0000877538-14-000015.txt : 20141201 0000877538-14-000015.hdr.sgml : 20141201 20141201162951 ACCESSION NUMBER: 0000877538-14-000015 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: L.J. HART AND COMPANY CENTRAL INDEX KEY: 0000877538 IRS NUMBER: 431592723 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04182 FILM NUMBER: 141258080 BUSINESS ADDRESS: STREET 1: 16401 SWINGLEY RIDGE ROAD - SUITE 210 CITY: ST. LOUIS STATE: MO ZIP: 63017 BUSINESS PHONE: (636) 537-9939 MAIL ADDRESS: STREET 1: 16401 SWINGLEY RIDGE ROAD - SUITE 210 CITY: ST. LOUIS STATE: MO ZIP: 63017 FORMER COMPANY: FORMER CONFORMED NAME: HART L J & CO /BD DATE OF NAME CHANGE: 19990407 FORMER COMPANY: FORMER CONFORMED NAME: HART L J & CO/MO /BD DATE OF NAME CHANGE: 19910723 MA-I 1 primary_doc.xml MA-I 0000877538 XXXXXXXX Larry J. Hart 636-537-9939 ljhart@ljhartco.com tpisarkiewicz@ljhartco.com N Courtney Brooke Wegman 006189918 N 1 0000877538 L.J. HART AND COMPANY 04-29-2013 N 10-08-2014 0000877538 LOCATED SUPERVISED 04-29-2013 16401 SWINGLEY RIDGE ROAD - SUITE 210 ST. LOUIS MO 63017 04-2013 L.J. Hart & Company Chesterfield MO 63017 Y Y Vice President 09-2009 04-2013 Deloitte & Touche, LLP St. Louis MO 63102 N N Audit Senior 05-2009 09-2009 Unemployed Defiance MO 63341 N N Unemployed 08-2004 05-2009 University of Missouri - Columbia Columbia MO 65201 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-28-2014 Larry J. Hart President/CEO