0001209191-16-107612.txt : 20160310 0001209191-16-107612.hdr.sgml : 20160310 20160310163820 ACCESSION NUMBER: 0001209191-16-107612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160308 FILED AS OF DATE: 20160310 DATE AS OF CHANGE: 20160310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LyondellBasell Industries N.V. CENTRAL INDEX KEY: 0001489393 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 980646235 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 713-309-7603 MAIL ADDRESS: STREET 1: 1221 MCKINNEY ST STREET 2: SUITE 700 CITY: HOUSTON STATE: TX ZIP: 77010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTEP 2014 L.P. CENTRAL INDEX KEY: 0001583039 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34726 FILM NUMBER: 161498253 BUSINESS ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-247-6400 MAIL ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTEP 2011 L.P. CENTRAL INDEX KEY: 0001513440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34726 FILM NUMBER: 161498254 BUSINESS ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-247-6400 MAIL ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTEP 2010 L.P. CENTRAL INDEX KEY: 0001509925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34726 FILM NUMBER: 161498255 BUSINESS ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-247-6400 MAIL ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AI Altep Holdings, Inc CENTRAL INDEX KEY: 0000877116 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34726 FILM NUMBER: 161498257 BUSINESS ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-247-6400 MAIL ADDRESS: STREET 1: 730 FIFTH AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: ACCESS INDUSTRIES INC DATE OF NAME CHANGE: 19910710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Access Industries Holdings LLC CENTRAL INDEX KEY: 0001391297 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34726 FILM NUMBER: 161498260 BUSINESS ADDRESS: STREET 1: 2711 CENTERVILLE ROAD STREET 2: SUITE 400 CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 212 247 6400 MAIL ADDRESS: STREET 1: C/O ACCESS INDUSTRIES MANAGEMENT, LLC. STREET 2: 730 FIFTH AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AI INTERNATIONAL CHEMICALS S.A.R.L. CENTRAL INDEX KEY: 0001508220 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34726 FILM NUMBER: 161498261 BUSINESS ADDRESS: STREET 1: ATRIUM BUSINESS PARK STREET 2: 33 RUE DU PUITS ROMAIN-BOITE 6 CITY: BERTRANGE STATE: N4 ZIP: L-8070 BUSINESS PHONE: 352-282-651 MAIL ADDRESS: STREET 1: ATRIUM BUSINESS PARK STREET 2: 33 RUE DU PUITS ROMAIN-BOITE 6 CITY: BERTRANGE STATE: N4 ZIP: L-8070 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AI INVESTMENTS HOLDINGS LLC CENTRAL INDEX KEY: 0001508237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34726 FILM NUMBER: 161498256 BUSINESS ADDRESS: STREET 1: 730 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122476400 MAIL ADDRESS: STREET 1: 730 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: AI CHEMICAL HOLDINGS LLC DATE OF NAME CHANGE: 20101217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blavatnik Len CENTRAL INDEX KEY: 0001326628 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34726 FILM NUMBER: 161498252 MAIL ADDRESS: STREET 1: C/O ACCESS INDUSTRIES STREET 2: 730 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACCESS INDUSTRIES, LLC CENTRAL INDEX KEY: 0001508227 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34726 FILM NUMBER: 161498258 BUSINESS ADDRESS: STREET 1: 730 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122476400 MAIL ADDRESS: STREET 1: 730 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACCESS INDUSTRIES MANAGEMENT, LLC CENTRAL INDEX KEY: 0001508226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34726 FILM NUMBER: 161498259 BUSINESS ADDRESS: STREET 1: 730 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122476400 MAIL ADDRESS: STREET 1: 730 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-08 0 0001489393 LyondellBasell Industries N.V. LYB 0001508220 AI INTERNATIONAL CHEMICALS S.A.R.L. 33, RUE DU PUITS ROMAIN BERTRANGE N4 L-8070 LUXEMBOURG 0 0 1 0 0001391297 Access Industries Holdings LLC C/O ACCESS INDUSTRIES, INC. 730 FIFTH AVENUE, 20TH FL NEW YORK NY 10019 0 0 1 0 0001508226 ACCESS INDUSTRIES MANAGEMENT, LLC C/O ACCESS INDUSTRIES, INC. 730 FIFTH AVENUE, 20TH FL NEW YORK NY 10019 0 0 1 0 0001508227 ACCESS INDUSTRIES, LLC C/O ACCESS INDUSTRIES, INC. 730 FIFTH AVENUE, 