SC 13G/A 1 dsc13ga.txt SCHEDULE 13G AMENDMENT NO. 9 ================================================================================ SEC 1745 Potential persons who are to respond to the collection of information (6-01) contained in this form are not required to respond unless the form displays a currently valid OMB control number. ================================================================================ /-----------------------------/ / OMB APPROVAL / /-----------------------------/ / OMB Number: 3235-0145 / /-----------------------------/ / Expires: October 31, 2002 / /-----------------------------/ / Estimated average burden / / hours per response ... 14.9 / ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Westwood Corporation -------------------- (Name of Issuer) Common Stock, $.003 par value ----------------------------- (Title of Class of Securities) 961748 20 9 ----------- (CUSIP Number) _______________________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 961748 20 9 13G Page 2 of 2 -------------------------------------------------------------------------------- 1. Name of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) Paul R. Carolus -------------------------------------------------------------------------------- 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [_] (b) [_] -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States -------------------------------------------------------------------------------- 5. Sole Voting Power 339,019 Number of ------------------------------------------------- Shares 6. Shared Voting Power Beneficially -0- -------------------------------------------------- Owned by 7. Sole Dispositive Power Each Reporting Person with 339,019 -------------------------------------------------- 8. Shared Dispositive Power -0- -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 339,019 -------------------------------------------------------------------------------- 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [_] -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 4.9% -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN -------------------------------------------------------------------------------- CUSIP NO. 961748 20 9 13G Page 3 of 3 Item 1. (a) Name of Issuer: Westwood Corporation (b) Address of Issuer's Principal Executive Offices: 12402 East 60th Street Tulsa, Oklahoma 74146 Item 2. (a) Name of Person Filing: Paul R. Carolus (b) Address of Principal Business Office, or if None, Residence: 8511 South Canton Tulsa, Oklahoma 74137 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, par value $.003 (e) CUSIP Number: 961748 20 9 Item 3. If this statement is filed pursuant to (S)(S)240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable (a) [_] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) [_] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [_] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [_] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [_] An investment adviser in accordance with (S)240.13d-1(b)(1) (ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with (S)240.13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with (S)240.13d-1(b)(1)(ii)(G); (h) [_] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [_] Group, in accordance with (S)240.13d-1(b)(1)(ii)(J). CUSIP NO. 961748 20 9 13G Page 4 of 4 Item 4. Ownership. (a) Amount beneficially owned: 339,019 (b) Percent of class: 4.9% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 339,019 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 339,019 (iv) Shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of More than Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of the Group. Not Applicable Item 10. Certification. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 2002 /s/ Paul R. Carolus ---------------------------------- Paul R. Carolus Attention: Intentional misstatements or omissions of fact constitute federal criminal violations (See 18 U.S.C. 1001).