0001209191-16-107612.txt : 20160310
0001209191-16-107612.hdr.sgml : 20160310
20160310163820
ACCESSION NUMBER: 0001209191-16-107612
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160308
FILED AS OF DATE: 20160310
DATE AS OF CHANGE: 20160310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LyondellBasell Industries N.V.
CENTRAL INDEX KEY: 0001489393
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 980646235
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1221 MCKINNEY ST
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77010
BUSINESS PHONE: 713-309-7603
MAIL ADDRESS:
STREET 1: 1221 MCKINNEY ST
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALTEP 2014 L.P.
CENTRAL INDEX KEY: 0001583039
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 161498253
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-247-6400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALTEP 2011 L.P.
CENTRAL INDEX KEY: 0001513440
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 161498254
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-247-6400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALTEP 2010 L.P.
CENTRAL INDEX KEY: 0001509925
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 161498255
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-247-6400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AI Altep Holdings, Inc
CENTRAL INDEX KEY: 0000877116
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 161498257
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-247-6400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: ACCESS INDUSTRIES INC
DATE OF NAME CHANGE: 19910710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Access Industries Holdings LLC
CENTRAL INDEX KEY: 0001391297
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 161498260
BUSINESS ADDRESS:
STREET 1: 2711 CENTERVILLE ROAD
STREET 2: SUITE 400
CITY: WILMINGTON
STATE: DE
ZIP: 19808
BUSINESS PHONE: 212 247 6400
MAIL ADDRESS:
STREET 1: C/O ACCESS INDUSTRIES MANAGEMENT, LLC.
STREET 2: 730 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AI INTERNATIONAL CHEMICALS S.A.R.L.
CENTRAL INDEX KEY: 0001508220
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 161498261
BUSINESS ADDRESS:
STREET 1: ATRIUM BUSINESS PARK
STREET 2: 33 RUE DU PUITS ROMAIN-BOITE 6
CITY: BERTRANGE
STATE: N4
ZIP: L-8070
BUSINESS PHONE: 352-282-651
MAIL ADDRESS:
STREET 1: ATRIUM BUSINESS PARK
STREET 2: 33 RUE DU PUITS ROMAIN-BOITE 6
CITY: BERTRANGE
STATE: N4
ZIP: L-8070
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AI INVESTMENTS HOLDINGS LLC
CENTRAL INDEX KEY: 0001508237
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 161498256
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122476400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: AI CHEMICAL HOLDINGS LLC
DATE OF NAME CHANGE: 20101217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blavatnik Len
CENTRAL INDEX KEY: 0001326628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 161498252
MAIL ADDRESS:
STREET 1: C/O ACCESS INDUSTRIES
STREET 2: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACCESS INDUSTRIES, LLC
CENTRAL INDEX KEY: 0001508227
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 161498258
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122476400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACCESS INDUSTRIES MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001508226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 161498259
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122476400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-08
0
0001489393
LyondellBasell Industries N.V.
LYB
0001508220
AI INTERNATIONAL CHEMICALS S.A.R.L.
33, RUE DU PUITS ROMAIN
BERTRANGE
N4
L-8070
LUXEMBOURG
0
0
1
0
0001391297
Access Industries Holdings LLC
C/O ACCESS INDUSTRIES, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
1
0
0001508226
ACCESS INDUSTRIES MANAGEMENT, LLC
C/O ACCESS INDUSTRIES, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
1
0
0001508227
ACCESS INDUSTRIES, LLC
C/O ACCESS INDUSTRIES, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
1
0
0000877116
AI Altep Holdings, Inc
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
0
1
Affiliate of 10% Owner
0001508237
AI INVESTMENTS HOLDINGS LLC
C/O ACCESS INDUSTRIES, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
1
0
0001509925
ALTEP 2010 L.P.
C/O AI ALTEP HOLDINGS, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
0
1
Affiliate of 10% Owner
0001513440
ALTEP 2011 L.P.
