04 MAJORITY VOTE FOR ELECTION OF DIRECTORS Shareholder Against For No 05 BOARD COMPOSITION Shareholder Against For No 06 SEPARATE CHAIRMAN AND CEO Shareholder Against For No 07 DIRECTORS LIABILITY Shareholder Against For No 08 REPORT ON POLITICAL CONTRIBUTIONS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 100,000 100,000 100,000 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORPORATION OXY Annual Meeting Date: 05/06/2005 Issuer: 674599 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No SPENCER ABRAHAM Management For For RONALD W. BURKLE Management For For JOHN S. CHALSTY Management For For EDWARD P. DJEREJIAN Management For For R. CHAD DREIER Management For For JOHN E. FEICK Management For For RAY R. IRANI Management For For IRVIN W. MALONEY Management For For RODOLFO SEGOVIA Management For For AZIZ D. SYRIANI Management For For ROSEMARY TOMICH Management For For WALTER L. WEISMAN Management For For 02 THE RATIFICATION OF THE SELECTION OF KPMG AS Management For For No INDEPENDENT AUDITORS. 03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN. Management Against Against No 04 STOCKHOLDER STATEMENTS OPPOSING BOARD SPONSORED Shareholder Against For No PROPOSALS. 05 VOTE REGARDING FUTURE GOLDEN PARACHUTES. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 1,000 1,000 1,000 5/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HOSPIRA, INC. HSP Annual Meeting Date: 05/09/2005 Issuer: 441060 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No IRVING W. BAILEY, II Management For For JUDITH C. PELHAM Management For For JACQUE J. SOKOLOV Management For For 02 PROPOSAL TO APPROVE THE HOSPIRA 2004 LONG-TERM Management For For No STOCK INCENTIVE PLAN. 03 PROPOSAL TO APPROVE THE HOSPIRA, INC. 2004 PERFORMANCE Management For For No INCENTIVE PLAN. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 1,000 1,000 1,000 5/4/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SOUTHERN UNION COMPANY SUG Annual Meeting Date: 05/09/2005 Issuer: 844030 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF DIRECTORS. 02 TO APPROVE AMENDMENTS TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION TO ELIMINATE THE REQUIREMENT THAT DIRECTORS MAY BE REMOVED ONLY FOR CAUSE AND THE PROVISION SPECIFYING WHEN CAUSE FOR REMOVAL SHALL BE CONSTRUED TO EXIST. 03 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING. 04 TO APPROVE AN AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION TO ADD A DIRECTOR QUALIFICATION THAT PERMITS ANY INDIVIDUAL WHO IS AN OFFICER OF THE COMPANY TO BE ELIGIBLE TO BE A DIRECTOR, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 05 TO REMOVE ALL OF THE CURRENT DIRECTORS WITHOUT Management For For No CAUSE. 06 DIRECTOR Management For For No 07A TO ELECT DAVID BRODSKY.** Management For For No 07B TO ELECT HERBERT H. JACOBI.** Management For For No 07C TO ELECT THOMAS F. KARAM.** Management For For No 07D TO ELECT GEORGE L. LINDEMANN.** Management For For No 08 TO AMEND THE COMPANY S 2003 STOCK AND INCENTIVE Management For For No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 63,000 63,000 63,000 5/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TRINITY INDUSTRIES, INC. TRN Annual Meeting Date: 05/09/2005 Issuer: 896522 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For For No 02 TO APPROVE RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 4,000 4,000 4,000 5/8/2005
- ------------------------------------------------------------------------------------------------------------------------------------ 3M COMPANY MMM Annual Meeting Date: 05/10/2005 Issuer: 88579Y ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No VANCE D. COFFMAN Management For For ROZANNE L. RIDGWAY Management For For LOUIS W. SULLIVAN Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 APPROVAL OF THE 2005 MANAGEMENT STOCK OWNERSHIP Management Against Against No PROGRAM 04 STOCKHOLDER PROPOSAL RELATING TO ANIMAL TESTING Shareholder Against For No 05 STOCKHOLDER PROPOSAL RELATING TO OPERATIONS IN Shareholder Against For No CHINA
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 5,000 5,000 5,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ARGONAUT GROUP, INC. AGII Annual Meeting Date: 05/10/2005 Issuer: 040157 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HECTOR DELEON Management For For FRANK W. MARESH Management For For ALLAN W. FULKERSON Management For For DAVID HARTOCH Management For For JOHN R. POWER, JR. Management For For FAYEZ S. SAROFIM Management For For MARK E. WATSON, III Management For For GARY V. WOODS Management For For H. BERRY CASH Management For For 02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For No FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 39,000 39,000 39,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ IMAGISTICS INTERNATIONAL INC. IGI Annual Meeting Date: 05/10/2005 Issuer: 45247T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARC C. BRESLAWSKY Management For For CRAIG R. SMITH Management For For 02 APPROVAL OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2005
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 11,000 11,000 11,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NORTHEAST UTILITIES NU Annual Meeting Date: 05/10/2005 Issuer: 664397 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD H. BOOTH Management For For COTTON MATHER CLEVELAND Management For For SANFORD CLOUD, JR. Management For For JAMES F. CORDES Management For For E. GAIL DE PLANQUE Management For For JOHN G. GRAHAM Management For For ELIZABETH T. KENNAN Management For For ROBERT E. PATRICELLI Management For For CHARLES W. SHIVERY Management For For JOHN F. SWOPE Management For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No AUDITORS FOR 2005. 03 AMENDMENT TO DECLARATION OF TRUST CONCERNING Management For For No ELECTRONIC DISTRIBUTION OF NOTICES TO SHAREHOLDERS AND VOTING METHODS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 90,000 90,000 90,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ UNILEVER N.V. UN Annual Meeting Date: 05/10/2005 Issuer: 904784 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 ADOPTION OF THE ANNUAL ACCOUNTS AND APPROPRIATION Management For For No OF THE PROFIT FOR THE 2004 FINANCIAL YEAR. 03 DISCHARGE OF THE EXECUTIVE DIRECTORS. Management For For No 04 DISCHARGE OF THE NON-EXECUTIVE DIRECTORS. Management For For No 05 CORPORATE GOVERNANCE AND ALTERATIONS TO THE ARTICLES Management For For No OF ASSOCIATION. 06 DIRECTOR Management For No PJ CESCAU* Management For For CJ VAN DER GRAAF* Management For For RHP MARKHAM* Management For For RD KUGLER* Management For For A BURGMANS** Management For For LORD BRITTAN** Management For For BARONESS CHALKER** Management For For B COLLOMB** Management For For PROFESSOR W DIK** Management For For O FANJUL** Management For For H KOPPER** Management For For LORD SIMON** Management For For J VAN DER VEER** Management For For 08 REMUNERATION OF DIRECTORS. Management For For No 09 NLG 0.10 CUMULATIVE PREFERENCE SHARES; REDUCTION Management For For No OF THE ISSUED CAPITAL BY CANCELLATION. 10 APPOINTMENT OF AUDITORS CHARGED WITH THE AUDITING Management For For No OF THE ANNUAL ACCOUNTS FOR THE 2005 FINANCIAL YEAR. 11 DESIGNATION, OF THE BOARD OF DIRECTORS AS THE Management For For No COMPANY BODY AUTHORIZED IN RESPECT OF THE ISSUE OF SHARES IN THE COMPANY. 12 AUTHORIZATION, OF THE BOARD OF DIRECTORS TO PURCHASE Management For For No SHARES IN THE COMPANY AND DEPOSITARY RECEIPTS THEREFOR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 709 26,000 26,000 26,000 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ UNITED DEFENSE INDUSTRIES, INC. UDI Annual Meeting Date: 05/10/2005 Issuer: 91018B ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED Management For For No AS OF MARCH 6, 2005, AMONG THE COMPANY, BAE SYSTEMS NORTH AMERICA INC., A DELAWARE CORPORATION, AND UTE ACQUISITION COMPANY INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF BAE SYSTEMS NORTH AMERICA INC. 02 DIRECTORS Management For No FRANK C. CARLUCCI Management For For PETER J. CLARE Management For For WILLIAM E. CONWAY, JR. Management For For C. THOMAS FAULDERS, III Management For For ROBERT J. NATTER Management For For J.H. BINFORD PEAY, III Management For For THOMAS W. RABAUT Management For For FRANCIS RABORN Management For For JOHN M. SHALIKASHVILI Management For For 03 TO GRANT DISCRETIONARY AUTHORITY TO ADJOURN THE Management For For No ANNUAL MEETING, IF NECESSARY, FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 16,000 16,000 16,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ EASTMAN KODAK COMPANY EK Annual Meeting Date: 05/11/2005 Issuer: 277461 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD S. BRADDOCK Management For For DANIEL A. CARP Management For For DURK I. JAGER Management For For DEBRA L. LEE Management For For ANTONIO M. PEREZ Management For For MICHAEL J. HAWLEY Management For For 02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS. 03 APPROVAL OF THE 2005 OMNIBUS LONG-TERM COMPENSATION Management Against Against No PLAN. 04 APPROVAL OF AMENDMENT TO, AND RE-APPROVAL OF Management For For No MATERIAL TERMS OF, THE EXECUTIVE COMPENSATION FOR EXCELLENCE AND LEADERSHIP PLAN. 05 APPROVAL OF AMENDMENT TO SECTION 5 OF THE RESTATED Management For For No CERTIFICATE OF INCORPORATION REGARDING THE ELECTION OF DIRECTORS. 06 APPROVAL OF AMENDMENT TO SECTION 7 OF THE RESTATED Management For For No CERTIFICATE OF INCORPORATION REGARDING CERTAIN DISPOSITIONS OF THE COMPANY. 07 APPROVAL OF AMENDMENT TO SECTION 8 OF THE RESTATED Management For For No CERTIFICATE OF INCORPORATION TO REMOVE THE PROVISION REGARDING LOANS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 50,000 50,000 50,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GALLAHER GROUP PLC GLH Annual Meeting Date: 05/11/2005 Issuer: 363595 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO RECEIVE THE REPORT OF THE DIRECTORS AND THE Management For For No ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2004 AND THE AUDITORS REPORT THEREON. 02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For For No 31 DECEMBER 2004 OF 21.5P PER ORDINARY SHARE. 03 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For No IN THE ANNUAL REPORT AND FINANCIAL STATEMENTS 2004. 04 DIRECTOR Management For No MR. JOHN GILDERSLEEVE Management For For MRS. ALISON CARNWATH Management For For MR. NIGEL DUNLOP Management For For MR. JAMES HOGAN Management For For MR. STEWART HAINSWORTH Management For For 09 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Management For For No OF THE COMPANY AND TO FIX THEIR REMUNERATION. 10 THAT THE COMPANY BE AUTHORISED TO MAKE DONATIONS Management For For No TO EU POLITICAL ORGANISATIONS OR INCUR EU POLITICAL EXPENDITURE. 11 THAT GALLAHER LIMITED BE AUTHORISED TO MAKE DONATIONS Management For For No TO EU POLITICAL ORGANISATIONS OR INCUR EU POLITICAL EXPENDITURE. 12 THAT AUSTRIA TABAK GMBH & CO. KG BE AUTHORISED Management For For No TO MAKE DONATIONS TO EU POLITICAL ORGANISATIONS OR INCUR EU POLITICAL EXPENDITURE. 13 THAT THE REVISED RULES OF THE DEFERRED BONUS Management For For No PLAN BE ADOPTED AS THE RULES OF THE COMPANY S DEFERRED BONUS PLAN. 14 THAT THE REVISED RULES OF THE PERFORMANCE SHARE Management For For No PLAN BE ADOPTED AS THE RULES OF THE COMPANY S PERFORMANCE SHARE PLAN. 19 THAT THE UPDATED ARTICLES OF ASSOCIATION BE ADOPTED Management For For No AS THE NEW ARTICLES OF ASSOCIATON OF THE COMPANY. 15 THAT THE PERFORMANCE CRITERIA APPLICABLE TO AWARDS Management For For No GRANTED UNDER THE PERFORMANCE SHARE PLAN FOR THE PERIOD 2004-2006 BE AMENDED. 16 THAT FOR THE PURPOSES OF ARTICLE 10 OF THE COMPANY Management For For No S ARTICLES OF ASSOCIATION THE SECTION 80 AMOUNT SHALL BE 21,837,651 POUNDS. 17 THAT FOR THE PURPOSES OF ARTICLE 10 OF THE COMPANY Management For For No S ARTICLES OF ASSOCIATION THE SECTION 89 AMOUNT SHALL BE 3,275,647 POUNDS. 18 THAT THE COMPANY BE AUTHORISED TO MAKE MARKET Management For For No PURCHASES OF THE COMPANY S ORDINARY SHARES TO A MAXIMUM NUMBER OF 65,512,953.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 94,700 94,700 94,700 4/28/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MURPHY OIL CORPORATION MUR Annual Meeting Date: 05/11/2005 Issuer: 626717 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No F.W. BLUE Management For For G.S. DEMBROSKI Management For For C.P. DEMING Management For For R.A. HERMES Management For For R.M. MURPHY Management For For W.C. NOLAN, JR. Management For For I.B. RAMBERG Management For For N.E. SCHMALE Management For For D.J.H. SMITH Management For For C.G. THEUS Management For For 02 PROPOSED AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION. 03 APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 4,000 4,000 4,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PROGRESS ENERGY, INC. PGN Annual Meeting Date: 05/11/2005 Issuer:743263 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No W. MCCOY Management For For J. MULLIN,III Management For For C. SALADRIGAS Management For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For No LLP AS PROGRESS ENERGY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 80,000 80,000 80,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ QUAKER CHEMICAL CORPORATION KWR Annual Meeting Date: 05/11/2005 Issuer:747316 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT E. CHAPPELL Management For For RONALD J. NAPLES Management For For ROBERT H. ROCK Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 4,000 4,000 4,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ STATOIL ASA STO Annual Meeting Date: 05/11/2005 Issuer: 85771P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 ELECTION OF A CHAIR OF THE MEETING. Management For *Management No Position Unknown 04 ELECTION OF A PERSON TO CO-SIGN THE MINUTES TOGETHER Management For *Management No WITH THE CHAIR OF THE MEETING. Position Unknown 05 APPROVAL OF THE NOTICE AND THE AGENDA. Management For *Management No Position Unknown 06 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR Management For *Management No STATOIL ASA AND THE STATOIL GROUP FOR 2004, INCLUDING Position Unknown THE BOARD OF DIRECTORS PROPOSAL OF AN ORDINARY AND EXTRAORDINARY DIVIDEND. 07 DETERMINATION OF REMUNERATION FOR THE COMPANY Management For *Management No S AUDITOR. Position Unknown 08 AUTHORISATION TO ACQUIRE OWN SHARES IN ORDER Management For *Management No TO CONTINUE IMPLEMENTATION OF THE SHARE SAVING Position Unknown PLAN FOR EMPLOYEES.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 25,000 25,000 25,000 4/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ UIL HOLDINGS CORPORATION UIL Annual Meeting Date: 05/11/2005 Issuer:902748 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS UIL HOLDINGS CORPORATION S INDEPENDENT PUBLIC ACCOUNTANTS FOR 2005. 03 PROPOSAL TO APPROVE AMENDMENT TO EMPLOYMENT AGREEMENT Management For For No OF NATHANIEL D. WOODSON AND PHANTOM STOCK OPTIONS AWARD THEREUNDER AND SECOND AMENDMENT TO THE UNITED ILLUMINATING COMPANY PHANTOM STOCK OPTION AGREEMENT (TO MAKE PHANTOM SHARES PAYABLE IN SHARES OF UIL HOLDINGS STOCK RATHER THAN CASH).