20TH FL NEW YORK NY 10019 0 0 1 0 0000877116 AI Altep Holdings, Inc 730 FIFTH AVENUE, 20TH FL NEW YORK NY 10019 0 0 0 1 Affiliate of 10% Owner 0001508237 AI INVESTMENTS HOLDINGS LLC C/O ACCESS INDUSTRIES, INC. 730 FIFTH AVENUE, 20TH FL NEW YORK NY 10019 0 0 1 0 0001509925 ALTEP 2010 L.P. C/O AI ALTEP HOLDINGS, INC. 730 FIFTH AVENUE, 20TH FL NEW YORK NY 10019 0 0 0 1 Affiliate of 10% Owner 0001513440 ALTEP 2011 L.P. C/O AI ALTEP HOLDINGS, INC. 730 FIFTH AVENUE, 20TH FL NEW YORK NY 10019 0 0 0 1 Affiliate of 10% Owner 0001583039 ALTEP 2014 L.P. C/O AI ALTEP HOLDINGS, INC. 730 FIFTH AVENUE, 20TH FL NEW YORK NY 10019 0 0 0 1 Affiliate of 10% Owner 0001326628 Blavatnik Len C/O ACCESS INDUSTRIES, INC. 730 FIFTH AVENUE, 20TH FL NEW YORK NY 10019 0 0 1 0 Ordinary shares 2016-03-08 4 S 0 258405 83.8843 D 44165385 D Ordinary shares 2016-03-08 4 S 0 143567 82.0837 D 44021818 D Ordinary shares 2016-03-08 4 S 0 591609 81.2285 D 43430209 D Ordinary shares 2016-03-08 4 S 0 868 83.8843 D 269492 D Ordinary shares 2016-03-08 4 S 0 483 82.0837 D 269009 D Ordinary shares 2016-03-08 4 S 0 1989 81.2285 D 267020 D Ordinary shares 2016-03-08 4 S 0 542 83.8843 D 168032 D Ordinary shares 2016-03-08 4 S 0 301 82.0837 D 167731 D Ordinary shares 2016-03-08 4 S 0 1240 81.2285 D 166491 D Ordinary shares 2016-03-08 4 S 0 259 83.8843 D 80383 D Ordinary shares 2016-03-08 4 S 0 144 82.0837 D 80239 D Ordinary shares 2016-03-08 4 S 0 593 81.2285 D 79646 D Ordinary shares 2016-03-09 4 J 0 1200000 D 42230209 D Ordinary shares 2016-03-09 5 G 0 E 1200000 0.00 D 0 D Ordinary shares 2016-03-09 4 S 0 1085236 82.5331 D 41144973 D Ordinary shares 2016-03-09 4 S 0 7682 82.5331 D 259338 D Ordinary shares 2016-03-09 4 S 0 4790 82.5331 D 161701 D Ordinary shares 2016-03-09 4 S 0 2292 82.5331 D 77354 D Ordinary shares 16000000 I By corporation Ordinary shares 20000000 I By LLC The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.0400 to $84.0250, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The securities reported are held directly by AI International Chemicals S.a r.l. ("AIIC") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIIH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Each of the reporting persons (other than AIIC) disclaims beneficial ownership of the securities held directly by AIIC except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.6200 to $82.5350, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.6200 to $81.6000, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. (formerly known as Access Industries, Inc.) and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. AIIC transferred 1,200,000 shares to its sole shareholder. Gift. The securities reported were held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIIH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Each of the reporting persons (other than AIIH) disclaims beneficial ownership of the securities held directly by AIIH except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.9850 to $82.9200, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. The securities reported are held directly by AI European Holdings S.a r.l. ("AIEH") and may be deemed to be indirectly beneficially owned by Access Industries Holdings LLC, Access Industries, LLC, Access Industries Management, LLC, and Len Blavatnik because Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC control or own a majority of the voting equity of entities that directly or indirectly control AIEH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC and Access Industries Holdings LLC and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the voting interests in Access Industries, LLC. The securities reported are held directly by AIPH Holdings LLC ("AIPH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIPH Holdings LLC, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. /s/ Alejandro Moreno for AI International Chemicals S.a r.l. 2016-03-10 /s/ Alejandro Moreno for Access Industries Holdings LLC 2016-03-10 /s/ Alejandro Moreno for Access Industries Management, LLC 2016-03-10 /s/ Alejandro Moreno for Access Industries, LLC 2016-03-10 /s/ Alejandro Moreno for AI Altep Holdings, Inc. 2016-03-10 /s/ Alejandro Moreno for AI Investments Holdings LLC 2016-03-10 /s/ Alejandro Moreno for Altep 2010 L.P 2016-03-10 /s/ Alejandro Moreno for Altep 2011 L.P. 2016-03-10 s/ Alejandro Moreno for Altep 2014 L.P. 2016-03-10 /s/ Alejandro Moreno, as Attorney-in-Fact for Mr. Blavatnik 2016-03-10