0001144204-17-012340.txt : 20170302 0001144204-17-012340.hdr.sgml : 20170302 20170302093630 ACCESSION NUMBER: 0001144204-17-012340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MDC PARTNERS INC CENTRAL INDEX KEY: 0000876883 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 980364441 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 646 429 1800 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORP INC DATE OF NAME CHANGE: 20001204 FORMER COMPANY: FORMER CONFORMED NAME: MDC COMMUNICATIONS CORP DATE OF NAME CHANGE: 19961028 FORMER COMPANY: FORMER CONFORMED NAME: MDC CORPORATION DATE OF NAME CHANGE: 19950419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ross David Corwin CENTRAL INDEX KEY: 0001699282 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13718 FILM NUMBER: 17657154 MAIL ADDRESS: STREET 1: 250 WEST 94TH STREET STREET 2: APT. 12G CITY: NEW YORK STATE: NY ZIP: 10025 4 1 v460935_4.xml OWNERSHIP DOCUMENT X0306 4 2017-03-01 0 0000876883 MDC PARTNERS INC MDCA 0001699282 Ross David Corwin 745 FIFTH AVENUE 19TH FLOOR NEW YORK NY 10151 0 1 0 0 See Remarks Class A Shares 130000 D Class A Shares 2017-03-01 4 P 0 5000 8.65 A 135000 D Stock Appreciation Rights 6.60 2020-01-31 2022-01-31 Class A Shares 43000 43000 D Includes 100,000 shares of unvested Restricted Stock (Class A Shares) of the Issuer. A total of 5,000 Class A Shares of the Issuer were purchased by the Reporting Person on the open market at a per share price of $8.65 USD on March 1, 2017. SAR's granted January 31, 2017, vest on the third anniversary of the grant date, and expire on January 31, 2022. These SAR's may be settled in cash or stock, at the discrtion of the Issuer. EVP, Strategy & Corporate Development /s/ David Ross 2017-03-02