C/O AI ALTEP HOLDINGS, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
0
1
Affiliate of 10% Owner
0001583039
ALTEP 2014 L.P.
C/O AI ALTEP HOLDINGS, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
0
1
Affiliate of 10% Owner
0001326628
Blavatnik Len
C/O ACCESS INDUSTRIES, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
1
0
Ordinary shares
2016-03-08
4
S
0
258405
83.8843
D
44165385
D
Ordinary shares
2016-03-08
4
S
0
143567
82.0837
D
44021818
D
Ordinary shares
2016-03-08
4
S
0
591609
81.2285
D
43430209
D
Ordinary shares
2016-03-08
4
S
0
868
83.8843
D
269492
D
Ordinary shares
2016-03-08
4
S
0
483
82.0837
D
269009
D
Ordinary shares
2016-03-08
4
S
0
1989
81.2285
D
267020
D
Ordinary shares
2016-03-08
4
S
0
542
83.8843
D
168032
D
Ordinary shares
2016-03-08
4
S
0
301
82.0837
D
167731
D
Ordinary shares
2016-03-08
4
S
0
1240
81.2285
D
166491
D
Ordinary shares
2016-03-08
4
S
0
259
83.8843
D
80383
D
Ordinary shares
2016-03-08
4
S
0
144
82.0837
D
80239
D
Ordinary shares
2016-03-08
4
S
0
593
81.2285
D
79646
D
Ordinary shares
2016-03-09
4
J
0
1200000
D
42230209
D
Ordinary shares
2016-03-09
5
G
0
E
1200000
0.00
D
0
D
Ordinary shares
2016-03-09
4
S
0
1085236
82.5331
D
41144973
D
Ordinary shares
2016-03-09
4
S
0
7682
82.5331
D
259338
D
Ordinary shares
2016-03-09
4
S
0
4790
82.5331
D
161701
D
Ordinary shares
2016-03-09
4
S
0
2292
82.5331
D
77354
D
Ordinary shares
16000000
I
By corporation
Ordinary shares
20000000
I
By LLC
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.0400 to $84.0250, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The securities reported are held directly by AI International Chemicals S.a r.l. ("AIIC") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIIH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
Each of the reporting persons (other than AIIC) disclaims beneficial ownership of the securities held directly by AIIC except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.6200 to $82.5350, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.6200 to $81.6000, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. (formerly known as Access Industries, Inc.) and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
AIIC transferred 1,200,000 shares to its sole shareholder.
Gift.
The securities reported were held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIIH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
Each of the reporting persons (other than AIIH) disclaims beneficial ownership of the securities held directly by AIIH except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.9850 to $82.9200, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
The securities reported are held directly by AI European Holdings S.a r.l. ("AIEH") and may be deemed to be indirectly beneficially owned by Access Industries Holdings LLC, Access Industries, LLC, Access Industries Management, LLC, and Len Blavatnik because Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC control or own a majority of the voting equity of entities that directly or indirectly control AIEH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC and Access Industries Holdings LLC and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the voting interests in Access Industries, LLC.
The securities reported are held directly by AIPH Holdings LLC ("AIPH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIPH Holdings LLC, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
/s/ Alejandro Moreno for AI International Chemicals S.a r.l.
2016-03-10
/s/ Alejandro Moreno for Access Industries Holdings LLC
2016-03-10
/s/ Alejandro Moreno for Access Industries Management, LLC
2016-03-10
/s/ Alejandro Moreno for Access Industries, LLC
2016-03-10
/s/ Alejandro Moreno for AI Altep Holdings, Inc.
2016-03-10
/s/ Alejandro Moreno for AI Investments Holdings LLC
2016-03-10
/s/ Alejandro Moreno for Altep 2010 L.P
2016-03-10
/s/ Alejandro Moreno for Altep 2011 L.P.
2016-03-10
s/ Alejandro Moreno for Altep 2014 L.P.
2016-03-10
/s/ Alejandro Moreno, as Attorney-in-Fact for Mr. Blavatnik
2016-03-10