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 7,000 7,000 7,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALLEGHENY ENERGY, INC. AYE Annual Meeting Date: 05/12/2005 Issuer: ISIN: 017361 SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No H. FURLONG BALDWIN Management For For ELEANOR BAUM Management For For PAUL J. EVANSON Management For For CYRUS F. FREIDHEIM, JR. Management For For JULIA L. JOHNSON Management For For TED J. KLEISNER Management For For STEVEN H. RICE Management For For GUNNAR E. SARSTEN Management For For MICHAEL H. SUTTON Management For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 STOCKHOLDER PROPOSAL REQUIRING MANAGEMENT TO Shareholder Against For No RETAIN STOCK. 04 STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT Shareholder Against For No BOARD CHAIRMAN. 05 STOCKHOLDER PROPOSAL TO DISCOURAGE ANY OVEREXTENDED Shareholder Against For No DIRECTORS. 06 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For No OPTIONS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 42,000 42,000 42,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ANADARKO PETROLEUM CORPORATION APC Annual Meeting Date: 05/12/2005 Issuer:032511 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN R. BUTLER, JR. Management For For PRESTON M. GEREN III Management For For JOHN R. GORDON Management For For 02 APPROVAL OF AMENDED AND RESTATED 1999 STOCK INCENTIVE Management For For No PLAN 03 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS Management For For No 04 STOCKHOLDER PROPOSAL-CORPORATE POLITICAL GIVING Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 5,000 5,000 5,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DUKE ENERGY CORPORATION DUK Annual Meeting Date: 05/12/2005 Issuer:264399 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROGER AGNELLI* Management For For G. ALEX BERNHARDT, SR.* Management For For DENNIS R. HENDRIX* Management For For A. MAX LENNON** Management For For 02 APPROVAL OF AMENDMENTS TO DUKE ENERGY S RESTATED Management For For No ARTICLES OF INCORPORATION TO ELIMINATE CLASSIFICATION OF DUKE ENERGY S BOARD OF DIRECTORS. 03 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Management For For No ENERGY S INDEPENDENT AUDITORS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 100,000 100,000 100,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE DOW CHEMICAL COMPANY DOW Annual Meeting Date: 05/12/2005 Issuer:260543 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JACQUELINE K. BARTON Management For For ANTHONY J. CARBONE Management For For BARBARA H. FRANKLIN Management For For ANDREW N. LIVERIS Management For For HAROLD T. SHAPIRO Management For For 02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM. 03 STOCKHOLDER PROPOSAL ON CERTAIN TOXIC SUBSTANCES. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 10,000 10,000 10,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE GILLETTE COMPANY G Annual Meeting Date: 05/12/2005 Issuer:375766 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MICHAEL B. GIFFORD Management For For RAY J. GROVES Management For For FRED H. LANGHAMMER Management For For MARJORIE M. YANG Management For For 02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 70,000 70,000 70,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE WASHINGTON POST COMPANY WPO Annual Meeting Date: 05/12/2005 Issuer:939640 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN L. DOTSON, JR. Management For For RONALD L. OLSON Management For For ALICE M. RIVLIN Management For For 02 TO APPROVE THE RESERVATION OF AN ADDITIONAL 150,000 Management For For No SHARES OF CLASS B COMMON STOCK OF THE COMPANY FOR FUTURE GRANTS UNDER THE COMPANY S INCENTIVE COMPENSATION PLAN. 03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For No COME BEFORE SAID MEETING OR ANY ADJOURNMENT THEREOF.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 1,200 1,200 1,200 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WASTE MANAGEMENT, INC. WMI Annual Meeting Date: 05/13/2005 Issuer:94106L ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PASTORA S.J. CAFFERTY Management For For FRANK M. CLARK, JR. Management For For ROBERT S. MILLER Management For For JOHN C. POPE Management For For W. ROBERT REUM Management For For STEVEN G. ROTHMEIER Management For For DAVID P. STEINER Management For For THOMAS H. WEIDEMEYER Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 03 TO VOTE ON A PROPOSAL RELATING TO DISCLOSURE Shareholder Against For No OF OUR STRATEGY ON OPPOSITION TO PRIVATIZATION. 04 TO VOTE ON A PROPOSAL RELATING TO ELECTION OF Shareholder Against For No DIRECTORS BY MAJORITY VOTE. 05 TO VOTE ON A PROPOSAL RELATING TO DISCLOSURE Shareholder Against For No OF POLITICAL CONTRIBUTIONS. 06 TO VOTE ON A PROPOSAL RELATING TO EXECUTIVE SEVERANCE Shareholder Against For No AGREEMENTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 60,000 60,000 60,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------ JPMORGAN CHASE & CO. JPM Annual Meeting Date: 05/17/2005 Issuer: 46625H ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HANS W. BECHERER Management For For JOHN H. BIGGS Management For For LAWRENCE A. BOSSIDY Management For For STEPHEN B. BURKE Management For For JAMES S. CROWN Management For For JAMES DIMON Management For For ELLEN V. FUTTER Management For For WILLIAM H. GRAY III Management For For WILLIAM B. HARRISON JR. Management For For LABAN P. JACKSON JR. Management For For JOHN W. KESSLER Management For For ROBERT I. LIPP Management For For RICHARD A. MANOOGIAN Management For For DAVID C. NOVAK Management For For LEE R. RAYMOND Management For For WILLIAM C. WELDON Management For For 02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For No ACCOUNTING FIRM 03 APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN Management For For No 04 DIRECTOR TERM LIMITS Shareholder Against For No 05 SEPARATION OF CHAIRMAN AND CEO Shareholder Against For No 06 COMPETITIVE PAY Shareholder Against For No 07 RECOUP UNEARNED MANAGEMENT BONUSES Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 77,080 77,080 77,080 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ LEUCADIA NATIONAL CORPORATION LUK Annual Meeting Date: 05/17/2005 Issuer:527288 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No IAN M. CUMMING Management For For PAUL M. DOUGAN Management For For LAWRENCE D. GLAUBINGER Management For For ALAN J. HIRSCHFIELD Management For For JAMES E. JORDAN Management For For JEFFREY C. KEIL Management For For JESSE CLYDE NICHOLS III Management For For JOSEPH S. STEINBERG Management For For 02 APPROVAL OF THE AMENDMENT TO THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION INCREASING THE NUMBER OF THE COMPANY S COMMON SHARES AUTHORIZED FOR ISSUANCE TO 300,000,000. 03 APPROVAL OF THE AMENDMENT TO THE COMPANY S 2003 Management For For No SENIOR EXECUTIVE ANNUAL INCENTIVE BONUS PLAN EXTENDING THE PLAN THROUGH FISCAL YEAR 2014. 04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 16,500 16,500 16,500 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NORTHROP GRUMMAN CORPORATION NOC Annual Meeting Date: 05/17/2005 Issuer:666807 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PHILLIP FROST Management For For JOHN B. SLAUGHTER Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITOR. 03 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF DIRECTORS. 04 PROPOSAL TO AMEND THE 1993 STOCK PLAN FOR NON-EMPLOYEE Management Against Against No DIRECTORS TO INCREASE THE NUMBER OF SHARES AVAILABLE. 05 SHAREHOLDER PROPOSAL REGARDING THE SIMPLE MAJORITY Shareholder Against For No VOTE.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 12,000 12,000 12,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE ALLSTATE CORPORATION ALL Annual Meeting Date: 05/17/2005 Issuer: 020002 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No F. DUANE ACKERMAN Management For For JAMES G. ANDRESS Management For For EDWARD A. BRENNAN Management For For W. JAMES FARRELL Management For For JACK M. GREENBERG Management For For RONALD T. LEMAY Management For For EDWARD M. LIDDY Management For For J. CHRISTOPHER REYES Management For For H. JOHN RILEY, JR. Management For For JOSHUA I. SMITH Management For For JUDITH A. SPRIESER Management For For MARY ALICE TAYLOR Management For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No AUDITORS FOR 2005. 03 PROVIDE CUMULATIVE VOTING FOR BOARD OF DIRECTORS. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 2,000 2,000 2,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THERMO ELECTRON CORPORATION TMO Annual Meeting Date: 05/17/2005 Issuer: 883556 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN L. LAMATTINA Management For For MICHAEL E. PORTER Management For For 02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Management For For No 03 APPROVAL OF THE COMPANY S 2005 STOCK INCENTIVE Management Against Against No PLAN. 04 STOCKHOLDER PROPOSAL REGARDING THE VOTE STANDARD Shareholder Against For No FOR DIRECTOR ELECTIONS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 11,000 11,000 11,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TOTAL S.A. TOT Annual Meeting Date: 05/17/2005 Issuer: 89151E ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ O1 APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS Management For For No O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For No O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Management For For No O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE Management For For No FRENCH COMMERCIAL CODE O5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE Management For For No SHARES OF THE COMPANY O6 RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS Management For For No JR. AS A DIRECTOR O7 RENEWAL OF THE APPOINTMENT OF MR. BERTRAND JACQUILLAT Management For For No AS A DIRECTOR O8 RENEWAL OF THE APPOINTMENT OF MR. MAURICE LIPPENS Management For For No AS A DIRECTOR O9 APPOINTMENT OF LORD LEVENE OF PORTSOKEN, KBE, Management For For No AS A DIRECTOR E10 AUTHORITY TO BOARD TO RAISE CAPITAL BY ISSUING Management For For No EQUITY OR EQUITY- LINKED SECURITIES WITH PREFERENTIAL SUBSCRIPTION RIGHTS E11 AUTHORITY TO BOARD TO RAISE CAPITAL BY ISSUING Management For For No EQUITY OR EQUITY- LINKED SECURITIES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS E12 AUTHORITY TO THE BOARD FOR THE PURPOSE OF CAPITAL Management For For No INCREASES PURSUANT TO ARTICLE L. 443-5 OF THE FRENCH LABOR CODE E13 AUTHORIZATION TO GRANT SHARES OF THE COMPANY Management For For No TO EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY AND GROUP COMPANIES A AMENDED AUTHORIZATION TO GRANT SHARES TO EMPLOYEES Management Against For No AND EXECUTIVE OFFICERS OF THE COMPANY AND GROUP COMPANIES
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 8,759 8,759 8,759 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ WESTAR ENERGY, INC. WR Annual Meeting Date: 05/17/2005 Issuer: 95709T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MOLLIE H. CARTER Management For For JERRY B. FARLEY Management For For JAMES S. HAINES, JR. Management For For ARTHUR B. KRAUSE Management For For 02 AMENDMENT TO ARTICLES OF INCORPORATION THAT CHANGES Management For For No THE NOTICE PERIOD FOR SUBMITTING SHAREHOLDER PROPOSALS AND SHAREHOLDER NOMINEES 03 RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005 04 SHAREHOLDER PROPOSAL REGARDING THE PROCESS FOR Shareholder Against For No NOMINATION OF A DIRECTOR
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 95,000 95,000 95,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BNP PARIBAS BNPQY.PK OGM Meeting Date: 05/18/2005 Issuer: F1058Q238 ISIN: FR0000131104 BLOCKING SEDOL: 7529757, 4144681, 6222187, 4133667, 4904357, 7309681, 7166057 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management No YOU. Position Unknown O.8 APPROVE TO RENEW THE TERM OF OFFICE OF MR. FRANCOIS Management For *Management No GRAPPOTTE AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown O.9 APPROVE TO RENEW THE TERM OF OFFICE OF MRS. HELENE Management For *Management No PLOIX AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown O.10 APPROVE TO RENEW THE TERM OF OFFICE OF MR. BAUDOIN Management For *Management No PROT AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown O.11 APPOINT MRS. LOYOLA DE PALACIO DEL VALLE-LERSUNDI Management For *Management No AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown O.12 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 780,000.00 Management For *Management No TO THE BOARD OF DIRECTORS Position Unknown O.13 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No EXTRACT OF THE MINUTES OF THIS MEETING IN ORDER Position Unknown TO ACCOMPLISH ALL FORMALITIES, FILINGS AND REGISTRATIONS PRESCRIBED BY LAW E.14 APPROVE TO DELEGATE THE BOARD OF DIRECTORS ALL Management For *Management No POWERS TO GRANT, IN ONE OR MORE TRANSACTIONS, Position Unknown TO OFFICERS AND EMPLOYEES OF THE COMPANY AND ITS SUBSIDIARIES, OPTIONS GIVING THE RIGHT EITHER TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY, OR TO PURCHASE EXISTING SHARES PURCHASED BY THE COMPANY, IT BEING PROVIDED THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL EXCEED 1.5% OF THE COMPANY S REGISTERED CAPITAL; AUTHORITY EXPIRES AT THE END OF 38 MONTHS ; APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.15 APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF Management For *Management No DIRECTORS TO ALLOCATE, IN ONE OR IN MORE TRANSACTIONS, Position Unknown EITHER FREE EXISTING SHARES PURCHASED BY THE COMPANY, OR FREE SHARES TO BE ISSUED, GRANTED TO EMPLOYEES AND OFFICERS OF THE COMPANY OR ITS SUBSIDIARIES, PROVIDED THAT THE NUMBER OF SHARES SHALL NOT EXCEED 1.5% OF THE COMPANY S REGISTERED CAPITAL THE AUTHORITY EXPIRES AT THE END OF 38 MONTHS ; APPROVE TO DELEGATE ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.16 GRANT ALL POWERS TO THE BOARD OF DIRECTORS TO Management For *Management No REDUCE THE SHARE CAPITAL BY CANCELING THE SHARES Position Unknown HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, PROVIDED THAT THE TOTAL NUMBER OF SHARES CANCELLED IN THE 24 MONTHS DOES NOT EXCEED 10% OF THE CAPITAL; AUTHORITY EXPIRES AT THE END OF 18 MONTHS ; APPROVE TO DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.17 AMEND ARTICLE OF ASSOCIATION NUMBER 7 RELATING Management For *Management No TO THE NUMBER OF DIRECTORS ELECTED BY THE EMPLOYEES Position Unknown O.18 GRANT ALL POWERS TO THE BEARER OF A COPY OR AN Management For *Management No EXTRACT OF THE MINUTES OF THIS MEETING IN ORDER Position Unknown TO ACCOMPLISH ALL FORMALITIES, FILINGS AND REGISTRATIONS PRESCRIBED BY LAW * VERIFICATION PERIOD IN FRANCE IS THAT PERIOD Non-Voting *Management No DURING WHICH THE SHARES ARE BLOCKED FROM BEING Position Unknown TRADED. IT IS 6 TO 8 DAYS PRIOR TO THE MEETING DATE AND THAT ONCE THE SHARES ARE BLOCKED THE CUSTODIANS HAVE TO WAIT TILL THE MEETING DATE IS PASSED. VERIFICATION PERIOD IS LIKE SOFT BLOCKING REQUESTING THE SUB-CUSTODIANS TO UNBLOCK THE SHARES. PLEASE MAKE SURE TO INCORPORATE THE FOLLOWING COMMENT TO ALL OUTGOING FRENCH MEETINGS: A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING DATE + 1 * PLEASE NOTE THAT THE MEETING HELD ON 03 MAY 2005 Non-Voting *Management No HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND Position Unknown THAT THE SECOND CONVOCATION WILL BE HELD ON 18 MAY 2005. PLEASE ALSO NOTE THE NEW CUTOFF DATE. