0001144204-19-015210.txt : 20190320 0001144204-19-015210.hdr.sgml : 20190320 20190320205123 ACCESSION NUMBER: 0001144204-19-015210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190313 FILED AS OF DATE: 20190320 DATE AS OF CHANGE: 20190320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doft David B. CENTRAL INDEX KEY: 0001409510 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13718 FILM NUMBER: 19695773 MAIL ADDRESS: STREET 1: C/O MDC PARTNERS INC. STREET 2: 950 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MDC PARTNERS INC CENTRAL INDEX KEY: 0000876883 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 980364441 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 646 429 1800 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORP INC DATE OF NAME CHANGE: 20001204 FORMER COMPANY: FORMER CONFORMED NAME: MDC COMMUNICATIONS CORP DATE OF NAME CHANGE: 19961028 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORPORATION DATE OF NAME CHANGE: 19950419 4 1 tv516696_4.xml OWNERSHIP DOCUMENT X0306 4 2019-03-13 0 0000876883 MDC PARTNERS INC MDCA 0001409510 Doft David B. C/O MDC PARTNERS INC. 745 FIFTH AVENUE, 19TH FLOOR NEW YORK NY 10151 0 1 0 0 Chief Financial Officer Class A Shares 1500 I See Footnote Class A Shares 287485 D Class A Shares 2019-03-13 4 J 0 40000 0 D 247485 D Stock Appreciation Rights 6.60 2020-01-31 2022-01-31 Class A Shares 50000 50000 D The Reporting Person also indirectly holds 1,500 Class A Shares in a UTMA account for the benefit of his son. Includes shares of unvested Restricted Stock (Class A Shares) 40,000 shares of Restricted Stock (Class A Shares) of the Issuer were awarded on February 17, 2016 subject to achievement of financial performance targets and continued employment. All 40,000 shares were forfeited as of March 13, 2019 due to the Company's failure to achieve such targets. SAR's granted January 31, 2017 vest on the third anniversary of the grant date and expire on January 31, 2022. These SAR's may be settled in cash or stock at the discretion of the Issuer. /s/ David Doft 2019-03-20