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No AND THE STATUTORY AUDITORS AND APPROVE THE CONSOLIDATED Position Unknown BALANCE SHEET AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YE 31 DEC 2004 O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management No AND THE STATUTORY AUDITORS AND APPROVE THE FINANCIAL Position Unknown STATEMENTS AND THE BALANCE SHEET FOR THE YE 31 DEC 2004 O.3 APPROVE THE APPROPRIATION OF THE PROFITS AS FOLLOWS: Management For *Management No PROFITS FOR THE FY: EUR 3,281,771,448.69; PRIOR Position Unknown RETAINED EARNINGS: EUR 7,114,262,360.48; TOTAL: EUR 10,396,033,809.17; TO THE SPECIAL INVESTMENT RESERVE: EUR 46,102,393.00; GLOBAL DIVIDEND: EUR 1,770,438,404.00; CARRY FORWARD ACCOUNT: EUR 8,579,493,012.17; THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 2.00 PER SHARE THIS DIVIDEND WILL BE PAID ON FROM 30 MAY 2005 O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management No AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE Position Unknown FRENCH COMMERCIAL CODE AND APPROVE THE SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN O.5 AUTHORIZE THE BOARD OF DIRECTORS TO TRADE IN Management For *Management No THE COMPANY S SHARES ON THE STOCK MARKET, AS Position Unknown PER THE FOLLOWING CONDITIONS: MAXIMUM PURCHASE PRICE: EUR 75.00, MAXIMUM NUMBER OF SHARES TO BE TRADED: 10% OF THE TOTAL NUMBER OF SHARES COMPRISING THE CAPITAL OF THE COMPANY; AUTHORITY EXPIRES AT THE END OF 18 MONTHS ; APPROVE TO DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES O.6 RATIFY THE CO-OPTATION BY THE BOARD OF DIRECTOR Management For *Management No OF MR. JEAN-FRANCOIS LEPETIT WHO REPLACES MR. Position Unknown JEAN-MARIE MESSIER AS A DIRECTOR FOR THE REMAINDER OF THE LATTER S TERM OF OFFICE, UNTIL THE GENERAL MEETING, WHICH WILL DELIBERATE UPON THE ANNUAL FINANCIAL STATEMENTS FOR FY 2007 AND APPROVE TO RENEW THE TERM OF OFFICE OF MR. JEAN-FRANCOIS LEPETIT AS A DIRECTOR FOR A PERIOD OF 3 YEARS O.7 APPROVE TO RENEW THE TERM OF OFFICE OF MR. GERHARD Management For *Management No CROMME AS A DIRECTOR FOR A PERIOD OF 3 YEARS Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 8,000 8,000 8,000 4/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CORN PRODUCTS INTERNATIONAL, INC. CPO Annual Meeting Date: 05/18/2005 Issuer: 219023 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD J. ALMEIDA Management For For GUENTHER E. GREINER Management For For GREGORY B. KENNY Management For For JAMES M. RINGLER Management For For 02 TO APPROVE AMENDMENTS TO THE CORN PRODUCTS INTERNATIONAL, Management Against Against No INC., 1998 STOCK INCENTIVE PLAN WHICH WILL BE REDESIGNATED AS THE CORN PRODUCTS INTERNATIONAL, INC. STOCK INCENTIVE PLAN. 03 TO REAPPROVE THE CORN PRODUCTS INTERNATIONAL, Management For For No INC. ANNUAL INCENTIVE PLAN. 04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No AUDITORS FOR THE COMPANY FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 20,000 20,000 20,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DEUTSCHE BANK AG DB Annual Meeting Date: 05/18/2005 Issuer: D18190 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For No 03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For No BOARD OF MANAGING DIRECTORS FOR THE 2004 FINANCIAL YEAR 04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For No SUPERVISORY BOARD FOR THE 2004 FINANCIAL YEAR 05 ELECTION OF THE AUDITOR FOR THE 2005 FINANCIAL Management For For No YEAR 06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For No PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION ACT) 07 AUTHORIZATION TO ACQUIRE OWN SHARES PURSUANT Management For For No TO (SECTION 71 (1) NO. 8 STOCK CORPORATION ACT) 08 ELECTION OF THE SUPERVISORY BOARD Management For For No CMA COUNTER MOTION A Management *Management No Position Unknown CMB COUNTER MOTION B Management *Management No Position Unknown CMC COUNTER MOTION C Management *Management No Position Unknown CMD COUNTER MOTION D Management *Management No Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 898 35,000 35,000 35,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DREYER'S GRAND ICE CREAM HOLDINGS, I DRYR Annual Meeting Date: 05/18/2005 Issuer: 261877 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAN L. BOOTH Management For For P. BRABECK-LETMATHE Management For For WILLIAM F. CRONK, III Management For For JEAN-MARIE GURNE Management For For TAHIRA HASSAN Management For For JOHN W. LARSON Management For For CARLOS E. REPRESAS Management For For T. GARY ROGERS Management For For TIMOTHY P. SMUCKER Management For For JOE WELLER Management For For 02 THE APPROVAL OF PRICEWATERHOUSECOOPERS LLP AS Management For For No THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE 2005 FISCAL YEAR OF THE COMPANY.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 60,000 60,000 60,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GRIFFIN LAND & NURSERIES, INC. GRIF Annual Meeting Date: 05/18/2005 Issuer: 398231 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WINSTON J CHURCHILL JR. Management For For EDGAR M. CULLMAN Management For For FREDERICK M. DANZIGER Management For For JOHN L. ERNST Management For For THOMAS C. ISRAEL Management For For ALAN PLOTKIN Management For For DAVID F. STEIN Management For For 02 AUTHORIZATION OF THE SELECTION OF INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 5,000 5,000 5,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HALLIBURTON COMPANY HAL Annual Meeting Date: 05/18/2005 Issuer: 406216 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No R.L. CRANDALL Management For For K.T. DERR Management For For S.M. GILLIS Management For For W.R. HOWELL Management For For R.L. HUNT Management For For D.J. LESAR Management For For J.L. MARTIN Management For For J.A. PRECOURT Management For For D.L. REED Management For For 02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For No AUDITORS. 03 STOCKHOLDER PROPOSAL ON SEVERANCE AGREEMENTS. Shareholder Against For No 04 STOCKHOLDER PROPOSAL ON DIRECTOR ELECTION VOTE Shareholder Against For No THRESHOLD.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 14,000 14,000 14,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INTEL CORPORATION INTC Annual Meeting Date: 05/18/2005 Issuer: 458140 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CRAIG R. BARRETT Management For For CHARLENE BARSHEFSKY Management For For E. JOHN P. BROWNE Management For For D. JAMES GUZY Management For For REED E. HUNDT Management For For PAUL S. OTELLINI Management For For DAVID S. POTTRUCK Management For For JANE E. SHAW Management For For JOHN L. THORNTON Management For For DAVID B. YOFFIE Management For For 02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM. 03 APPROVAL OF AMENDMENT AND EXTENSION OF THE 2004 Management Against Against No EQUITY INCENTIVE PLAN. 04 APPROVAL OF AMENDMENT AND EXTENSION OF THE EXECUTIVE Management For For No OFFICER INCENTIVE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 20,000 20,000 20,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE MCCLATCHY COMPANY MNI Annual Meeting Date: 05/18/2005 Issuer: 579489 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ELIZABETH BALLANTINE Management For For LEROY BARNES, JR. Management For For S. DONLEY RITCHEY Management For For MAGGIE WILDEROTTER Management For For 02 TO APPROVE MCCLATCHY S AMENDED AND RESTATED LONG-TERM Management For For No INCENTIVE PLAN. 03 TO APPROVE MCCLATCHY S FORM OF INDEMNIFICATION Management For For No AGREEMENT. 04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS MCCLATCHY S INDEPENDENT AUDITORS FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 4,000 4,000 4,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TRIBUNE COMPANY TRB Annual Meeting Date: 05/18/2005 Issuer: 896047 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROGER GOODAN Management For For ENRIQUE HERNANDEZ, JR. Management For For J. CHRISTOPHER REYES Management For For DUDLEY S. TAFT Management For For 02 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTANTS. Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 60,000 60,000 60,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AQUA AMERICA, INC. WTR Annual Meeting Date: 05/19/2005 Issuer: 03836W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARY C. CARROLL Management For For DR. C. PAPADAKIS Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 18,750 18,750 18,750 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CABLEVISION SYSTEMS CORPORATION CVC Annual Meeting Date: 05/19/2005 Issuer: 12686C ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES D. FERRIS Management For For RICHARD H. HOCHMAN Management For For VICTOR ORISTANO Management For For VINCENT TESE Management For For THOMAS V. REIFENHEISER Management For For JOHN R. RYAN Management For For 02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No OF KPMG LLP, AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 89,002 89,002 89,002 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CADBURY SCHWEPPES PLC CSG Annual Meeting Date: 05/19/2005 Issuer: 127209 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 10 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For No 11 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For For No 12 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For No 01 FINANCIAL STATEMENTS Management For For No 02 DECLARATION OF FINAL DIVIDEND 2004 Management For For No 03 REPORT ON DIRECTORS REMUNERATION Management For For No 04 RE-APPOINTMENT OF WOLFGANG BERNDT Management For For No 05 RE-APPOINTMENT OF BOB STACK Management For For No 06 RE-APPOINTMENT OF ROSEMARY THORNE Management For For No 07 RE-APPOINTMENT OF BARONESS WILCOX Management For For No 08 RE-APPOINTMENT OF AUDITORS Management For For No 09 REMUNERATION OF AUDITORS Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 302 44,000 44,000 44,000 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CURTISS-WRIGHT CORPORATION CW Annual Meeting Date: 05/19/2005 Issuer: 231561 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 DIRECTOR Management For No S. MARCE FULLER Management For For 03 PROPOSAL TO COMBINE THE COMPANY S TWO CLASSES Management For For No OF COMMON STOCK INTO A SINGLE CLASS OF COMMON STOCK BY CONVERTING THE COMMON STOCK AND CLASS B COMMON STOCK INTO A NEW CLASS OF COMMON STOCK ON A ONE-FOR-ONE BASIS. 04 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 45,000,000 SHARES TO 100,000,000 SHARES. 05 PROPOSAL TO APPROVE THE COMPANY S 2005 OMNIBUS Management Against Against No LONG-TERM INCENTIVE PLAN. 06 PROPOSAL TO APPROVE THE COMPANY S 2005 STOCK Management Against Against No PLAN FOR NON-EMPLOYEE DIRECTORS. 07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE, LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 11,000 11,000 11,000 5/13/2005
Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No 03 PROPOSAL TO COMBINE THE COMPANY S TWO CLASSES Management For For No OF COMMON STOCK INTO A SINGLE CLASS OF COMMON STOCK BY CONVERTING THE COMMON STOCK AND CLASS B COMMON STOCK INTO A NEW CLASS OF COMMON STOCK ON A ONE-FOR-ONE BASIS. 04 PROPOSAL TO AMEND THE COMPANY S RESTATED CERTIFICATE Management For For No OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 45,000,000 SHARES TO 100,000,000 SHARES. 05 PROPOSAL TO APPROVE THE COMPANY S 2005 OMNIBUS Management Against Against No LONG-TERM INCENTIVE PLAN. 06 PROPOSAL TO APPROVE THE COMPANY S 2005 STOCK Management Against Against No PLAN FOR NON-EMPLOYEE DIRECTORS. 07 PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE, LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 408 12,096 12,096 12,096 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ OGE ENERGY CORP. OGE Annual Meeting Date: 05/19/2005 Issuer: 670837 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HERBERT H. CHAMPLIN Management For For LINDA PETREE LAMBERT Management For For RONALD H. WHITE, M.D. Management For For 02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For No OUR PRINCIPAL INDEPENDENT ACCOUNTANTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 10,000 10,000 10,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ONEOK, INC. OKE Annual Meeting Date: 05/19/2005 Issuer: 682680 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES C. DAY* Management For For DAVID L. KYLE* Management For For BERT H. MACKIE* Management For For MOLLIE B. WILLIFORD* Management For For EDUARDO A. RODRIGUEZ** Management For For 02 TO APPROVE THE ONEOK, INC. EQUITY COMPENSATION Management For For No PLAN. 03 TO APPROVE AN AMENDMENT TO THE ONEOK, INC. EMPLOYEE Management For For No STOCK PURCHASE PLAN. 04 TO RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For No AUDITOR OF THE CORPORATION FOR THE 2005 FISCAL YEAR.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 45,000 45,000 45,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE CHARLES SCHWAB CORPORATION SCH Annual Meeting Date: 05/19/2005 Issuer: 808513 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No FRANK C. HERRINGER Management For For STEPHEN T. MCLIN Management For For CHARLES R. SCHWAB Management For For ROGER O. WALTHER Management For For ROBERT N. WILSON Management For For 02 APPROVAL OF AN AMENDMENT TO THE 2004 STOCK INCENTIVE Management For For No PLAN REGARDING GRANTS TO NON-EMPLOYEE DIRECTORS. 03 APPROVAL OF AN AMENDMENT TO THE CORPORATE EXECUTIVE Management For For No BONUS PLAN REGARDING PERFORMANCE MEASURES. 04 STOCKHOLDER PROPOSAL REGARDING TERMS OF DIRECTORS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 6,000 6,000 6,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TOMKINS PLC TKS AGM Meeting Date: 05/19/2005 Issuer: G89158136 ISIN: GB0008962655 SEDOL: 0896265, B02S379, 5626906 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE DIRECTORS REPORT AND FINANCIAL STATEMENTS Management For *Management No FOR THE YE 01 JAN 2005 TOGETHER WITH THE INDEPENDENT Position Unknown AUDITORS REPORT 2. APPROVE THE REMUNERATION COMMITTEE REPORT FOR Management For *Management No THE YE 01 JAN 2005 Position Unknown 3. DECLARE A FINAL DIVIDEND OF 7.77P PER ORDINARY Management For *Management No SHARE FOR THE YE 01 JAN 2005 Position Unknown 4. RE-APPOINT MR. N.N. BROADHURST AS A DIRECTOR Management For *Management No Position Unknown 5. RE-APPOINT MR. J.M.J. KEENAN AS A DIRECTOR Management For *Management No Position Unknown 6. RE-APPOINT MR. J. NICOL AS A DIRECTOR Management For *Management No Position Unknown 7. RE-APPOINT DELOITTE & TOUCHE LLP AS THE INDEPENDENT Management For *Management No AUDITORS Position Unknown 8. AUTHORIZE THE DIRECTORS TO DETERMINE THE INDEPENDENT Management For *Management No AUDITORS REMUNERATION Position Unknown 9. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH AND Management For *Management No SUBJECT TO THE TERMS OF ARTICLE 5 OF THE COMPANY Position Unknown S ARTICLES OF ASSOCIATION, TO ALLOT RELEVANT SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 12,880,674 S.10 AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH AND Management For *Management No SUBJECT TO THE TERMS OF ARTICLE 5 OF THE COMPANY Position Unknown S ARTICLES OF ASSOCIATION, TO ALLOT SHARES FOR CASH FOR THE PURPOSES OF PARAGRAPH II) OF ARTICLE 6 UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 1,934,724 S.11 AUTHORIZE THE COMPANY, IN SUBSTITUTION TO THE Management For *Management No AUTHORITY TO PURCHASE ORDINARY SHARES OF 5P EACH Position Unknown IN THE CAPITAL OF THE COMPANY PREVIOUSLY CONFERRED SAVE TO THE EXTENT THE SAME HAS BEEN EXERCISED, TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 77,408,588 ORDINARY SHARES OR, IF LOWER SUCH NUMBER OF SHARES AS IS EQUAL TO 10% OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AT THE CLOSE OF BUSINESS ON 18 MAY 2005 OF 5P EACH IN THE CAPITAL OF THE COMPANY, NOT MORE THAN 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR A SHARE DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES EARLIER THE CONCLUSION OF THE AGM OF THE COMPANY TO BE HELD IN 2006 OR 30 JUN 2006 ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY 12. APPROVE THE RULES OF THE TOMKINS 2005 SHARESAVE Management For *Management No SCHEME AS SPECIFIED, AND THE DIRECTORS BE AUTHORIZED Position Unknown TO DO ALL ACTS AND THINGS WHICH THEY MAY CONSIDER NECESSARY OR DESIRABLE FOR IMPLEMENTING AND GIVING EFFECT TO THE SAID SCHEME, AND FURTHER THAT THE DIRECTORS BE AUTHORIZED TO ESTABLISH ONE OR MORE FURTHER SCHEMES BASED ON THE TOMKINS 2005 SHARESAVE SCHEME
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 1,000,000 1,000,000 1,000,000 5/6/2005
- ------------------------------------------------------------------------------------------------------------------------------------ XEROX CORPORATION XRX Annual Meeting Date: 05/19/2005 Issuer: 984121 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GLENN A. BRITT Management For For RICHARD J. HARRINGTON Management For For WILLIAM CURT HUNTER Management For For VERNON E. JORDAN, JR. Management For For HILMAR KOPPER Management For For RALPH S. LARSEN Management For For ROBERT A. MCDONALD Management For For ANNE M. MULCAHY Management For For N.J. NICHOLAS, JR. Management For For ANN N. REESE Management For For STEPHEN ROBERT Management For For 02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 13,000 13,000 13,000 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CONSTELLATION ENERGY GROUP, INC. CEG Annual Meeting Date: 05/20/2005 Issuer: 210371 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No YVES C. DE BALMANN Management For For F.A. HRABOWSKI, III Management For For NANCY LAMPTON Management For For LYNN M. MARTIN Management For For 02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Management For For No INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 70,000 70,000 70,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ FPL GROUP, INC. FPL Annual Meeting Date: 05/20/2005 Issuer: 302571 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ B RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. A DIRECTOR Management For No H. JESSE ARNELLE Management For For SHERRY S. BARRAT Management For For ROBERT M. BEALL, II Management For For J. HYATT BROWN Management For For JAMES L. CAMAREN Management For For LEWIS HAY, III Management For For RUDY E. SCHUPP Management For For MICHAEL H. THAMAN Management For For HANSEL E. TOOKES II Management For For PAUL R. TREGURTHA Management For For FRANK G. ZARB Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 56,000 56,000 56,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HILTON GROUP PLC HLTGY.PK AGM Meeting Date: 05/20/2005 Issuer: G45098103 ISIN: GB0005002547 SEDOL: 5474752, 0500254 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE REPORTS AND ACCOUNTS FOR Management For *Management No 2004 Position Unknown 2. DECLARE A FINAL DIVIDEND Management For *Management No Position Unknown 3. RE-APPOINT MR. C. BELL AS A DIRECTOR Management For *Management No Position Unknown 4. RE-APPOINT MR. S.F. BOLLENBACH AS A DIRECTOR Management For *Management No Position Unknown 5. REAPPOINT MR. D.M.C. MICHELS AS A DIRECTOR Management For *Management No Position Unknown 6. APPOINT MR. I.R. CARTER AS A DIRECTOR Management For *Management No Position Unknown 7. APPOINT MR. C.P. WICKS AS A DIRECTOR Management For *Management No Position Unknown 8. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITOR AND Management For *Management No AUTHORIZE THE DIRECTORS TO AGREE THE AUDITOR Position Unknown S REMUNERATION 9. APPROVE THE REMUNERATION REPORT Management For *Management No Position Unknown 10. AUTHORIZE DONATIONS TO EU POLITICAL ORGANIZATIONS Management For *Management No AND EU POLITICAL EXPENDITURE Position Unknown 11. APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For *Management No Position Unknown 12. AUTHORIZE THE DIRECTORS TO ALLOT SHARES Management For *Management No Position Unknown 13. APPROVE TO DISAPPLY SECTION 89(1) OF THE COMPANIES Management Against *Management No ACT 1985 Position Unknown 14. AUTHORIZE THE COMPANY TO PURCHASE ITS OWN SHARES Management For *Management No Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 1,300,000 1,300,000 1,300,000 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PACTIV CORP. PTV Annual Meeting Date: 05/20/2005 Issuer: 695257 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LARRY D. BRADY Management For For K. DANE BROOKSHER Management For For ROBERT J. DARNALL Management For For MARY R (NINA) HENDERSON Management For For ROGER B. PORTER Management For For RICHARD L. WAMBOLD Management For For NORMAN H. WESLEY Management For For 02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For No INDEPENDENT PUBLIC ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 10,000 10,000 10,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER INC. TWX Annual Meeting Date: 05/20/2005 Issuer: 887317 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES L. BARKSDALE Management For For STEPHEN F. BOLLENBACH Management For For STEPHEN M. CASE Management For For FRANK J. CAUFIELD Management For For ROBERT C. CLARK Management For For JESSICA P. EINHORN Management For For MILES R. GILBURNE Management For For CARLA A. HILLS Management For For REUBEN MARK Management For For MICHAEL A. MILES Management For For KENNETH J. NOVACK Management For For RICHARD D. PARSONS Management For For R.E. TURNER Management For For FRANCIS T. VINCENT, JR. Management For For DEBORAH C. WRIGHT Management For For 02 RATIFICATION OF AUDITORS. Management For For No 03 STOCKHOLDER PROPOSAL REGARDING PAY COMPARISON. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 120,000 120,000 120,000 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TXU CORP. TXU Annual Meeting Date: 05/20/2005 Issuer: 873168 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DEREK C. BONHAM Management For For E. GAIL DE PLANQUE Management For For WILLIAM M. GRIFFIN Management For For KERNEY LADAY Management For For JACK E. LITTLE Management For For ERLE NYE Management For For J.E. OESTERREICHER Management For For MICHAEL W. RANGER Management For For HERBERT H. RICHARDSON Management For For C. JOHN WILDER Management For For 02 APPROVAL OF THE 2005 OMNIBUS INCENTIVE PLAN Management For For No 03 APPROVAL OF AUDITORS - DELOITTE & TOUCHE LLP Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 108 26,500 26,500 26,500 5/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ UNOCAL CORPORATION UCL Annual Meeting Date: 05/23/2005 Issuer: 915289 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CRAIG ARNOLD Management For For JAMES W. CROWNOVER Management For For DONALD B. RICE Management For For MARK A. SUWYN Management For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT AUDITORS 03 STOCKHOLDER PROPOSAL: AMENDMENT TO CERTIFICATE Shareholder Against For No OF INCORPORATION TO REQUIRE THAT THE CHAIRMAN BE AN INDEPENDENT DIRECTOR
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 32,500 32,500 32,500 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BANCO POPULAR ESPANOL SA, MADRID BPOP.MC AGM Meeting Date: 05/24/2005 Issuer: E19550156 ISIN: ES0113790234 SEDOL: 5900440, B0372Z6, 5857836, 5960295 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management No Position Unknown * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown 25 MAY 2005. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. 1. RECEIVE AND APPROVE THE ANNUAL ACCOUNTS, BALANCE Management For *Management No SHEET, PROFIT AND LOSS ACCOUNT AND NOTES TO THE Position Unknown ACCOUNTS, AND OF THE MANAGEMENT REPORT OF THE BANCO POPULAR ESPANOL, S.A. AND ITS CONSOLIDATED GROUP, AS WELL AS OF THE PROPOSED APPLICATION OF PROFITS AND THE MANAGEMENT OF THE BOARD OF DIRECTORS; ALL OF THE FOREGOING WITH REFERENCE TO THE YEAR 2004 2. APPOINT, RATIFY AND RE-ELECT THE DIRECTORS Management For *Management No Position Unknown 3. REAPPOINT THE FINANCIAL AUDITORS FOR THE REVISION Management For *Management No AND COMPLIANCE AUDIT OF THE FINANCIAL STATEMENTS, Position Unknown BOTH OF THE BANK AND ITS CONSOLIDATED GROUP 4. AMEND ARTICLE 15 AND TEMPORARY PROVISIONS 1 AND Management For *Management No 2 OF THE COMPANY BY-LAWS, ABOUT THE COMPANY CHAIRMANSHIP; Position Unknown AMEND THE INFORMATION TO THE MEETING ABOUT THE CORRELATIVE RULES AND REGULATIONS OF THE BOARD OF DIRECTORS 5. APPROVE TO REDUCE THE NOMINAL VALUE OF THE COMPANY Management For *Management No SHARES FROM 50 EURO CENTS TO 10 EURO CENTS, WITH Position Unknown NO MODIFICATION OF THE SHARE CAPITAL, AND WITH CONSEQUENT INCREASE OF THE NUMBER OF SHARES REPRESENTING THE OUTSTANDING SHARE CAPITAL; AMEND THE ARTICLE 5 AND FIRST PARAGRAPH OF THE LAST ARTICLE OF THE COMPANY BY-LAWS 6. AUTHORIZE THE ACQUISITION OF OWN SHARES, WITHIN Management For *Management No THE TERMS AND CONDITIONS PROVIDED BY LAW, AND Position Unknown TO PROCEED THEIR AMORTIZATION BY DEBITING THE CONTRIBUTED CAPITAL, WITH CONSEQUENT CAPITAL DECREASE BY A MAXIMUM AMOUNT EQUIVALENT TO 5% OF THE SHARE CAPITAL 7. AUTHORIZE THE BOARD OF DIRECTORS TO RAISE THE Management For *Management No SHARE CAPITAL, THROUGH INCREASE OF THE NOMINAL Position Unknown VALUE OF THE EXISTING SHARES, OR BY ISSUING NEW ORDINARY OR PREFERRED OR REDEEMABLE SHARES, WITH OR WITHOUT PREMIUM, WITH OR WITHOUT VOTING RIGHTS, WITHIN THE CLASSES AND TYPES PROVIDED BY LAW; CONSEQUENT MODIFICATION OF THE LAST ARTICLE OF THE COMPANY BY-LAWS; ALL OF THE FOREGOING IN CONFORMITY WITH SECTIONS 153.1. B AND 159.2 OF THE SPANISH LIMITED COMPANIES ACT, LEY DE SOCIEDADES ANONIMAS, AND THE PROVISIONS IN SECTION 161.1 THEREIN, AND WITH POWERS TO EXCLUDE THE PREFERENTIAL SUBSCRIPTION RIGHT 8. AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE, WITHIN Management For *Management No THE LEGAL TERM OF 5 YEARS, PROMISSORY NOTES, Position Unknown BONDS AND DEBENTURES, PREFERRED SHARES, MORTGAGE BONDS, MORTGAGE BACKED SECURITIES AND ANY OTHER FIXED INCOME SECURITIES NOT CONVERTIBLE INTO SHARES, IN EUROS OR OTHER FOREIGN CURRENCIES, AND WITH A FIXED OR A VARIABLE INTEREST 9. AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE, ACCORDING Management For *Management No TO THE PROVISIONS OF ARTICLE 319 OF THE REGULATIONS Position Unknown OF THE REGISTRAR OF COMPANIES, FIXED INCOME SECURITIES CONVERTIBLE INTO NEWLY ISSUED SHARES, AND, OR EXCHANGEABLE INTO EXISTING SHARES, SETTING OUT THE RATIO AND CONDITIONS OF THE CONVERSION AND, OR EXCHANGE, WITH EXCLUSION OF THE PREFERENTIAL SUBSCRIPTION RIGHT, AND WITH POWERS TO INCREASE THE SHARE CAPITAL BY THE NECESSARY AMOUNT; GRANT AUTHORITY TO THE BOARD OF DIRECTORS TO FULLY IMPLEMENT ABOVE RESOLUTION, WITH POWERS TO ABSTAIN, POSTPONE OR PARTIALLY POSTPONE THE EXECUTION THEREOF 10. AUTHORIZE THE BOARD OF DIRECTORS, WITH AUTHORITY Management For *Management No TO DEPUTY THE POWERS GRANTED TO IT BY THE MEETING, Position Unknown TO CONSTRUE, AMEND AND FULLY EXECUTE THE RESOLUTIONS ADOPTED BY THE MEETING, AND FOR THEIR PUBLIC RECORDING
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 5,000 5,000 5,000 5/10/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HENRY SCHEIN, INC. HSIC Annual Meeting Date: 05/24/2005 Issuer: 806407 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STANLEY M. BERGMAN Management For For GERALD A. BENJAMIN Management For For JAMES P. BRESLAWSKI Management For For MARK E. MLOTEK Management For For STEVEN PALADINO Management For For BARRY J. ALPERIN Management For For PAUL BRONS Management For For DR. MARGARET A. HAMBURG Management For For DONALD J. KABAT Management For For PHILIP A. LASKAWY Management For For NORMAN S. MATTHEWS Management For For MARVIN H. SCHEIN Management For For DR. LOUIS W. SULLIVAN Management For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE 2001 Management For For No HENRY SCHEIN, INC. SECTION 162(M) CASH BONUS PLAN. 03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management For For No S CERTIFICATE OF INCORPORATION. 04 PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 25,000 25,000 25,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ QWEST COMMUNICATIONS INTERNATIONAL I Q Annual Meeting Date: 05/24/2005 Issuer: 749121 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LINDA G. ALVARADO Management For For CANNON Y. HARVEY Management For For RICHARD C. NOTEBAERT Management For For 02 MANAGEMENT PROPOSAL - RATIFICATION OF THE APPOINTMENT Management For For No OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2005 YOUR BOARD OF DIRECTORS RECOMMENDS YOU VOTE FOR ITEM 2. 03 STOCKHOLDER PROPOSAL - REQUESTING WE ADOPT A Shareholder Against For No POLICY THAT ALL MEMBERS OF CERTAIN COMMITTEES OF THE BOARD OF DIRECTORS SHALL BE INDEPENDENT UNDER A DEFINITION OF INDEPENDENCE ADOPTED BY THE COUNCIL OF INSTITUTIONAL INVESTORS YOUR BOARD OF DIRECTORS RECOMMENDS YOU VOTE AGAINST ITEM 3. 04 STOCKHOLDER PROPOSAL - REQUESTING WE SEEK STOCKHOLDER Shareholder Against For No APPROVAL OF CERTAIN BENEFITS FOR SENIOR EXECUTIVES UNDER OUR NON-QUALIFIED PENSION PLAN OR ANY SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN YOUR BOARD OF DIRECTORS RECOMMENDS YOU VOTE AGAINST ITEM 4. 05 STOCKHOLDER PROPOSAL - REQUESTING WE ADOPT A Shareholder Against For No POLICY WHEREBY, IN THE EVENT OF A SUBSTANTIAL RESTATEMENT OF FINANCIAL RESULTS, OUR BOARD SHALL REVIEW CERTAIN PERFORMANCE-BASED COMPENSATION MADE TO EXECUTIVE OFFICERS AND PURSUE LEGAL REMEDIES TO RECOVER SUCH COMPENSATION YOUR BOARD OF DIRECTORS RECOMMENDS YOU VOTE AGAINST ITEM 5.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 420,000 420,000 420,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SEMCO ENERGY, INC. SEN Annual Meeting Date: 05/24/2005 Issuer: 78412D ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HARVEY I. KLEIN Management For For GEORGE A. SCHREIBER, JR. Management For For JOHN C. VAN RODEN, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 40,000 40,000 40,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TELECOM ITALIA MEDIA SPA, TORINO TIAMF.PK EGM Meeting Date: 05/24/2005 Issuer: T92765121 ISIN: IT0001389920 BLOCKING SEDOL: 5843642, 7184833, B01DRM8, 5846704 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT *Management No REACH QUORUM THERE WILL BE A SECOND CALL ON 27 Non-Voting Position Unknown MAY 2005. YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK *Management No YOU. Non-Voting Position Unknown O.1 GRANT AUTHORITY TO PURCHASE OWN SHARES AS PER *Management No ARTICLE 2357 AND CONSEQUENTIAL OF THE ITALIAN Management For Position Unknown CIVIL CODE, NONETHELESS OF ARTICLE 132 OF LEGISLATIVE DECREE NUMBER 58/1998 O.2 ANY ADJOURNMENT Management For *Management No Position Unknown E.1 APPROVE TO DECREASE STOCK CAPITAL AS PER ARTICLE *Management No 2445 C.C FOR A MAXIMUM AMOUNT OF EUR 11,110,789.35 Management For Position Unknown THROUGH DISSOLUTION OF OWN SHARES E.2 ANY ADJOURNMENT Management For *Management No Position Unknown * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management No OF RECORD DATE AND DETAILED AGENDA. IF YOU HAVE Position Unknown ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 154 154 154 5/9/2005
- ------------------------------------------------------------------------------------------------------------------------------------ BCE INC. BCE Annual Meeting Date: 05/25/2005 Issuer: 05534B ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ A DIRECTOR Management For No A. BERARD Management For For R.A. BRENNEMAN Management For For R.J. CURRIE Management For For A.S. FELL Management For For D. SOBLE KAUFMAN Management For For B.M. LEVITT Management For For E.C. LUMLEY Management For For J. MAXWELL Management For For J.H. MCARTHUR Management For For T.C. O'NEILL Management For For J.A. PATTISON Management For For R.C. POZEN Management For For M.J. SABIA Management For For P.M. TELLIER Management For For V.L. YOUNG Management For For B APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR. Management For For No C FORBID ANY COMMERCIAL RELATIONSHIP WITH THE EXTERNAL Shareholder Against For No AUDITOR AND ITS AFFILIATES OTHER THAN IN CONNECTION WITH THE AUDITING OF BCE S FINANCIAL STATEMENTS. D LIMIT THE NUMBER OF YEARS DURING WHICH AN INDEPENDENT Shareholder Against For No DIRECTOR MAY SERVE ON THE BOARD. E IMPLEMENT A CUMULATIVE VOTING MECHANISM FOR THE Shareholder Against For No ELECTION OF THE DIRECTORS. F REPLACE THE STOCK OPTION PLAN WITH A RESTRICTED Shareholder Against For No SHARE PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 63,900 63,900 63,900 5/17/2005
- ------------------------------------------------------------------------------------------------------------------------------------ EXXON MOBIL CORPORATION XOM Annual Meeting Date: 05/25/2005 Issuer: 30231G ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No M.J. BOSKIN Management For For W.W. GEORGE Management For For J.R. HOUGHTON Management For For W.R. HOWELL Management For For R.C. KING Management For For P.E. LIPPINCOTT Management For For H.A. MCKINNELL, JR. Management For For M.C. NELSON Management For For L.R. RAYMOND Management For For W.V. SHIPLEY Management For For R.W. TILLERSON Management For For 02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 28). Management For For No 03 POLITICAL CONTRIBUTIONS (PAGE 30). Shareholder Against For No 04 BOARD COMPENSATION (PAGE 31). Shareholder Against For No 05 INDUSTRY EXPERIENCE (PAGE 32). Shareholder Against For No 06 ACEH SECURITY REPORT (PAGE 33). Shareholder Against For No 07 AMENDMENT OF EEO POLICY (PAGE 34). Shareholder Against For No 08 BIODIVERSITY IMPACT REPORT (PAGE 36). Shareholder Against For No 09 CLIMATE SCIENCE REPORT (PAGE 37). Shareholder Against For No 10 KYOTO COMPLIANCE REPORT (PAGE 40). Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 141,000 141,000 141,000 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GLAXOSMITHKLINE PLC GSK Annual Meeting Date: 05/25/2005 Issuer: 37733W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ O1 DIRECTORS REPORT AND FINANCIAL STATEMENTS Management For For No O2 REMUNERATION REPORT Management For For No O3 TO ELECT SIR CHRISTOPHER GENT AS A DIRECTOR Management For For No O4 TO ELECT SIR DERYCK MAUGHAN AS A DIRECTOR Management For For No O5 TO ELECT MR JULIAN HESLOP AS A DIRECTOR Management For For No O6 TO RE-ELECT DR JEAN-PIERRE GARNIER AS A DIRECTOR Management For For No O7 TO RE-ELECT SIR IAN PROSSER AS A DIRECTOR Management For For No O8 TO RE-ELECT DR RONALDO SCHMITZ AS A DIRECTOR Management For For No O9 TO RE-ELECT DR LUCY SHAPIRO AS A DIRECTOR Management For For No O10 RE-APPOINTMENT OF AUDITORS Management For For No O11 REMUNERATION OF AUDITORS Management For For No S12 TO AUTHORISE THE COMPANY TO MAKE DONATIONS TO Management For For No EU POLITICAL ORGANISATIONS AND INCUR EU POLITICAL EXPENDITURE S13 DISAPPLICATION OF PRE-EMPTION RIGHTS* Management Against Against No S14 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Management For For No SHARES* S15 INSERTION OF NEW ARTICLE 48A INTO ARTICLES OF Management For For No ASSOCIATION* S16 DELETION OF ARTICLE 154.2 OF ARTICLES OF ASSOCIATION* Management For For No S17 AMENDMENT OF ARTICLE 81 OF ARTICLES OF ASSOCIATION* Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 11,276 11,276 11,276 5/13/2005
- ------------------------------------------------------------------------------------------------------------------------------------ GLAXOSMITHKLINE PLC GSC AGM Meeting Date: 05/25/2005 Issuer: G3910J112 ISIN: GB0009252882 SEDOL: 0925288, 4907657 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE *Management No FINANCIAL STATEMENTS FOR THE YE 31 DEC 2004 Management For Position Unknown 2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 *Management No DEC 2004 Management For Position Unknown 3. ELECT SIR CHRISTOPHER GENT AS A DIRECTOR OF THE *Management No COMPANY Management For Position Unknown 4. ELECT SIR DERYCK MAUGHAN AS A DIRECTOR OF THE *Management No COMPANY Management For Position Unknown 5. ELECT MR. JULIAN HESLOP AS A DIRECTOR OF THE COMPANY Management For *Management No Position Unknown 6. RE-ELECT DR. JEAN-PIERRE GARNIER AS A DIRECTOR Management *Management No OF THE COMPANY For Position Unknown *Management No 7. RE-ELECT SIR IAN PROSSER AS A DIRECTOR OF THE Management For Position Unknown COMPANY 8. RE-ELECT DR. RONALDO SCHMITZ AS A DIRECTOR OF Management *Management No THE COMPANY For Position Unknown 9. RE-ELECT DR. LUCY SHAPIRO AS A DIRECTOR OF THE Management *Management No COMPANY For Position Unknown 10. AUTHORIZE THE AUDIT COMMITTEE TO RE-APPOINT *Management No PRICEWATERHOUSECOOPERS LLP AS A AUDITORS TO THE Management For Position Unknown COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING TO THE CONCLUSION OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 11. AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE *Management No REMUNERATION OF THE AUDITORS Management For Position Unknown 12. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH 347C *Management No OF THE COMPANIES ACT 1985, TO MAKE DONATIONS Management For Position Unknown TO EU POLITICAL ORGANIZATION AND TO INCUR EU POLITICAL EXPENDITURE UP TO A MAXIMUM AGGREGATE AMOUNT OF GBP 50,000; AUTHORITY EXPIRES EARLIER THE CONCLUSION OF THE NEXT AGM IN 2006 OR 24 NOV 2006 S.13 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF *Management No ARTICLE 12 OF THE COMPANY S ARTICLES OF ASSOCIATION Management Against Position Unknown AND PURSUANT TO SECTION 95 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES SECTION 94 OF THE ACT FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 20 PASSED AT THE AGM HELD ON 21 MAY 2001, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS ISSUE AS DEFINED IN ARTICLE 12.5 OF THE COMPANY S ARTICLES OF ASSOCIATION PROVIDED THAT AN OFFER OF EQUITY SECURITIES PURSUANT TO ANY SUCH RIGHTS ISSUE NEED NOT BE OPEN TO ANY SHAREHOLDER HOLDING ORDINARY SHARES AS TREASURY SHARES; AND B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 73,301,955; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2006 OR ON 24 NOV 2006 ; AND THE DIRECTORS TO ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.14 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION *Management No 166 OF THE COMPANIES ACT 1985, TO MAKE MARKET Management For Position Unknown PURCHASES SECTION 163 OF THE ACT OF UP TO 586,415,642 ORDINARY SHARES OF 25P EACH, AT A MINIMUM PRICE OF 25P AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY HELD IN 2006 OR ON 24 NOV 2006; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY S.15 AMEND ARTICLE 48A OF THE ARTICLES OF ASSOCIATION Management For *Management No Position Unknown S.16 AMEND THE ARTICLE 154.2 OF THE ARTICLES OF ASSOCIATION Management For *Management No Position Unknown S.17 AMEND THE ARTICLE 81 OF THE ARTICLE OF ASSOCIATION Management For *Management No Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 11,276 11,276 11,276 5/12/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MINERALS TECHNOLOGIES INC. MTX Annual Meeting Date: 05/25/2005 Issuer: 603158 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PAULA H.J. CHOLMONDELEY Management For For DUANE R. DUNHAM Management For For STEVEN J. GOLUB Management For For JEAN-PAUL VALLES Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 1,500 1,500 1,500 5/18/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SAFEWAY INC. SWY Annual Meeting Date: 05/25/2005 Issuer: 786514 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STEVEN A. BURD Management For For JANET E. GROVE Management For For MOHAN GYANI Management For For PAUL HAZEN Management For For ROBERT I. MACDONNELL Management For For DOUGLAS J. MACKENZIE Management For For REBECCA A. STIRN Management For For WILLIAM Y. TAUSCHER Management For For RAYMOND G. VIAULT Management For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For No AUDITORS FOR FISCAL YEAR 2005. 03 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shareholder Against For No 04 STOCKHOLDER PROPOSAL REQUESTING THE SALE OF SAFEWAY Shareholder Against For No TO THE HIGHEST BIDDER. 05 STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT Shareholder Against For No DIRECTOR AS CHAIRMAN OF THE BOARD. 06 STOCKHOLDER PROPOSAL REQUESTING THAT THE COMPANY Shareholder Against For No ISSUE AN ANNUAL SUSTAINABILITY REPORT. 07 STOCKHOLDER PROPOSAL REQUESTING THAT 50% OF EACH Shareholder Against For No DIRECTOR S COMPENSATION BE PAID IN RESTRICTED STOCK. 08 STOCKHOLDER PROPOSAL REQUESTING MAJORITY VOTE Shareholder Against For No FOR ELECTION OF DIRECTORS. 09 STOCKHOLDER PROPOSAL REQUESTING INDEPENDENT BOARD Shareholder Against For No COMMITTEES. 10 STOCKHOLDER PROPOSAL REQUESTING AN OFFICE OF Shareholder Against For No THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 208 140,000 140,000 140,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------ CITIZENS COMMUNICATIONS COMPANY CZN Annual Meeting Date: 05/26/2005 Issuer: 17453B ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JERRY ELLIOTT Management For For LAWTON WEHLE FITT Management For For STANLEY HARFENIST Management For For WILLIAM M. KRAUS Management For For SCOTT N. SCHNEIDER Management For For LARRAINE D. SEGIL Management For For ROBERT A. STANGER Management For For EDWIN TORNBERG Management For For DAVID H. WARD Management For For MYRON A. WICK, III Management For For MARY AGNES WILDEROTTER Management For For 02 TO CONSIDER AND VOTE UPON AN AMENDMENT TO THE Management For For No CITIZENS COMMUNICATIONS COMPANY AMENDED AND RESTATED 2000 EQUITY INCENTIVE PLAN TO REMOVE THE 2,500,000 SHARE SUB-LIMIT FOR STOCK-BASED AWARDS OTHER THAN STOCK OPTIONS, WITHOUT INCREASING THE TOTAL NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE 2000 PLAN. 03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For No INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 04 TO TRANSACT ANY OTHER BUSINESS THAT MAY PROPERLY Management For For No BE BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT OF THE MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 70,000 70,000 70,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DUQUESNE LIGHT HOLDINGS, INC. DQE Annual Meeting Date: 05/26/2005 Issuer: 266233 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No SIGO FALK Management For For DAVID M. KELLY Management For For JOHN D. TURNER Management For For 02 RATIFICATION OF AUDITORS DELOITTE & TOUCHE LLP Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 105 150,000 150,000 150,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ EL PASO CORPORATION EP Annual Meeting Date: 05/26/2005 Issuer: 28336L ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JUAN CARLOS BRANIFF Management For For JAMES L. DUNLAP Management For For DOUGLAS L. FOSHEE Management For For ROBERT W. GOLDMAN Management For For ANTHONY W. HALL, JR. Management For For THOMAS R. HIX Management For For WILLIAM H. JOYCE Management For For RONALD L. KUEHN, JR. Management For For J. MICHAEL TALBERT Management For For ROBERT F. VAGT Management For For JOHN L. WHITMIRE Management For For JOE B. WYATT Management For For 02 APPROVAL OF EL PASO CORPORATION 2005 COMPENSATION Management Against Against No PLAN FOR NON-EMPLOYEE DIRECTORS. 03 APPROVAL OF EL PASO CORPORATION 2005 OMNIBUS Management Against Against No INCENTIVE COMPENSATION PLAN. 04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 150,000 150,000 150,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ENI SPA, ROMA EIPAF.PK AGM Meeting Date: 05/26/2005 Issuer: T3643A145 ISIN: IT0003132476 BLOCKING SEDOL: B020CR8, 7145056, B07LWK9, 7146059 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management No ID: 213014 DUE TO ADDITION OF RESOLUTIONS. ALL Position Unknown VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No REACH QUORUM THERE WILL BE A SECOND CALL ON 27 Position Unknown MAY 2005. YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU 1. APPROVE THE FINANCIAL STATEMENT AS OF 31 DEC Management For *Management No 2004 OF ENI SPA, THE CONSOLIDATED FINANCIAL STATEMENT Position Unknown AS OF 31 DEC 2004, THE REPORTS OF THE BOARD OF DIRECTORS, OF THE BOARD OF AUDITORS AND OF THE EXTERNAL AUDITORS 2. APPROVE THE ALLOCATION OF EARNINGS Management For *Management No Position Unknown 3. GRANT AUTHORITY TO BUY BACK OWN SHARES Management For *Management No Position Unknown 4. APPROVE THE DISPOSAL OF OWN SHARES IN SERVICE Management For *Management No OF A STOCK OPTION PLAN TO THE MANAGERS OF THE Position Unknown GROUP 5. APPROVE THE NUMBER OF THE MEMBERS OF THE BOARD Management For *Management No OF DIRECTORS Position Unknown 6. APPROVE TO ESTABLISH THE DURATION OF THE BOARD Management For *Management No OF DIRECTORS Position Unknown 8. APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS Management For *Management No Position Unknown 7. APPOINT MR. ALBERTO CLO, MR. RENZO COSTI AND Management For *Management No MR. MARCO REBOA PRESENTED BY FINECO ASSET MANAGEMENT Position Unknown SPA SGR, ARCA SGR SPA, AUREO GESTIONI SGR SPA, BNL GESTIONI SGR SPA, DWS INVESTMENTS ITALY SGR SPA, ERSEL ASSET MANAGEMENT SGR SPA, RAS ASSET MANAGEMENT SGR SPA, HERMES ADMINISTRATION SERVICES LIMITED, MEDIOLANUM INTERNATIONAL FUNDS LIMITED, MEDIOLANUM GESTIONE FONDI SGR SPA, MONTE PASCHI ASSET MANAGEMENT SGR SPA, NEXTRA INVESTMENT MANAGEMENT SGR SPA, PIONEER ASSET MANAGEMENT SA, PIONEER INVESTMENT MANAGEMENT SGR SPA, ALETTI GESTIELLE SGR SPA, SAN PAOLO IMI ASSET MANAGEMENT SGR SPA, HOLDING MORE THAN 1% OF STOCK CAPITAL AND APPOINT MR.ROBERTO POLI CHAIRMAN, MR. DARIO FRUSCIO, MR. MARCO PINTO, MARIO RESCA, MR. PAOLO SCARONI, MR. PIERLUIGI SCIBETTA PRESENTED BY MINISTRY OF FINANCE, HOLDING 20,31% OF STOCK CAPITAL AS A DIRECTORS 9. APPROVE THE REWARDS FOR THE CHAIRMAN OF BOARD Management For *Management No OF DIRECTORS Position Unknown 10. APPOINT MR. GIORGIO SILVA, MR. RICCARDO PEROTTA Management For *Management No AND MR. MASSIMO GENTILE ALTERNATIVE AUDITOR Position Unknown PRESENTED BY CANDIDATES PRESENTED BY FINECO ASSET MANAGEMENT SPA SGR, ARCA SGR SPA, AUREO GESTIONI SGR SPA, BNL GESTIONI SGR SPA, DWS INVESTMENTS ITALY SGR SPA, ERSEL ASSET MANAGEMENT SGR SPA, RAS ASSET MANAGEMENT SGR SPA, HERMES ADMINISTRATION SERVICES LIMITED, MEDIOLANUM INTERNATIONAL FUNDS LIMITED, MEDIOLANUM GESTIONE FONDI SGR SPA, MONTE PASCHI ASSET MANAGEMENT SGR SPA, NEXTRA INVESTMENT MANAGEMENT SGR SPA, PIONEER ASSET MANAGEMENT SA, PIONEER INVESTMENT MANAGEMENT SGR SPA, ALETTI GESTIELLE SGR SPA, SAN PAOLO IMI ASSET MANAGEMENT SGR SPA, HOLDING MORE THAN 1% OF STOCK CAPITAL AND APPOINT MR. PAOLO COLOMBO CHAIRMAN, MR. FILIPPO DUODO, MR. EDOARDO GRISOLIA AND MR. FRANCESCO BILOTTI ALTERNATIVE AUDITOR PRESENTED BY THE MINISTRY OF FINANCE, HOLDING 20,31% OF STOCK CAPITAL AS THE INTERNAL AUDITORS 11. APPOINT THE CHAIRMAN OF BOARD OF AUDITORS Management For *Management No Position Unknown 12. APPROVE THE REWARDS FOR THE CHAIRMAN OF BOARD Management For *Management No OF AUDITORS AND THE STATUTORY AUDITORS Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND G005 29,000 29,000 29,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ HILTON HOTELS CORPORATION HLT Annual Meeting Date: 05/26/2005 Issuer: 432848 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STEPHEN F. BOLLENBACH Management For For BARBARA BELL COLEMAN Management For For BENJAMIN V. LAMBERT Management For For JOHN L. NOTTER Management For For PETER V. UEBERROTH Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005 03 A STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER Shareholder Against For No APPROVAL OF SEVERANCE AGREEMENTS 04 A STOCKHOLDER PROPOSAL CONCERNING VOTING STANDARDS Shareholder Against For No FOR THE ELECTION OF DIRECTORS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 50,000 50,000 50,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NEWMARKET CORPORATION NEU Annual Meeting Date: 05/26/2005 Issuer: 651587 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No PHYLLIS L. COTHRAN Management For For BRUCE C. GOTTWALD Management For For THOMAS E. GOTTWALD Management For For PATRICK D. HANLEY Management For For JAMES E. ROGERS Management For For SIDNEY BUFORD SCOTT Management For For CHARLES B. WALKER Management For For 02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 6,000 6,000 6,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PETROCHINA COMPANY LIMITED PTR Annual Meeting Date: 05/26/2005 Issuer: 71646E ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO CONSIDER AND APPROVE THE REPORT OF THE BOARD Management For *Management No OF DIRECTORS OF THE COMPANY FOR THE YEAR 2004. Position Unknown 02 TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY Management For *Management No COMMITTEE OF THE COMPANY FOR THE YEAR 2004. Position Unknown 03 TO CONSIDER AND APPROVE THE AUDITED FINANCIAL Management For *Management No STATEMENTS OF THE COMPANY FOR THE YEAR 2004. Position Unknown 04 TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT Management For *Management No OF A FINAL DIVIDEND. Position Unknown 05 TO CONSIDER AND APPROVE THE AUTHORISATION OF Management For *Management No THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION Position Unknown OF INTERIM DIVIDEND FOR THE YEAR 2005. 06 TO CONSIDER AND APPROVE THE CONTINUATION OF APPOINTMENT Management For *Management No OF PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS, Position Unknown AS THE INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS COMPANY LIMITED, CERTIFIED PUBLIC ACCOUNTANTS, AS THE DOMESTIC AUDITORS. 07 TO CONSIDER AND APPROVE THE AMENDMENTS TO THE Management For *Management No ARTICLES OF ASSOCIATION OF THE COMPANY. Position Unknown 08 TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS Management For *Management No TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC Position Unknown SHARES AND OVERSEAS LISTED FOREIGN SHARES. 09 TO CONSIDER AND APPROVE OTHER MATTERS, IF ANY. Management For *Management No Position Unknown
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 6,000 6,000 6,000 5/11/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TENET HEALTHCARE CORPORATION THC Annual Meeting Date: 05/26/2005 Issuer: 88033G ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No TREVOR FETTER Management For For BRENDA J. GAINES Management For For KAREN M. GARRISON Management For For EDWARD A. KANGAS Management For For J. ROBERT KERREY Management For For FLOYD D. LOOP, M.D. Management For For RICHARD R. PETTINGILL Management For For JAMES A. UNRUH Management For For J. MCDONALD WILLIAMS Management For For 02 PROPOSAL TO APPROVE THE THIRD AMENDED AND RESTATED Management For For No 2001 STOCK INCENTIVE PLAN. 03 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Management For For No AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 50,000 50,000 50,000 5/20/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE HOME DEPOT, INC. HD Annual Meeting Date: 05/26/2005 Issuer: 437076 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GREGORY D. BRENNEMAN Management For For RICHARD H. BROWN Management For For JOHN L. CLENDENIN Management For For BERRY R. COX Management For For CLAUDIO X. GONZALEZ Management For For MILLEDGE A. HART, III Management For For BONNIE G. HILL Management For For LABAN P. JACKSON, JR. Management For For LAWRENCE R. JOHNSTON Management For For KENNETH G. LANGONE Management For For ROBERT L. NARDELLI Management For For THOMAS J. RIDGE Management For For 02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Management For For No KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2005. 03 COMPANY PROPOSAL TO AMEND THE SIXTH ARTICLE OF Management For For No THE COMPANY S CERTIFICATE OF INCORPORATION. 04 COMPANY PROPOSAL TO APPROVE THE HOME DEPOT, INC. Management Against Against No 2005 OMNIBUS STOCK INCENTIVE PLAN. 05 STOCKHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shareholder Against For No REPORT DISCLOSURE. 06 STOCKHOLDER PROPOSAL REGARDING METHOD OF VOTING. Shareholder Against For No 07 STOCKHOLDER PROPOSAL REGARDING NONDEDUCTIBLE Shareholder Against For No COMPENSATION. 08 STOCKHOLDER PROPOSAL REGARDING FUTURE SEVERANCE Shareholder Against For No AGREEMENTS. 09 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE AND Shareholder Against For No TIME-BASED RESTRICTED SHARES. 10 STOCKHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shareholder Against For No OPTIONS. 11 STOCKHOLDER PROPOSAL REGARDING POLITICAL NONPARTISANSHIP. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 6,000 6,000 6,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ VIACOM INC. VIA Annual Meeting Date: 05/26/2005 Issuer: 925524 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GEORGE S. ABRAMS Management For For DAVID R. ANDELMAN Management For For JOSEPH A. CALIFANO, JR. Management For For WILLIAM S. COHEN Management For For PHILIPPE P. DAUMAN Management For For ALAN C. GREENBERG Management For For CHARLES E. PHILLIPS JR. Management For For SHARI REDSTONE Management For For SUMNER M. REDSTONE Management For For FREDERIC V. SALERNO Management For For WILLIAM SCHWARTZ Management For For ROBERT D. WALTER Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP TO SERVE AS INDEPENDENT AUDITOR FOR VIACOM INC. FOR FISCAL YEAR 2005. 03 APPROVAL OF THE AMENDED AND RESTATED VIACOM INC. Management For For No SENIOR EXECUTIVE SHORT-TERM INCENTIVE PLAN. 04 APPROVAL OF THE VIACOM INC. 2005 RSU PLAN FOR Management For For No OUTSIDE DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 100 25,000 25,000 25,000 5/25/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TELEFONICA SA TEF OGM Meeting Date: 05/30/2005 Issuer: E90183182 ISIN: ES0178430E18 SEDOL: 6167460, B0389V4, 2608413, 5732524, 5786930, 0798394, 5720972, 5736322 - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management No REACH QUORUM, THERE WILL BE A SECOND CALL ON Position Unknown 31 MAY 2005 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE ALSO BE ADVISED THAT ADDITIONAL INFORMATION CONCERNING TELEFONICA SA CAN ALSO BE VIEWED ON THE COMPANY S WEBSITE: HTTP://WWW.TELEFONICA.ES. THANK YOU. 1. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For *Management No ANNUAL ACCOUNTS AND MANAGEMENT REPORT OF TELEFONICA, Position Unknown S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS THE PROPOSAL FOR THE APPLICATION OF THE RESULTS OF TELEFONICA, S.A., AND THAT OF THE MANAGEMENT OF THE COMPANY S BOARD OF DIRECTORS, ALL FOR THE 2004 FINANCIAL YEAR. 2. SHAREHOLDER REMUNERATION: A) DISTRIBUTION OF Management For *Management No DIVIDENDS WITH A CHARGE TO THE ADDITIONAL PAID- Position Unknown IN CAPITAL RESERVE AND B) EXTRAORDINARY NON-CASH DISTRIBUTION OF ADDITIONAL PAID- IN CAPITAL. 3. EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE Management For *Management No PROPOSED MERGER OF TELEFONICA, S.A. AND TERRA Position Unknown NETWORKS, S.A. AND APPROVAL, AS THE MERGER BALANCE SHEET, OF TELEFONICA, S.A. S BALANCE SHEET CLOSED ON DECEMBER 31, 2004. APPROVAL OF MERGER BETWEEN TELEFONICA, S.A. AND TERRA NETWORKS, S.A. BY MEANS OF THE ABSORPTION OF THE LATTER BY THE FORMER, WITH THE EXTINCTION OF TERRA NETWORKS, S.A. AND THE EN BLOC TRANSFER OF ALL OF ITS ASSETS AND LIABILITIES TO TELEFONICA, S.A., WITH THE PROVISION THAT THE EXCHANGE SHALL BE SATISFIED THROUGH THE DELIVERY OF TREASURY SHARES OF TELEFONICA S.A., ALL IN ACCORDANCE WITH THE PROVISIONS OF THE MERGER PLAN. APPLICATION OF THE SPECIAL TAX REGIME SET FORTH IN CHAPTER VIII OF TITLE VII OF THE RESTATED TEXT OF THE CORPORATE INCOME TAX LAW IN CONNECTION WITH THE MERGER. ESTABLISHMENT OF PROCEDURES TO FACILITATE THE EXCHANGE OF SHARES. DELEGATION OF POWERS. 4. APPOINTMENT OF DIRECTORS. Management For *Management No Position Unknown 5. DESIGNATION OF THE ACCOUNTS AUDITOR FOR TELEFONICA, Management For *Management No S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES, Position Unknown UNDER THE PROVISIONS OF ARTICLE 42 OF THE SPANISH COMMERCE CODE (CODIGO DE COMERCIO) AND ARTICLE 204 OF THE SPANISH CORPORATIONS ACT (LEY DE SOCIEDADES ANONIMAS). 6. AUTHORIZATION FOR THE ACQUISITION OF TREASURY Management For *Management No STOCK, DIRECTLY OR THROUGH GROUP COMPANIES. Position Unknown 7. REDUCTION OF SHARE CAPITAL THROUGH THE AMORTIZING Management For *Management No OF TREASURY STOCK, WITH THE EXCLUSION OF THE Position Unknown RIGHT TO OPPOSITION BY CREDITORS, THROUGH THE REDRAFTING OF THE ARTICLE IN THE BYLAWS THAT REFERS TO THE SHARE CAPITAL. 8. DELEGATION OF POWERS TO FORMALIZE, CONSTRUE, Management For *Management No CORRECT AND EXECUTE THE RESOLUTIONS ADOPTED BY Position Unknown THE ANNUAL GENERAL SHAREHOLDERS MEETING.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 7,880 7,880 7,880 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MEDCO HEALTH SOLUTIONS, INC. MHS Annual Meeting Date: 05/31/2005 Issuer: 58405U ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN L. CASSIS Management For For MICHAEL GOLDSTEIN Management For For BLENDA J. WILSON Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. 03 PROPOSAL TO APPROVE THE 2002 STOCK INCENTIVE Management For For No PLAN, AS AMENDED. 04 PROPOSAL TO APPROVE THE 2003 EMPLOYEE STOCK PURCHASE Management For For No PLAN, AS AMENDED. 05 PROPOSAL TO APPROVE THE EXECUTIVE INCENTIVE COMPENSATION Management For For No PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 15,030 15,030 15,030 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ REPSOL YPF, S.A. REP Annual Meeting Date: 05/31/2005 Issuer: 76026T ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 04 APPOINTMENT, RATIFICATION, OR RE-ELECTION OF DIRECTORS. Management For *Management No Position Unknown 05 APPOINTMENT OR RE-ELECTION OF THE ACCOUNTS AUDITOR Management For *Management No OF REPSOL YPF, S.A., AND OF ITS CONSOLIDATED GROUP. Position Unknown 06 AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE Management For *Management No DERIVATIVE ACQUISITION OF SHARES OF REPSOL YPF, Position Unknown S.A. 07 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER Management Against *Management No TO RESOLVE THE INCREASE OF THE CAPITAL STOCK. Position Unknown 08 DELEGATION TO THE BOARD OF DIRECTORS OF THE POWER Management For *Management No TO ISSUE DEBENTURES, BONDS AND ANY OTHER FIXED Position Unknown RATE SECURITIES OF ANALOGOUS NATURE. 09 DELEGATION OF POWERS TO SUPPLEMENT, DEVELOP, Management For *Management No EXECUTE, RECTIFY OR FORMALIZE THE RESOLUTIONS Position Unknown ADOPTED BY THE GENERAL MEETING. 01 REVIEW AND APPROVAL, IF APPROPRIATE, OF THE ANNUAL Management For *Management No FINANCIAL STATEMENTS (BALANCE SHEET, PROFIT AND Position Unknown LOSS ACCOUNT AND THE ANNUAL REPORT) AND THE MANAGEMENT REPORT OF REPSOL YPF, S.A. 02 INFORMATION TO THE GENERAL SHAREHOLDERS MEETING Management For *Management No ON THE AMENDMENTS TO THE REGULATIONS OF THE BOARD Position Unknown OF DIRECTORS. 03 AMENDMENT OF CHAPTER II OF TITLE IV (RELATED Management For *Management No TO THE BOARD OF DIRECTORS) AND OF ARTICLE 40 Position Unknown (RELATED TO AUDIT); REMOVAL OF ARTICLE 47 (RELATED TO RESOLUTION OF DISPUTES)
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 205 30,000 30,000 30,000 5/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ TELEFONICA, S.A. TEF Annual Meeting Date: 05/31/2005 Issuer: 879382 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT Management For For No REPORT OF TELEFONICA, S.A., AND OF ITS CONSOLIDATED GROUP OF COMPANIES, AS WELL AS THE PROPOSAL FOR THE APPLICATION OF THE RESULTS OF TELEFONICA, S.A., AND THAT OF THE MANAGEMENT OF ITS BOARD OF DIRECTORS CORRESPONDING TO THE FISCAL YEAR 2004. 02 APPROVAL OF THE SHAREHOLDER REMUNERATION: A) Management For For No DISTRIBUTION OF DIVIDENDS WITH A CHARGE TO THE ADDITIONAL PAID-IN CAPITAL RESERVE AND B) EXTRAORDINARY NON-CASH DISTRIBUTIONS OF ADDITIONAL PAID-IN CAPITAL. 03 APPROVAL OF THE MERGER PLAN BETWEEN TELEFONICA, Management For For No S.A. AND TERRA NETWORKS, S.A. AND APPROVAL, AS THE MERGER BALANCE SHEET, OF TELEFONICA S.A. S BALANCE SHEET CLOSED AS OF DECEMBER 31, 2004, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 04 APPROVAL OF THE APPOINTMENT OF DIRECTORS. Management For For No 05 APPROVAL OF THE DESIGNATION OF THE ACCOUNTS AUDITOR Management For For No FOR TELEFONICA S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES. 06 APPROVAL OF THE AUTHORIZATION FOR THE ACQUISITION Management For For No OF TREASURY STOCK. 07 APPROVAL OF THE REDUCTION OF SHARE CAPITAL THROUGH Management For For No THE AMORTIZATION OF TREASURY STOCK. 08 DELEGATION OF POWERS FOR THE FORMALIZING, INTERPRETING, Management For For No CORRECTING AND EXECUTING OF THE RESOLUTIONS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 208 7,880 7,880 7,880 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ COMCAST CORPORATION CMCSA Annual Meeting Date: 06/01/2005 Issuer: 20030N ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No S. DECKER ANSTROM Management For For KENNETH J. BACON Management For For SHELDON M. BONOVITZ Management For For EDWARD D. BREEN Management For For JULIAN A. BRODSKY Management For For JOSEPH L. CASTLE, II Management For For JOSEPH J. COLLINS Management For For J. MICHAEL COOK Management For For BRIAN L. ROBERTS Management For For RALPH J. ROBERTS Management For For DR. JUDITH RODIN Management For For MICHAEL I. SOVERN Management For For 02 INDEPENDENT AUDITORS. Management For For No 03 2002 RESTRICTED STOCK PLAN. Management For For No 04 DISCLOSE POLITICAL CONTRIBUTIONS. Shareholder Against For No 05 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT HAVE Shareholder Against For No MANAGERIAL RESPONSIBILITIES. 06 ELIMINATE SHAREHOLDER RIGHTS PLAN UNLESS SHAREHOLDER Shareholder For Against No APPROVAL IS RECEIVED. 07 ADOPT A RECAPITALIZATION PLAN. Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 9,000 9,000 9,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ INGERSOLL-RAND COMPANY LIMITED IR Annual Meeting Date: 06/01/2005 Issuer: G4776G ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No A.C. BERZIN Management For For H.L. HENKEL Management For For H.W. LICHTENBERGER Management For For T.L. WHITE Management For For 02 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE BYE-LAWS Management For For No TO ELIMINATE THE CLASSIFICATION OF THE BOARD OF DIRECTORS. 03 APPROVAL OF AMENDMENT TO BYE-LAW 10 OF THE BYE-LAWS Management Against Against No TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS. 04 APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION Management For For No OF BOARD OF DIRECTORS TO FIX THE AUDITORS REMUNERATION.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 3,000 3,000 3,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE DIRECTV GROUP, INC. DTV Annual Meeting Date: 06/01/2005 Issuer:25459L ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RALPH F. BOYD, JR. Management For For JAMES M. CORNELIUS Management For For DAVID F. DEVOE Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For No ACCOUNTANTS
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 106 36,000 36,000 36,000 5/27/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ALBERTSON'S, INC. ABS Annual Meeting Date: 06/02/2005 Issuer: 013104 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HENRY I. BRYANT Management For For BONNIE G. HILL Management For For LAWRENCE R. JOHNSTON Management For For KATHI P. SEIFERT Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS. Management For For No 03 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For No FOR DIRECTOR ELECTIONS. 04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For No VOTING. 05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shareholder Against For No AGREEMENTS. 06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against For No CHAIRMAN. 07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY Shareholder Against For No GRANTS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 104 170,000 170,000 170,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ MUNICIPAL MORTGAGE & EQUITY, LLC MMA Annual Meeting Date: 06/02/2005 Issuer: 62624B ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES C. BAUM Management For For MARK K. JOSEPH Management For For ARTHUR S. MEHLMAN Management For For 02 ANY OTHER MATTERS THAT MAY PROPERLY BE BROUGHT Management For For No BEFORE THE MEETING
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 101 3,000 3,000 3,000 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------ PULITZER INC. PTZ Special Meeting Date: 06/03/2005 Issuer:745769 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Management For For No DATED AS OF JANUARY 29, 2005, BY AND AMONG PULITZER INC., LEE ENTERPRISES, INCORPORATED AND LP ACQUISITION CORP.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 51,000 51,000 51,000 5/31/2005
- ------------------------------------------------------------------------------------------------------------------------------------ KERR-MCGEE CORPORATION KMG Annual Meeting Date: 06/07/2005 Issuer: 492386 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WILLIAM F. WALLACE Management For For IAN L. WHITE-THOMSON Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS INDEPENDENT AUDITORS FOR 2005. 03 APPROVAL OF 2005 LONG TERM INCENTIVE PLAN. Management Against Against No 04 APPROVAL TO AMEND THE AMENDED AND RESTATED CERTIFICATION Management For For No OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 300,000,000 TO 500,000,000. 05 STOCKHOLDER PROPOSAL REQUESTING ESTABLISHMENT Shareholder Against For No OF AN OFFICE OF THE BOARD OF DIRECTORS.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 107 19,000 19,000 19,000 5/5/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE TITAN CORPORATION TTN Annual Meeting Date: 06/07/2005 Issuer:888266 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MICHAEL B. ALEXANDER Management For For EDWARD H. BERSOFF Management For For JOSEPH F. CALIGIURI Management For For PETER A. COHEN Management For For SUSAN GOLDING Management For For ROBERT M. HANISEE Management For For ROBERT E. LA BLANC Management For For ANTHONY J. PRINCIPI Management For For GENE W. RAY Management For For JAMES ROTH Management For For 02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Management For For No THE COMPANY S AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 95,000 95,000 95,000 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION DVN Annual Meeting Date: 06/08/2005 Issuer: 25179M ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN A. HILL Management For For WILLIAM J. JOHNSON Management For For ROBERT A. MOSBACHER JR. Management For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY Management For For No S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2005 03 ADOPTION OF THE DEVON ENERGY CORPORATION 2005 Management Against Against No LONG-TERM INCENTIVE PLAN 04 REVISED DIRECTOR ELECTION VOTE STANDARD Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 103 30,000 30,000 30,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE PEP BOYS - MANNY, MOE & JACK PBY Annual Meeting Date: 06/08/2005 Issuer:713278 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BENJAMIN STRAUSS Management For For MALCOLMN D. PRYOR Management For For PETER A. BASSI Management For For JANE SCACCETTI Management For For JOHN T. SWEETWOOD Management For For WILLIAM LEONARD Management For For LAWRENCE N. STEVENSON Management For For M. SHAN ATKINS Management For For ROBERT H. HOTZ Management For For 02 TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITORS. 03 SHAREHOLDER PROPOSAL REGARDING OUR SHAREHOLDER Shareholder For Against No RIGHTS PLAN.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 3,000 3,000 3,000 6/2/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ENERGY EAST CORPORATION EAS Annual Meeting Date: 06/09/2005 Issuer: 29266M ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOHN T. CARDIS Management For For JOSEPH J. CASTIGLIA Management For For LOIS B. DEFLEUR Management For For G. JEAN HOWARD Management For For DAVID M. JAGGER Management For For SETH A. KAPLAN Management For For BEN E. LYNCH Management For For PETER J. MOYNIHAN Management For For WALTER G. RICH Management For For WESLEY W. VON SCHACK Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 150,000 150,000 150,000 6/3/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ORTHOFIX INTERNATIONAL N.V. OFIX Annual Meeting Date: 06/15/2005 Issuer: N6748L ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No CHARLES W. FEDERICO Management For For JAMES F. GERO Management For For ROBERT GAINES-COOPER Management For For JERRY C. BENJAMIN Management For For PETER J. HEWETT Management For For WALTER P. VON WARTBURG Management For For THOMAS J. KESTER Management For For KENNETH R. WEISSHAAR Management For For GUY J. JORDAN Management For For STEFAN WIDENSOHLER Management For For 02 PROPOSAL TO APPROVE AMENDMENTS TO THE ARTICLES Management For For No OF ASSOCIATION (ARTICLE 10 AND ARTICLE 11). 03 PROPOSAL TO APPROVE BALANCE SHEET AND INCOME Management For For No STATEMENT AT AND FOR THE YEAR ENDED DECEMBER 31, 2004. 04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For No AS INDEPENDENT AUDITORS FOR ORTHOFIX AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005.
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 102 5,000 5,000 5,000 5/26/2005
- ------------------------------------------------------------------------------------------------------------------------------------ ROYAL DUTCH PETROLEUM COMPANY RD Annual Meeting Date: 06/28/2005 Issuer: 780257 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 ANNUAL ACCOUNTS 2004 Management For For No 03B DECLARATION OF THE TOTAL DIVIDEND FOR THE YEAR Management For For No 2004 04A DISCHARGE OF THE MANAGING DIRECTORS Management For For No 4B DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD Management For For No 05 APPOINTMENT OF MR. L.R. RICCIARDI AS A MEMBER Management For For No OF THE SUPERVISORY BOARD 06 AUTHORIZATION FOR THE ACQUISITION OF ORDINARY Management For For No SHARES 07 CANCELLATION OF THE ORDINARY SHARES HELD BY THE Management For For No COMPANY 9B APPROVAL OF THE IMPLEMENTATION AGREEMENT Management For For No 10 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION Management For For No OF THE COMPANY 11A APPOINTMENT OF MR A.G. JACOBS AS A NON-EXECUTIVE Management For For No DIRECTOR 11B APPOINTMENT OF MS CH. MORIN-POSTEL AS A NON-EXECUTIVE Management For For No DIRECTOR 11C APPOINTMENT OF MR A.A. LOUDON AS A NON-EXECUTIVE Management For For No DIRECTOR 11D APPOINTMENT OF MR L.R. RICCIARDI AS A NON-EXECUTIVE Management For For No DIRECTOR 12 ADOPTION OF THE REMUNERATION POLICY FOR THE BOARD Management For For No OF DIRECTORS 13 APPROVAL OF AMENDED LONG-TERM INCENTIVE PLAN Management For For No 14 APPROVAL OF AMENDED RESTRICTED SHARE PLAN Management For For No 15 APPROVAL OF AMENDED DEFERRED BONUS PLAN Management For For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 804 114,000 114,000 114,000 6/16/2005
- ------------------------------------------------------------------------------------------------------------------------------------ SEMCO ENERGY, INC. SEN Annual Meeting Date: 06/28/2005 Issuer: 78412D ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HARVEY I. KLEIN Management For For G.A. SCHREIBER, JR. Management For For JOHN C. VAN RODEN, JR. Management For For
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 109 40,000 40,000 40,000 6/22/2005
- ------------------------------------------------------------------------------------------------------------------------------------ AT&T CORP. T Annual Meeting Date: 06/30/2005 Issuer: 001957 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 ADOPT THE MERGER AGREEMENT AMONG SBC, AT&T AND Management For For No MERGER SUB 01A ADJOURNMENT TO PERMIT FURTHER SOLICITATION OF Management For For No PROXIES IN FAVOR OF ITEM 1 02 DIRECTOR Management For No W.F. ALDINGER Management For For K.T. DERR Management For For D.W. DORMAN Management For For M.K. EICKHOFF-SMITH Management For For H.L. HENKEL Management For For F.C. HERRINGER Management For For J.C. MADONNA Management For For D.F. MCHENRY Management For For T.L. WHITE Management For For 03 RATIFICATION OF AUDITORS Management For For No 04 NO FUTURE STOCK OPTIONS Shareholder Against For No 05 LINK RESTRICTED STOCK UNIT VESTING TO PERFORMANCE Shareholder Against For No 06 EXECUTIVE COMPENSATION Shareholder Against For No 07 POISON PILL Shareholder For Against No 08 SHAREHOLDER APPROVAL OF FUTURE SERPS Shareholder Against For No 09 SHAREHOLDER RATIFICATION OF SEVERANCE AGREEMENTS Shareholder Against For No
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 505 180,000 180,000 180,000 6/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ NEWS CORPORATION NWS Special Meeting Date: 06/30/2005 Issuer:65248E ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 PROPOSED ADOPTION OF THE 2005 LONG-TERM INCENTIVE Management For For No PLAN
Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI EQUITY INCOME FUND 997G005 203 6,016 6,016 6,016 6/23/2005
- ------------------------------------------------------------------------------------------------------------------------------------ THE TOPPS COMPANY, INC. TOPP Annual Meeting Date: 07/01/2004 Issuer: 890786 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ALLAN A. FEDER Management For For DAVID M. MAUER Management For For JACK H. NUSBAUM Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS INDEPENDENT AUDITORS FOR THE TOPPS COMPANY, INC. FOR THE FISCAL YEAR ENDING FEBRUARY 26, 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 106 4,760 4,760 4,760 6/19/2004 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ APOGENT TECHNOLOGIES INC. AOT Special Meeting Date: 08/02/2004 Issuer: 03760A ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. Management For For No 02 ADJOURNMENT OF THE MEETING, IF NECESSARY, TO Management For For No SOLICIT ADDITIONAL PROXIES. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 101 2,830 2,830 2,830 6/23/2004 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ ALLIANT TECHSYSTEMS INC. ATK Annual Meeting Date: 08/03/2004 Issuer: 018804 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No FRANCES D. COOK Management For For GILBERT F. DECKER Management For For RONALD R. FOGLEMAN Management For For JONATHAN G. GUSS Management For For DAVID E. JEREMIAH Management For For ROMAN MARTINEZ IV Management For For PAUL DAVID MILLER Management For For DANIEL J. MURPHY, JR. Management For For ROBERT W. RISCASSI Management For For MICHAEL T. SMITH Management For For WILLIAM G. VAN DYKE Management For For 03 STOCKHOLDER PROPOSAL - WEAPONIZATION OF SPACE/MISSILE Shareholder Against For No DEFENSE 02 APPOINTMENT OF INDEPENDENT AUDITORS Management For For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 104 1,030 1,030 1,030 7/21/2004 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ ACXIOM CORPORATION ACXM Annual Meeting Date: 08/04/2004 Issuer: 005125 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DR. MARY L. GOOD Management For For RODGER S. KLINE Management For For STEPHEN M. PATTERSON Management For For JAMES T. WOMBLE Management For For 02 APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES Management Against Against No AVAILABLE UNDER THE 2000 STOCK OPTION PLAN. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 109 1,810 1,810 1,810 7/21/2004 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ STELLENT, INC. STEL Annual Meeting Date: 08/11/2004 Issuer: 85856W ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP Management For For No AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2005. 02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE Management Against Against No STELLENT, INC. 1997 DIRECTOR STOCK OPTION PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER SUCH PLAN BY 200,000 SHARES. 01 DIRECTOR Management For No ROBERT F. OLSON Management For For KENNETH H. HOLEC Management For For ALAN B. MENKES Management For For PHILIP E. SORAN Management For For RAYMOND A. TUCKER Management For For STEVEN C. WALDRON Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 105 5,990 5,990 5,990 7/22/2004 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ CNS, INC. CNXS Annual Meeting Date: 08/25/2004 Issuer: 126136 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVAL OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For No AUDITORS. 01 DIRECTOR Management For No DANIEL E. COHEN Management For For KAREN T. BECKWITH Management For For PATRICK DELANEY Management For For ANDREW J. GREENSHIELDS Management For For H. ROBERT HAWTHORNE Management For For MARTI MORFITT Management For For RICHARD PERKINS Management For For MORRIS J. SIEGEL Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 100 7,570 7,570 7,570 8/4/2004 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ DEL MONTE FOODS COMPANY DLM Annual Meeting Date: 09/30/2004 Issuer: 24522P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JOE L. MORGAN Management For For DAVID R. WILLIAMS Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT Management For For No REGISTERED PUBLIC ACCOUNTING FIRM, AS DEL MONTE FOODS COMPANY S INDEPENDENT AUDITORS FOR ITS FISCAL YEAR ENDING MAY 1, 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 103 7,120 7,120 7,120 9/29/2004 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ TEXAS INDUSTRIES, INC. TXI Annual Meeting Date: 10/19/2004 Issuer: 882491 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MELVIN G. BREKHUS Management For For ROBERT D. ROGERS Management For For IAN WACHTMEISTER Management For For 03 TO TRANSACT SUCH OTHER BUSINESS THAT MAY PROPERLY Management For For No COME BEFORE THE MEETING. 02 TO APPROVE TEXAS INDUSTRIES, INC. 2004 OMNIBUS Management Against Against No EQUITY COMPENSATION PLAN. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 103 1,800 1,800 1,800 10/19/2004 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ TECHNE CORPORATION TECH Annual Meeting Date: 10/21/2004 Issuer: 878377 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO SET THE NUMBER OF DIRECTORS AT SIX. Management For For No 02 DIRECTOR Management No THOMAS E. OLAND Management For For ROGER C. LUCAS, PHD Management For For HOWARD V. O'CONNELL Management For For G. ARTHUR HERBERT Management For For RANDOLPH C STEER MD PHD Management For For ROBERT V. BAUMGARTNER Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 100 840 840 840 10/5/2004 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ LIFECORE BIOMEDICAL, INC. LCBM Annual Meeting Date: 11/11/2004 Issuer: 532187 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD W. PERKINS Management For For 02 PROPOSAL TO RATIFY AND APPROVE THE APPOINTMENT Management For For No OF GRANT THORNTON LLP AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE CURRENT FISCAL YEAR ENDING JUNE 30, 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 101 3,830 3,830 3,830 10/26/2004 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ DANKA BUSINESS SYSTEMS PLC DANKY Annual Meeting Date: 12/07/2004 Issuer: 236277 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO RE-ELECT TODD L. MAVIS AS A DIRECTOR Management For *Management Position Unknown No 02 TO RE-ELECT ERIK VONK AS A DIRECTOR Management For *Management Position Unknown No 03 TO RE-ELECT P. LANG LOWREY, III AS A DIRECTOR Management For *Management Position Unknown No 04 TO RE-ELECT MICHAEL B. GIFFORD AS A DIRECTOR Management For *Management Position Unknown No 05 TO RE-APPOINT THE AUDITORS AND AUTHORIZE THE Management For *Management Position Unknown No BOARD OF DIRECTORS, OR A DULY APPOINTED COMMITTEE THEREOF, TO FIX THEIR REMUNERATION 06 TO AUTHORIZE THE BOARD OF DIRECTORS TO ALLOT Management For *Management Position Unknown No EQUITY SECURITIES 07 TO EMPOWER THE BOARD OF DIRECTORS TO ALLOT EQUITY Management For *Management Position Unknown No SECURITIES, SUBJECT TO CERTAIN LIMITATIONS, WITHOUT PROVIDING CERTAIN PRE-EMPTIVE RIGHTS 08 TO AUTHORIZE THE BOARD OF DIRECTORS TO ALLOT Management For *Management Position Unknown No EQUITY SECURITIES RELATING TO OUR CONVERTIBLE PARTICIPATING SHARES 09 TO EMPOWER THE BOARD OF DIRECTORS TO ALLOT EQUITY Management For *Management Position Unknown No SECURITIES, SUBJECT TO CERTAIN LIMITATIONS, WITHOUT PROVIDING CERTAIN PRE-EMPTIVE RIGHTS RELATING TO OUR CONVERTIBLE PARTICIPATING SHARES 10 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For *Management Position Unknown No FOR THE YEAR ENDED 31ST MARCH, 2004 Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 109 4,760 4,760 4,760 11/29/2004 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ VAIL RESORTS, INC. MTN Annual Meeting Date: 12/17/2004 Issuer: 91879Q ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ADAM M. ARON Management For For JOHN J. HANNAN Management For For ROLAND A. HERNANDEZ Management For For ROBERT A. KATZ Management For For JOE R. MICHELETTO Management For For JOHN F. SORTE Management For For WILLIAM P. STIRITZ Management For For 03 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP AS INDEPENDENT PUBLIC ACCOUNTANTS. 02 AMENDMENT AND RESTATEMENT OF THE COMPANY S CERTIFICATE Management For For No OF INCORPORATION. 04 IN THEIR DISCRETION, UPON OTHER MATTERS AS THEY Management For For No PROPERLY COME BEFORE THE MEETING. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 109 2,480 2,480 2,480 12/7/2004 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ DELTA AND PINE LAND COMPANY DLP Annual Meeting Date: 01/11/2005 Issuer: 247357 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JON E.M. JACOBY Management For For F. MURRAY ROBINSON Management For For 02 APPROVAL OF THE AUDITING FIRM OF KPMG, LLP. Management For For No 03 APPROVAL OF THE 2005 OMNIBUS STOCK PLAN. Management Against Against No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 106 840 840 840 1/6/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ ALBERTO-CULVER COMPANY ACV Annual Meeting Date: 01/27/2005 Issuer: 013068 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HOWARD B. BERNICK Management For For KING HARRIS Management For For SAM J. SUSSER Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 101 1,630 1,630 1,630 1/21/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ SURMODICS, INC. SRDX Annual Meeting Date: 01/31/2005 Issuer: 868873 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 03 APPROVE AMENDMENT OF THE COMPANY S 2003 EQUITY Management Against Against No INCENTIVE PLAN TO INCREASE THE SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 1,800,000. 02 DIRECTOR Management For No DALE R. OLSETH Management For For KENNETH H. KELLER Management For For DAVID A. KOCH Management For For 01 SET THE NUMBER OF DIRECTORS AT NINE (9). Management For For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 100 2,530 2,530 2,530 1/25/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ FAIR ISAAC CORPORATION FIC Annual Meeting Date: 02/01/2005 Issuer: 303250 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No A. GEORGE BATTLE Management For For ANDREW CECERE Management For For TONY J. CHRISTIANSON Management For For THOMAS G. GRUDNOWSKI Management For For ALEX W. HART Management For For PHILIP G. HEASLEY Management For For GUY R. HENSHAW Management For For DAVID S.P. HOPKINS Management For For MARGARET L. TAYLOR Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 104 1,910 1,910 1,910 1/28/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ ESCO TECHNOLOGIES INC. ESE Annual Meeting Date: 02/03/2005 Issuer: 296315 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFICATION OF COMPANY S SELECTION OF KPMG LLP Management For For No AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING SEPTEMBER 30, 2005. 01 DIRECTOR Management For No W.S. ANTLE III Management For For L.W. SOLLEY Management For For J.D. WOODS Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 104 290 290 290 1/28/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ LAIDLAW INTERNATIONAL, INC. LI Annual Meeting Date: 02/08/2005 Issuer: 50730R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ III APPROVAL OF THE LAIDLAW INTERNATIONAL, INC. SHORT-TERM Management For For No INCENTIVE PLAN I DIRECTOR Management For No RICHARD R. RANDAZZO Management For For CARROLL R. WETZEL, JR. Management For For II APPROVAL OF THE LAIDLAW INTERNATIONAL, INC. AMENDED Management For For No AND RESTATED 2003 EQUITY AND PERFORMANCE INCENTIVE PLAN Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 102 3,470 3,470 3,470 2/4/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ GRIFFON CORPORATION GFF Annual Meeting Date: 02/16/2005 Issuer: 398433 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No BERTRAND M. BELL Management For For MARTIN S. SUSSMAN Management For For JOSEPH J. WHALEN Management For For LESTER WOLFF Management For For ROBERT HARRISON Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 102 3,060 3,060 3,060 2/14/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ IONICS, INCORPORATED ION Special Meeting Date: 02/22/2005 Issuer: 462218 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 02 TO GRANT THE PERSONS NAMED AS PROXIES DISCRETIONARY Management For For No AUTHORITY TO VOTE TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SATISFY THE CONDITIONS TO COMPLETING THE MERGER AS SET FORTH IN THE AGREEMENT AND PLAN OF MERGER, INCLUDING FOR THE PURPOSE OF SOLICITING PROXIES TO VOTE IN FAVOR OF THE AGREEMENT AND PLAN OF MERGER. 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For No DATED AS OF NOVEMBER 24, 2004, AMONG GENERAL ELECTRIC COMPANY, TRITON ACQUISITION CORP., AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF GENERAL ELECTRIC COMPANY, AND IONICS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 108 2,470 2,470 2,470 2/16/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ THE TORO COMPANY TTC Annual Meeting Date: 03/15/2005 Issuer: 891092 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 07 TO TRANSACT ANY OTHER BUSINESS PROPERLY BROUGHT Management For For No BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT OF THE MEETING. 06 RATIFY SELECTION OF INDEPENDENT AUDITORS FOR Management For For No FISCAL 2005. 05 APPROVE AMENDMENT OF THE TORO COMPANY 2000 STOCK Management Against Against No OPTION PLAN. 04 APPROVE AMENDMENTS OF ANNUAL MANAGEMENT INCENTIVE Management For For No PLAN II. 03 DIRECTOR Management For No R.O. BAUKOL Management For For K.J. HARLESS Management For For M.J. HOFFMAN Management For For D.R. OLSETH Management For For 02 APPROVE AMENDMENT OF AMENDED AND RESTATED CERTIFICATE Management For For No OF INCORPORATION TO INCREASE SIZE OF BOARD. 01 APPROVE AMENDMENT OF AMENDED AND RESTATED CERTIFICATE Management For For No OF INCORPORATION TO INCREASE THE AUTHORIZED SHARES. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 108 1,240 1,240 1,240 3/9/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ H.B. FULLER COMPANY FUL Annual Meeting Date: 04/14/2005 Issuer: 359694 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No J. MICHAEL LOSH Management For For LEE R. MITAU Management For For ROBERT WILLIAM VAN SANT Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No COMPANY S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 3, 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 106 1,400 1,400 1,400 4/12/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ CARLISLE COMPANIES INCORPORATED CSL Contested Annual Meeting Date: 04/20/20 Issuer: 142339 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMIESON Management For For KROGH Management For For MCKINNISH Management For For RUGGIERO Management For For 02 APPROVE THE COMPANY S AMENDED AND RESTATED NONEMPLOYEE Management Against Against No DIRECTOR EQUITY PLAN. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 100 1,340 1,340 1,340 4/18/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ CYTEC INDUSTRIES INC. CYT Annual Meeting Date: 04/21/2005 Issuer: 232820 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ANTHONY G. FERNANDES Management For For DAVID LILLEY Management For For JERRY R. SATRUM Management For For RAYMOND P. SHARPE Management For For 02 RATIFICATION OF KPMG LLP AS THE COMPANY S AUDITORS Management For For No FOR 2005 Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 100 1,210 1,210 1,210 4/18/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ JOHN H. HARLAND COMPANY JH Annual Meeting Date: 04/21/2005 Issuer: 412693 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD K. LOCHRIDGE Management For For G. HAROLD NORTHROP Management For For TIMOTHY C. TUFF Management For For 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No TOUCHE LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2005. 03 APPROVAL OF THE 2005 COMPENSATION PLAN FOR Management Against Against No NON-EMPLOYEE DIRECTORS. 04 APPROVAL OF THE MATERIAL TERMS OF THE SENIOR Management For For No MANAGEMENT INCENTIVE PLAN. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 103 1,290 1,290 1,290 4/19/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ WEST PHARMACEUTICAL SERVICES, INC. WST Annual Meeting Date: 04/26/2005 Issuer: 955306 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No TENLEY E. ALBRIGHT Management For For DONALD E. MOREL, JR. Management For For ROBERT C. YOUNG Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 105 2,100 2,100 2,100 4/21/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ NEWALLIANCE BANCSHARES, INC. NAL Annual Meeting Date: 04/27/2005 Issuer: 650203 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROXANNE J. COADY Management For For JOHN F. CROWEAK Management For For SHEILA B. FLANAGAN Management For For RICHARD J. GROSSI Management For For 02 TO APPROVE THE NEWALLIANCE BANCSHARES, INC. 2005 Management Against Against No LONG-TERM COMPENSATION PLAN. 03 TO RATIFY THE APPOINTMENT OF THE FIRM OF Management For For No PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF NEWALLIANCE FOOOR THE FISCAL YEAR ENDING DECEMBER 31, 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 102 4,310 4,310 4,310 4/22/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ TCF FINANCIAL CORPORATION TCB Annual Meeting Date: 04/27/2005 Issuer: 872275 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RODNEY P. BURWELL Management For For WILLIAM A. COOPER Management For For THOMAS A. CUSICK Management For For PETER L. SCHERER Management For For DOUGLAS A. SCOVANNER Management For For 02 RE-APPROVAL OF THE DIRECTORS STOCK PROGRAM FOR Management For For No TEN ADDITIONAL YEARS. 03 ADVISORY VOTE ON THE APPOINTMENT OF KPMG LLP Management For For No AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 102 4,190 4,190 4,190 4/22/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ JOURNAL COMMUNICATIONS, INC. JRN Annual Meeting Date: 04/28/2005 Issuer: 481130 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STEVEN J. SMITH Management For For MARY ELLEN STANEK Management For For JEANETTE TULLY Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 102 2,470 2,470 2,470 4/25/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ PEPSIAMERICAS, INC. PAS Annual Meeting Date: 04/28/2005 Issuer: 71343P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No HERBERT M. BAUM Management For For RICHARD G. CLINE Management For For PIERRE S. DU PONT Management For For ARCHIE R. DYKES Management For For JAROBIN GILBERT, JR. Management For For JAMES R. KACKLEY Management For For MATTHEW M. MCKENNA Management For For ROBERT C. POHLAD Management For For CYNTHIA SWANSON Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For No PUBLIC ACCOUNTANTS. 03 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 29). Shareholder Against For No 04 SHAREHOLDER PROPOSAL (PROXY STATEMENT P. 32). Shareholder Against For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 200 2,350 2,350 2,350 4/25/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ PENTAIR, INC. PNR Annual Meeting Date: 04/29/2005 Issuer: 709631 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RICHARD J. CATHCART Management For For BARBARA B. GROGAN Management For For AUGUSTO MEOZZI Management For For RONALD L. MERRIMAN Management For For 02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 105 3,720 3,720 3,720 4/27/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ CHAMPION ENTERPRISES, INC. CHB Annual Meeting Date: 05/03/2005 Issuer: 158496 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT W. ANESTIS Management For For ERIC S. BELSKY Management For For WILLIAM C. GRIFFITHS Management For For SELWYN ISAKOW Management For For BRIAN D. JELLISON Management For For G. MICHAEL LYNCH Management For For SHIRLEY D. PETERSON Management For For 02 PROPOSAL TO ADOPT THE 2005 EQUITY COMPENSATION Management Against Against No AND INCENTIVE PLAN. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 109 5,450 5,450 5,450 4/28/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ HNI CORPORATION HNI Annual Meeting Date: 05/03/2005 Issuer: 404251 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MIGUEL M. CALADO Management For For CHERYL A. FRANCIS Management For For LARRY B. PORCELLATO Management For For BRIAN E. STERN Management For For 02 RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER Management For For No THE HNI CORPORATION EXECUTIVE BONUS PLAN. 03 APPROVAL OF THE HNI CORPORATION LONG-TERM PERFORMANCE Management For For No PLAN. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 100 1,960 1,960 1,960 4/28/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ BRUNSWICK CORPORATION BC Annual Meeting Date: 05/04/2005 Issuer: 117043 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No GEORGE W. BUCKLEY Management For For PETER HARF Management For For RALPH C. STAYER Management For For 02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Management For For No OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 109 2,030 2,030 2,030 5/2/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ CHURCH & DWIGHT CO., INC. CHD Annual Meeting Date: 05/05/2005 Issuer: 171340 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JAMES R. CRAIGIE Management For For ROBERT A. DAVIES, III Management For For ROSINA B. DIXON Management For For ROBERT D. LEBLANC Management For For LIONEL L. NOWELL, III Management For For 02 APPROVAL OF AN AMENDMENT OF THE COMPANY S RESTATED Management For For No CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY S AUTHORIZED COMMON STOCK FROM 100 MILLION SHARES TO 150 MILLION SHARES. 03 APPROVAL OF THE COMPANY S 2005 EMPLOYEE STOCK Management For For No PURCHASE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For No TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY S 2005 CONSOLIDATED FINANCIAL STATEMENTS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 102 1,825 1,825 1,825 5/2/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ GAYLORD ENTERTAINMENT COMPANY GET Annual Meeting Date: 05/05/2005 Issuer: 367905 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No E.K. GAYLORD II Management For For E. GORDON GEE Management For For ELLEN LEVINE Management For For ROBERT P. BOWEN Management For For RALPH HORN Management For For MICHAEL J. BENDER Management For For LAURENCE S. GELLER Management For For MICHAEL D. ROSE Management For For COLIN V. REED Management For For MICHAEL I. ROTH Management For For Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 106 3,740 3,740 3,740 5/2/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ TENNANT COMPANY TNC Annual Meeting Date: 05/05/2005 Issuer: 880345 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No JANET M. DOLAN Management For For STEPHEN G. SHANK Management For For FRANK L. SIMS Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For No INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 103 2,440 2,440 2,440 5/2/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ FISHER SCIENTIFIC INTERNATIONAL INC. FSH Annual Meeting Date: 05/06/2005 Issuer: 338032 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROSANNE F. COPPOLA* Management For For BRUCE L. KOEPFGEN* Management For For PAUL M. MEISTER* Management For For W. CLAYTON STEPHENS* Management For For RICHARD W. VIESER** Management For For 02 APPROVAL AND ADOPTION OF THE FISHER SCIENTIFIC Management Against Against No 2005 EQUITY AND INCENTIVE PLAN. 03 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP, Management For For No THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE CURRENT FISCAL YEAR. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 204 783 783 783 5/3/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ THE BRINK'S COMPANY BCO Annual Meeting Date: 05/06/2005 Issuer: 109696 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No RONALD M. GROSS* Management For For MARC C. BRESLAWSKY** Management For For JOHN S. BRINZO** Management For For MICHAEL T. DAN** Management For For 02 TO APPROVE THE SELECTION OF KPMG LLP AS INDEPENDENT Management For For No PUBLIC ACCOUNTANTS TO AUDIT THE ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR 2005. 03 TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Management For For No GOALS UNDER THE BRINK S COMPANY MANAGEMENT PERFORMANCE IMPROVEMENT PLAN. 04 TO APPROVE THE BRINK S COMPANY 2005 EQUITY INCENTIVE Management Against Against No PLAN. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 104 2,180 2,180 2,180 5/3/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ ALLETE, INC. ALE Annual Meeting Date: 05/10/2005 Issuer: 018522 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No EDDINS Management For For JOHNSON Management For For LUDLOW Management For For MAYER Management For For PEIRCE Management For For RAJALA Management For For SHIPPAR Management For For SMITH Management For For STENDER Management For For 02 RATIFICATION OF THE APPOINTMENT OF Management For For No PRICEWATERHOUSECOOPERS LLP AS ALLETE S INDEPENDENT REGISTERED PUBLICCC ACCOUNTING FIRM. 03 APPROVAL OF THE CONTINUATION OF THE ALLETE EXECUTIVE Management For For No LONG-TERM INCENTIVE COMPENSATION PLAN. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 300 1,096 1,096 1,096 5/5/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ ENPRO INDUSTRIES, INC. NPO Annual Meeting Date: 05/10/2005 Issuer: 29355X ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WILLIAM R. HOLLAND Management For For ERNEST F. SCHAUB Management For For J.P. BOLDUC Management For For PETER C. BROWNING Management For For JOE T. FORD Management For For JAMES H. HANCE, JR. Management For For GORDON D. HARNETT Management For For 02 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For No LLP AS OUR INDEPENDENT AUDITORS FOR 2005 03 CONSIDER AND ACT UPON A PROPOSAL TO AMEND THE Management For For No COMPANY S AMENDED AND RESTATED 2002 EQUITY COMPENSATION PLAN Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 107 1,720 1,720 1,720 5/5/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ ALBANY INTERNATIONAL CORP. AIN Annual Meeting Date: 05/12/2005 Issuer: 012348 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ A DIRECTOR Management For No FRANK R. SCHMELER Management For For THOMAS R. BEECHER, JR. Management For For FRANCIS L. MCKONE Management For For JOSEPH G. MORONE Management For For CHRISTINE L. STANDISH Management For For ERLAND E. KAILBOURNE Management For For JOHN C. STANDISH Management For For JUHANI PAKKALA Management For For PAULA H.J CHOLMONDELEY Management For For B APPROVAL OF THE ALBANY INTERNATIONAL CORP. 2005 Management Against Against No INCENTIVE PLAN Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 108 1,970 1,970 1,970 5/9/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ INTERGRAPH CORPORATION INGR Annual Meeting Date: 05/12/2005 Issuer: 458683 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No SIDNEY L. MCDONALD Management For For MICHAEL D. BILLS Management For For RICHARD W. CARDIN Management For For LINDA L. GREEN Management For For LAWRENCE R. GREENWOOD Management For For LARRY J. LASTER Management For For THOMAS J. LEE Management For For KEVIN M. TWOMEY Management For For R. HALSEY WISE Management For For 02 PROPOSAL TO CONSIDER AND APPROVE THE INTERGRAPH Management For For No CORPORATION 2005 EMPLOYEE STOCK PURCHASE PLAN. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For No YOUNG LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR THE CURRENT FISCAL YEAR. 04 IN THE DISCRETION OF THE PROXIES ON ANY OTHER Management For For No MATTER THAT MAY PROPERLY COME BEFORE THE MEETING. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 109 4,347 4,347 4,347 5/9/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ OFFICE DEPOT, INC. ODP Annual Meeting Date: 05/13/2005 Issuer: 676220 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No LEE A. AULT III Management For For NEIL R. AUSTRIAN Management For For DAVID W. BERNAUER Management For For ABELARDO E. BRU Management For For DAVID I. FUENTE Management For For BRENDA J. GAINES Management For For MYRA M. HART Management For For W. SCOTT HEDRICK Management For For JAMES L. HESKETT Management For For PATRICIA A. MCKAY Management For For MICHAEL J. MYERS Management For For STEVE ODLAND Management For For 02 TO RATIFY OUR AUDIT COMMITTEE S APPOINTMENT OF Management For For No DELOITTE & TOUCHE LLP AS OUR INDEPENDENT ACCOUNTANTS FOR THE TERM DESCRIBED IN THIS PROXY STATEMENT. 03 TO CONSIDER A PROPOSAL FROM A SHAREHOLDER Shareholder Against For No RECOMMENDING: (I) THAT OUR BOARD AMEND THE BYLAWS TO PROVIDE THAT NO CORPORATE OFFICER SHALL RECEIVE ANNUAL COMPENSATION IN EXCESS OF THE LIMITS ESTABLISHED BY THE INTERNAL REVENUE CODE FOR DEDUCTIBILITY OF EMPLOYEE REMUNERATION AND CERTAIN OTHER MATTERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 04 TO CONSIDER A PROPOSAL FROM A SHAREHOLDER Shareholder Against For No RECOMMENDING THAT OUR BOARD OF DIRECTORS AMEND THE GOVERNANCE DOCUMENTS (CERTIFICATE OF INCORPORATION OR BYLAWS) OF THE COMPANY TO PROVIDE THAT DIRECTOR NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF THE VOTES CAST AT AN ANNUAL MEETING OF SHAREHOLDERS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 106 3,360 3,360 3,360 5/10/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ ADESA, INC. KAR Annual Meeting Date: 05/17/2005 Issuer: 00686U ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No WYNN V. BUSSMANN Management For For THOMAS L. CUNNINGHAM Management For For DONALD C. WEGMILLER Management For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For No LLP (AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM) AS ADESA S INDEPENDENT AUDITORS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 104 3,690 3,690 3,690 5/11/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ LABORATORY CORP. OF AMERICA HOLDINGS LH Annual Meeting Date: 05/18/2005 Issuer: 50540R ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No THOMAS P. MAC MAHON Management For For JEAN-LUC BELINGARD Management For For WENDY E. LANE Management For For R.E. MITTELSTAEDT, JR. Management For For ARTHUR H. RUBENSTEIN Management For For ANDREW G. WALLACE Management For For M. KEITH WEIKEL Management For For 02 RATIFICATION OF THE APPOINTMENT OF Management For For No LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS PRICEWATERHOUSECOOPERS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRMMM FOR 2005. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 409 1,970 1,970 1,970 5/12/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ TYLER TECHNOLOGIES, INC. TYL Annual Meeting Date: 05/19/2005 Issuer: 902252 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DONALD R. BRATTAIN Management For For J. LUTHER KING, JR. Management For For JOHN S. MARR, JR. Management For For G. STUART REEVES Management For For MICHAEL D. RICHARDS Management For For DUSTIN R. WOMBLE Management For For JOHN M. YEAMAN Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For No AUDITORS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 105 4,650 4,650 4,650 5/13/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ INSURANCE AUTO AUCTIONS, INC. IAAI Special Meeting Date: 05/25/2005 Issuer: 457875 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER BY Management For For No AND AMONG IAAI, AXLE HOLDINGS, INC. AND AXLE MERGER SUB., INC. 02 TO ADJOURN THE SPECIAL MEETING TO SOLICIT ADDITIONAL Management For For No PROXIES IN THE EVENT THAT THE NUMBER OF PROXIES SUFFICIENT TO APPROVE AND ADOPT THE MERGER HAS NOT BEEN RECEIVED BY THE DATE OF THE SPECIAL MEETING. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 102 5,120 5,120 5,120 5/20/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ BOWNE & CO., INC. BNE Annual Meeting Date: 05/26/2005 Issuer: 103043 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No P.E. KUCERA Management For For H.M. SCHWARZ Management For For D.J. SHEA Management For For W.M. SMITH Management For For 02 APPROVAL OF THE APPOINTMENT OF KPMG LLP AS AUDITORS. Management For For No Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 105 5,370 5,370 5,370 5/23/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ TRIARC COMPANIES, INC. TRY Annual Meeting Date: 06/01/2005 Issuer: 895927 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No NELSON PELTZ Management For For PETER W. MAY Management For For HUGH L. CAREY Management For For CLIVE CHAJET Management For For EDWARD P. GARDEN Management For For JOSEPH A. LEVATO Management For For GREGORY H. SACHS Management For For DAVID E. SCHWAB II Management For For RAYMOND S. TROUBH Management For For GERALD TSAI, JR. Management For For JACK G. WASSERMAN Management For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE PERFORMANCE Management For For No GOAL BONUS AWARDS PORTION OF THE COMPANY S 1999 EXECUTIVE BONUS PLAN AS DESCRIBED IN THE PROXY STATEMENT. 03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 101 3,490 3,490 3,490 5/26/2005 WOODLAND SMALL CAP VALUE GABELLI 997G020 309 7,070 7,070 7,070 5/26/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ GANDER MOUNTAIN COMPANY GMTN Annual Meeting Date: 06/08/2005 Issuer: 36471P ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No MARK R. BAKER Management For For KAREN M. BOHN Management For For MARSHALL L. DAY Management For For RICHARD C. DELL Management For For GERALD A. ERICKSON Management For For RONALD A. ERICKSON Management For For DALE NITSCHKE Management For For 02 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management Against Against No OF THE GANDER MOUNTAIN COMPANY 2004 OMNIBUS STOCK PLAN 03 PROPOSAL TO APPROVE THE GANDER MOUNTAIN COMPANY Management For For No EMPLOYEE STOCK PURCHASE PLAN 04 PROPOSAL TO RATIFY ERNST & YOUNG LLP AS THE Management For For No INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 108 2,410 2,410 2,410 5/26/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ JARDEN CORPORATION JAH Annual Meeting Date: 06/09/2005 Issuer: 471109 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No DOUGLAS W. HUEMME Management For For IRWIN D. SIMON Management For For ROBERT L. WOOD Management For For 02 PROPOSAL TO APPROVE AND ADOPT THE JARDEN CORPORATION Management Against Against No AMENDED AND RESTATED 2003 STOCK INCENTIVE PLAN. 03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For No LLP AS JARDEN CORPORATION S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2005. 04 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANYS Management For For No RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK FROM 50,000,000 TO 150,000,000 SHARES. 05 PROPOSAL TO APPROVE THE CONVERSION FEATURE OF Management For For No OUR SERIES C PREFERRED STOCK INTO SERIES B PREFERRED STOCK AND COMMON STOCK AND THE ISSUANCE OF COMMON STOCK AS A RESULT OF THE SUBSEQUENT CONVERSION OF SERIES B PREFERRED STOCK. 06 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANYS Management For For No RESTATED CERTIFICATE OF INCORPORATION TO AMEND THE DEFINITION OF RELATED PARTY IN SECTION C OF ARTICLE VIII. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 108 1,830 1,830 1,830 5/26/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ APOGEE ENTERPRISES, INC. APOG Annual Meeting Date: 06/21/2005 Issuer: 037598 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No ROBERT J. MARZEC Management For For STEPHEN C. MITCHELL Management For For DAVID E. WEISS Management For For 03 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For No APOGEE ENTERPRISES, INC. EXECUTIVE MANAGEMENT INCENTIVE PLAN 02 PROPOSAL TO APPROVE THE AMENDED AND RESTATED Management For For No APOGEE ENTERPRISES, INC. 2002 OMNIBUS STOCK INCENTIVE PLAN 04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For No & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 109 7,720 7,720 7,720 6/16/2005 WOODLAND SMALL CAP VALUE
- ------------------------------------------------------------------------------------------------------------------------------------ THE TOPPS COMPANY, INC. TOPP Annual Meeting Date: 06/30/2005 Issuer: 890786 ISIN: SEDOL: - ------------------------------------------------------------------------------------------------------------------------------------ Vote Group: GLOBAL Proposal Proposal Vote For or Against Contrary to Number Proposal Type Cast Mgmt. Policy - ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For No STEPHEN D. GREENBERG Management For For ANN KIRSCHNER Management For For RICHARD TARLOW Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For No LLP, AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 25, 2006. Custodian Stock Ballot Voted Holdings Vote Account Name Account Class Shares Shares Shares Date - ------------------------------------------------------------------------------------------------------------------------------------ GABELLI 997G020 106 6,160 6,160 6,160 6/24/2005 WOODLAND SMALL CAP VALUE
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant Gabelli Equity Series Funds, Inc. --------------------------------------------------------------------- By (Signature and Title)* /s/ Bruce N. Alpert -------------------------------------------------------- Bruce N. Alpert, Principal Executive Officer Date August 30, 2005 ---------------------------------------------------------------------------- *Print the name and title of each signing officer under his or her signature. -----END PRIVACY-ENHANCED MESSAGE-----